#Capital raising

[compliifinancialservices]

Complii committed to sophisticated FASEA requirements

Complii FinTech Solutions have taken a significant step forward in the improvement of their compliance systems by fulfilling the increasingly sophisticated FASEA requirements. FASEA requirements represents not only a significant advance for Australian financial compliance, but significant opportunities for stockbrokers to ensure their compliance into the future.

WHAT ARE FASEA REQUIREMENTS? FASEA (or the Financial Adviser Standards and Ethics Authority Ltd) was established in early 2017 with the intention of setting standards for the education and training of financial advisers across Australia. As an adviser, you need to make sure that you comply with these standards, or you could face significant sanctions.

The guidance is based on five core values, which are all central to financial advisers being trusted by their clients:

TRUSTWORTHINESS For a good relationship, clients need to trust financial advisers. To do so, financial advisers need to do what’s right in all cases, even occasionally to their own personal detriment. Integrity, honesty, and a strong sense of ethical duty being at the centre of a financial adviser’s operation increases confidence and quality of work.

COMPETENCE The ongoing development and maintenance of workspace knowledge is key to a good financial adviser, as it indicates a strong level of competence and ability within the role. FASEA recommends that in the case that an adviser is not able to help a particular client, they strive to find one with the ability to do so. By doing so, all clients get the able and talented financial adviser that they deserve.

HONESTY This one speaks for itself. A financial adviser must be honest and transparent with their clients. Beyond simply telling the truth, financial advisers should never withhold information. Honesty is the first step to trust, and trust makes a good working relationship.

FAIRNESS A financial adviser must be objective and treat all their clients equally and fairly. This includes knowing if you can actually go forward with what your client needs, and properly investigating and evaluating for a client in all cases. Therefore, whoever a client may be, they’re certain to get the best service possible.

DILIGENCE Having a strong level of diligence in every job means that each individual case has a high level of care and attention paid to it. Advisers should meticulously look through every single detail of a client’s accounts, which makes sure that the best advice possible is always given to clients and they receive the best-tailored service for their accounts.

Combining all these factors means that financial advisers are excellently equipped for any and all eventualities. Thanks to a higher level of required training, the quality of advisers going forward will significantly increase in the long run. Compliance to these guidelines demonstrates Complii’s dedication to the clientele and helps their clients manage their compliance into the future.

WHAT DOES THIS MEAN FOR INVESTORS? Investors, under the new FASEA guidelines, will have new processes to go through regarding stockbroker compliance, in order to become a sophisticated investor. This system includes sending a request to become a sophisticated investor, followed by a series of online questions and supporting documentation. Following a review, a client is either accepted as sophisticated or not.

Firstly, the wider FASEA guidelines mean that a higher level of adviser is essentially guaranteed. Whereas before, companies may have risked a worse adviser that may have slipped up in one of the five values. FASEA’s new overhauled requirements guarantee that attention will be paid to all these vital values. Financial advisers will, therefore, work to a guaranteed high standard, which is best for all investors across the country.

This enhancement in Complii’s product line means that ethical standards and guidelines are followed more thoroughly throughout Complii’s processes. Where Complii’s stockbroking compliance software was previously top of the line and ahead of industry standards, the advances made make sure that investors can be even more secure and aligned with Australian law than previously. With Complii’s continuing support for the most up-to-date compliance regulations, businesses can focus on increasing their revenues, maximising efficiency and avoid spending human resources on guaranteeing a good level of compliance.

SHOULD I USE COMPLII? In order to make sure that your company remains compliant with ever-changing compliance regulations, use Complii. Our web-based risk and compliance solution is expertly designed to automate the compliance procedures of companies and protect them from any potential legal issues and financial crimes arising from compliance issues in the future. The Complii digital platform also removes the needs for paper-based compliance, moving all compliance procedures to a secure, online platform.

Need advice as well? Our MIntegrity business unit are experts at regulatory risk and FASEA / AFSL compliance.

If you want to learn more about what Complii or MIntegrity can do for you and your company, then get in touch with a member of the team.

[jayholstine]

Money Matters: The Dynamics of Capital Raising in Start-ups

Raising capital is one of the cornerstones of turning a startup idea into a thriving business. For most entrepreneurs, it’s not a one-time event but an ongoing process that evolves alongside the company. From early seed funding to the later stages of investment, capital raising is what enables companies to scale, hire talent, and build out their vision. While the mechanics of fundraising can…

[projectfundingservices]

Global Star Capital founder Rich Cocovich recently met with principals in both New York City and Los Angeles California on a $5 Million USD entertainment sector project and bridged the gap of funding with a private California based investor. Since 1991, Cocovich has serviced clients in 126 countries and all 50 states in America as the top expert and private funding. Over 30 billion USD from private investors awaits the projects Global Star Capital and Rich Cocovich represent. If you are a solvent and prepared project principal who understands that high end, professional expertise is not free, not contingent, not pro bono, and not wrapped into a closing, then you are welcome to visit one of our two main websites www.globalstarcapital.com or https://lnkd.in/eFeNm-pb and begin in the Our Process Section. Our engagement process and fee structure is etched in stone and non-negotiable. Project principals who follow our protocol, including the mandatory face-to-face meeting steps, succeed in gaining the attention their project deserves. Within seven days of meeting Rich Cocovich in person, a greenlight from a private funding facilitator/investor will be established.

#richcocovich #globalstarcapital #privefunding #projectfunding #richcocovichreviews #globalstarcapitalreviews #cocovich #capitalraising #topconsultant #familyoffice #equity #equityfunding #projectequity #equityinvesting

[privatefunding]

Global Star Capital founder Rich Cocovich recently met with principals in both New York City and Los Angeles California on a $5 Million USD entertainment sector project and bridged the gap of funding with a private California based investor. Since 1991, Cocovich has serviced clients in 126 countries and all 50 states in America as the top expert and private funding. Over 30 billion USD from private investors awaits the projects Global Star Capital and Rich Cocovich represent. If you are a solvent and prepared project principal who understands that high end, professional expertise is not free, not contingent, not pro bono, and not wrapped into a closing, then you are welcome to visit one of our two main websites www.globalstarcapital.com or www.globalstarcapital.international and begin in the Our Process Section. Our engagement process and fee structure is etched in stone and non-negotiable. Project principals who follow our protocol, including the mandatory face-to-face meeting steps, succeed in gaining the attention their project deserves. Within seven days of meeting Rich Cocovich in person, a greenlight from a private funding facilitator/investor will be established.

#richcocovich #globalstarcapital #privefunding #projectfunding #richcocovichreviews #globalstarcapitalreviews #cocovich #capitalraising #topconsultant #familyoffice #equity #equityfunding #projectequity #equityinvesting

[touchaheartnews]

ZENITH BANK SET TO RAISE N290 BILLION CAPITAL THROUGH RIGHTS ISSUE AND PUBLIC OFFER

Zenith Bank Plc is set to raise N290 billion through a combination of a Rights Issue and a Public Offer in compliance with the revised minimum capital requirements for Nigerian commercial banks introduced by the Central Bank of Nigeria (CBN). This announcement was made during the Zenith Bank Rights Issue/Public Offer Signing Ceremony held yesterday, July 29, 2024, at The Civic Centre, Victoria…

[globalstarcapital]

In the past 45 days, Global Star Capital founder Rich Cocovich has met with clients in multiple sectors, executives and established entertainment brass on multiple projects in Los Angeles, Pittsburgh, Phoenix, San Diego, Washington DC and Miami. He is a gearing up for international clients in Spain, Italy, The UAE and South Africa also. If you are a solvent and prepared project principal who understands that high end professional services are not free, not “wrapped into a closing” and not contingent then you are welcome to apply at our website www.globalstarcapital.com beginning in the Our Process section. Projects $1 Million and up are welcome. We are the top experts in private funding with clients in 126 countries and all 50 states since 1991. Our mandatory protocol is etched in stone with fre structure that includes meeting face to face. Over $30 Billion USD awaits our clients from private investors worldwide who cannot be reached without Global Star Capital and our founder.

#richcocovichreviews #richcocovich #globalstarcapital #globalstarcapitalreviews #projectfunding #projectfinance #capitalraising #equityinvesting #equityfunding #topconsultant #privateequity #privatemoney #privatefunding #funding #fundingnews

[ipoguy]

Access North America's Largest Online Investor Community

[vegaequity]

Steer Clear of These 9 Common Capital Raising Mistakes for Start-ups

Start-ups often require more capital than initially anticipated. Underestimating your funding needs can lead to a cash crunch down the road, hindering growth and operations. Factor in all potential expenses to ensure you secure sufficient capital to reach key milestones. In conclusion, avoiding these common capital raising mistakes can significantly enhance your start-up's chances of securing funding from investors who share your vision and believe in your potential. By crafting a solid business plan, conducting thorough market research, valuing your start-up appropriately, and building strong investor relationships, you'll be well on your way to a successful capital raising journey.

[johncasmon]

[stardew-bajablast]

can 2024 be the year we stop calling stay-at-home moms stupid for being ‘financially dependent’ and risking being trapped in abusive relationships, and instead start addressing why there are no social safety nets in place for people who choose to leave the workforce to raise their children

[martyrbat]

my secret confession is i think a lot of current art in comics is pretty but sometimes way too glossy and lifeless... it kinda feels like a sticker sheet where they just swap out generic stock poses that they have on hand for that character rather than the art being reflective of the actual story and moment the character is currently in

[thornescratch]

Normal human Nicklas Backstrom, out and about doing Normal Human Things.

[montaguespades]

Narcissists: "Narcissism isn't BAD or EVIL it's an ILLNESS you monster, stop saying bad things about meeeee!!!"

Narccisistic Abuse Survivors:

- Regularly having breakdowns because their trauma resulted in insecure attachment styles that they misconstrue in their own selves as a potential that they're a narcissist, no better than their abuser, doomed to be a monster, etc...

- Regularly wallowing in shame and suffering because their narc abuser will NOT leave their traumatized brains

- Regularly forced to take cocktails of pills and attend Christmas dinner regardless of the true source of their trauma because PTSD is annoying for everyone else

- Regularly invalidated by ignorant people with healthy families because they can't fathom the thought of a parent or partner being that deeply and intentionally malicious for no justifiable reason, or because narcissists put on convincing, charismatic faces in public

- Regularly reduced to shit-tier careers because they can't stand up for themselves in the face of exploitation, or "compete" with others AND handle daily life

- Regularly searching for a new therapist because every single one wants to obfuscate the truth about why their patient is not getting better, but will continue to milk their wallets/insurance regardless

- Regularly told that they should just "get over their issues with their parents" or "move on" without any access to reasonable trauma informed care, and with absolutely no one to talk to outside of that either because most people huffed the copium that "your toxic parents did their best" and shut them down

Narcissists: "Narcissistic abuse isn't REAL you ableist!!! Stop judging a WHOLE demographic for being so abusive that capitalism can't even find a way to profit off of our toxicity! We're SOOOOO sad and lonely, throw us more victims! It's the RIGHT THING TO DO!!!!"

Honestly, who are you people trying to fool, other than yourselves the way you do in the mirror every single day?

[nando161mando]

All employees got this email today from admin…

[privatefunding]

In the past 45 days, Global Star Capital founder Rich Cocovich has met with clients in multiple sectors, executives and established entertainment brass on multiple projects in Los Angeles, Pittsburgh, Phoenix, San Diego, Washington DC and Miami. He is a gearing up for international clients in Spain, Italy, The UAE and South Africa also. If you are a solvent and prepared project principal who understands that high end professional services are not free, not “wrapped into a closing” and not contingent then you are welcome to apply at our website www.globalstarcapital.com beginning in the Our Process section. Projects $1 Million and up are welcome. We are the top experts in private funding with clients in 126 countries and all 50 states since 1991. Our mandatory protocol is etched in stone with fre structure that includes meeting face to face. Over $30 Billion USD awaits our clients from private investors worldwide who cannot be reached without Global Star Capital and our founder.

#richcocovichreviews #richcocovich #globalstarcapital #globalstarcapitalreviews #projectfunding #projectfinance #capitalraising #equityinvesting #equityfunding #topconsultant #privateequity #privatemoney #privatefunding #funding #fundingnews

[idontmindifuforgetme]

Can’t wait to visit Iraq and just live blog from there. That will be so fun