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rexsecuritieslaw · 6 years ago

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Raymond Clark - Woodstock Financial Group Broker- Discloses Customer Disputes-Staten Island, NY

Raymond Clark – Woodstock Financial Group Broker- Discloses Customer Disputes-Staten Island, NY

January 2019-Staten Island, NY According to publicly available records Raymond William Clark , a stockbroker who is currently registered with Woodstock Financial Group, disclose 8 prior customer disputes and a termination from employment.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and…

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#Biondolillo Financial Group (BFG)#jp turner churning #jp turner litigation #raymond clark #Raymond William Clark #Reascence Capital LLC #recover investment losses #securities attorney #stockbroker malpractice #stockbroker negligence #Woodstock Financial Group #Woodstock Financial Group complaint #Woodstock Financial Group investigation #Woodstock Financial Group problem

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rexsecuritieslaw · 10 years ago

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SEC Announces Proposed Plan of Distribution in J.P. Turner/William Mello Matter

October 8, 2014- The SEC announced the Proposed Plan of Distribution and Opportunity for Comment in the Matter of JP Turner & Company and William L. Mello. In 2012 the SEC entered an order and sanctions against JP Turner and its former president William Mello for failing to supervise three registered representatives who churned customer accounts to generate commissions in disregard of customer’s…

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#jp turner churning #jp turner distribution fund #jp turner lawsuit #jp turner litigation #jp turner mello problem #jp turner sec problem #recover losses for stockbroker churning #william mello #william mello litigation

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