#brokerdealer

[marketingstrategy1]

SEC Directs Examiners To Focus on How U.S. Broker-Dealers Are Pitching Crypto

The SEC-registered investment firms offering or advising about cryptocurrencies will be a focus, and the regulator will make sure the companies “followed their respective standards of care when making recommendations, referrals, or providing investment advice,” according to a statement. #SEC #Directs #Examiners #Focus #U.S #BrokerDealers #Pitching #Crypto

[newcryptocurrencynews]

Binance Gets In-Principle Approval to Operate as Crypto Broker-Dealer in Abu Dhabi

Binance Gets In-Principle Approval to Operate as Crypto Broker-Dealer in Abu Dhabi

Binance Gets In-Principle Approval to Operate as Crypto Broker-Dealer in Abu Dhabi Source link

[legacylife365]

#Coinbase to Become First #BrokerDealer to Offer #SEC #Regulated #CryptoSecurities - Bitcoinist.com http://bitcoinist.com/coinbase-to-become-first-broker-dealer-to-offer-sec-regulated-crypto-securities/

[frankliniogele]

When Selecting an Attorney. Identify Your Legal Problem and Use a Specialist. Make Sure the Attorney has the Right Experience. Expect the Attorney to be a Good Communicator. Consider the Attorney's Professionalism. Franklin I. Ogele has Over 25 years of substantive professional work as Corporate Securities, Securities Industry Regulatory Lawyer, and Broker-Dealer / Investment Advisor Senior Management. He is a current employee of One Gateway Center. He is the best attorney for you. Hire him for professional legal services.

[untolden]

Massachusetts regulator seeks to revoke Robinhood's broker-dealer license

Massachusetts regulator seeks to revoke Robinhood’s broker-dealer license

Massachusetts’ securities regulator is seeking to revoke the broker-dealer license of cryptocurrency-friendly stock trading app Robinhood in the state. William Galvin, the head of the state’s securities division, said in a new administrative complaint that Robinhood has “continued a pattern of aggressively inducing and enticing trading among its customers — including Massachusetts customers with…

[walterleejr]

Reposted from @nolimitfinancial Why Is It That The System Allow’s 18 Year Olds To Commit To $200,000 Of Student Loan Debt But Won’t Grant Them $20,000 For A Business Loan? . . . The Answer Is Actually Quite It’s Simple. The System Was Not Built For You To Own A Business & Take Ownership Of Your Lifestyle & Financial Future. The System Was Built For You To Accumulate Debt, Work A 9-5, Be An Average Joe, Living Your Average Life, & Fall In Line With “Reality”. It’s Up To You To Say NO & That You Deserve MORE Out Of Life. . . . 90% Of People Die By Age 25 But Aren’t Buried Until They’re 75 & It’s Because They Listened To People Who Told Them To Be “Realistic” & Accepted Average. I Pray You Never Go Average. I Pray You Live A Limitless Life But The Decision Is Ultimately Yours. #PlayInAWinningTeam #RecessionProofBusiness #QuarantineProofBusiness #DISRUPT2020 @nolimitfinancial •••••••••••••••••••••••••••••••••••••••••••••••• #Abundance #Boss #BusinessOwnership #BrokerDealer #ChristianEntrepreneur #CALicensedBroker #CEO #Entrepreneur #FinancialFreedom #NoLimit #NoLimitFinancial #TeamNoLimit #MillionaireMindset #Success #SuccessMindset #WomenInBusiness - #regrann https://www.instagram.com/p/B_zxkr3J4RA/?igshid=bvv6gayv2hs3

[cryptobitnews]

ConsenSys Acquires US Broker-Dealer in Bid to Tokenize Trillion-Dollar ‘Muni’ Bond Market ConsenSys has purchased a U.S.-based broker-dealer in an attempt to overhaul the multi-trillion-dollar municipal bond market.

[joshbois]

Amazon best selling #author giving a #keynote speech at our last investor #pitchevent this week . . #InvestmentAdvisor #BrokerDealers #BrokerDealer #InvestmentBankers #InvestmentBanking #Bankers #GlobalInvestors #GlobalInvestor #CEO #Executive #GlobalCEO #DreamBig #Dreams #MaterializeDreams #PitchDeck #SharkTank #Globalize #Globalization #WealthDistribution #ThinkGlobal #OrangeCounty #GlobalVillage #MarketingAutomation #GlobalConsultant #Consultant #Startup #GlobalMarketing (Fashion Island Hotel) https://www.instagram.com/p/BzWaXNRBs_p/?igshid=cykfgtwgehpa

[xrpvibe]

SEC Extends Olive Branch to Broker-Dealers Handling Digital Assets

SEC Extends Olive Branch to Broker-Dealers Handling Digital Assets

The U.S. Securities and Exchange Commission (SEC) released a statement on Wednesday requesting comment on the custody of digital assets by special purpose broker-dealers. The move follows official charges recently brought on Ripple executives. The SEC, according to the statement, seeks to “encourage innovation” regarding digital asset securities. The Commission will reportedly grant a grace…

[rowenacampillos]

What is the IMG Business?

In more or less five years from now, I am planning to retire from employment already. I know everyone of us have our own concept of retirement. We may be planning to conclude our life in the workplace to be able to do what we really want. For most of us, when retirement comes, income stops but expenses won’t. With this in mind, I kept my eyes open for opportunities out there which I can…

[dailycryptocurrencynews-blog]

Clayton says broker-dealer ‘best interest’ language may mirror investment adviser’s fiduciary duty

Securities and Exchange Commission Chairman Jay Clayton advised Sen. Elizabeth Warren on Tuesday that the overall language of the regulator’s proposed “best interest” same old for broker-dealers may be the similar language because the fiduciary same old for investment advisers. The change got here after a spirited back-and-forth between Clayton and Warren at a Senate…

Clayton says broker-dealer ‘best interest’ language may mirror investment adviser’s fiduciary duty was originally published on Daily Cryptocurrency News

[silverhatworld]

Digital Payment Platform Uphold Inks Deal to Acquire New York Broker-Dealer

Digital Payment Platform Uphold Inks Deal to Acquire New York Broker-Dealer

#BTC, #XRP, #DOGE, #LTC, #ETH, #Bitcoin, #Ripple, #Cryptocurrency, #Market,

Uphold, a cloud-based financial services platform, has inked a deal to acquire New York-based broker-dealer JNK Securities Corp., in the latest move by a crypto platform to move itself towards traditional markets.

The deal, if approved, will give JNK clients access to crypto trading, potentially bringing new…

[legacylife365]

Breaking: #Coinbase Cleared to List #CryptoSecurities, Act as an #InvestmentAdvisor and Operate as a #BrokerDealer | The Daily Hodl https://dailyhodl.com/2018/07/16/breaking-coinbase-cleared-to-list-crypto-securities-act-as-an-investment-advisor-and-operate-as-a-broker-dealer/

[frankliniogele]

With Franklin I. Ogele we take your company public as well as  assist you in raising your valuable money through private placements. For more details must visit our site.

[fjsdnfjn]

At some point, you found out about trading and you wanted to start trading. I don't want to discuss the motivation behind that.However, I am very sure that you wanted to make something, to succeed in something, to create something, to help yourself or others with trading, or any kind of reason that you think will help you and benefit you in your life.Now, you came across a lot of obstacles, a lot of difficulties and you maybe are losing money. You may think that it's time to quit, it's not working and it's time for something else.It's all fine. We all went through that stage. If you quit right now, the time and the effort put in trading will be gone forever. All your dreams about trading will not come true.The thing that you will regret the most is that you would never know what could happened next. The success, the major breakthrough, maybe is on the next door. Tomorrow or the day after, you never know.It's not worth it to quit. You got dreams to fulfill. You have a goal to chase. You got to change your LIFE!-Struggling to find the best broker that suits your personal needs? The most transparent and user-friendly broker out there! www.bullphi.com Ping me for more details:9164440069#traderlife #trader #tradingstrategy #tradingeducation #tradingcompany #brokerdealer #brokeragefirm #brokerlife

[cryptobitnews]

ConsenSys Acquires SEC-Registered Broker-Dealer to Tokenize Bonds ConsenSys, a major blockchain firm founded by Ethereum co-founder Joseph Lubin, has acquired an American broker-dealer, Heritage Financial Systems.