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primebrokerageservices · 13 days

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Prime Brokerage: A Comprehensive Guide for Investors in 2024

What is Prime Brokerage?

Prime brokerage refers to a suite of services offered by investment banks and financial institutions to hedge funds, institutional investors, and other high-net-worth clients. These services provide a central hub for clients to manage multiple investments and trading activities. At its core, prime brokerage simplifies and enhances the ability to invest in various financial markets, offering everything from execution and clearing to risk management and financing.

Why is Prime Brokerage Essential?

For institutional investors and hedge funds, managing assets across global markets can be highly complex. Prime brokerage services streamline these operations by providing access to multiple markets, liquidity solutions, and comprehensive reporting. In addition, these services facilitate margin financing, stock lending, and risk management, helping investors execute their strategies more efficiently. Without prime brokers, investors would need to coordinate with multiple institutions, making it more difficult to manage large and diverse portfolios.

Prime Brokerage Services Explained

1. Trade Execution and Clearing

Prime brokers provide clients with access to various trading platforms, ensuring seamless execution of trades. Clearing services ensure that these trades are settled accurately, reducing the risk of trade failures and mitigating counterparty risk.

2. Securities Lending

A critical component of prime brokerage is securities lending, where the prime broker loans securities to clients to facilitate short selling or other strategies. This service helps investors optimize their trading opportunities and generate additional returns.

3. Leverage and Margin Financing

Prime brokers offer margin financing, allowing clients to borrow funds to increase their investment capacity. This leverage can amplify returns, although it also increases risk, making risk management a crucial aspect of prime brokerage.

4. Custodial Services

Safekeeping of securities is another vital role of prime brokerage. Custodial services ensure that clients' assets are securely held and managed, providing peace of mind and regulatory compliance.

5. Risk Management

Prime brokers help clients manage and mitigate risks associated with their portfolios. This can include market risk, credit risk, and operational risk. Prime brokers use sophisticated tools and analytics to monitor exposures and provide clients with real-time insights into their risk profiles.

6. Capital Introduction

Many prime brokers also offer capital introduction services, connecting hedge funds with potential investors. This service can be invaluable for funds looking to grow their capital base and expand their operations.

Latest Trends in Prime Brokerage in 2024

1. Digital Transformation

With advancements in technology, prime brokerage is becoming more efficient, automated, and accessible. In 2024, digital platforms are enabling clients to access real-time data, analytics, and trade execution tools from anywhere, fostering more informed and agile decision-making.

2. ESG-Focused Strategies

Environmental, Social, and Governance (ESG) investing is a growing trend, and prime brokers are adapting by offering specialized services to support these strategies. ESG-focused analytics, portfolio construction tools, and reporting frameworks are becoming integral parts of prime brokerage services.

3. Cryptocurrency and Digital Assets

As cryptocurrencies and digital assets gain acceptance in institutional portfolios, prime brokers are expanding their offerings to include these asset classes. In 2024, we are seeing more prime brokers providing custody, trading, and risk management solutions for digital assets, catering to the evolving needs of investors.

How to Choose the Right Prime Brokerage Partner?

1. Reputation and Experience

Look for prime brokers with a strong track record, particularly those who have successfully navigated market downturns and periods of volatility. Experienced brokers offer a higher level of expertise and are better equipped to handle complex investment strategies.

2. Range of Services

Different prime brokers offer varying levels of service. Ensure the broker you choose provides the full suite of services you require, whether it’s securities lending, margin financing, or advanced risk management.

3. Technology and Innovation

A prime broker with cutting-edge technology platforms can give you a competitive edge. Digital tools that offer real-time insights, automated processes, and comprehensive reporting are essential in today's fast-paced financial markets.

Cost Considerations for Prime Brokerage in 2024

Prime brokerage services come with fees, which can vary widely depending on the range of services provided, the size of the portfolio, and the complexity of the strategies employed. Common fee structures include a percentage of assets under management (AUM) or a commission-based model. It's essential to understand these costs upfront and weigh them against the value provided by the prime broker's services.

The Future of Prime Brokerage

As we move further into 2024 and beyond, the prime brokerage industry is set to undergo further innovation. With the rise of artificial intelligence (AI) and machine learning, prime brokers will be able to offer more personalized services, tailored to the unique needs and preferences of their clients. Additionally, regulatory changes and increasing demand for transparency will drive further evolution in the way prime brokerage services are delivered.

Conclusion

Prime brokerage is a critical service for institutional investors and hedge funds, providing essential tools and infrastructure to support sophisticated investment strategies. In 2024, the industry is evolving rapidly, driven by digital innovation, ESG investing, and the growing importance of digital assets. By understanding the full scope of prime brokerage services, selecting the right partner, and keeping an eye on emerging trends, investors can ensure they are well-positioned for success in the global financial markets.

#brokerage services #finance #investing #marketing #stock market #success #Prime brokerage #Prime brokerage NY

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maevenorts · 4 years

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choice New York companies

Coming from a Public Accounting background, Chimudi brings his accounting, financial reporting & analysis, and partnership tax data to his function. Chimudi Egbuna joined Choice New York Property Management in February 2020 as Corporate Controller. As part of his duties, Chimudi is answerable for financial accuracy and reporting as well as budgeting, evaluation of accounts receivables & payables, payroll, and total monetary analysis.choice new york

Having successfully constructed, operated, and exited two NYC actual property brokerages over the previous 26 years, Kurland is a seasoned and extremely respected real property entrepreneur and trade chief. He has been a featured speaker on numerous real estate panels, and quoted in several publications such as The Wall Street Journal, The Real Deal, and Crain’s New York Business. Earlier in his profession, Adam labored for 9 years at publicly traded REIT, Empire State Realty Trust (ESRT; previously generally known as Malkin Properties).

Our experience has proven that tenacity is a valuable commodity that we stock with us into each endeavor. From time to time the sudden will occur and we're prepared to find an expedient, cost-efficient and long-lasting solution. Our goal is to think critically, respond rapidly and execute efficiently. Throughout her profession, Ms. Keqaj has been concerned in all aspects of administration; from leasing, dealing with tenants, and supervising maintenance staff. Ms. Keqaj oversaw new site building which included project administration and contract negotiations. Vera Keqaj joined Choice New York Management in 2020 as Senior Building Operations Supervisor.

Mr. Dema is costumer service oriented, possesses advertising skills and thinks like an Investor. Originally from Leonia, NJ, Mr. Nicholas has lived in New York City for over 32 years. He and his wife Mary have three wonderful youngsters and are proud NYC householders. Mr. Nicholas holds a BS degree in Criminal Justice from the University of Delaware. In his spare time he enjoys golf, soccer, cooking and traveling.Choice new york companies

Ms. Keqaj has a number of years of experience managing residential properties all through California and New York. Her experience, mixed together with her extensive network of brokers and landlords has given her the flexibility to totally evaluate and assess many layers of the leasing course of to effectively manage relationships. She has an intimate working data of the local market and has in depth expertise working with legal compliance. She has a number of years of experience managing business and residential properties all through New York City. Mr. Dema is provided with sturdy communication skill and a broad data of Landlord-Tenant laws.

Discover firms that are similar to Choice New York Companies. Home By Choicewas created in partnership withChoice New York Management andChoice New York Staffingto complement, leverage, and strengthen our respective relationships and areas of expertise asserted by every company. Glassdoor offers you an inside have a look at what it's wish to work at Choice New York Companies, including salaries, evaluations, office pictures, and extra. All content material is posted anonymously by staff working at Choice New York Companies. Persistent.This is the single most underrated characteristic of success.

While at ESRT, Adam was answerable for managing and maintaining a commercial portfolio of over 1M SF of prime retail house in Manhattan and Connecticut. He dealt directly with tenants and landlord by way of underwriting, leasing, construction and project administration, site surveys, project scheduling, and contract negotiations. Adam’s involvement included strategic capital planning for ESRT, including mezzanine debt/most well-liked equity financing, budgeting, workouts/restructures, partner purchase-out agreements, and mortgage purchases. Currently at Choice NY Management, Adam is a Principal instantly involved in all features of the operations of the enterprise. From managing properties, overseeing staff, recruiting new staff, pursuing investments, implementing new know-how and new efficiencies, and procuring enterprise improvement alternatives. Prior to AFC, he was a Senior Private Banker with Indymac Bank. Mr. Feldman is often asked to talk on an array of real property subjects.

You end up doing all that tough work for them to tell you it's the wrong consent so you end up doing the double work. Clients can generally be tough and difficult, but what could be most difficult is the pay. LENSA generates certain data provided in on this website by compiling and analyzing publicly out there knowledge and data from staff/former workers. None of the information offered just isn't endorsed in any method by any of the businesses mentioned. We do not assure the accuracy, foreign money, or suitability of this data and you're answerable for how you employ it. We are not liable for nor endorse third get together content material on our web site. If you notice any inaccurate data or information you assume is proprietary you possibly can e-mail us at See ourTerms of Usefor extra data.

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fianxnoraw · 4 years

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Choice new york companies

He dealt instantly with tenants and landlord through underwriting, leasing, building and project administration, web site surveys, project scheduling, and contract negotiations. Adam’s involvement included strategic capital planning for ESRT, together with mezzanine debt/preferred equity financing, budgeting, workouts/restructures, associate purchase-out agreements, and loan purchases. At Choice New York Management, we offer property management, accounting, asset administration and strategic advisory providers to buildings all through the NYC metropolitan space. Please use the dropdown menus beneath or the navigation bar above to entry the resident and client portals. reasonably priced assisted residing residence shortly as she was in rehabilitation in a nursing home and couldn’t return residence. Choice new york companies

It additionally addresses the CCA method to public engagement, outreach, and training. That same month, the Friedman Foundation released the 2016 edition of "The ABCs of School Choice," a complete report detailing and commenting upon every faculty alternative program in the nation. In January 2016, the Friedman Foundation for Educational Choice released a report ranking college selection applications throughout the nation by participation.

Earlier in his profession, Adam labored for 9 years at publicly traded REIT, Empire State Realty Trust (ESRT; previously generally known as Malkin Properties). While at ESRT, Adam was liable for managing and sustaining a commercial portfolio of over 1M SF of prime retail house in Manhattan and Connecticut. Choice ny management

In its 5-4 opinion, the courtroom held that the appliance of Article X, Section 6 violated the free exercise clause of the U.S. The majority held Article X, Section 6 barred religious faculties and oldsters who wished to ship their kids to those schools from receiving public benefits because of the spiritual character of the school. According to the Center for Education Reform, New York was house to no digital constitution faculties as of May 2016. But critics of the system argue that without adequate public schooling, the system confuses voters and thus disenfranchises them. They additionally contend that the voting system targets a party system closely populated by leaders of shade. But simply as town is poised to place the ranked-choice voting system in place, opposition is mounting. Black elected officials have raised objections, arguing that absent substantial voter training, the system will successfully disenfranchise voters of colour.

Since this time, Mr. Nicholas has been managing several condominiums and cooperative apartment buildings. Dan Miller joined Goldin Management in 2001 as a Senior Property Manager. Throughout his many years with the Goldin he has served cooperative and condominium boards as their property manager and nonetheless manages many from his first yr. He believes that his success is derived from his accessibility and well timed responses to the problems at hand. Mr. Miller strives to all the time serve his shoppers in what is of their greatest interests and meet their expectations for professional service no matter what issues come up. Mr. Miller has a university diploma from the University of New Hampshire. Derek Bupp joined Goldin Management in 2018 as a Senior Property Manager and assumed a portfolio of fourteen cooperative and condominium associations.

They have been in a position to direct us to the proper new residence for her they usually guided us every step of the best way. Enhanced Care and Assisted Living Residences provide all the facilities of conventional assisted living, but are licensed to supply additional care. The New York State Department of Health supplies the licensure for all Adult Home, Enriched Housing, Assisted Living and Enhanced Assisted Living Residences in New York State.

In 2021, National School Choice Week will take place from January 24-30, 2021. Choice, founded in 2010, acquired KW Property Management’s New York department last year. The acquisition of Goldin makes Choice one of the 20 largest property administration companies within the city. Through this acquisition, Goldin Management’s clients acquire entry to the providers provided by Choice New York Companies, which include property management, building staffing, and a residential brokerage. “We are excited to become part of the Choice family," says Martin Goldin, founder and chief govt of Goldin. "This is truly nice information for our staff and shoppers." John Nicholas joined Goldin Management in March 2017 as a Property Manager.

We understand the ins and outs of New York well being care and work with outstanding health and community sources to offer you high quality care where you might be. CHOICE is part of the Visiting Nurse Service of New York, the nation’s largest not-for-profit home- and group-based mostly health care organization. We share its mission of serving to New Yorkers live well in their own homes and communities. Our group-primarily based companies help people access care and help ordered by their medical care team. During National School Choice Week, colleges and organizations throughout New York partner with families to boost consciousness in regards to the different K-12 education options available to children. This not-for-revenue effort is designed to tell and help parents, while shining a optimistic spotlight on the significance of opportunity in education.

Mr. Bupp has over 20 years’ experience as a Property Manager and has managed every little thing from small rentals up to a 420 unit co-operative advanced. Having owned his personal small property management firm, Mr. Bupp has served in each role possible from performing repairs, to keeping the books; managing staff in addition to managing a large portfolio of properties. Mr. Bupp is equally comfy troubleshooting a damaged boiler as he is presenting building financials at an annual assembly. Tanya has more than 25 years of professional experience working with firms in a wide range of industries, including manufacturing, distribution, resort, airline, and property administration. She prides herself on her solid accounting information, professionalism, and integrity.

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felixmaeve · 4 years

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Choice ny management

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necixsinz · 4 years

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choice new york

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nenixtias · 4 years

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choice New York companies

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empirehomeproperties · 4 years

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OPEN HOUSE SATURDAY JANUARY 30th 2021 TIME: 11:30-2:30 • 48 Springville Road,Hampton Bays, NY 11946• • Welcome Home !Located south of the highway, Few blocks away from Tiana Bay. This prime location allows a short ride to shopping centers, restaurants beaches and trains. This lovely corner home offers a new kitchen cabinets with quartz countertops and stainless steel appliances. New lighting fixtures throughout the house. Bathroom has been beautifully renovated. Most windows are new. Ready to move in and enjoy The Hamptons year round. • Agent Only Remarks:All showing request through showing time and send COVID19 Disclosure and pre- approval prior to show. all offers must be submitted to [email protected] any questions feel free to call me 631-559-1329 ♛▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃•♛ FOLLOW ME ON MY SOCIAL MEDIAS ♛▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃▃•��. . Website / Blog www.empirehomeproperties.com Video edit by: www.jproshots.com https://www.facebook.com/empirehomeproperties/ https://www.instagram.com/empirehomeproperties/ https://www.linkedin.com/in/jaime-najarro-1aa63548/ https://twitter.com/empirehomepro https://www.youtube.com/channel/UCIAFoYp0uNniqq3qmjcA-ng https://www.pinterest.com/empirehomepropertiesNY/ https://www.tumblr.com/blog/empirehomeproperties • #realty #brokerage #realestate #listing #greatvalue #Realtors #NAR #luxuryrealestate #mansion #HUDhome #foreclosure #househunting #makememove #luxuryliving #homegoals #housegoals #investmentproperty #emptynest #broker #realestateagent #locationlocationlocation #FSBO #ICNY #empirehomerealty #EmpireHomeProperties #Longisland #Suffolk #Nassau #Openhouse (at Hampton Bays, New York) https://www.instagram.com/p/CKq_PjvjPav/?igshid=ti5bdmcr8rz4

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the-estate-sell · 5 years

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Guide To The Buying Luxury Real Estate

There is nobody style, vogue or size that embodies a luxury home. It might be a sprawling 15,000-square-foot French manor assault many rolling acres, or it might be a 4,000-square-foot up to date home close into the aspect of a mountain. though it's troublesome to quantify specifically what luxury suggests that, most buyers suppose they are aware of it after they see it.

Across u. s., sales of luxury homes are touching records. the amount of Calif. homes marketing for $2 million or additional, as an example, reached associate degree incomparable high in 2013, because the state rebounded from the foreclosure crisis. The U.S. isn't the sole place seeing big sales of luxury homes. Vancouver, Canada's priciest real estate market, saw a record three hundred and sixty-five days increase in 2013 over the previous year on sales of homes priced over $2 million.

Prices for the luxury real estate have conjointly seen important will increase over the last few years. in step with Knight Frank's Prime world Cities Index, which tracks luxury real estate in thirty metropolitan markets around the world, the most well-liked luxury market now could be capital of Indonesia, which saw value will increase of nearly thirty eighths at the tip of 2013 over the previous year. Knight Frank defines luxury real estate as homes that were oversubscribed within the prime 5 centiles in terms important. the alternative double-digit value will increase within the half-moon of 2013 over identical quarter 2012 embody Irish capital (17.5%), Peiping (17.1%), city (17%), l. a. (14%), Tel Aviv (12.7%), port (12.3%), port of entry (10.4%) and the big apple (10.4%).

Why Growth?

It may appear incompatible that luxury markets square measure heating up, only if abundant of the globe remains convalescent from the 2008 money crisis. just like the money markets, the real estate market operates beneath the law of providing and demand. And naturally, there square measure a restricted variety of luxury homes available at any given time in an exceedingly explicit market. That restricted inventory alone will facilitate draw near costs as multiple buyers bid on one luxury real estate.

Strong Job Market

In several metropolitan markets, like Denver, low state rates let alone well-paying jobs have to burn the posh real estate market. Chris Mygatt, president of Coldwell Banker Residential Brokerage in Colorado, said, "We haven't seen this type of fury in luxury home sales before. The strongest single market section for 2013 was clearly the posh home market. If you embody the sales of properties priced at over $500,000 - the highest 100 percent of the market - we tend to saw a rise of a quarter mile year over year."

International buyers

In the U.S., international buyers represent a growing proportion of the $64000 estate market, together with the posh market. From Apr 2012 - March 2013, international transactions were at $68.2 billion, that created up quite 6 June 1944 of total U.S. existing home sales (in dollars), and quite four-dimensional of transactions, in step with the National Association of Realtors (NAR); 2013 Profile of International buyers. Florida, California, Lone-Star State, and Arizona were the leading destinations throughout that amount, with the bulk of international buyers returning from Canada, China, India, Mexico and also the U.K. These numbers represent a tiny low decrease from 2012's $82.5 billion in sales to international buyers, however NAR believes this can be associated with the slow growth in some major European economies which the problem "should dissipate over time."

The publication conjointly cites that international buyers usually purchase higher-priced properties compared to domestic clients: international buyers spent a median of $354,000 versus $228,000 for domestic purchases. Due partly to the tight U.S. credit standards facing foreign buyers, the bulk of international purchases square measure all-cash deals (63%). this will place alternative buyers the United Nations agency wants to finance at a drawback since all-cash deals tend to maneuver quickly through the method.

The U.S. comparatively cheap

The U.S. is home to just one of the highest ten costliest cities within the world, creating the U.S. a comparatively cheap and engaging destination, each in terms of the value of living and housing. in step with Forbes Magazine, the highest ten costliest cities within the world (as of March 2013) are:

1. Hong Kong, China 2. Tokyo, Japan 3. London, UK 4. Paris, France 5. Moscow, Russia 6. New York, NY 7. Shanghai, China 8. Singapore 9. Mumbai, India 10. Sydney, Australia

Buying a Luxury Home

According to the 2013 Profile of Home buyers and Sellers printed by the National Association of Realtors, 9 out of ten buyers used the net at some purpose once trying to find a home, and forty-third of recent buyers 1st found the house they purchased online.

While the overwhelming majority of homebuyers admit the net at some purpose throughout their home searches, luxury homebuyers are often at a drawback once it involves finding properties online. several high-end properties are not listed on MLS or search engines. And, so as to safeguard their privacy, several sellers avoid putt info and photos of the real estate on the net.

Find a certified real estate Agent

If you're within the marketplace for a luxury home, a certified real estate agent United Nations agency is aware of the posh market could also be your best bet for locating properties that square measure available however that aren't essentially simple to seek out thanks to privacy issues. associate degree agents acquainted with the posh market might have details concerning listings before they hit the open market. And, associate degree skilled agent is able to assist you to confirm the value of a luxury real estate. Most residential real estate is valued victimization comparables - similar properties within the space that have recently oversubscribed. Valuing luxury properties usually, |will be|is|may be} a challenge since often there aren't any similar properties within the space.

Financing

The loan method for luxury homes usually takes longer than for smaller mortgages. although your financials square measure in a sensible order, it should take forty-five to sixty days to secure a loan. Since it will take over time, and since the vendor of a luxury house is typically inquisitive about showing solely to qualified buyers, several real estate agents suggest having your mortgage broker, loan officer or personal banker get your finance approval too soon within the method.

Due Diligence

As with any real estate purchase, it's vital to require the time to properly examine a luxury home before purchase. In several cases, luxury homes square measure larger and have amenities that will need specialized home inspectors, such as:

. Pools and spas

. Fountains and ponds

. Lawn irrigation systems

. Exterior fireplaces

. Automatic screen and canopy systems

. Central vacuum systems

. Heated floors/driveways

. Sophisticated security/surveillance systems

. Landscape lighting

The Bottom Line

The luxury home market has skilled record growth within the last many years. abundant of the expansion within the U.S. and Canada is that the results of international buyers United Nations agency need to require advantage of favorable exchange rates, square measure relocating for work, square measure victimization real estate as associate degree investment, or United Nations agency could also be affluent oldsters getting a home or dwelling for his or her youngsters United Nations agency attend North Yankee universities.

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1765liberty · 8 years

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Russia Timeline

It’s been a while and a lot has happened with the Russia story.

I believe the following is the most comprehensive timeline out there detailing past and present developments surrounding the Russian involvement in the elections and potential connections to Trump. There's likely a lot more - this is just what I've been able to find through media reporting, and just where I believe an established connection has been shown. If you don't believe there's a connection after reading this, I'm not sure what else will convince you.

Please feel free to share as widely as you like.

April 2009 Sergei Millian (born Sergei Kukut), President of the Russian American Chamber of Commerce (an organization that bailed Trump out after his last bankruptcy when no bank would loan him money) states “We have signed formal agreements with… The Trump Organization… to jointly service the Russian clients’ commercial, residential and industrial real estate needs, [After meeting Michael Cohen] Trump Organization & Related Group […] signed an exclusive contract with me for promoting their companies in Russia and CIS countries,” Millian said in an interview. Millian was quoted in an ABC News interview as saying Trump benefitted to the tune of hundreds of millions of dollars from business dealings with Russia.

2011 In January 2016, the NY Times ran a story about a Russian government-backed investment fund started by Putin in 2011. Authorities signed up a high-powered board of international advisers to oversee its activities, a group that included American private equity executives David Bonderman of TPG and Stephen A. Schwarzman of the Blackstone Group.

After the United States and Europe imposed economic sanctions on Russia over the Ukraine conflict in 2014, many board members distanced themselves (Schwarzman was one). The fund has been known to make numerous LARGE investments (like $1B+) in Russian businesses with equally large conflicts of interest.

April 18, 2012 In a joint announcement by Exxon/Mobil’s CEO Rex Tillerson and Rosneft Executive Chairman Igor Sechin, Exxon and state-owned Russian oil company Rosneft unveil an offshore exploration partnership that could invest upward of $500 billion in developing Russia's vast energy reserves in the Arctic and Black Sea. Sechin, a close ally of Russian Prime Minister and President-elect Vladimir Putin, hailed the partnership, saying it had already added $7 billion to Exxon and Rosneft's combined market capitalization since it was announced.

June 21, 2013 Vladimir Putin awards Rex Tillerson the Order of Friendship.The Order of Friendship is awarded to Russian and foreign nationals for special merit in strengthening peace, friendship, cooperation and understanding between nations.

November 19, 2013 Trump holds Miss Universe pageant in Moscow. During this trip, later intelligence reports would suggest the KGB/FSB filmed Trump watching Russian prostitutes perform "golden showers" in his hotel room and began compiling compromising financial and personal information on Trump.

December 17, 2013 A treaty between the President of Ukraine Viktor Yanukovych and Russian President Vladimir Putin is signed whereby it was agreed that Russia would buy $15 billion of Ukrainian Eurobonds and that the cost of Russian natural gas supplied to Ukraine would be lowered to $268 per 1,000 cubic metres (the price was more than $400 at the time). The deal relinquished Crimea's Kerch peninsula to the Russian Navy, granting Russia highly desirable warm-water ports and strategic access to the Mediterranean and beyond. The treaty was signed amid massive, ongoing protests in Ukraine for closer ties between Ukraine and the European Union.

The treaty became defunct months later when Russia halted its purchase of Eurobonds and ousted President Yanukovich on February 22, 2014 and the Russian natural gas discount was cancelled in April of 2014.

February 22, 2014 Ukrainian President Viktor Yanukovych flees Kiev during a series of violent protests. Later, Vladimir Putin admits to helping Yanukovych escape Ukraine to Russia.

February 28-March 18, 2014 Russia invades the Ukraine and annexes Crimea and Sebastopol.

March 17, 2014 The US, the EU and Canada introduce the first round of specifically targeted sanctions against Russian the day after the Crimean referendum and a few hours before the Russian president Vladimir Putin, by signing a decree recognizing Crimea as an independent state, laid the groundwork for its annexation by Russia. The sanctions lead to the Russian financial crisis with losses estimated at $100 Billion Euros.

March 24, 2014 In an interview with Fox and NBC News Trump suggests imposing sanctions to hurt Russia economically and then later says he supports such sanctions. Trump also says (about Mitt Romeny) "Well, Mitt was right, and he was also right when he mentioned in one of the debates about Russia, and he said, 'Russia's our biggest problem, and Russia is, you know, really something."

April 28, 2014 The United States imposes a ban on business transactions within its territory on seven Russian officials, including Igor Sechin, executive chairman of the Russian state oil company Rosneft, and seventeen Russian companies. The result includes a block of the formerly announced partnership between Exxon and Rosneft worth $500 billion.

February 25, 2015 Russian opposition politician Boris Nemtsov visits his friend and colleague, Ilya Yashin, to ask for help with his latest investigation: a sensitive report on Russian soldiers secretly fighting in Ukraine.

February 27, 2015 Nemtsov is shot dead near the Kremlin as he was walking home.

May 28, 2015 Nemtsov's report was published with the help of friends Ilya Yashin and Vladimir Kara-Murza. The report alleges that Russian troops have taken part in the Ukrainian conflict – with at least 220 killed – and that Russia has covertly supplied the rebels with military hardware, intelligence and training. Putin denies Russian forces have been involved in the war.

May, 2015 Kara-Murza is hospitalized from an attempted poisoning. He would survive, only to be hospitalized from a 2nd attempted poisoning in 2017 following a trip to Russia.

June 16, 2015 Donald Trump announces he will run for president of the United States.

July 2015 A hacking group possibly linked to the FSB, the main successor to the K.G.B., entered Democratic National Committee servers undetected for nearly a year, security researchers said. The group was nicknamed Cozy Bear, the Dukes or A.P.T. 29 for “advanced persistent threat.”

December 10, 2015 Lt. Gen Michael Flynn sat at Putin's table for the 10th anniversary gala of Russia's state owned television network, RT. Flynn had made a paid appearance on the network.

December 17, 2015 Putin is quoted as saying (about Trump), "He’s a really brilliant and talented person, without any doubt,” Putin told reporters, according to a translation by Interfax. "It’s not our job to judge his qualities, that’s a job for American voters, but he’s the absolute leader in the presidential race.”

March 2016 Investigators believe that the G.R.U., or a hacking group known as Fancy Bear or A.P.T. 28, was the second group to break into the D.N.C., but it played a bigger role in releasing the committee’s emails.

March 21, 2016 Trump names Carter Page one of his foreign policy advisors. Page, Managing Partner of Global Energy Capital, is known for brokering energy deals in Russia and has been an advisor to (and investor in) Gazprom, the Russian state-controlled natural gas company.

April 20, 2016 Trump promotes Paul Manafort to campaign chair and chief strategist. Manafort worked as a political consultant for the Ukraine’s ruling party from 2006-2012, and specifically for then-Ukrainian Prime Minister, Viktor Yanukovych (whom he helped get into office). During that time, Manafort persuaded the Ukrainian government to change its grain policies in a way that benefited a U.S. agribusiness giant, and to consider deals with Exxon and Chevron for oil exploration.

Manafort and Roger Stone (both now working for Trump) were former business partners at Black, Manafort, Stone and Kelly, a Washington lobbyist group that lobbied on behalf of foreign dictators like Mohamed Siad Barre of Somalia, dictator Ferdinand Marcos of the Philippines, dictator Mobutu Sese Seko of Zaire, and Jonas Savimbi of Angola. They also represented Bethlehem Steel and The American Tobacco Institute as well as helping get Senators Phil Gramm, Jesse Helms, Charles McCurdy Mathias Jr., Arlen Specter, Paula Hawkins and David F. Durenberger get elected.

June 14, 2016 Russian government hackers penetrate the computer network of the DNC and gain access to the entire database of opposition research on Donald Trump.

June 15, 2016 American cyber-technology firm Crowdstrike releases a detailed statement about Russian hacking of the DNC. Trump’s team issues a statement: “We believe it was the DNC that did the ‘hacking’ as a way to distract from the many issues facing their deeply flawed candidate and failed party leader.” A hacker calling himself Guccifer 2.0 says he’s given the hacked emails to WikiLeaks, and also publishes them himself, complete with telltale Russian-language formatting errors.

July 2016 A January 27, 2017 Business Insider article details a dossier with unverified claims about President Donald Trump's ties to Russia contained allegations that Igor Sechin, Executive Chairman of Rosneft (and former deputy prime minister), offered former Trump foreign policy advisor Carter Page and his associates the brokerage of a 19% stake in the company in exchange for the lifting of US sanctions on Russia. The dossier says the offer was made in July, when Page was in Moscow giving a speech at the Higher Economic School and just prior to the Republican National Convention. The claim was sourced to "a trusted compatriot and close associate" of Sechin, according to the dossier's author, former British spy Christopher Steele. Yahoo News (September 23) reports that on that same Page trip, U.S. intelligence agencies received reports that Page met with another top Putin aide while in Moscow — Igor Diveykin. A former Russian security official, Diveykin now serves as deputy chief for internal policy and is believed by U.S. officials to have responsibility for intelligence collected by Russian agencies about the U.S. election.

July 18, 2016 The Washington Post reports the Trump campaign worked behind the scenes on a Republican convention platform plank. It gutted the GOP's longstanding support for Ukrainians' popular resistance to Russia's 2014 intervention.

July 22, 2016 WikiLeaks publishes the first in a series of hacked emails taken from the DNC. It releases a statement on Twitter reading, "Today, Friday 22 July 2016 at 10:30am EDT, WikiLeaks releases 19,252 emails and 8,034 attachments from the top of the US Democratic National Committee -- part one of our new Hillary Leaks series," the introduction says. "The leaks come from the accounts of seven key figures in the DNC," including Communications Director Luis Miranda (10,770 emails), National Finance Director Jordon Kaplan (3,797 emails), Finance Chief of Staff Scott Comer and others. The newly released emails cover the period from January 2015 through May 25, 2016.

July 24, 2016 Debbie Wasserman Schultz resigns from her position as DNC Chair amid email revelations that party officials were trying to undermine the candidacy of Sen. Bernie Sanders. Clinton campaign manager Robby Mook tells ABC News' "This Week" that their researchers (Crowdstrike) believe the Russians are responsible for the attack.

July 25, 2016 The FBI announces it's investigating the hack. The DNC apologizes to Sen. Sanders. Trump: "The new joke in town is that Russia leaked the disastrous DNC e-mails, which should never have been written (stupid), because Putin likes me."

July 27, 2016 In a news conference, Trump tells reporters that if Russia is behind the DNC hack that they most likely accessed her deleted emails from her tenure as secretary of state."By the way, if they hacked, they probably have her 33,000 emails. I hope they do," Trump said. "They probably have her 33,000 emails that she lost and deleted.” He then says, directly facing toward the cameras: "Russia, if you're listening, I hope you're able to find the 30,000 emails that are missing."

At the same press conference Trump insisted, "I never met Putin. I've never spoken to him."

July 28, 2016 Donald Trump, in an interview with Fox News' "Fox & Friends," clarifies that "of course" he was being "sarcastic" with his comments about Russia hacking into Clinton's deleted emails.

August 6, 2016 NPR confirms the Trump campaign's involvement in the Republican platform change on Ukraine.

August 14, 2016 A New York Times investigation conducted with the help of Ukrainian National Anti-Corruption Bureau shows that Donald Trump’s campaign chairman Paul Manafort received $12.7 million in cash from the former president of Ukraine, Victor Yanukovych.

August 19, 2016 The investigation causes Manafort to step down from his post. Steve Bannon replaces Manafort as Chief Strategist and Kellyanne Conway replaces Manafort as Trump’s campaign manager.

August 30, 2016 Harry Reid (R-Nev) writes to FBI Director James B. Comey asking him to initiate an investigation into Page’s Moscow visit stating the FBI should investigate his meetings as part of a larger look into whether the Trump campaign was conspiring with the Russian government to tamper with the U.S. presidential election.

September 13, 2016 UN ambassador Vitaly Churkin lodges a formal complaint with the United Nations over a top U.N. official's condemnations of Donald Trump and some European politicians. Eight days before, Zeid went after Trump in a speech in The Hague, Netherlands, lumping the billionaire businessman with several populist leaders in Europe. "All seek in varying degrees to recover a past, halcyon and so pure in form, where sunlit fields are settled by peoples united by ethnicity or religion," Zeid said, calling it a sentiment they share with the Islamic State. "This is not only strange — it's scary," senior policy adviser Jake Sullivan said. "A major-party candidate for the presidency of the United States is being protected by the Kremlin. Wow."

September 23, 2016 Yahoo news reports that although Trump first mentioned Carter Page’s name when asked to identify his “foreign policy team” during an interview with the Washington Post editorial team, his precise role in the campaign remains unclear; Trump spokeswoman Hope Hicks last month called him an “informal foreign adviser” who “does not speak for Mr. Trump or the campaign.” When Trump campaign spokesman Jason Miller was asked about Page he responded Page “has no role” and added: “We are not aware of any of his activities, past or present.” Miller did not respond when asked why Trump had previously described Page as one of his advisers.

September 26, 2016 Carter Page announces he is taking a leave of absence from his work with the Trump campaign due to the controversy over Rosneft. At the first presidential debate, Trump states “I don’t think anybody knows it was Russia that broke into the DNC. [Clinton’s] saying Russia, Russia, Russia, but I don’t—maybe it was. I mean, it could be Russia, but it could also be China. It could also be lots of other people. It also could be somebody sitting on their bed that weighs 400 pounds, OK?”

Oct 1, 2016 Six days before Wikileaks releases the first batch of DNC emails, Trump's informal advisor, Roger Stone, tweets "Wednesday @HillaryClinton is done #Wikileaks"

October 6, 2016 DC Leaks publishes some hacked DNC emails. October 7, 2016 ‪Beginning on Oct. 7, WikiLeaks publishes the first in a series of 50,000 emails belonging to Clinton campaign chairman John Podesta. The Department of Homeland Security and the Office of the Director of the National Intelligence issue a joint statement concluding: “The U.S. Intelligence Community (USIC) is confident that the Russian Government directed the recent compromises of e-mails from US persons and institutions, including from US political organizations. The recent disclosures of alleged hacked e-mails on sites like DCLeaks.com and WikiLeaks and by the Guccifer 2.0 online persona are consistent with the methods and motivations of Russian-directed efforts. These thefts and disclosures are intended to interfere with the US election process.”

October 9, 2016 2nd debate: Trump questions whether Russia is behind the hacks and suggests "maybe there is no hacking." “I notice any time anything wrong happens, they like to say ‘The Russians!’ She doesn't know if it's the Russians doing the hacking," Trump said of his rival Hillary Clinton. "Maybe there is no hacking. But they always blame Russia and the reason they blame Russia is because they think they are trying to tarnish me with Russia.”

October 20, 2016 3rd debate: Trump: [Clinton] has no idea whether it is Russia, China or anybody else. Clinton: I am not quoting myself. Trump: You have no idea. Clinton: I am quoting seventeen, seventeen [US intelligence agencies.] Do you doubt… Trump: Our country has no idea.

October 30, 2016 FBI Director James Comey announces an investigation and possible link between Clinton email server and emails from Anthony Weiner.

November 6, 2016 FBI Director Jamey Comey affirms the FBI’s July decision not to charge Clinton after review of Weiner emails.

November 7, 2016 WikiLeaks releases second batch of thousands of DNC emails.

November 8, 2016 Donald Trump wins the US presidential election.

November 9, 2016 After Putin announces Trump's election victory, Russia's Parliament erupts in applause.

November 10, 2016 Deputy Foreign Minister Sergei Ryabkov states that Russian government officials conferred with members of Donald Trump’s campaign team in an interview with the Interfax news agency.

November 17, 2016 House Minority Leader Nancy Pelosi, D-California, tells reporters she believes there should be a federal investigation into the hacking and that her team's own investigations alongside the DNC and other Democratic groups had led them to believe it was the Russians.

Trump names Lt Gen Michael Flynn National Security Advisor.

December 2016

A February 2017 Washington Post article reports that National security adviser Michael Flynn privately discussed U.S. sanctions against Russia with that country’s ambassador (Sergey Kislyak ) to the United States during the month before President Trump took office, contrary to public assertions by Trump officials, current and former U.S. officials said.

December 5/6, 2016 Sergei Mikhailov, a senior officer of the Federal Security Service, or F.S.B. (formerly the K.G.B.) in their cyber security department was attending a routine staff meeting when several armed police officers burst in, threw a hood over his head, and dragged him from the room. That is the last anyone has seen of him. Following that day, the Russian State charged him with treason.

Later, Russian media broke the story that another high ranking intelligence official Ruslan Stoyanov), at Kaspersky Labs, a leading private sector cybersecurity firm, had been detained. There was sketchy information as to whether or not the official had also been imprisoned and charged. Kaspersky Labs, maker of anti-virus software, has long been rumored to be associated with the Russian government.

December 7, 2016 Russia makes surprising announcement it has sold 19.5% of Rosneft, the state-controlled oil company. Reports on the investors are hazy, but include Glencore and Qatar. Although Rosneft is valued at $59 Billion, total investment by Glencore and Qatar is $3B Euros and additional funding may have occurred of up to $2.5Billion by Russian and Cayman Island banks and a series of shell companies.The deal defies expectations that no investor would dare buy a share in the Russian asset, given Western sanctions against the government of President Vladimir V. Putin.

December 9, 2016 President Obama’s counter-terrorism adviser Lisa Monaco announces that the intelligence community’s review of the Russian hacking incident will be completed before the inauguration and presented to Congress. The Washington Post reports that the CIA says the hack was done to help Trump get elected. The New York Times matches the Post's reporting and says the Republican National Committee was also hacked but information wasn’t shared. Trump's transition team says of the intelligence community: "These are the same people that said Saddam Hussein had weapons of mass destruction. The election ended a long time ago in one of the biggest Electoral College victories in history. It’s now time to move on and 'Make America Great Again.'"

December 11, 2016 RNC Chairman, and Trump's incoming White House Chief of Staff, Reince Priebus and Trump deny the RNC was hacked and separately deny that Russia was trying to interfere in the election, counter to the DHS and DNI's October statement. Trump tells "Fox News Sunday" that the reports of Russia hacking are "ridiculous" and “Nobody really knows, and hacking is very interesting. Once they hack, if you don’t catch them in the act you’re not going to catch them.” Trump also argues that U.S. intelligence has "no idea" if Russia or China are behind the hackings. Breach remediation firm Crowdstrike points out that it did in fact catch the hackers “in the act,” monitoring their activities inside the DNC network for weeks. Sen. John McCain (R-AZ) calls for a select committee to investigate the Russian hacking, saying "it’s clear the Russians interfered."

December 12, 2016 Republican lawmakers announce that congressional committees will also investigate the allegations made by the CIA.

December 13, 2016 Trump names Rex Tillerson his nominee for Secretary of State. Tillerson, CEO of Exxon Mobil, received the Russian Order of Friendship from Putin in 2011 following negotiation of a partnership to drill in the Arctic. The partnership was delayed due to US sanctions against Russia for its annexation of Crimea. Tillerson has had a close and personal relationship with Igor Sechin, head of the Russian oil giant Rosneft, for over a decade.

December 14, 2016 Rep. Devin Nunes, R-California, who chairs the House Permanent Select Committee on Intelligence, releases a statement, calling it "unacceptable" that intelligence community directors declined the House Intelligence Committee's request to be briefed on the hacking. "The Committee is vigorously looking into reports of cyber-attacks during the election campaign, and in particular we want to clarify press reports that the CIA has a new assessment that it has not shared with us," Nunes added in the statement. "The Committee is deeply concerned that intransigence in sharing intelligence with Congress can enable the manipulation of intelligence for political purposes."

December 16, 2016 In a press conference, Obama says that the hacks were initiated by the “highest levels of the Russian government.” Obama suggests he will retaliate but doesn’t specify how.

December 26, 2016 The Telegraph is reporting (1/28/17) an ex-KGB chief suspected of helping the former MI6 spy Christopher Steele to compile his dossier on Donald Trump may have been murdered by the Kremlin and his death covered up. it has been claimed.

Oleg Erovinkin, a former general in the KGB and its successor the FSB, was found dead in the back of his car in Moscow on Boxing Day in mysterious circumstances.

Erovinkin was a key aide to Igor Sechin, a former deputy prime minister and now head of Rosneft, the state-owned oil company, who is repeatedly named in the dossier.

December 28, 2016 On reports of impending sanctions,Trump tells reporters, "I think we ought to get on with our lives.”

December 29, 2016 Obama announces sanctions against Russian officials, including expulsion of 35 Russian diplomats and the closing of Russian compounds in Maryland and New York on suspicion they were used for intelligence gathering. Trump: "It's time for our country to move on to bigger and better things. Nevertheless, in the interest of our country and its great people, I will meet with leaders of the intelligence community next week in order to be updated on the facts of this situation." The Russian government vows retaliation.

Russian entities and people specifically called out: 1. Main Intelligence Directorate (a.k.a. GRU) 2. Federal Security Service (a.k.a FSB) 3. Special Technology Center (a.k.a. STLC) 4. Zorsecurity (a.k.a. Esage Lab) 5. "Professional Assoc of Designers of Data Processing Systems" (a.k.a. ANO PO KSI) Individuals 1. Igor Valentinovich Korobov 2. Sergey Aleksandrovich Gizunov 3. Igor Olegovich Kostyukov 4. Vladimir Stepanovich Alexseyev

December 30, 2016 Putin makes the surprise announcement that he won’t kick U.S. diplomats out of Russia. "We will not create problems for U.S. diplomats," Putin says in a statement. "We will not expel anybody.” Trump: "Great move on delay (by V. Putin) - I always knew he was very smart!"

December 31, 2016 Trump: “I know a lot about hacking. And hacking is a very hard thing to prove. So it could be somebody else. And I also know things that other people don’t know, and so they cannot be sure of the situation.”

January 3, 2017 Trump tweets that his intelligence briefing on the Russian hacking evidence has been postponed.

January 5, 2017 Trump: "So how and why are they so sure about hacking if they never even requested an examination of the computer servers? What is going on?"

NBC News reports that the FBI said they had already captured the necessary forensic data via “upstream” intelligence, a term that refers to capturing data in transit.

January 6, 2017 Classified documents are presented to President Obama and President-elect Trump by four of the senior-most US intelligence chiefs -- Director of National Intelligence James Clapper, FBI Director James Comey, CIA Director John Brennan, and NSA Director Admiral Mike Rogers. These documents include allegations that Russian operatives claim to have compromising personal and financial information about Mr. Trump multiple US officials with direct knowledge of the briefings tell CNN.

January 10, 2017 The Daily Beast (1/11/17) reports a leaked dossier says that Diveykin (the report identifies him as “Devykin”) had warned Page at their meeting in July about the Kremlin preparing an ugly “kompromat” or compromising materials on Trump that involved the golden shower video.

January 11, 2017 Trump: “Intelligence agencies should never have allowed this fake news to ‘leak’ into the public,” Trump wrote on Twitter. “One last shot at me. Are we living in Nazi Germany?”

Trump admits to Russia hacking but denies the attacks were meant to boost him

January 17, 2017 In a WSJ interview Trump suggested he would be open to lifting sanctions on Russia.

January 19, 2017 The New York Times reports that American law enforcement and intelligence agencies are investigating “intercepted communications” that potentially show ties between longtime Donald Trump ally Roger Stone and Russian officials.

Late January The Washington Post states the acting attorney general (Sally Yates) informed the Trump White House late in January that she believed Michael Flynn had misled senior administration officials about the nature of his communications with the Russian ambassador to the United States, and warned that the national security adviser was potentially vulnerable to Russian blackmail, current and former U.S. officials said.

January 22, 2017 Rex Tillerson nomination for Secretary of State receives the endorsement of the Senate Panel.

January 23, 2017 Trump announces James Comey will remain FBI Director

January 31, 2017 According to The Moscow Times, a report in Novaya Gazeta claims Mikhailov (currently charged with treason) implicated Vladimir Fomenko and his server rental company King Servers. In September 2016, ThreatConnect (a US cyber investigations agency) accused King Servers of involvement in the hacking of the Arizona and Illinois voting systems. And according to The New York Times, Fomenko claims he was unaware that this had happened until ThreatConnect released its findings.

February 1, 2017 Rex Tillerson, former CEO of Exxon Mobil, sworn in as Secretary of State

February 2, 2017 The U.S. Treasury Department eased economic sanctions on Russia, allowing some cyber-security transactions with the Russian Federal Security Service (FSB).

February 3, 2017 Congress repeals Dodd-Frank anti-corruption law. As a result, oil companies like Exxon Mobil will no longer be required to publicly state the taxes and other fees they pay to foreign governments (like Russia).

February 13, 2017 CNN reports Michael Flynn resigns from National Security Advisor role.

The Huffington Post reports (and then temporarily retracts an article while they continue to investigate) that the ownership group that bought 19% of Rosneft (Russian-owned oil company "offered" to Trump in exchange for lifting US sanctions against Russia) is a subsidiary of the Blackstone Group. The CEO and chairman of Blackstone is Stephen Schwarzman, a financial advisor to Trump. Stephen Schwarzmann and Trump are friends. Trump attended Schwarzman's 69th birthday last year and although he couldn't attend Schwarzman's 70th birthday party (he was with Prime Minister Abe), Ivanka, Jared Kushner, Wilbur Ross and Steve Mnuchin all attended.

February 19, 2017 NY Times reports a backchannel deal to lift sanctions on Russia was hand-delivered to Michael Flynn's office the day he resigned. The proposal, a peace plan for Ukraine and Russia, remains, along with those pushing it: Michael D. Cohen, the president’s personal lawyer, who delivered the document; Felix H. Sater, a business associate who helped Mr. Trump scout deals in Russia; and a Ukrainian lawmaker trying to rise in a political opposition movement shaped in part by Mr. Trump’s former campaign manager Paul D. Manafort.

Michael Cohen is Trump's chief personal lawyer and was named in the Steele Dossier as having "an ongoing secret liaison relationship between the New York tycoon’s campaign and the Russian leadership,” and that he met secretly with Kremlin officials in Prague in August 2016.

Sater is a longtime Trump associate who helped Trump scout deals in Russia and worked out of Trump Tower. He has been in prison twice, once for embezzlement and once for stabbing a man in the face with a broken margarita glass. He has also been a government informant.

Manafort, as discussed earlier, has deep ties with the former Ukrainian President Yanukovych and was also named in the Steele Dossier as working directly with the Russian government during the Trump campaign.

February 20, 2017 The Washington Post reports that Vitaly Churkin, the Russian ambassador to the United Nations, died suddenly in New York today. He is believed to have suffered from cardiac arrest while at the Russian Mission on East 67th Street, a law enforcement official said. He was taken to New York's Presbyterian Hospital, where he died. On September 13, 2016, Churkin publicly defended Donald Trump when a top UN official criticized Trump's action during his campaign.

February 21, 2017 The NY Times reports prosecutors in Ukraine are investigating whether Andrii V Artemenko, a member of Parliament committed treason by working with two associates of President Trump’s to promote a plan for settling Ukraine’s conflicts with Russia.

In a court filing on Tuesday, prosecutors accused Artemenko of conspiring with Russia to commit “subversive acts against Ukraine,” in particular by advancing a proposal that could “legitimize the temporary occupation” of the Crimean peninsula. Russia forcibly annexed the peninsula in 2014, a step that Ukraine, the United States and other governments have refused to recognize; Mr. Artemenko said his proposal would allow Ukraine to formally cede control of the territory to Russia, at least temporarily.

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nightmare-afton-cosplay · 7 years

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Rooms With a View: From Central Park to Golden Gate, Price Premiums on Iconic Vistas

aoldman/iStock

Contrary to popular belief, there’s more to high-end real estate than just the L-word—location. In major cities, there’s another wish-list item clamoring for attention too: the V factor. As in view.

Although city dwellers may generally live stacked on top of one another in apartment complexes, they’re more than willing to reach deep into their pockets to own their own slice of one of the nation’s killer views—iconic sights like Manhattan’s Central Park, San Francisco’s Golden Gate Bridge, Lake Michigan in Chicago, Miami Beach, or the Las Vegas Strip.

Of course, we had to know: Just how much deeper are buyers willing to dig?

To figure out the premium that these vistas can command, the realtor.com® data team compared the prices for all the homes for sale on our site that highlight these sought-after panoramas, and then compared them to similar-size properties in adjacent ZIP codes with no view to speak of.

Turns out, spectacular scenery doesn’t come cheap.

It’s worth noting that many of the homes with the best views are luxury buildings that would have cost more regardless of what residents can see outside of their windows, given their proximity to some of the country’s top attractions. Those vistas only drive prices up further.

But just how much? Read on to see which famous American views command the highest premiums.

1. Manhattan, NY: Central Park

Median list price for homes with views: $3,795,000 Killer view premium: 39.9%

A lower, more “affordable” view of Central Park

Photo-Dave/iStock

Manhattan is notorious for its exorbitantly priced, itty-bitty apartments, with windows that look onto a grand expanse of brick wall. Or alleys. But for those New Yorkers who can afford the privilege of natural light, there’s one view that matters above all others: Central Park.

“It’s really about status,” says Manhattan real estate agent Victoria Rong Kennedy of Citi Habitats. Apartments with prime views of the nation’s most famous park, she says, are about showing off “what you have and who you are.”

Full views of the 843-acre oasis are stratified into their own degrees of rank, based on whether the homes sit above or below the tree line. Generally, the higher the floor, the more unobstructed the views are—and the higher the price. So that explains why apartments just a few floors apart in the same luxury building can have vastly different valuations. And why penthouses sit on the top of the price scale.

Where you live along the park also matters. The green space is half a mile wide, cutting across majorly pricey midtown Manhattan on the bottom, the Upper East and Upper West Sides along the park’s two-and-a-half-mile expanse, and less expensive Harlem on the top. It serves as the dividing point splitting Manhattan between east and west.

The most desirable views are widely considered to be on the south side of the park—aka Central Park South—home to some of the city’s tallest, most luxurious, and priciest buildings, says Daniel Neiditch, president of Manhattan-based River 2 River Realty, a luxury real estate brokerage, landlord, and developer. Many are new constructions.

The east and west sides of the park are also very much in demand, with the eastern abodes along Fifth Avenue slightly edging out their counterparts along Central Park West, price-wise. But that probably has more to do with living closer to prestigious, old-money Fifth Avenue than just the pleasure of watching the leaves change color from your window.

2. San Francisco, CA: Golden Gate Bridge

Median list price for homes with views: $2,450,000 Killer view premium: 33.1%

The Golden Gate Bridge: It’s expensive no matter which side you live on.

somchaij/iStock

San Francisco real estate is wildly pricey right now, because all the techies—and wannabe techies—are trying to get a toehold, so they can work in Silicon Valley. But add in a view of the iconic Golden Gate Bridge, and the prices on those homes can rise to even more dizzying heights.

“[The] Golden Gate Bridge view is the rarest in the Bay Area,” says Patrick Carlisle, chief market analyst at Paragon Real Estate Group. “It’s highly prized.”

That’s because only a few hundred homes provide residents with a full vista of the famed burnt-orange overpass. Some of the best sightings are in Pacific Heights, the most expensive neighborhood in the city. The neighborhood, filled with luxury shops, several international consulates, and mansions, is also home to U.S. Rep. Nancy Pelosi, Danielle Steel, and PayPal co-founder Peter Thiel.

Homes in the nearby neighborhoods of Russian Hill and Nob Hill also provide glimpses of the bridge.

Locals prize the landmark so much that many tend to situate their living rooms on the third floor of their homes when remodeling, says luxury realtor Nina Hatvany of Pacific Union International. That way, they can enjoy the panoramas from the comfort of their couches.

“It’s what makes San Francisco special,” Hatvany says of the bridge. “If you have a glorious view of the water, the bridge, and Alcatraz, then you know you’re in San Francisco.”

3. Miami Beach, FL: South Beach

Median list price for homes with views: $944,000 Killer view premium: 103.4%

View of South Beach

Ugo Lora/iStock

Miami—and Florida in general—was slammed hard by the foreclosure crisis, and home prices are still recovering. But flashy Miami Beach is white-hot again, with buyers eager to own a place in its iconic Art Deco District, enjoy the frenetic nightlife scene, and ogle the many beautiful international residents. And they’re willing to compete for those highly coveted ocean views of South Beach, the long expanse of white sand, and the turquoise Atlantic waters that define the place .

“If you’re going to do it, you might as well do it big, that’s the Miami mentality,” says Realtor® Samantha DeBianchi, who starred on “Million Dollar Listings Miami.” “If you have the money, why not have the best view?”

Prices for the thousands of beachfront properties are highest in the more residential northern and southern ends of town, where luxe high-rises and townhouses are found. The middle is considered by locals to be mostly tourist fodder, and is indeed dominated by spring breakers and sunburned visitors. It’s where many of the big hotels are located.

Up north, chic new buildings and recently renovated properties, like the Faena, Edition, and Fontainebleau, fetch sky-high prices. But for the best of the best, you’d have to head down to SoFi, the area south of Fifth Avenue. It’s home to dozens of glass, high-rise buildings, and plenty of chic restaurants and hip bars..

SoFi, Miami’s most expensive area, is “the jewel of South Beach,” says Bianchi.

4. Chicago, IL: Lake Michigan

Median list price for homes with views: $525,000 Killer view premium: 96.8%

Window view of Lake Michigan in Chicago

lightkey/iStock

In the Windy City, unobstructed views of Lake Michigan—which fills the entire horizon like an ocean view—are not for homeowners on a budget.

The price differential for an eastern-facing condo with a clear view of the second-largest of the Great Lakes could be anywhere from 30% to 50% more than a western-facing unit with the same floor plan that only provides a partial glimpse of the lake, says luxury real estate agent Nancy Nugent, of Jameson Sotheby’s International Realty.

And it isn’t just the views that jack up the valuations. Buyers are willing to pay more to live near the walkable and bikeable shoreline and to be close enough to take a dip, hop on a boat, or simply go fishing whenever they choose. Yes, city folks do swim in these chilly waters.

However, it isn’t all luxury abodes facing the lake, which boasts 1,600 miles of shoreline and stretches into Indiana, Illinois, Michigan, and Wisconsin. There are also plenty of single-family homes, apartment buildings, and just about everything else, Nugent says.

The most desirable rooms with a view, though, are in the luxury high-rises in downtown Chicago that sit right on the water, close to the city’s famous Magnificent Mile, Nugent says. The hilltop mansions on the north side of the lake are also popular with those who can afford them.

“When you add the dynamic of a high-rise with city lights going on after sunset, that’s a power view,” she says.

5. Las Vegas, NV: The Strip

Median list price for homes with views: $425,000 Killer view premium: 210%

The Vegas strip at night

4FR/iStock

The city of Vegas is practically synonymous—at least to outsiders—with the Las Vegas Strip, that 4.2-mile stretch of South Las Vegas Boulevard lined with ever more spectacular (and yes, to some eyes ever more gaudy) hotels and casinos. So it shouldn’t come as a complete shock that Sin City buyers, who tend to be from out of town, are willing to pay more than double for a glittery view of the landscape where dreams are made—and crushed. Right outside their very own window!

“When you think of Vegas, you think of the Strip,” says local real estate broker Kamran Zand, of Luxury Estates International, who set the record for selling the most expensive condo in Nevada, a lavish penthouse at the Residences at Mandarin Oriental Las Vegas.

And there is no shortage of shining views, thanks to the natural geography of the city. The center of Las Vegas lies in a valley, so those trademark lights are visible from nearby high-rises and the elevated single-family homes favored by local doctors and lawyers, which circle the Strip.

Condos cost more per square foot, with the tallest building, Trump Tower, topping out at 64 stories. But houses command a higher total price as long as that shining, blinking, in-your-face panorama is visible from the first floor.

Many of Zand’s buyers hail from California and overseas, and are mostly on the prowl to buy second or third homes directly overlooking the strip. However, Zand has also seen a big bump in older locals trading in their compounds for high-rise penthouses after the kids leave the nest.

Views of the Strip that focus on the area between Tropicana and Sahara avenues are the most popular, because that’s where most of the brightest lights and action are located. But glimpses of both the Cosmopolitan and the famed Bellagio fountain nearby, with its light and water shows, come at the highest premium.

“People pay the premium because the Strip is to Vegas what the beach is in Malibu,” Zand says. “That’s our ocean.”

The post Rooms With a View: From Central Park to Golden Gate, Price Premiums on Iconic Vistas appeared first on Real Estate News & Advice | realtor.com®.

from http://www.realtor.com/news/trends/what-buyers-shell-out-for-killer-views/

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davidoespailla · 6 years

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The Amazon Effect May Not Wind Up Being Prime for NYC and DC Housing

iStock; realtor.com

By now, the shock that Amazon is splitting its new headquarters into two—yes, two!—separate locations has subsided. Congrats, New York and DC! But as the fairy dust settles, it’s time for a reality check: Just a couple of months after the tech giant’s long-awaited announcement, there are some early signs of the real impact this will have on housing in the two urban markets that won the prize.

So far, it’s not quite playing out the way some pundits had predicted.

Without question, real estate agents in the HQ2 neighborhoods—Long Island City, across the river from Manhattan, and Crystal City, VA, a hop, skip, and a jump away from the Pentagon —are suddenly very busy. Investors are circling, and prices are swelling in anticipation of up to 25,000 jobs with average salaries of $150,000 moving into each location. But those hoping to see home and rent prices double overnight—or even this year—will certainly be disappointed.

Amazon’s meteoric rise has boosted real estate prices in its hometown of Seattle far beyond what anyone would have expected a decade ago. The billion-dollar question: Will the same thing happen in these East Coast cities?

“We’ll see a price impact,” particularly in the immediate vicinity of where the company sets up shop, says Chief Economist Danielle Hale of realtor.com®. “[But] New York and DC are already larger markets. … They will be able to adapt without the same run-up in prices that we saw in Seattle.”

Looking at Seattle’s past to predict the future

So how will it play out?

Since Amazon’s announcement, prices have jumped 10% to 15% in both Long Island City and Crystal City, say local real estate agents. Sales in Long Island City, where hundreds of brand-new, luxury condos recently came onto the market, have spiked.

But in Crystal City (which Amazon is quixotically trying to rebrand as “National Landing”), a neighborhood of offices and hotels where inventory is extremely limited, sellers have been pulling their listings off the market. They’re hoping these properties will fetch more when the Amazon workers roll in.

Those hopes are fueled by Seattle’s example: Since Amazon began its rapid expansion there in 2010, home sale prices shot up nearly 91%, to hit a median of $725,000 in 2018, according to data from the Northwest Multiple Listing Service. In the Lake Union area, where the company is based, prices zoomed up almost 135%.

But that was over an eight-year span, starting when the housing market was near rock bottom. Prices had nowhere to go but up, especially as the economy improved and more buyers flooded the market.

“Housing prices are starting from a much higher point than we were in Seattle,” says Jeff Shulman, a marketing professor at the University of Washington, who has looked at Amazon’s impact on his city. “You can’t expect it’s going to play out the same way.”

Despite the economic recovery, homes have gotten so prohibitively expensive in many large cities that when mortgage rates went up recently, the housing market began slowing down. There are simply limits to what folks can afford, even techies making good money at companies such as Amazon.

Market Median List Price Median List Price in HQ Neighborhood* Average One-Bedroom Rent in HQ Neighborhood** Seattle, WA $664,950 $499,250 $2,180 New York, NY $1,087,753 $992,500 $3,056 Washington, DC $599,000 $599,000 $1,956 *Neighborhoods: Seattle: South Lake Union New York: Long Island City Washington, DC: Crystal City ** rental prices from apartments.com

Salaries don’t stretch as far in NYC and DC

Let’s also face facts: A $150,000 salary simply isn’t the same in Seattle as it is in New York City and DC, which are already astronomically expensive markets. And we’re not just talking about the sticker price of homes.

There’s no state income tax in Washington state—a perk that can boost residents’ bank accounts. So while the overall tax burden (income, sales, property, and auto taxes) for those earning $150,000 was $20,153 in New York City and $12,975 in DC—it was just $8,579 in Seattle, according to the most recent Government of the District of Columbia report. There’s also a generally lower cost of living—enough of a difference to beef up a down payment, or get a larger mortgage.

“Your dollar just goes further in Seattle,” says Annie Radecki, a vice president at John Burns Real Estate Consulting.

The skinny on Long Island City

Once upon a time, Long Island City was a seedy, industrial swath of Queens filled with warehouses and crime. But developers capitalized on its proximity to Manhattan, just one subway stop away. Over the past decade or so, they’ve erected a slew of gleaming, luxury towers along the East River, building the neighborhood from the ground up. And renters and buyers have dropped big bucks to live in them.

But the neighborhood is still cheaper than nearby Manhattan, which is key to its appeal—and may put a ceiling on just how high prices can go. Even with the higher demand for housing imposed by the torrent of new Amazon workers, prices will likely remain 10% to 15% below Manhattan prices, predicts real estate broker Eric Benaim, of the brokerage Modern Spaces. (The median Manhattan list price is $1,495,000, compared with Long Island City’s $992,500.)

“Do I see it gradually growing and increasing? Yes,” says Benaim, who’s been boosting Long Island City for a decade and has most of the listings there. “[But] I don’t see it jumping up 100%.”

But if Amazon’s presence makes Long Island City the place to be, who knows how high prices could soar?

Before the tech company’s announcement, there was a glut of luxury rentals—and to a lessor extent, condos—on the market here. Landlords and developers were slashing prices and offering concessions. But since the neighborhood was selected, interest in condos has skyrocketed with investors and buyers, and sales have spiked. About 350 to 400 condos have been sold since the November Amazon announcement—compared with the typical 15 to 20 sales during this time period, Benaim says. And prices are up 10% to 15%.

“We essentially went from a buyer’s market to a seller’s overnight,” Benaim says.

The rental market isn’t likely to spike quite as dramatically until the hordes of Amazon workers move in. But with an average monthly price of $3,056 for a one-bedroom apartment, it’s not clear how much higher even Amazon workers could afford for rents to go.

For now, there are plenty of homes to go around. There are several hundred condos still for sale and about 1,000 vacant rentals in the neighborhood. Over the next three years, an additional 2,600 condo units and 6,000 rental units are slated to come online. That amount of inventory is expected to keep prices from getting out of control.

Other nearby Queens neighborhoods, like more affordable Astoria and Woodside, and close Brooklyn communities such as Greenpoint and Williamsburg are also poised to benefit from the spillover of tech workers needing places to live. Some Amazon workers are likely to also live in Manhattan, particularly the Upper East Side, given how quick of a commute it is.

Crystal City: A new name in search of an identity

The future of Crystal City, a vast expanse of concrete-and-glass office parks in Arlington, VA, is likely to be a bit different. It’s starting off at a lower price point than Long Island City, at a median $543,000, and there is a dearth of available inventory.

Sellers are holding off putting their properties on the market in hopes of fetching higher prices when Amazon workers move in, say local real estate agents. Only eight homes in the neighborhood’s 22202 ZIP code were for sale as of Wednesday afternoon, according to realtor.com data.

Meanwhile, foreign and out-of-state investors have descended, bidding up prices as they compete against one another with all-cash offers. Local real estate agent Jordan Stuart recently sold a one-bed, one-bath condo as an investment property to an out-of-town NBA player who wants to get in on the Amazon action.

Before the announcement, the $420,000 condo had sat on the market with just four showings in the two months since it had been listed. But after the news, he had 60 showings on it and five offers on the property despite raising the sale price to $450,000.

“They’re setting new [price] thresholds,” says Stuart, of Keller Williams Capital Properties. As the neighborhood becomes more desirable, he anticipates prices will go up 20% to 25% over the next few years before hitting a plateau.

Many new residents will be forced to look outside of Crystal City for housing, at least initially. They’re apt to head into greater Arlington, where there are plenty of high-rise apartment buildings and single-family homes.

And many folks, particularly younger workers, will head to buzzy DC areas like the Wharf, the city’s new southwest waterfront district. The $2 billion development includes restaurant, retail, and office space; a 6,000-person concert hall; and hundreds of luxury apartments starting at around $2,000 a month.

But most of the Amazonians’ salaries aren’t likely to be high enough to purchase million- or multimillion-dollar homes.

“I don’t think [prices] will double. It’s not that type of market,” says Stuart. “But what will shake out is still a wild card.”

The post The Amazon Effect May Not Wind Up Being Prime for NYC and DC Housing appeared first on Real Estate News & Insights | realtor.com®.

The Amazon Effect May Not Wind Up Being Prime for NYC and DC Housing

#TRUSTED LOCAL REALTOR #The Amazon Effect May Not Wind Up Being Prime for NYC and DC Housing

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restate30201 · 6 years

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The Amazon Effect May Not Wind Up Being Prime for NYC and DC Housing

iStock; realtor.com

So far, it’s not quite playing out the way some pundits had predicted.

Looking at Seattle’s past to predict the future

So how will it play out?

But that was over an eight-year span, starting when the housing market was near rock bottom. Prices had nowhere to go but up, especially as the economy improved and more buyers flooded the market.

Salaries don’t stretch as far in NYC and DC

“Your dollar just goes further in Seattle,” says Annie Radecki, a vice president at John Burns Real Estate Consulting.

The skinny on Long Island City

But if Amazon’s presence makes Long Island City the place to be, who knows how high prices could soar?

“We essentially went from a buyer’s market to a seller’s overnight,” Benaim says.

Crystal City: A new name in search of an identity

But most of the Amazonians’ salaries aren’t likely to be high enough to purchase million- or multimillion-dollar homes.

“I don’t think [prices] will double. It’s not that type of market,” says Stuart. “But what will shake out is still a wild card.”

The post The Amazon Effect May Not Wind Up Being Prime for NYC and DC Housing appeared first on Real Estate News & Insights | realtor.com®.

from DIYS http://bit.ly/2D05ggr

#DIYS

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realestateagent532 · 6 years

Text

The Amazon Effect May Not Wind Up Being Prime for NYC and DC Housing

iStock; realtor.com

So far, it’s not quite playing out the way some pundits had predicted.

Looking at Seattle’s past to predict the future

So how will it play out?

But that was over an eight-year span, starting when the housing market was near rock bottom. Prices had nowhere to go but up, especially as the economy improved and more buyers flooded the market.

Salaries don’t stretch as far in NYC and DC

“Your dollar just goes further in Seattle,” says Annie Radecki, a vice president at John Burns Real Estate Consulting.

The skinny on Long Island City

But if Amazon’s presence makes Long Island City the place to be, who knows how high prices could soar?

“We essentially went from a buyer’s market to a seller’s overnight,” Benaim says.

Crystal City: A new name in search of an identity

But most of the Amazonians’ salaries aren’t likely to be high enough to purchase million- or multimillion-dollar homes.

“I don’t think [prices] will double. It’s not that type of market,” says Stuart. “But what will shake out is still a wild card.”

The post The Amazon Effect May Not Wind Up Being Prime for NYC and DC Housing appeared first on Real Estate News & Insights | realtor.com®.

from DIYS http://bit.ly/2D05ggr

#DIYS

0 notes

gillespialfredoe01806ld · 6 years

Text

The Amazon Effect May Not Wind Up Being Prime for NYC and DC Housing

iStock; realtor.com

So far, it’s not quite playing out the way some pundits had predicted.

Looking at Seattle’s past to predict the future

So how will it play out?

But that was over an eight-year span, starting when the housing market was near rock bottom. Prices had nowhere to go but up, especially as the economy improved and more buyers flooded the market.

Salaries don’t stretch as far in NYC and DC

“Your dollar just goes further in Seattle,” says Annie Radecki, a vice president at John Burns Real Estate Consulting.

The skinny on Long Island City

But if Amazon’s presence makes Long Island City the place to be, who knows how high prices could soar?

“We essentially went from a buyer’s market to a seller’s overnight,” Benaim says.

Crystal City: A new name in search of an identity

But most of the Amazonians’ salaries aren’t likely to be high enough to purchase million- or multimillion-dollar homes.

“I don’t think [prices] will double. It’s not that type of market,” says Stuart. “But what will shake out is still a wild card.”

The post The Amazon Effect May Not Wind Up Being Prime for NYC and DC Housing appeared first on Real Estate News & Insights | realtor.com®.

from DIYS http://bit.ly/2D05ggr

#DIYS

0 notes

wkyi-blog · 6 years

Text

3 Reasons Why I’m Long LA Tech ☀️

Goodbye summer, and hello still sunny weather! After graduating from HBS this past May, I decided to spend this summer being a tourist in my hometown and reconnecting with friends, places, and experiences in LA. I ended up learning about their passions, their industries, and their thoughts on the LAtest trends. I especially enjoyed wandering around their chill-tech office, which revealed a lot about their culture. After learning from 20 of the fastest growing tech companies across major industries, I’m long on LA tech because of the following key reasons:

Recent home run exits and influx of institutional and industry-specific capital to seed and grow the next tech generation

Uniquely diverse industries going through a creative renaissance (creative capital of the world as Mayor Garcetti officially established)

Universities producing large tech talent pools while favorable climate attracting and retaining talent

1. Recent home run exits and influx of institutional and industry-specific capital to seed and grow the next tech generation

If SF Bay Area is in its mid 50’s like a seasoned CEO, then LA is in its early energetic 30’s as a newly minted Director. SF Bay Area has seen massive exits, dating back to the 1960s when Intel was founded, 1970s for Apple and Oracle, then 1990’s for eBay, Yahoo, PayPal, and Google, then followed by the 2000’s Facebook, Twitter, Uber, and Tesla. On the other hand, LA has recently seen a few home runs from Snap, Dollar Shave Club, Beats by Dre, and Oculus VR. After employees vest at Snap and Google Venice, they’ll spin off to either found startups or become angel investors for other founders looking to build. This won’t happen overnight, but it is inevitable as families establish roots in the community.

There has been an influx of institutional capital from long-time VC’s and new industry-specific VC’s. Upfront Venture and Greycroft continue to raise massive $400M and $250M funds respectively, while newer funds like Fifth Wall Ventures (real estate tech), Bonfire Ventures (SoCal B2B), Embark Ventures (deep tech), and CAA Ventures (entertainment) provide more industry expertise. As both tech talent continues to increase and venture capital continues to follow in lockstep, there will be healthy incubation and support for startups in the growth stage in the coming decade.

2. LA is uniquely diverse in its industries going through an innovation renaissance

Some of the major industries in LA are media, entertainment, transportation and logistics, aerospace, e-commerce, real estate, and health & wellness.

As the original entertainment capital of the world, LA is the home of major offices of Disney, Netflix, and Creative Artist Agency (CAA). Media has no boundaries when it comes to expanding to other countries. With the massive population in China, there are a lot of opportunities to create content in LA and then scale internationally. And the reverse is true, as Chinese media giant ByteDance ($75B) and Spotify have just opened offices in West Hollywood and downtown LA, as they look to connecting with content creators and hiring talented engineers and business development teams. Also, Intel recently built a 10K square feet dome studio for volumetric VR/AR video productions, taking advantage of the creative content, talent, and real estate in LA.

Gaming is well positioned in LA, as top gaming developers Blizzard Activision and Riot Games (League of Legends, Tencent acquisition) are born and raised here. Gaming is growing massively and globally because of its scalable and democratic nature, in which anyone in the world can play or create new games with just an internet connection. With the rise of eSports, LA leads much of the innovation as the top developers have already experimented the past few years. They have taken a page out of NFL and NBA sports leagues to create their own like Overwatch League and building physical stadiums for live events drawing in 11M viewers. As a result, they are creating new job opportunities and pulling in talent from traditional sports leagues to enhance their business development.

Transportation gets a bad rap in LA, but that just shouts opportunity especially in such a large metro area with the second largest population in the U.S. Recently, Santa Monica approved some of the biggest players: Bird is based out of Venice Beach, and LimeBike is aggressively putting its stake in the ground, while Uber (via Jump) and Lyft are inevitably establishing themselves. Driving has been the main mode of transportation for most people, except in West LA most recently. After living in Venice Beach for a summer, I noticed the medium distance last mile could easily be solved with ridesharing, and the short distance last mile can be solved by scooters. Cars are not going away anytime soon, but we do see a major platform shift into multi-modal transportation that can involve public transportation, ride sharing, scooters, and then our feet. (Perhaps they’ll be running shoe-sharing on the streets...). The new modes of transport will lead to more frequent social interactions; this density will lead to more and faster information sharing, which is often cited as an interactive ecosystem for creativity and innovation.

Frontier mobility tech has quite literally launched few moonshot ideas in LA. During World War II and the advent of Cold War, LA became the nation’s hub for weapons research and aerospace, and it has had a residual effect on today’s massive bets in mobility. Now, it is the home of SpaceX, Richard Branson’s Hyperloop, and a fellow USC Trojan’s startup Relativity Space, building and launching 3D printed rockets in days. Also, Uber Elevate is partnering with NASA to launch their first pilot city in LA, because its highways can greatly benefit from air taxis. Every year, LA experiences forest fires, so drone startups like DroneBase and AirMap have been hatched out of necessity, capturing data from hundreds of feet above ground while optimizing for safety and cost. Many of these decades-long infrastructure bets require industry-specific talent and a vast amount of land to test products, both of which are ideal in LA.

Fashion, e-commerce, and CPG companies are able to competitively differentiate in LA thanks Hollywood and media. Some of the biggest consumer brands are right in LA, because fashion and beauty is a big part of its culture. For example, Jessica Alba founded The Honest Company and Gwyneth Paltrow founded Goop, both CPG companies have capitalized on their founder’s star power. From the investor side, Ashton Kutcher and Kobe Bryant both have their VC’s investing in consumer startups like Bird and BodyArmor (Gatorade competitor), respectively.

Health & Wellness has always been a big part LA culture due to the entertainment sector and “sun’s out guns out” weather. In fitness, SoulCycle, Rumble Boxing, and CorePower yoga studios have opened up locations from West Hollywood to downtown LA. In meditation, Headspace has been growing rapidly driven by a trend towards mindfulness. From a tech perspective, my section mate from HBS Amira is founding Struct Club, a technology platform for fitness instructors, transforming the way they design and teach classes because of the health and fitness industry and culture in LA.

Real estate is multi-faceted in LA ranging from beach-side resorts in Malibu to Beverly Hills and to large suburban inland neighborhoods. In fact, one of the largest real estate brokerage companies CBRE $16B along with others is headquartered in downtown LA. This sounds like a traditional industry and not tech-enabled, because it really hasn’t experienced much innovation until recently. For example, storage is a very antiquated industry dominated by Public Storage ($37B) but starting to be disrupted by LA-based Clutter, an on-demand storage startup capitalizing on the underutilized storage spaces due to LA sprawling nature. Though it will not change overnight due to the inertia of the industry, it has already started to shift and will accelerate when incumbents play catch-up.

3. Universities producing large tech talent pools while favorable climate attracting and retaining talent

LA Metro has 10M people making it the second largest city in the U.S., but it hasn’t really claimed itself as the second hottest tech scene. Sure, it has Silicon Beach, but I personally cringe when I try to boast about it. Part of the reason for lagging is timing. As we segment the total population we find that LA has great technical universities such as USC, UCLA, CalTech, UC Irvine, and Harvey Mudd producing almost 10% of the nation’s engineering graduates. But many of them end up being brain drained to SF and NY. My friends and I are prime examples of this. Lastly, we find that professional training is critical in producing experienced talent. Think of this as the Google, Facebook, Amazon, tech powerhouses that produce talent that learn from the best and end up leaving and starting their own companies. Now, LA has Snap, Google, and other tech-enabled industries training next generation of entrepreneurs not only in the internet space.

Weather is not just small talk when people talk about LA. There is a good reason why people live here. Spoiler alert - it’s because there are beaches, it’s always sunny, and the sun usually makes people happier. New York, Chicago, Boston can be freezing, while San Francisco frequently fools you because it looks sunny until the fog rolls over. Good weather matters.

There are LA specific challenges, but I remain optimistic

However, the future will be a bumpy ride up, because there is a reason for how long it’s taken for LA to establish itself as a contender for the tech throne. LA is notorious for its traffic, and I’ve personally experienced 3 hour round trip drives from east to west LA visiting companies. There are metros being built and mobility startups, but it’ll take years or decades to truly solve the commute problem. Homelessness continues to be a major issue with almost 60K homeless, only second to NYC, as I’ve witnessed many tents set up near tech companies in Venice Beach and downtown LA. This may continue to happen if affordable housing doesn’t meet demand while many homeless from colder states are moving to LA for a better weather. The city has been experimenting with creative ideas like subsidizing homeowners to build backhouses to provide more supply and lower cost of living. Whether this will solve the problem is less important in the short term, while LA’s private and public sector’s innovative attitude is more promising in the long term.

Despite all the challenges, as an LA native, I remain optimistic about what the future of LA tech community looks like. Having lived in NY, SF, Boston, I’ve noticed there are similar energy and innovation that have allowed tech to thrive in those areas, while differentiating LA with its massively diverse industries and, of course, its unparalleled weather.

What city are you long or short tech? Feel free to share your thoughts and if you’re working on an interesting startup let me know if I can help! [email protected], LinkedIn, FB Messenger, Instagram.

Wilson

P.S. Many thanks to all the old and new friends for indulging me and my musings at their workplace!

#losangeles #la #tech #startup #vc #venturecapital #founder #entrepreneur

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fmind5 · 7 years

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Market maker list 2017

New Post has been published on http://www.financial-mind.co.uk/market-maker-list-2017/

Market maker list 2017

MPID|MP Type|Name|Location|Telephone|NASDAQ Member|FINRA Member|NASDAQ BX Member|PSX Participant AACI|P|Aaron Capital, Incorporated|||N|Y|N|N AALC|P|Thrivent Investment Management Inc.|||N|Y|N|N ABGS|P|ABG Sundal Collier Inc.|NEW YORK, NY|212-371-5000|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|BROKER/DEALERS SALES|800-325-ABLE|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|DOMESTIC|212-299-4500|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|DOMESTIC|800-221-3365|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|INTERNATIONAL|800-223-3134|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|ARBITRAGE|212-333-4440|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|ARBITRAGE|212-333-4441|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|CONVERTIBLE|212-333-4554|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|EUROPE|212-299-4505|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|FAR EAST|212-299-4508|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|LATIN AMERICA|212-299-4511|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|SOUTH AFRICA|212-299-4513|N|Y|N|N ABNA|P|ABN AMRO SECURITIES (USA) LLC|||N|Y|N|N ABNB|P|ABN AMRO SECURITIES (USA) LLC|||N|Y|N|N ABNS|P|ABEL NOSER, LLC.|||Y|Y|N|N ABYL|P|North Star Investment Services, Inc.|GRAND HAVEN MI|616-846-3620|N|Y|N|N ACAD|P|ACADEMY SECURITIES, INC.|||N|Y|N|N ACBD|P|AMERICAN CENTURY INVESTMENT SERVICES INC.|||N|Y|N|N ACCP|P|AEGIS CAPITAL CORP|||Y|Y|N|N ACEJ|P|Allen C. Ewing & Co.|||N|Y|N|N ACGL|P|ACG, LLC|||N|N|N|N ACGP|P|Andes Capital Group, LLC|||N|Y|N|N ACII|P|ARCA CAPITAL INVESTMENTS, INC.|||N|Y|N|N ACLN|P|ALEXANDER CAPITAL, L.P.|||N|Y|N|N ACLP|P|ALEXANDER CAPITAL, L.P.|||N|Y|N|N ACME|M|Acme Securities Inc.|MONTREAL, CANADA|514-397-9073|N|N|N|N ACOS|P|Costa Financial Securities, Inc.|||N|N|N|N ACPL|M|American Capital Partners, LLC|HAUPPAUGE, NY|631-870-3007|Y|Y|N|N ACRA|P|Archipelago Securities, L.L.C.|||Y|Y|Y|Y ACRN|P|ACORNS SECURITIES, LLC|||N|Y|N|N ACSI|P|Atlas Capital Services, LLC|||N|N|N|N ACSL|P|FINTRUST BROKERAGE SERVICES, LLC|||N|Y|N|N ACTR|P|A.C. Trading, Inc.|||N|N|N|N ACUK|P|ALEXANDER CAPITAL, L.P.|||N|Y|N|N ADAK|P|Adirondack Trading Group LLC|||N|N|N|N ADAM|M|CANACCORD GENUITY INC.|BOSTON, MA|617-371-3920|Y|Y|N|N ADAM|M|CANACCORD GENUITY INC.|BOSTON, MA|800-258-0811|Y|Y|N|N ADAM|M|CANACCORD GENUITY INC.|ARBITRAGE|617-371-3921|Y|Y|N|N ADCP|P|ADCAP SECURITIES LLC|||N|Y|N|N ADFN|E|NASD Alternate Display Facility|||N|N|N|N ADPI|P|Automatic Data Processing, Inc.|||N|N|N|N ADRD|P|Convergex Execution Solutions LLC|||Y|Y|Y|Y ADSO|P|Prospera Financial Services, Inc.|DALLAS, TX|214-706-2800|N|Y|N|N ADVA|P|Advanced Equities, Inc.|TRADING DESK|312-229-1938|N|N|N|N ADVP|P|Advanced Planning Securities, Inc.|||N|N|N|N ADVS|M|Advest, Inc.|||N|N|N|N AEBC|P|AEB Corporation|NEW YORK, NY|212-406-6780|N|N|N|N AEFA|P|Ameriprise Financial Services, Inc.|||N|Y|N|N AEGS|P|AEGIS INVESTMENTS, INC.|||N|Y|N|N AESI|P|American Eastern Securities, Inc.|LOS ANGELES CA|213-488-5131|N|N|N|N AEXG|P|ALTERNATIVE EXECUTION GROUP|primary contact|212-209-3911|Y|Y|N|N AFAI|P|American Financial Associates, Inc.|||N|Y|N|N AFCO|M|TD PRIME SERVICES LLC|NEW YORK NY|212-422-7285|Y|Y|N|N AFGI|M|Access Financial Group, Inc.|NASDAQ TRADING|312-655-3255|N|Y|N|N AFGI|M|Access Financial Group, Inc.|NASDAQ TRADING|800-714-3405|N|Y|N|N AFGT|P|AMBASSADOR FINANCIAL GROUP, INC.|||N|Y|N|N AFIN|P|All Funds, Inc.|CONGERS NY|845-268-6827|N|N|N|N AFTR|M|American Fronteer Financial Corporation|||N|N|N|N AGCO|P|Auerbach Grayson & Company Incorporated|NASDAQ TRADING|212-557-4444|N|Y|N|N AGCP|P|AEGIS CAPITAL CORP.|||Y|Y|N|N AGIS|M|Aegis Capital Corp.|NASDAQ OTC DESK|212-813-2006|Y|Y|N|N AGIS|M|Aegis Capital Corp.|BULLETIN BOARD DESK|212-813-2006|Y|Y|N|N AGOR|P|Agora Securities Corp.|||N|N|N|N AHBI|P|Abner, Herrman & Brock, Inc.|NEW YORK N.Y.|212-742-1093|N|Y|N|N AHSI|P|American Heritage Securities, Inc.|||N|Y|N|N AICB|P|AMERITAS INVESTMENT CORP|||N|Y|N|N AIGF|P|AIG Financial Advisors, Inc.|||N|Y|N|N AIGN|P|SAGEPOINT FINANCIAL, INC.|||N|Y|N|N AIII|P|America Invest Online, Inc.|||N|N|N|N AIRS|P|Hand Securities, Inc|||N|Y|N|N AISG|P|American Independent Securities Group, LLC|||N|Y|N|N AJAY|P|A.J. Pace & Co., Inc.|NASDAQ TRADING|212-277-7223|N|N|N|N AJCE|N|Professional Concepts & Planning, Inc.|||N|N|N|N AKAM|P|JUMP TRADING|||Y|N|Y|Y AKJI|P|AKJ|||N|N|N|N AKRO|P|Akros Securities, Inc|NEW YORK, NY|212-546-9466|N|N|N|N ALAC|P|Alamo Capital|NASDAQ TRADING|510-472-5700|N|Y|N|N ALAD|P|Alliance Advisory & Securities, Inc.|||N|Y|N|N ALAM|P|ALAMO CAPITAL|||N|Y|N|N ALAN|P|ALADDIN CAPITAL LLC|||N|N|N|N ALAS|M|Arthurs, Lestrange & Company Incorporated|PITTSBURGH, PA|877-282-1941|N|N|N|N ALAS|M|Arthurs, Lestrange & Company Incorporated|ALTERNATE TEL#|412-306-1753|N|N|N|N ALCH|P|Alchemy Alternatives, Inc.|||N|Y|N|N ALEN|P|Allen & Company of Florida, Inc.|LAKELAND FL|813-688-9000|N|Y|N|N ALFA|P|ALPHA TRADING L.P.|||Y|N|N|Y ALGO|P|STOCK USA EXECUTION SERVICES, INC|||Y|Y|Y|N ALGP|P|ALGOPARTNERS, LLC|||N|N|N|N ALGR|O|Fred Alger & Company, Incorporated|NEW YORK NY|212-806-8820|Y|Y|N|N ALGR|O|Fred Alger & Company, Incorporated||212-806-8800|Y|Y|N|N ALGR|O|Fred Alger & Company, Incorporated||800-223-3810|Y|Y|N|N ALGR|O|Fred Alger & Company, Incorporated|JERSEY CITY NJ|201-547-3600|Y|Y|N|N ALIS|P|Alexander Investment Services Co.|||N|Y|N|N ALLN|M|Allen & Company LLC|NEW YORK, NY|212-832-7393|Y|Y|N|N ALLN|M|Allen & Company LLC|NEW YORK, NY|800-221-2246|Y|Y|N|N ALLS|P|ALLARIA SECURITIES, LLC|||N|N|N|N ALPN|O|Alpine Associates, A Limited Partnership|CRESKILL, NJ|201-871-0866|N|N|N|N ALPS|M|Alpine Securities Corporation|SALT LAKE CITY, UT|800-521-5588|Y|Y|N|N ALPS|M|Alpine Securities Corporation|RETAIL|801-355-5588|Y|Y|N|N ALST|N|All-Tech Direct, Inc.|||N|N|N|N ALTX|O|Alternet Securities Inc.|NEW YORK, NY|212-444-6218|Y|Y|N|N AMEX|E|American Stock Exchange|BEAR HUNTER|212-306-1059/1083 (BHSP)|N|N|N|N AMEX|E|American Stock Exchange|EQUITEC SPECIALISTS|212-306-1578/1579 (EQUT)|N|N|N|N AMEX|E|American Stock Exchange|PERFORMANCE CAPITAL|212-306-1580 (PERF)|N|N|N|N AMEX|E|American Stock Exchange|SUSQUEHANNA INTL GP|212-306-1582 (SUSI)|N|N|N|N AMGC|O|America's Growth Capital, LLC|BOSTON, MA|617-261-4100|N|Y|N|N AMIC|P|AMERICAN INVESTORS COMPANY|||N|Y|N|N AMMS|P|American Municipal Securities, Inc.|||N|Y|N|N AMRA|P|AMERICAS EXECUTIONS, LLC|||N|Y|N|N AMRI|P|AMERICAS EXECUTIONS, LLC|Main Desk Line|212-306-2700|N|Y|N|N AMRX|P|AMERICAS EXECUTIONS, INC.|||N|Y|N|N AMSN|P|Adamson Brothers Inc.|PARAMUS, NJ|201-518-0170|N|N|N|N ANDG|P|Andrew Garrett Inc.|||Y|Y|N|N ANDS|P|Andrews Securities, LLC|||N|Y|N|N ANDV|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|Y|Y|Y|Y ANDZ|P|FIS BROKERAGE & SECURITIES SERVICES LLC|TRADING DESK|630-482-5105|Y|Y|Y|Y ANOS|P|ABEL/NOSER, L.L.C.|Trading Desk|646-432-4100|Y|Y|N|N ANOV|P|Anovest Financial Services, Inc.|||N|Y|N|N ANPC|P|ASG Securities, Inc.|ATLANTA, GA|404-888-0004|N|N|N|N ANPC|P|ASG Securities, Inc.||800-897-0384|N|N|N|N ANPC|P|ASG Securities, Inc.|IF LINE TROUBLE|404-423-3557|N|N|N|N ANSL|P|Anderson & Strudwick, Incorporated|||N|N|N|N ANSR|M|Anderson & Strudwick, Incorporated|RICHMOND, VA|804-643-2555|N|N|N|N ANSR|M|Anderson & Strudwick, Incorporated||800-827-2515|N|N|N|N ANSR|M|Anderson & Strudwick, Incorporated|SWITCHBOARD|804-643-2400|N|N|N|N ANSU|P|LM Anderson Securities, LLC|GRENWICH CT|203-622-4800|N|N|N|N AOSD|P|AOS, Inc.|||N|Y|N|N AOSE|P|AOS, Inc.|||N|Y|N|N APCC|P|Apex Clearing Corporation|||Y|Y|Y|Y APEX|P|Apex Pryor Securities, A Division of Rice Financial Products Co|||N|Y|N|N APFS|P|American Portfolios Financial Services, Inc.|GLEN HEAD, NY|516-676-4727|N|Y|N|N APOG|P|CITADEL SECURITIES LLC|||Y|Y|Y|Y APSS|P|APS Financial Corporation|AUSTIN TX 78746|800-248-0630|N|N|N|N APTR|P|Alpine Partners, L.P.|||N|N|N|N APXS|P|APEXUS CAPITAL LLC|||N|Y|N|N AQUA|P|AQUA SECURITIES L.P.|||Y|Y|N|N AQUB|P|AQUA SECURITIES L.P.|||Y|Y|N|N ARAD|P|Aradir Corporation|||N|N|N|N ARAL|P|Absolute Return Advisors, LTD.|MANCHESTER CENTER,VT|802-362-0825|N|N|N|N ARBI|O|Aufhauser Securities, Inc.|NEW YORK, NY|(212)757-6839|Y|Y|N|N ARBR|P|ARBOR RESEARCH & TRADING, INC.|||N|Y|N|N ARCA|P|Archipelago Trading Services, Inc.|NASDAQ TRADING|312-960-1318|N|Y|N|N ARCA|P|Archipelago Trading Services, Inc.|OTCBB TRADING|312-442-7700|N|Y|N|N ARCB|P|OES Brokerage Services, L.L.C.|||N|N|N|N ARCD|P|Arcadia Securities, LLC|Trading|212-231-4101|N|Y|N|N ARCH|P|Investacorp, Inc.|MIAMI LAKES, FL|(305)557-3000|N|Y|N|N ARCX|E|Archipelago Stock Exchange||312-960-1318|N|N|N|N ARDR|P|Ardour Capital Investments, LLC|||N|Y|N|N ARGA|P|AURIGA USA, INC.||516-747-6317|N|Y|N|N ARGN|O|Aragon Investments, Ltd.|NASDAQ TRADING|312-395-2717|N|N|N|N ARGN|O|Aragon Investments, Ltd.|ALT.NASDAQ TRADING|312-395-3124|N|N|N|N ARIC|P|ARIVE CAPITAL MARKETS LLC|||N|Y|N|N ARIV|N|Arive Capital Markets LLC|ALBANY, NY|518-458-7445|N|Y|N|N ARRB|O|Archipelago Securities L.L.C.|NASDAQ TRADING|312-960-1318|Y|Y|Y|Y ARRB|O|Archipelago Securities L.L.C.|OTCBB TRADING|312-442-7700|Y|Y|Y|Y ARSC|P|ARCTIC SECURITIES LLC|Trading Desk|212-597-5543|N|Y|N|N ARTI|P|ARBOR RESEARCH & TRADING, INC.|||N|Y|N|N ARUS|P|AUTONOMOUS RESEARCH US LP|||N|Y|N|N ARVS|P|Arvest Asset Management|||N|Y|N|N ASAM|P|Azroc Securities, Inc.|||N|N|N|N ASCL|P|Automated Securities Clearance LTD|||N|N|N|N ASCM|P|ASCENDIANT CAPITAL MARKETS, LLC|||Y|Y|N|N ASCR|P|ASCENDIANT CAPITAL MARKETS, LLC|||Y|Y|N|N ASCT|P|Ascendiant Capital Markets, LLC|||Y|Y|N|N ASDF|P|ASD Financial Services Corp|||N|N|N|N ASEL|O|Tradition Asiel Securities Inc.|NEW YORK, NY|212-791-4500|Y|Y|N|N ASEL|O|Tradition Asiel Securities Inc.|ARBITRAGE|212-791-5572|Y|Y|N|N ASEL|O|Tradition Asiel Securities Inc.|NASDAQ|212-791-5572|Y|Y|N|N ASGE|P|ABN Amro Sage Corporation|||N|N|N|N ASIC|M|ASI Investments, Inc.|||N|N|N|N ASLB|P|Tradition Asiel Securities Inc.|||Y|Y|N|N ASNA|P|LIME BROKERAGE LLC|||Y|Y|N|Y ASNX|P|SUNGARD BROKERAGE & SECURITIES SERVICES, LLC|||Y|Y|Y|Y ASOI|P|Associated Investment Services, Inc.|NASDAQ TRADING|920-433-7722|N|Y|N|N ASTI|P|AST INVESTOR SERVICES LLC|||N|Y|N|N ATDB|O|Automated Trading Desk Brokerage Services, LLC|MT PLEASANT SC|843-789-2000|N|N|N|N ATDB|O|Automated Trading Desk Brokerage Services, LLC|NASDAQ TRADING|843-789-2080|N|N|N|N ATDB|O|Automated Trading Desk Brokerage Services, LLC|OTCBB/PINK|843-789-2065|N|N|N|N ATGP|O|Agency Trading Group, Inc.|WAYZATA, MN|952-476-9500|Y|Y|N|N ATKC|P|Strand, Atkinson, Williams & York, Inc.|PORTLAND, OR|503-226-2458|N|Y|N|N ATMC|P|ATM EXECUTION LLC|||Y|Y|Y|N ATON|M|Aton Securities, Inc.|NEW YORK, NY|212-697-6099|N|N|N|N ATPA|P|COWEN PRIME SERVICES LLC|||Y|Y|N|N ATRE|P|ATREYU GROUP LLC|||N|Y|N|N ATRM|P|MONERE INVESTMENTS, INC.|||N|Y|N|N ATRU|P|ATREYU GROUP LLC|||N|Y|N|N ATTR|P|Atlantic Trading Partners Incorporated|||N|N|N|N AUDO|O|Audobon Securities, Inc.|NEW YORK, NY|212-751-4510|N|N|N|N AULT|P|Ault Glazer Bodnar Securities, LLC|||N|N|N|N AURA|P|Aura Financial Services, Inc.|||N|N|N|N AURC|P|Aurora Capital LLC|||N|Y|N|N AUTO|P|CITI Order Routing and Execution, LLC|TRADE DESK TOLL FREE|866.283.2831|Y|Y|Y|Y AUTO|P|CITI Order Routing and Execution, LLC|TRADE DESK|843-789-2180|Y|Y|Y|Y AVAP|P|Avalon Partners, Inc.|||N|N|N|N AVAT|P|AVATAR CAPITAL GROUP LLC|||N|Y|N|N AVFI|P|Alta Vista Financial, Inc.|||N|N|N|N AVIA|O|Avian Securities, LLC|NEW YORK, NY|800-683-0333|N|N|N|N AVIL|P|Avila Capital Markets, Inc.|||N|Y|N|N AVON|M|Avondale Partners, LLC|A-NASHVILLE, TN|615-467-3535|N|Y|N|N AVON|M|Avondale Partners, LLC|TRADING DESK|866-386-7476|N|Y|N|N AVSI|P|Amerivet Securities Inc.|||N|Y|N|N AVST|P|Richave Financial, Inc.|||N|N|N|N AVTR|P|AVATAR SECURITIES, LLC|||N|N|N|N AXCS|P|Access Securities, LLC|STAMFORD CT|203-595-8210|Y|Y|N|N AXCS|P|Access Securities, LLC|CONVERTIBLES|203-595-8224|Y|Y|N|N AXCS|P|Access Securities, LLC|WESTLAKE VILLAGE, CA|818-889-5611|Y|Y|N|N AXGP|P|Access Securities, LLC|STAMFORD, CT|203-595-8210|Y|Y|N|N AXIO|O|Axiom Capital Management, Inc.|NEW YORK NY|212-207-4005|Y|Y|N|N AXIO|O|Axiom Capital Management, Inc.|NASDAQ TRADING|800-609-2232|Y|Y|N|N AXTN|P|AX TRADING, LLC|||N|Y|N|N AYME|M|Martinez-Ayme Securities|TRADING|305-271-0805|N|N|N|N AYRE|P|AYRE INVESTMENTS, INC.|||N|N|N|N AZAD|P|INTERNATIONAL FINANCIAL SOLUTIONS, INC.|||N|Y|N|N AZSU|P|Arizona State University|||N|N|N|N BACS|P|BETA CAPITAL SECURITIES LLC|MELVILLE, NY|631-630-0286|Y|Y|N|N BALE|P|M&T SECURITIES, INC.|||N|Y|N|N BALF|P|Balfour Investors Inc.|NASDAQ TRADING|212-489-7071|N|N|N|N BAMC|P|Baldwin Anthony Securities, Inc.||800-994-2262|N|N|N|N BAMC|P|Baldwin Anthony Securities, Inc.|DALLAS, TX|214-219-8899|N|N|N|N BANC|P|Banc One Securities Corporation|NASDAQ TRADING|614-248-8863|N|N|N|N BANK|O|Primevest Financial Services, Inc.|ST. CLOUD, MN|320-656-4300|N|Y|N|N BANK|O|Primevest Financial Services, Inc.|NASDAQ TRADING|800-245-0464|N|Y|N|N BANK|O|Primevest Financial Services, Inc.|AGENCY DESK|320-529-4576|N|Y|N|N BANK|O|Primevest Financial Services, Inc.||320-656-4322|N|Y|N|N BANQ|P|TRIPOINT GLOBAL EQUITIES, LLC|||N|Y|N|N BAQP|P|BURKE & QUICK PARTNERS LLC|||N|Y|N|N BARC|P|BARCLAY INVESTMENTS LLC|||N|Y|N|N BARD|M|Robert W. Baird & Co. Incorporated|MILWAUKEE WI|414-765-3660|Y|Y|N|N BARD|M|Robert W. Baird & Co. Incorporated|ALT NASDAQ PH|414-765-3629|Y|Y|N|N BARD|M|Robert W. Baird & Co. Incorporated|NASDAQ/OTCBB TRADING|800-562-2288|Y|Y|N|N BARD|M|Robert W. Baird & Co. Incorporated|INSTITUTIONAL|800-558-9853|Y|Y|N|N BARD|M|Robert W. Baird & Co. Incorporated|PREFERRED|800-792-2473|Y|Y|N|N BARG|P|Barriger & Barriger Incorporated|||N|N|N|N BARR|M|Barrett & Company|PROVIDENCE, RI|401-351-1000|N|Y|N|N BARR|M|Barrett & Company|PROVIDENCE, RI|800-556-7078|N|Y|N|N BARR|M|Barrett & Company|TRADING|800-626-8964|N|Y|N|N BASD|O|Banc of America Securities LLC|SAN FRANCISCO, CA|415-627-2900|N|N|N|N BASS|P|BASIS FINANCIAL, LLC|||N|N|N|N BATC|P|Battenkill Capital, Inc.|||N|N|N|N BATM|P|CBOE TRADING, INC.|||Y|Y|Y|N BATS|E|CBOE TRADING, INC.|Trading Desk|913 815 7001|Y|Y|Y|N BATS|E|CBOE TRADING, INC.|Main Number|913 815 7000|Y|Y|Y|N BATY|E|CBOE TRADING, INC.|||Y|Y|Y|N BAUM|P|George K. Baum & Company|KANSAS CITY, MO|816-474-1122|N|Y|N|N BAUM|P|George K. Baum & Company|KANSAS CITY, MO|800-821-7570|N|Y|N|N BAYC|P|BAY CREST PARTNERS, LLC|||Y|Y|N|N BAYP|P|BAY CREST PARTNERS, LLC|||Y|Y|N|N BAYS|P|BAYES CAPITAL LLC|Trading Desk|201-660-7187|Y|Y|Y|Y BAYT|O|BTIG, LLC|SAN FRANCISCO, CA|415-248-2200|Y|Y|N|N BBGC|P|B.B. Graham & Company, Inc.|||N|Y|N|N BBHC|P|Brown Brothers Harriman & Co.|||N|Y|N|N BBHP|P|HALCYON CABOT PARTNERS, LTD.|||N|N|N|N BBNT|M|BB&T SECURITIES, LLC||804-787-8244|Y|Y|N|N BBNT|M|BB&T SECURITIES, LLC||804-782-8819|Y|Y|N|N BBOX|P|BLINKBOX, LTD.|||N|N|N|N BBST|P|BB&T SECURITIES, LLC|||Y|Y|N|N BCAP|M|Barclays Capital Inc.|NEW YORK, NY|212-412-2125|Y|Y|Y|Y BCAR|P|Banca Carige Spa Cassa Di Risp|||N|N|N|N BCDX|P|BARCLAYS CAPITAL INC.|||Y|Y|Y|Y BCEP|O|Merrill Lynch Pierce Fenner & Smith Incorporated||212-670-4214|Y|Y|Y|Y BCEX|O|Merrill Lynch Pierce Fenner & Smith Incorporated||212-670-4214|Y|Y|Y|Y BCGS|P|BCG Securities, Inc.|||N|Y|N|N BCHW|P|Birchwood Securities Corp.|NASDAQ TRADING|215-496-5554|N|Y|N|N BCIB|P|BCI SECURITIES, INC.|||N|Y|N|N BCLE|P|Barclays Capital Inc./Le|||Y|Y|Y|Y BCMR|P|BBVA Investments Inc.|||N|N|N|N BCMX|P|BERENBERG CAPITAL MARKETS LLC|||Y|Y|N|N BCOM|P|Baker & Co., Incorporated|CLEVELAND OH|216-696-0167|N|Y|N|N BCPI|M|Bathgate Capital Partners LLC|GREENWOOD VILLAGE CO|720-488-4740|N|Y|N|N BCPT|M|Baron Capital, Inc.|NEW YORK NY|212-759-1500|N|Y|N|N BCRK|P|Bear Creek Securities, LLC|||N|Y|N|N BCSA|P|BCS Americas, Inc.|||Y|Y|N|N BCSB|P|TRIBAL CAPITAL MARKETS, LLC|NASDAQ TRADING|212-482-2150|Y|Y|N|N BCSC|P|Bluechip Securities, Inc.|||N|N|N|N BCSI|P|Bluechip Securities, Inc.|||N|N|N|N BCZC|M|B. C. Ziegler and Company|WEST BEND, WI|800-558-1776|N|Y|N|N BCZC|M|B. C. Ziegler and Company|EQUITY TRADING DESK|866-899-2344|N|Y|N|N BCZC|M|B. C. Ziegler and Company|PREFERRED STOCKS|800-837-7205|N|Y|N|N BDAK|P|Securitrade Corporation|||N|N|N|N BDDK|P|Tradeweb Direct LLC|||N|Y|N|N BDFI|P|Westmoore Trading Company|||N|N|N|N BDSM|P|BURPEE DEL SIMONE CAPITAL MARKETS LLC|||N|Y|N|N BDVE|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y BDWN|O|BARDOWN CAPITAL LLC|||N|N|N|Y BEAC|P|Beacon Capital Markets, LLC|||N|N|N|N BEAF|P|BEACONSFIELD FINANCIAL SERVICES, INC.|||N|Y|N|N BEAH|P|Beach Securities Corporation|||N|N|N|N BEAL|P|M. R. Beal & Company|||N|N|N|N BEAR|M|Bear, Stearns & Co. Inc.|NEW YORK, NY|212-272-4810|Y|Y|Y|Y BECM|P|Beta Capital Management, L.P.|MIAMI, FL|305-358-8844|Y|Y|N|N BEGK|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y BEJB|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y BEJJ|P|BENJAMIN & JEROLD BROKERAGE I, LLC|CHICAGO, IL|312-554-0202|Y|Y|Y|Y BELO|P|Beloyan Investment Securities, Inc.|DAVIE, FL|954-916-3899|N|Y|N|N BELS|P|Bel Air Securities LLC|||N|Y|N|N BELZ|O|DASH FINANCIAL TECHNOLOGIES LLC||312-663-3655|Y|Y|Y|N BENI|P|Evolution Securities US Inc.|||N|N|N|N BENJ|P|Benjamin Securities, Inc.|||N|Y|N|N BERN|M|Sanford C. Bernstein & Co., LLC|OTC TRADING|212-756-4017|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|NEW YORK NY|212-272-4810|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|OTCBB/PINK SHEETS|212-272-4975|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|NASDAQ TRADING|800-247-7882|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|EMERGING MARKETS|212-272-9297|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|INTERNATIONAL|212-272-4580|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|ARBITRAGE|212-272-4506|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|PREFERRED|212-272-5104|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|PREFERRED|800-231-8892|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|CONVERTIBLES|212-272-4484|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|HIGH YIELD DEPT|212-272-5100|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|OTCBB/PINK SHEETS|212-272-4975|Y|Y|Y|Y BETC|P|BAYES CAPITAL LLC|||Y|Y|Y|Y BFFI|P|Berthel, Fisher & Company Financial Services, Inc.|CEDAR RAPIDS, IA|319 447-5700|N|Y|N|N BFIB|P|ARCA CAPITAL INVESTMENTS, INC.|||N|Y|N|N BFLN|P|Basis Financial, Llc|||N|N|N|N BFSA|O|Berwyn Financial Services Corp.|NASDAQ TRADING|610-408-9850|N|N|N|N BFSI|P|Belfinance Securities, Inc.|||N|N|N|N BFSL|P|Briggs-Ficks Securities, LLC|||N|N|N|N BGCE|M|BGC Financial Inc.|||Y|Y|N|N BGCF|P|BGC Financial Inc.|||Y|Y|N|N BGCX|P|BGC Financial Inc.|||Y|Y|N|N BGHT|P|Brighton Securities Corp.|WATTS|800-388-8787|N|Y|N|N BGHT|P|Brighton Securities Corp.|ROCHESTER NY|716-473-3590|N|Y|N|N BGHT|P|Brighton Securities Corp.|TRADING, NASDAQ|800-388-1703|N|Y|N|N BGIA|P|Biondo Asset Management LLC|||N|Y|N|N BGIS|O|BLACKROCK EXECUTION SERVICES|415-597-2410|N/A|Y|Y|N|N BGMI|P|BRICKELL GLOBAL MARKETS, INC.|||N|Y|N|N BGSG|P|CBIZ Financial Solutions, Inc.|BALTIMORE, MD|301-777-7550|N|Y|N|N BGTN|M|Brockington Securities, Inc.|NASDAQ TRADING|949-218-2486|N|N|N|N BGTN|M|Brockington Securities, Inc.|OTCBB TRADING|949-218-2486|N|N|N|N BGTN|M|Brockington Securities, Inc.||949-218-2486|N|N|N|N BGTN|M|Brockington Securities, Inc.|EMERGENCY BACKUP|631-234-6098|N|N|N|N BGWM|P|SANFORD C. BERNSTEIN & CO., LLC|||N|N|N|N BHII|N|Belle Haven Investments|||N|Y|N|N BHIR|P|Bhirud Associates, Inc|||N|Y|N|N BHLP|P|Belle Haven Investments, L.P.|||N|Y|N|N BHMK|P|Benchmark Financial Services, Inc.|||N|N|N|N BHSE|P|NEIGHBORLY SECURITIES|||N|Y|N|N BIAD|P|SAGETRADER, LLC|||Y|Y|N|Y BIDS|P|BIDS TRADING L.P.||212-618-2060|N|Y|N|N BIGG|P|Brownstone Investment Group, LLC|||Y|Y|N|N BIGP|P|BROWNSTONE INVESTMENT GROUP, LLC|||Y|Y|N|N BIGZ|P|BROWNSTONE INVESTMENT GROUP, LLC|||Y|Y|N|N BIMI|O|Banca IMI Securities Corp.|NEW YORK, NEW YORK|212-326-1118|Y|Y|N|N BIRM|P|Sanford C. Bernstein & Co., LLC|NEW YORK, NY|212-756-4017|Y|Y|Y|Y BISI|P|BANORTE-IXE SECURITIES INTERNATIONAL, LTD.|||N|Y|N|N BITS|P|ISAAK BOND INVESTMENTS, INC.|||N|Y|N|N BJDV|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y BJRC|N|CASCADE INVESTMENT GROUP, INC.|||N|Y|N|N BJRP|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y BKCM|P|BNY Mellon Capital Markets LLC|||Y|Y|N|N BKFC|N|BROKER DEALER FINANCIAL SERVICES CORP.|NASDAQ TRADING|515-286-2970|N|Y|N|N BKLR|P|BUCKLER SECURITIES LLC|||N|Y|N|N BKMM|P|BNY MELLON CAPITAL MARKETS, LLC|desk|212-804-2220|Y|Y|N|N BKRT|M|Buckman, Buckman & Reid, Inc.|RED BANK NJ|732-224-7900|Y|Y|N|N BKRT|M|Buckman, Buckman & Reid, Inc.|NASDAQ TRADING|800-952-4957|Y|Y|N|N BKRT|M|Buckman, Buckman & Reid, Inc.||732-224-8845|Y|Y|N|N BKST|M|Brookstreet Securities Corporation|IRVINE CA|800-285-2578|N|N|N|N BKST|M|Brookstreet Securities Corporation|BACK-UP|949-852-6800 EXT 205|N|N|N|N BKVW|P|Access Securities, LLC|||Y|Y|N|N BLAV|P|Sanford C. Bernstein & Co., LLC|NEW YORK, NY|212-756-4017|Y|Y|Y|Y BLAY|P|Bley Investments Group, Inc.|||N|Y|N|N BLCK|N|James I. Black & Company|LAKELAND, FL|863-686-4163|N|Y|N|N BLIO|P|Bloomberg L.P.|||N|N|N|N BLKB|N|Blackburn & Company, Inc.|NEW YORK, NY|(212)760-1740|N|N|N|N BLKX|P|INSTINET, LLC|||Y|Y|Y|Y BLNI|N|AMERITAS INVESTMENT CORP.|||N|Y|N|N BLNX|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y BLOC|P|AOS, Inc.|||N|Y|N|N BLOX|M|Block Orders Execution, LLC|WESTBURY, NY|516-393-7862|N|Y|N|N BLTK|P|Bulltick, Llc|TRADING DESK|305-533-1005|Y|Y|N|N BLTN|P|BOLTON SECURITIES CORPORATION|||N|Y|N|N BLTR|C|Bloomberg Tradebook LLC|||Y|Y|Y|Y BLUE|N|Trade.Com Online Securities, Inc.|||N|N|N|N BLVS|P|BLUE VASE SECURITIES, LLC|||N|Y|N|N BLYK|M|Blaylock & Company, Inc.|NEW YORK, NY|800-760-8855|N|N|N|N BMAK|P|BMA SECURITIES|Trading Desk|310-544-3545|Y|Y|N|N BMEE|P|Barron Moore, Inc.|||N|N|N|N BMFS|P|Boston Merchant Financial Services, Inc.|||N|N|N|N BMIC|M|Biltmore International Corporation|TRADING DESK|732-791-4000|Y|Y|N|N BMIC|M|Biltmore International Corporation|ALTERNATE|732-287-6535|Y|Y|N|N BMLT|P|TITAN SECURITIES|||N|Y|N|N BMOC|M|BMO Capital Markets Corp.|NEW YORK, NY|212-338-8970|Y|Y|N|Y BMOC|M|BMO Capital Markets Corp.|NEW YORK, NY|800-835-5313|Y|Y|N|Y BMOC|M|BMO Capital Markets Corp.|RETAIL|212-702-1939|Y|Y|N|Y BMOC|M|BMO Capital Markets Corp.|CANADA,GOLD,METALS|1-800-405-1219|Y|Y|N|Y BMOR|P|Barron Moore, Inc.|MAIN NUMBER|214-520-6500|N|N|N|N BMRK|P|Benchmark Investments, Inc.|||N|Y|N|N BMSI|P|BULL MARKET SECURITIES, INC.|||N|Y|N|N BMUR|P|BREAN CAPITAL, LLC|NEW YORK, NY|800-223-4132|Y|Y|N|N BMUR|P|BREAN CAPITAL, LLC|NEW YORK, NY|212-702-6500|Y|Y|N|N BNBG|N|Bainbridge Securities Inc.|||N|N|N|N BNCH|M|The Benchmark Company, LLC|OTCBB|212-312-6700|Y|Y|N|N BNDS|P|Bonds.com, Inc.|||N|Y|N|N BNJM|P|BENJAMIN SECURITIES, INC.|||N|Y|N|N BNKS|M|Fig Partners, LLC|ATLANTA, GA|404-601-7205|Y|Y|N|N BNKS|M|Fig Partners, LLC|BACKUP|404-291-9133|Y|Y|N|N BNKS|M|Fig Partners, LLC|BACKUP|339-224-0020|Y|Y|N|N BNPC|P|BNP Paribas Investment Services, LLC|||N|Y|N|N BNPS|O|BNP Paribas Securities Corp.|||Y|Y|Y|Y BNPX|P|BNP PARIBAS SECURITIES CORP.|||Y|Y|Y|Y BNTE|P|BANORTE-IXE SECURITIES INTERNATIONAL, LTD.|||N|Y|N|N BNYI|P|BNY Investment Center Inc.|||N|N|N|N BNYM|P|BNY MELLON CAPITAL MARKETS, LLC|||Y|Y|N|N BNYN|O|Banyan Securities, LLC|LARKSPUR ,CA|415-461-0900|Y|Y|N|N BOBO|N|PENATES GROUP, INC.|||N|Y|N|N BOBS|P|BULLISH BOB BAGLEY SECURITIES, INC.|||N|Y|N|N BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|NEW YORK|212-583-8000|Y|Y|Y|Y BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|NEW YORK|888-583-8900|Y|Y|Y|Y BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|AGENCY TRADING NY|212-583-8119|Y|Y|Y|Y BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|CONVERTIBLES|212-583-8214|Y|Y|Y|Y BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|LISTED|800-227-4705|Y|Y|Y|Y BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|NY FOREIGN TRADING|212-583-8123|Y|Y|Y|Y BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|TRADING|212-583-8101|Y|Y|Y|Y BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|TRADING|212-583-8113|Y|Y|Y|Y BOIN|P|Boursa Investments|||N|Y|N|N BOJI|M|Okoboji Financial Services, Inc.|SPIRIT LAKE, IA|712-336-3380|N|N|N|N BOKI|P|BOK FINANCIAL SECURITIES, INC.|||N|Y|N|N BOND|P|ABRAMENKO & COMPANY, INC.|||N|N|N|N BOOK|C|Bloomberg Tradebook LLC|||Y|Y|Y|Y BOOM|P|Integral Capital Group, LLC|TRADING DESK|212-905-7600|N|N|N|N BOSC|M|Boenning & Scattergood, Inc.|W. CONSHOHOCKEN|610-862-5360|Y|Y|N|N BOSC|M|Boenning & Scattergood, Inc.|NASDAQ TRADING|800-842-8928|Y|Y|N|N BOSM|E|Boston Stock Exchange|||N|N|N|N BOSX|E|Boston Stock Exchange|NASDAQ TRADING|617-526-8700|N|N|N|N BOSX|E|Boston Stock Exchange|NASDAQ TRADE SUPPORT|617-526-8705|N|N|N|N BOSX|E|Boston Stock Exchange|K&S INC.|617-526-8710 (KASN)|N|N|N|N BOSX|E|Boston Stock Exchange|MELVIN SPECIALIST|617-526-8715 (MSIO)|N|N|N|N BOSX|E|Boston Stock Exchange|MOORS & CABOT|617-526-8720 (MCBT)|N|N|N|N BOTZ|P|C. A. Botzum & Co.|||N|Y|N|N BPAT|M|BAIRD, PATRICK & CO., INC.|OTC/BANKS|212-422-1120|N|Y|N|N BPAT|M|BAIRD, PATRICK & CO., INC.|OTC/BANKS|800-421-0123|N|Y|N|N BPAT|M|BAIRD, PATRICK & CO., INC.|PREFERRED TRADING|212-493-6626|N|Y|N|N BPAT|M|BAIRD, PATRICK & CO., INC.||800-421-0123|N|Y|N|N BPBI|P|BNP PARIBAS PRIME BROKERAGE, INC.|||Y|Y|Y|Y BPFI|P|MANORHAVEN CAPITAL LLC|||N|Y|N|N BPLC|P|Bannockburn Partners, Llc|||N|Y|N|N BPLL|P|ENTREX CAPITAL MARKETS|||N|Y|N|N BPWP|N|BUTTONWOOD PARTNERS, INC.|||N|Y|N|N BRCB|N|Branch, Cabell & Co., Inc.|||N|N|N|N BRCK|P|BEDROCK SECURITIES, LLC|||N|N|N|N BRCO|P|Brownco, LLC|BOSTON MA|617-624-6453|N|N|N|N BRCO|P|Brownco, LLC||800-357-4410|N|N|N|N BRCY|P|BCP SECURITIES, LLC|||N|Y|N|N BRGE|M|Newbridge Securities Corp.|FT LAUDERDALE, FL|954-229-9818|Y|Y|N|N BRGE|M|Newbridge Securities Corp.|BACKUP LINE|954-334-3450|Y|Y|N|N BRIM|N|Brimberg & Co.|||N|N|N|N BRIN|P|Brinson Patrick Securities Corporation|||N|N|N|N BRIT|P|BRITTINGHAM, INC.|||N|Y|N|N BRKL|P|BROOKLINE GROUP, LLC|||N|Y|N|N BRMS|P|Biremis, Corp.|TRADING|617-848-8998|N|N|N|N BRND|N|Robert Brandt & Co.||800-421-0670|N|N|N|N BRNK|N|BRINKER CAPITAL SECURITIES, INC.|||N|Y|N|N BRNT|N|H.D. Brent & Company, Inc.|||N|N|N|N BROC|P|Brockhouse & Cooper Inc.|||N|Y|N|N BROK|P|Brockington Securities, Inc.|||N|N|N|N BRON|P|Brownco, LLC|BOSTON MA|617-624-6453|N|N|N|N BRON|P|Brownco, LLC||800-357-4410|N|N|N|N BRPR|P|BRASIL PLURAL SECURITIES LLC|Main Line|212-388-5600|N|Y|N|N BRRR|N|BARRINGTON RESEARCH ASSOCIATES, INC.|NASDAQ TRADING|800-233-6205|N|Y|N|N BRRT|P|Brut, LLC|||Y|Y|Y|Y BRSA|P|BOURSA INVESTMENTS|||N|Y|N|N BRSB|P|BOURSA INVESTMENTS|||N|Y|N|N BRSE|N|Bradesco Securities Inc.|NEW YORK, NY|212-888-9141|Y|Y|N|N BRSN|P|Brut, LLC|||Y|Y|Y|Y BRUT|C|NASDAQ Execution Services, LLC|BROKER/DEALR SUPPORT|212-269-7470|Y|Y|Y|Y BRUT|C|NASDAQ Execution Services, LLC|MAIN OFFICE|212-952-0280|Y|Y|Y|Y BRUT|C|NASDAQ Execution Services, LLC|DISASTER TRADING|212-269-7470|Y|Y|Y|Y BRUT|C|NASDAQ Execution Services, LLC|DISASTER TRADING|201-499-5910|Y|Y|Y|Y BRUT|C|NASDAQ Execution Services, LLC|DISASTER RECOVERY|201-499-5900|Y|Y|Y|Y BRUT|C|NASDAQ Execution Services, LLC|RIDGEFIELD, NJ|210-840-5651|Y|Y|Y|Y BRUT|C|NASDAQ Execution Services, LLC|TRADE SUPPORT|201-599-5910|Y|Y|Y|Y BRVL|P|BLAYLOCK VAN, LLC|||N|Y|N|N BRWN|N|K.W. Brown Investments|NASDAQ TRADING|561-347-8434|N|N|N|N BRYN|O|Bryan Funding, Inc.|||N|Y|N|N BSAM|P|Bear, Stearns Securities Corp./ American Stock Exchange OTC|||N|N|N|N BSAZ|N|Berry-Shino Securities, Inc.|||N|N|N|N BSCM|P|BROAD STREET CAPITAL MARKETS, LLC|||N|Y|N|N BSCO|P|Brookshire Securities Corporation|||N|N|N|N BSCT|P|Brookshire Securities Corporation|||N|N|N|N BSEC|P|Brown Advisory Securities LLC|||N|Y|N|N BSIC|M|Basic Investors Inc.|MELVILLE, NY|631-630-0286|N|N|N|N BSIC|M|Basic Investors Inc.|BULLETIN BOARDS|631-630-0286|N|N|N|N BSIS|N|BANCORPSOUTH INVESTMENT SERVICES, INC.|||N|Y|N|N BSSC|P|J.P. MORGAN SECURITIES LLC|||Y|Y|Y|Y BSTV|P|Bestvest Investments, Ltd.|||N|Y|N|N BSWC|M|A.G. Blakey & Company|||N|N|N|N BTAB|N|DB Alex. Brown LLC|||N|N|N|N BTBC|P|BT Brokerage Corporation|||N|N|N|N BTBK|P|BLOOMBERG TRADEBOOK LLC|||Y|Y|Y|Y BTDG|P|BIDS TRADING L.P.|||N|Y|N|N BTGA|O|Bottega Securities, LLC|TRADING|310-208-4410|N|N|N|N BTIG|M|BTIG, LLC||415-248-2200|Y|Y|N|N BTII|P|BTIG, LLC|||Y|Y|N|N BTIS|P|BTIG, LLC|||Y|Y|N|N BTIX|P|BTIG, LLC|||Y|Y|N|N BTRA|O|B-Trade Services LLC|NEW YORK|212-448-5682|N|N|N|N BTRA|O|B-Trade Services LLC|TRADING|888-873-8873|N|N|N|N BTRD|C|B-Trade Services LLC|NEW YORK, NY|212-448-5682|N|N|N|N BTRD|C|B-Trade Services LLC|NEW YORK, NY|212-448-5680|N|N|N|N BTSI|P|B & T Securities, Inc.|||N|Y|N|N BTSS|P|Hilltop Securities Independent Network Inc.|||N|Y|N|N BUCK|M|The Buckingham Research Group Incorporated|NEW YORK NY|212-922-5548|Y|Y|N|N BUCK|M|The Buckingham Research Group Incorporated|NASDAQ TRADING|212-922-5547|Y|Y|N|N BUCL|M|Harris Investorline|||N|N|N|N BUEL|O|BUELL SECURITIES CORP.|WETHERSFIELD CT|860-258-2300 X122|N|Y|N|N BUNT|N|UBS Bunting Warburg|||N|N|N|N BURK|P|Burke, Lawton, Brewer & Burke, LLC|SPRING HOUSE, PA|215-643-9100|N|Y|N|N BURR|P|BURRILL MERCHANT ADVISORS GROUP, LLC|||N|N|N|N BUWI|O|Butler, Wick & Co., Inc.|YOUNGSTOWN OH|330-744-4351|N|N|N|N BUWI|O|Butler, Wick & Co., Inc.|NASDAQ TRADING|800-969-6393|N|N|N|N BUWI|O|Butler, Wick & Co., Inc.||800-229-1643|N|N|N|N BUZZ|N|Heidtke & Company, Inc.|||N|N|N|N BVCM|M|UNICREDIT CAPITAL MARKETS||212-672-6241|N|Y|N|N BVIS|P|BESTVEST INVESTMENTS, LTD.|||N|Y|N|N BVUS|P|MTS MARKETS INTERNATIONAL, INC.|||N|Y|N|N BWAG|P|Bear Wagner Specialists LLC|||N|N|N|N BWAL|P|Broadwall Capital LLC|NEW YORK, NY|646-432-6300|N|N|N|N BWEL|P|Barclays Capital Inc./LE|||Y|Y|Y|Y BWEX|P|Birchwood Securities Corp.|NASDAQ TRADING|215-496-5554|N|Y|N|N BWNA|N|BROWN ASSOCIATES, INC.|||N|Y|N|N BWNT|M|First American Capital and Trading Corporation|||N|N|N|N BYXM|P|CBOE TRADING, INC.|||Y|Y|Y|N BYXX|E|Bats Trading, Inc.|||Y|Y|Y|N BZPI|N|BPU INVESTMENT MANAGEMENT INC.|NASDAQ TRADING|412-288-9150|N|Y|N|N BZTN|N|Alliant Securities, Inc. Turner, Nord, Kienbaum|NASDAQ TRADING|509-747-9144|N|Y|N|N BZWV|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y BZXL|P|VOLANT LIQUIDITY, LLC|||Y|Y|Y|N BZYD|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y BZYF|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y BZYJ|P|GOLDMAN SACHS & CO. LLC|||N|N|N|N CAAA|O|AKAR CAPITAL MANAGEMENT, INC.|||N|Y|N|N CABR|P|Cabrera Capital Markets, Inc.|||N|Y|N|N CADG|P|SAXIS GROUP, INC.|||N|Y|N|N CAGI|P|CRESCENT SECURITIES GROUP, INC.|||N|Y|N|N CAIB|P|CALTON & ASSOCIATES, INC.|||N|Y|N|N CAIN|N|Carnegie Investor Services Inc.|||N|N|N|N CALD|N|Caldwell Securities, Incorporated|DANVILLE, CA|925-838-5525|N|Y|N|N CALL|P|Callaway Financial Services, Inc.|||N|Y|N|N CALT|P|CALTON & ASSOCIATES, INC.|||N|Y|N|N CAMB|N|Cambridge Group Investments, Ltd.|||N|N|N|N CAMC|P|Cambria Capital, LLC|||N|Y|N|N CAMM|N|Chela Technology Partners, Llc|||N|N|N|N CANA|P|CANACCORD GENUITY INC.|||Y|Y|N|N CANN|P|Cannondale Securities, LLC|NY - AGENCY DESK|212-610-2780|N|N|N|N CANR|M|Cantone Resarch Inc.|TINTON FALLS, NJ|732-450-3544|N|Y|N|N CANT|M|Cantor Fitzgerald & Co.|TRADING|800-214-7307|Y|Y|N|N CANT|M|Cantor Fitzgerald & Co.|NASDAQ INTERNATIONAL|212-829-5475|Y|Y|N|N CAPB|N|Capital Investment Brokerage, Inc.|||N|Y|N|N CAPC|P|CAPITAL CITY SECURITIES, LLC|||N|Y|N|N CAPF|N|CAPITAL FINANCIAL SERVICES, INC.|||N|Y|N|N CAPG|P|Capital Investment Group, Inc.|||N|Y|N|N CAPM|M|RBS Securities Inc.|||Y|Y|N|N CAPP|P|CapFinancial Partners, LLC|||N|Y|N|N CAPS|P|White Cap Trading, LLC|MAIN NUMBER|212-812-9300|N|N|N|N CAPS|P|White Cap Trading, LLC|TRADING DESK|1-888-928-3375|N|N|N|N CARN|P|CARNEGIE, INC.|||N|Y|N|N CARR|M|Carr Securities Corporation|PT WASHINGTON NY|516-944-8300|N|Y|N|N CARR|M|Carr Securities Corporation|DELISTING/BANKRUPTCY|800-221-2243|N|Y|N|N CART|N|Carty & Company, Inc.|MEMPHIS, TN|(901)767-8940|N|Y|N|N CASC|N|Cascade Financial Management, Inc.|||N|Y|N|N CASH|O|Planner Securities LLC|NASDAQ TRADING|732-536-0550|N|Y|N|N CASL|P|Coast Asset Securities LLC|||N|N|N|N CATC|P|Chicago Analytic Trading Company, LLC|||N|Y|N|N CATE|P|Carter, Terry & Company, Inc.|NASDAQ TRADING|404-964-8079|N|Y|N|N CATF|N|Catalyst Financial|DANBURY, CT|203-791-3944|N|N|N|N CATS|P|Citadel Securities LLC|||Y|Y|Y|Y CATY|P|Cathay Financial Inc.|NEW YORK, NY|212-610-1199|N|N|N|N CAVU|P|POINT CAPITAL MARKETS, LLC|||N|Y|N|N CAZE|O|Cazenove Incorporated|||N|N|N|N CBAS|P|CBA Securities LLC|||N|N|N|N CBBB|N|NASDAQ PRODUCT DEVELOPMENT/NY|SUBSCRIBER SERVICES|1-800-777-5606|N|N|N|N CBCB|M|Collier Browne & Company|CINN. OHIO|513-271-3777|N|N|N|N CBFG|P|Cheevers, Hand & Angeline, Inc.|||N|N|N|N CBIN|P|BBVA SECURITIES INC.|||N|Y|N|N CBIS|P|CBNY Investment Services Corp.|||N|N|N|N CBLC|P|CITIGROUP GLOBAL MARKETS INC.|||Y|Y|Y|Y CBNL|P|Cambridge BN Ltd.|||N|N|N|N CBOE|E|Chicago Board Options Exchange|||N|N|N|N CBOH|N|Chicago Board Of Options Exchange/Bear Stearns|||N|N|N|N CBOL|M|Mutual Securities Inc|ENCINO CA|818-990-0992|N|Y|N|N CBOL|M|Mutual Securities Inc|LAGUNA NIGUEL, CA.|714-495-0764|N|Y|N|N CBOL|M|Mutual Securities Inc|ENCINO, CA|800-750-7862|N|Y|N|N CBRA|P|Cobra Trading, Inc.|||N|Y|N|N CBRV|P|COBRA TRADING, INC.|||N|Y|N|N CBSE|P|CAMBRIDGE INTERNATIONAL SECURITIES, LLC|||N|Y|N|N CBSI|P|Cullum & Burks Securities, Inc.|||N|N|N|N CBTD|N|SYNOVUS SECURITIES, INC.|COLUMBUS, GA|404-649-5528|N|Y|N|N CCAE|M|Nasdaq System Symbol/CCAE/800082|||N|N|N|N CCAI|P|CANACCORD GENUITY INC.|||Y|Y|N|N CCAT|P|Citigroup Global Markets Inc.|||Y|Y|Y|Y CCBO|P|CCB INTERNATIONAL OVERSEAS (USA) INC.|||N|Y|N|N CCCM|P|COWEN PRIME SERVICES LLC|||Y|Y|N|N CCCO|P|Carnes Capital Corporation|NAPLES FL|941-261-6187|N|Y|N|N CCCO|P|Carnes Capital Corporation||800-964-4392|N|Y|N|N CCCO|P|Carnes Capital Corporation|SWITCHBOARD|941-261-2112|N|Y|N|N CCGR|P|COHEN CAPITAL GROUP, LLC|||N|N|N|N CCIC|P|CAC Capital Corp|||N|N|N|N CCIS|N|CORRELL CO. 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Morgan Securities LLC|||Y|Y|Y|Y CHNR|P|CHAUNER SECURITIES, INC.|||N|Y|N|N CHPP|P|Tullett Prebon Financial Services LLC|||Y|Y|N|N CHPR|P|CHOPPER SECURITIES, LLC|||N|N|N|N CHPY|P|Tullet Liberty Securities Inc.|||Y|Y|N|N CHSI|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y CHTS|P|Chatsworth Securities, LLC|||N|Y|N|N CHXE|E|Chicago Stock Exchange|DFLR DEMPSEY|312-663-2255|N|N|N|N CHXE|E|Chicago Stock Exchange|CSGG-ATD SPECIALISTS|312-663-2255|N|N|N|N CHXE|E|Chicago Stock Exchange|JAMI-SJS SECURITIES|312-663-2255|N|N|N|N CHXE|E|Chicago Stock Exchange|SSAL-SLVATORE & CO|312-663-2255|N|N|N|N CHXX|P|CHXBD, LLC|||N|Y|N|N CIBC|P|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|N|Y CIBC|P|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|N|Y CIBC|P|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|N|Y CIBC|P|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|N|Y CIBP|P|CIBC World Markets Corp.|||Y|Y|N|Y CICC|P|CICC US SECURITIES, INC.|||N|Y|N|N CICF|P|Canaccord Genuity Corp.|VANCOUVER, CANADA|604-643-7300|N|N|N|N CICL|N|Carolinas Investment Consulting LLC|||N|Y|N|N CIGC|P|CIG Corp.|||N|Y|N|N CIIV|P|CORPORATE INVESTMENTS GROUP, INC.|||N|Y|N|N CIMB|P|CIMB SECURITIES (USA), INC.|||N|Y|N|N CINN|E|National Stock Exchange|TRADING|800-843-3924|N|N|N|N CINV|M|Corporate Investments Group, Inc.|CHICAGO, IL|773-728-9037|N|Y|N|N CIOI|P|CITIGROUP GLOBAL MARKETS INC|||Y|Y|Y|Y CIRI|N|CAMBRIDGE INVESTMENT RESEARCH, INC.|||N|Y|N|N CISE|P|Capital Investment Services, Inc.|||N|Y|N|N CISI|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y CIST|O|Capital Institutional Services, Inc.|DALLAS, TX|214-720-0504|Y|Y|N|N CISV|P|CCO Investment Services Corp.|||N|Y|N|N CITA|P|Citation Financial Group, L.P.|NEW YORK, NY|212-618-0339|N|N|N|N CITA|P|Citation Financial Group, L.P.||800-691-0903|N|N|N|N CITG|P|Citadel Trading Group L.L.C.|COMPLIANCE|312-395-2717|N|N|N|N CITG|P|Citadel Trading Group L.L.C.|CHICAGO, IL|312-443-8401|N|N|N|N CITI|P|CITIGROUP GLOBAL MARKETS INC.|||Y|Y|Y|Y CITY|P|STIFEL, NICOLAUS & COMPANY, INCORPORATED|||Y|Y|N|N CJIX|P|CJI Capital Markets, Inc.|||N|N|N|N CJSC|P|CJS Securities, Inc.|||N|Y|N|N CJSI|N|CJS Securities, Inc.|||N|Y|N|N CKCC|P|C. K. Cooper & Company, Inc.|Trading|866-477-2667|N|N|N|N CLAM|P|Calamos Financial Services LLC|||N|Y|N|N CLDN|P|Celadon Financial Group LLC|||Y|Y|N|N CLDS|P|Coldwater Securities Incorporated|NASDAQ TRADING|310-247-2700|N|Y|N|N CLGL|N|C. L. Glazer & Company, Inc.|GREENWICH, CT|203-629-4333|N|N|N|N CLLC|P|Curran Advisory Services|||N|Y|N|N CLMK|M|C. L. McKinney & Co., Inc.|||N|N|N|N CLRK|P|Clark Dodge & Co., Inc.|||N|N|N|N CLSA|P|CLSA AMERICAS, LLC|||Y|Y|N|N CLSC|P|CABOT LODGE SECURITIES LLC|||N|Y|N|N CLVU|P|Clearview Trading Advisors, Inc.|||N|Y|N|N CLYB|O|Carlin Equities, LLC|||N|N|N|N CLYM|P|Claymore Securities, Inc.|||N|Y|N|N CLYP|M|Carlin Equities, LLC|||N|N|N|N CMCA|N|COMERICA SECURITIES|NASDAQ TRADING|313-222-9458|N|Y|N|N CMCE|P|COMMERCE BROKERAGE SERVICES, INC.|||N|Y|N|N CMDN|N|Camden Financial Services|||N|Y|N|N CMKT|P|COWEN PRIME SERVICES LLC|main #|516-746-5757|Y|Y|N|N CMMW|P|Commonwealth Financial Network|NEWTON, MA|617-736-0700|N|Y|N|N CMPT|P|Compass Point Research & Trading, LLC|||Y|Y|N|N CMRA|P|Chimera Securities, LLC|||Y|N|N|Y CMSE|N|CM Securities, Inc.|||N|N|N|N CMSI|P|Capital Management Securities, Inc.|||N|Y|N|N CMSS|P|Charles Morgan Securities, Inc.|||N|N|N|N CMTT|P|CMT TRADING LLC|||Y|N|N|N CMTX|P|ATOM GLOBAL TRADING|||N|N|N|N CNCD|P|CONCORDE INVESTMENT SERVICES, LLC|||N|Y|N|N CNCR|P|INTERNATIONAL CAPITAL MARKETS, INC.|||N|N|N|N CNFR|P|Cowen Prime Services LLC|SAN FRANCISCO, CA|415-677-5800|Y|Y|N|N CNFR|P|Cowen Prime Services LLC|NASDAQ TRADING|415-677-5800|Y|Y|N|N CNFR|P|Cowen Prime Services LLC|SAN FRANCISCO, CA|800-678-1885|Y|Y|N|N CNTR|P|PRECISION SECURITIES, LLC|||Y|Y|N|N COAA|P|ABN AMRO CLEARING CHICAGO LLC|||Y|Y|Y|Y COAK|P|CASTLEOAK SECURITIES, LP|||N|Y|N|N COAS|N|Coastal Equities, Inc.|FALMOUTH, MA|508-548-1707|Y|Y|N|N COBR|N|COBURN & MEREDITH, INC.|HARTFORD, CT|N/A|N|Y|N|N COBR|N|COBURN & MEREDITH, INC.|NASDAQ/OTCBB TRADING|800-274-3300|N|Y|N|N COBR|N|COBURN & MEREDITH, INC.|SWITCHBOARD|860-522-7171|N|Y|N|N COBR|N|COBURN & MEREDITH, INC.|SWITCHBOARD|800-825-2244|N|Y|N|N COCE|O|Choice Investments, Inc.|AUSTIN,TX|512-451-7417|N|N|N|N COCH|P|Cochran Caronia Waller Securities LLC|CHICAGO, IL|800-375-4005|N|N|N|N COCS|P|COST CONTAINMENT SERVICES, INC.|||N|N|N|N COFF|P|JAMES E. COFFEY SECURITIES, INC.|||N|Y|N|N COGC|P|Cognitive Capital, LLC|||N|N|N|N COHI|P|HIGH POINT CAPITAL GROUP, INC|||N|N|N|N COHN|P|Cohen Bros. & Company|||N|N|N|N COKE|O|Coker & Palmer|JACKSON, MS|800-816-4563|N|Y|N|N COLA|P|Carolina Municipal Securities, Inc.|||N|N|N|N COLL|N|Collins & Company, LLC|||N|Y|N|N COLS|N|COLONIAL SECURITIES, INC.|NASDAQ TRADING|212-964-6504|N|Y|N|N COMA|N|Cohmad Securities Corporation|NEW YORK NY|212-230-2480|N|N|N|N COMP|P|CAPITAL ONE INVESTING, LLC|||N|Y|N|N CONF|N|Conservative Financial Services, Inc.|||N|Y|N|N CONR|P|Conners & Co., Inc.|||N|Y|N|N CONS|P|Consultiva Securities, Inc.|||N|N|N|N COOR|P|Coordinated Capital Securities, Inc.|||N|Y|N|N CORR|P|COR CLEARING LLC|||Y|Y|N|N COSC|P|COURTLANDT SECURITIES CORPORATION|||N|Y|N|N COSE|N|COSSE' INTERNATIONAL SECURITIES, INC.|NASDAQ TRADING|206-624-6651|N|Y|N|N COWN|M|Cowen and Company, LLC|NASDAQ TRADING|646-562-1600|Y|Y|Y|Y COWN|M|Cowen and Company, LLC||800-221-3431|Y|Y|Y|Y COWN|M|Cowen and Company, LLC|AGENCY|646-562-1604|Y|Y|Y|Y COWN|M|Cowen and Company, LLC||877-683-3363|Y|Y|Y|Y COWN|M|Cowen and Company, LLC|CONVERTIBLES|646-562-1505|Y|Y|Y|Y COWN|M|Cowen and Company, LLC||800-316-0230|Y|Y|Y|Y COWN|M|Cowen and Company, LLC|PROGRAM TRADING|646-562-1525|Y|Y|Y|Y COWN|M|Cowen and Company, LLC||866-286-0991|Y|Y|Y|Y COWN|M|Cowen and Company, LLC|TRADING D/R SITE|610-205-2626|Y|Y|Y|Y COWR|P|Cowen and Company, LLC|||Y|Y|Y|Y COWS|N|Persimmon Securities, Inc.|||N|N|N|N COWX|P|COWEN AND COMPANY, LLC|||Y|Y|Y|Y COYL|N|Coyle Securities, L.L.C.|||N|N|N|N CPAM|N|Capital Securities of America, Inc.|NASDAQ TRADING|800-837-5614|N|N|N|N CPAM|N|Capital Securities of America, Inc.|COLUMBUS, OH|614-442-5804|N|N|N|N CPCP|P|PRECISION SECURITIES, LLC|||Y|Y|N|N CPEM|P|CLEARPOOL EXECUTION SERVICES, LLC|||Y|Y|Y|Y CPES|P|Cowen Prime Services LLC|||Y|Y|N|N CPET|P|CLEARPOOL EXECUTION SERVICES, LLC|||Y|Y|Y|Y CPEX|P|CLEARPOOL EXECUTION SERVICES, LLC|Trading Desk|212-531-8526|Y|Y|Y|Y CPFN|P|JPC Capital Partners, Inc.|||N|N|N|N CPMI|N|CAPITAL PORTFOLIO MANAGEMENT, INC.|NASDAQ TRADING|410-667-4575|N|Y|N|N CPNT|P|PRECISION SECURITIES, LLC|Trading Desk|877-866-9111|Y|Y|N|N CPRC|P|CORINTHIAN PARTNERS, L.L.C.|||N|Y|N|N CPSE|P|CAPSTONE INVESTMENTS|||N|N|N|N CPSI|P|NEW ALBION PARTNERS LLC|||N|Y|N|N CPST|P|Capstone Investments|||N|N|N|N CPWS|P|Capwest Securities, Inc.|||N|N|N|N CRAG|P|KEPLER CAPITAL MARKETS, INC.|||N|Y|N|N CRBC|P|Charles River Brokerage LLC|||N|Y|N|N CRCK|P|Crocker Securities LLC|||N|N|N|N CRDL|N|CARDINAL INVESTMENTS, INC.|BELLEVILLE, IL|618-277-1005|N|Y|N|N CRED|P|CREDICORP SECURITIES, INC.|||N|Y|N|N CREF|P|TIAA-CREF Individual & Institutional Services, LLC|||N|Y|N|N CRFN|P|ROBINHOOD FINANCIAL, LLC|||N|Y|N|N CRON|P|DOUGHERTY & COMPANY LLC|||Y|Y|N|N CROS|P|CREDIT SUISSE SECURITIES (USA) LLC|||Y|Y|Y|Y CRTA|P|CARTA SECURITIES, LLC|||N|Y|N|N CRTH|M|Corinthian Partners, L.L.C.|TRADING|212-287-1545|N|Y|N|N CRUS|P|CHINA RENAISSANCE SECURITIES (US) INC|Main Line|212-554-2960|N|Y|N|N CRYN|P|BRENDAN E. CRYAN AND COMPANY, L.L.C.|||N|Y|N|N CSAI|P|CENTURY SECURITIES ASSOCIATES, INC.|||N|Y|N|N CSAP|N|CRESAP, INC.|||N|Y|N|N CSAS|P|Capstone Sales Advisors, LLC|||N|N|N|N CSCA|P|CREDITEX SECURITIES CORPORATI|||N|Y|N|N CSCB|N|Computershare Securities Corporation|||N|N|N|N CSCI|N|Correspondent Services Corporation|||N|N|N|N CSCL|P|COMMERCE STREET CAPITAL, LLC|||N|Y|N|N CSCP|P|CRAIG SCOTT CAPITAL, LLC|||N|N|N|N CSCV|P|Capitol Securities Management, Inc.|||N|Y|N|N CSEC|P|Citadel Securities LLC|||Y|Y|Y|Y CSGG|P|Chicago Securities Group LLC|||N|N|N|N CSGI|P|CHARLES SCHWAB & CO., INC.|||Y|Y|N|N CSIN|P|Citadel Securities Institutional LLC|||N|Y|N|N CSIP|P|Chadbourn Securities, Inc.|||N|N|N|N CSIS|P|CITIC SECURITIES INTERNATIONAL USA, LLC|Main Line|212-376-1200|N|Y|N|N CSIU|P|CITIC SECURITIES INTERNATIONAL USA, LLC|||N|Y|N|N CSLL|P|Cicerone Securities, LLC|||N|Y|N|N CSMI|P|Capitol Securities Management, Inc.|NASDAQ TRADING|703-821-2010|N|Y|N|N CSMR|P|Casimir Capital L.P.|||N|Y|N|N CSMS|P|CORNERSTONE MACRO LLC|||Y|Y|N|N CSNT|N|Crescent Securities Group, Inc.|||N|Y|N|N CSPD|P|Cantor Fitzgerald & Co.|||Y|Y|N|N CSPI|P|CAPITAL SYNERGY PARTNERS|||N|Y|N|N CSSA|P|Jump Trading|||Y|N|Y|Y CSSX|P|ABN AMRO CLEARING CHICAGO LLC|||Y|Y|Y|Y CSTI|P|CANACCORD GENUITY INC.|Institutional Cash Equities|212 389-8840|Y|Y|N|N CSTI|P|CANACCORD GENUITY INC.|Equity Options|212 389-8860|Y|Y|N|N CSTI|P|CANACCORD GENUITY INC.|Convertibles|212 389-8269|Y|Y|N|N CSTI|P|CANACCORD GENUITY INC.|Domestic Equities|212 389-8550|Y|Y|N|N CSTI|P|CANACCORD GENUITY INC.|International Equities|212 389-8555|Y|Y|N|N CTBY|O|Canterbury Consulting Incorporated|NEWPORT BEACH CA|714-721-9580|N|N|N|N CTCO|P|CITCO SECURITIES, INC|||N|Y|N|N CTDE|P|CHOICETRADE|||N|Y|N|N CTDL|P|Citadel Derivatives Group Llc|||Y|Y|Y|Y CTLA|N|Cantella & Co., Inc.|||Y|Y|N|N CTLR|P|CUTLER GROUP, LP|||Y|N|Y|N CTNL|P|Centennial Securities Company, LLC|GRAND RAPIDS, MI|616-942-7680|N|Y|N|N CTRD|P|CHOICETRADE|||N|Y|N|N CTRE|P|Centreinvest, Inc.|||N|N|N|N CUEF|P|Cue Financial Group, Inc.|||N|N|N|N CUFT|P|FROST BROKERAGE SERVICES, INC.|||N|Y|N|N CUGS|P|Cuttone & Co., Inc.|||Y|Y|N|N CULV|N|Culverwell & Co., Inc.|||N|N|N|N CUMB|N|Cumberland Brokerage Corporation|VINELAND, NJ|800-257-7013|N|N|N|N CUPS|P|CUTTONE & CO., INC.|||Y|Y|N|N CURR|N|CURREN & COMPANY|||N|Y|N|N CUSG|P|CUTTONE & CO., INC.|||Y|Y|N|N CUSR|O|Cutler Securities, Inc.|DELRAY BEACH, FL|561-279-7471|N|N|N|N CUST|N|Custodial Trust Company|||N|N|N|N CUTT|N|Cutter and Company Brokerage, Inc. 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Davidson & Co.|PORTLAND, OR|800-755-7589|Y|Y|N|N DAFC|N|Direct Access Financial Corporation|||N|N|N|N DAGS|N|DAG SECURITIES INC|||N|Y|N|N DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|612-371-2900|Y|Y|Y|Y DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|800-285-4964|Y|Y|Y|Y DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|612-373-6101|Y|Y|Y|Y DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|800-959-5951|Y|Y|Y|Y DAKH|P|DAKOY CAPITAL MARKETS LLC|||N|Y|N|N DAKO|P|Dakota Securities International, Inc.|||N|Y|N|N DALE|P|ANCORA SECURITIES, INC|||Y|Y|N|N DALM|P|Dalmore Group LLC|||N|Y|N|N DANN|P|Kevin Dann & Partners, LLC|||N|N|N|N DAPA|P|DART, PAPESH & COMPANY, INCORPORATED|||N|Y|N|N DAPJ|P|Direct Access Partners Llc|||N|N|N|N DAPL|P|Direct Access Partners LLC|||N|N|N|N DARA|N|Darwood Associates Incorporated|||N|Y|N|N DART|M|DART EXECUTIONS, LLC|||Y|Y|Y|Y DASH|P|DASH FINANCIAL TECHNOLOGIES LLC|||Y|Y|Y|N DAVA|M|Davenport & Company LLC|RICHMOND, VA|804-780-2073|Y|Y|N|N DAVA|M|Davenport & Company LLC||800-277-0120|Y|Y|N|N DAVE|N|DIAMANT INVESTMENT CORPORATION|NASDAQ TRADING|203-661-6410|N|Y|N|N DAVS|P|Davis Securities LLC|||N|Y|N|N DAVW|P|SEIDEL & SHAW LLC|||N|Y|N|N DAWA|M|Daiwa Capital Markets America Inc.|NEW YORK, NY|212-612-6640|Y|Y|Y|N DAWA|M|Daiwa Capital Markets America Inc.|NEW YORK, NY|212-612-6641|Y|Y|Y|N DBAB|M|Deutsche Bank Securities Inc.|NASDAQ TRADING|800-221-5330|Y|Y|Y|Y DBAB|M|Deutsche Bank Securities Inc.|NEW YORK, NY|212-250-5500|Y|Y|Y|Y DBAB|M|Deutsche Bank Securities Inc.|AGENCY TRADING|212-250-3000|Y|Y|Y|Y DBAB|M|Deutsche Bank Securities Inc.|AGENCY|212-469-7440|Y|Y|Y|Y DBAB|M|Deutsche Bank Securities Inc.|INTERNATIONAL|212-474-7472|Y|Y|Y|Y DBAB|M|Deutsche Bank Securities Inc.|INTERNATIONAL|800-221-0406|Y|Y|Y|Y DBAB|M|Deutsche Bank Securities Inc.|AGENCY|212-541-8670|Y|Y|Y|Y DBAB|M|Deutsche Bank Securities Inc.|P&S DEPT|212-474-8340|Y|Y|Y|Y DBAX|P|Deutsche Bank Securities Inc.|||Y|Y|Y|Y DBFL|P|DEUTSCHE BANK SECURITIES INC|||Y|Y|Y|Y DBKS|P|Deutsche Bank Securities Inc.|||Y|Y|Y|Y DBOX|P|DBOT ATS, LLC|||N|Y|N|N DBPC|O|Deutsche Bank Securities Inc.|||Y|Y|Y|Y DBUL|P|Deutsche Bank Securities Inc.|||Y|Y|Y|Y DCAF|P|EIGHT CAPITAL CORP.|TORONTO, ONTARIO|416-350-3410|N|Y|N|N DCHF|P|Dart Executions, LLC|||Y|Y|Y|Y DCSD|O|RBC Capital Markets Corporation|ST. 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Denison Co.|SHEBOYGAN, WI|920-457-9451|N|Y|N|N DESJ|N|Desjardins Securities Inc. / CDS||514-281-7294|N|N|N|N DESS|P|Descap Securities, Inc.|||N|N|N|N DFFI|P|Premieretrade Securities, Inc.|||N|N|N|N DFIN|P|DASH FINANCIAL TECHNOLOGIES LLC|||Y|Y|Y|N DFLR|S|E*Trade Capital Markets - Execution Services LLC/OTC UTP|||N|N|N|N DFPG|P|DFPG Investments, Inc.|||N|Y|N|N DHCO|N|DAVID HARRIS & CO., INC.|||N|Y|N|N DHLN|P|EQUINOX GROUP DISTRIBUTORS, LLC|||N|Y|N|N DIDI|P|DWS INVESTMENTS DISTRIBUTORS, INC|||N|Y|N|N DILL|P|Dillon Scott Securities, Inc.|||N|N|N|N DIMS|P|DIMENSION SECURITIES, LLC|||N|N|N|N DINO|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N DIVA|P|Divine Capital Markets LLC|TRADING|877-428-5867|N|Y|N|N DIVA|P|Divine Capital Markets LLC|NEW YORK|212-344-4533|N|Y|N|N DIVP|M|DIVERSIFIED SECURITIES, INCORPORATED|LONG BEACH, CA|562-595-7711|N|Y|N|N DIVY|P|Divy Equities, INC.|||N|Y|N|N DJRC|P|Partners Investment Network, Inc.|||N|Y|N|N DJSA|P|Dawson James Securities, Inc|||Y|Y|N|N DJSE|P|Dawson James Securities, Inc.|||Y|Y|N|N DJSI|P|Dawson James Securities, Inc|||Y|Y|N|N DKEI|N|Dale K. Ehrhart, Inc.|||N|N|N|N DKNY|N|Dalton Kent Securities Group, Inc.|||N|N|N|N DLAE|P|David Lerner Associates, Inc.|SYOSSET, NY|516-921-4200|N|Y|N|N DLAI|P|DAVID LERNER ASSOCIATES, INC.|||N|Y|N|N DLBC|P|BARINGS SECURITIES LLC|||N|Y|N|N DLJD|P|Harrisdirect LLC|||N|N|N|N DLNY|M|DELANEY EQUITY GROUP LLC|||Y|Y|N|N DLTA|P|DEALERWEB INC.|||N|Y|N|N DLWB|P|Hilliard Farber & Co., Inc.|||N|N|N|N DMCD|P|McDermott Investment Services, LLC|||N|Y|N|N DMKC|N|D.M. KELLY & COMPANY|NASDAQ TRADING|515-221-1133|N|Y|N|N DMKF|P|Dominick & Dominick LLC|||N|Y|N|N DMKT|P|OTC LINK LLC|||N|Y|N|N DNOR|P|DNB MARKETS, INC.|||N|Y|N|N DNSR|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N DNYA|P|DUNIYA TRADING, INC.|||N|N|N|N DOFT|N|Doft & Co., Inc.|NEW YORK, NY|212-421-5550|N|Y|N|N DOLE|P|Doley Securities, LLC.|||N|N|N|N DOMK|M|Dominick & Dominick LLC|NEW YORK, NY|212-558-8828|N|Y|N|N DOMS|M|Domestic Securities, Inc.|EDISON, NJ - OTC|732-661-0300|N|N|N|N DOMS|M|Domestic Securities, Inc.|MONTVALE, NJ HQ|201-782-0888|N|N|N|N DOOR|P|P.A.N. SECURITIES, LP|||N|Y|N|N DORN|N|DORN & CO., INC.|||N|Y|N|N DORS|N|Dorsey & Company, Inc.|NEW ORLEANS, LA|504-524-5431|N|Y|N|N DOTC|M|Dougherty & Company LLC|NASDAQ TRADING|612-338-1448|Y|Y|N|N DOTC|M|Dougherty & Company LLC|NASDAQ TRADING|888-817-8664|Y|Y|N|N DOWD|O|Walter J. Dowd, Inc|||N|N|N|N DOWL|P|Dowling & Partners Securities LLC|HARTFORD CT|860-676-8605|Y|Y|N|N DOYL|N|Doyle, Miles & Co., LLC||212-709-7981|N|N|N|N DPAA|N|Douglas John Palmieri|NEW YORK, NY|212-410-7324|N|Y|N|N DPFH|M|Donnelly Penman & Partners Inc.|TRADING|800-217-7411|N|Y|N|N DPFH|M|Donnelly Penman & Partners Inc.|COLUMBUS, OH|614-486-7540|N|Y|N|N DRAS|P|Waterstone Financial Group, Inc.||630-250-7000|N|N|N|N DRAT|N|The Dratel Group, Inc.|NEW YORK NY|212-964-2300|N|N|N|N DRCO|P|COWEN SECURITIES LLC|NEW YORK|212 920 2949|N|N|N|N DRCP|P|Dahlman Rose & Company, LLC|||N|N|N|N DREX|P|Drexel Hamilton, LLC|||N|Y|N|N DRIE|O|Driehaus Securities LLC|CHICAGO IL|312-587-3830|N|Y|N|N DRIE|O|Driehaus Securities LLC|TRADING ROOM|1-800-990-1890|N|Y|N|N DRKW|P|Commerz Markets LLC|NEW YORK, NY|(212) 895-1995|N|Y|N|N DRMI|P|Davis, Mendel & Regenstein, Inc.|||N|N|N|N DRTG|P|Dart Executions, LLC|||Y|Y|Y|Y DRTL|P|DART EXECUTIONS, LLC|||Y|Y|Y|Y DRVW|P|DRIVEWEALTH, LLC|Main Line|800-461-2680|N|Y|N|N DRWC|P|DRW SECURITIES, L.L.C.|||Y|N|Y|Y DRWJ|P|DRW SECURITIES, L.L.C.|||Y|N|Y|Y DRWS|M|DRW Securities, L.L.C.|||Y|N|Y|Y DSIP|P|Domestic Securities, Inc.|||N|N|N|N DSSI|P|M. 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Dullnig & Co.|SAN ANTONIO TX|210-225-6806|N|N|N|N DUNN|P|Dunmore Trading LLC|||N|N|N|N DVNE|N|Marco Polo Securities Inc.|||N|Y|N|N DWTH|P|DRIVEWEALTH, LLC|||N|Y|N|N DYSO|P|Jump Trading|||Y|N|Y|Y EADA|M|Electronic Access Direct, Inc.|||N|N|N|N EAMC|P|EMPIRE ASSET MANAGEMENT COMPANY|||N|Y|N|N EAMG|P|EMPIRE ASSET MANAGEMENT COMPANY|||N|Y|N|N EANJ|N|E&J SECURITIES CORP.|||N|Y|N|N EASY|P|European American Securities, Inc.|||N|N|N|N EBKD|P|BGC FINANCIAL INC.|||N|N|N|N EBKR|P|BGC Financial Inc.|||Y|Y|N|N EBRD|P|EARLYBIRDCAPITAL, INC.|NEW YORK, NY|212-792-8100|Y|Y|N|N EBXL|O|EBX LLC|||N|Y|N|N ECKH|P|EMPIRE EXECUTIONS, INC.|||N|Y|N|N ECUT|O|CONVERGEX EXECUTION SOLUTIONS|NEW YORK, NY|212-468-7530|Y|Y|Y|Y EDFC|P|E D & F MAN CAPITAL MARKETS INC.|||N|Y|N|N EDFO|P|E D & F Man Capital Markets Inc.|||N|Y|N|N EDGA|E|Direct Edge ECN LLC||201-942-8220|N|N|N|N EDGE|P|Direct Edge Ecn Llc|||N|N|N|N EDGX|E|Direct Edge ECN LLC|JERSEY CITY, NJ|201-942-8220|N|N|N|N EDJC|P|Edward Jones / CDS|||N|N|N|N EDJO|M|Edward D. Jones & Co., L.P.|ST. LOUIS MO|314-515-3131|Y|Y|N|N EDJO|M|Edward D. Jones & Co., L.P.|ST.LOUIS MO|800-288-4221|Y|Y|N|N EDLR|P|E.J. 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Smith Jacobs & Co., Inc.|||N|N|N|N EISN|N|Eisner Securities, Inc.|||N|N|N|N EKNS|M|EKN Financial Services Inc.|NASDAQ TRADING|516-396-1254|N|N|N|N EKRI|P|EK Riley Investments, LLC|||N|Y|N|N ELEV|P|ELEVATION, LLC|||Y|Y|N|N ELIT|P|Community Bankers Securities, LLC|||N|N|N|N ELPB|P|ELADIAN PARTNERS|||N|N|N|N ELSH|N|Elish & Elish Brokerage And Research Co.|||N|Y|N|N EMBA|P|PCS Securities, Inc.||858-457-5197|N|Y|N|N EMCC|P|VIRTU Americas LLC|||Y|Y|Y|Y EMEI|P|Emerald Investments, Inc.|||N|N|N|N EMII|P|Emerald Investments, Inc.|||N|N|N|N EMPI|P|EMPIRE INVESTMENT INC.|||N|Y|N|N EMPR|N|Empire Securities Incorporated of Washington|NASDAQ/OTCBB TRADING|800-541-5558|N|Y|N|N EMPR|N|Empire Securities Incorporated of Washington|SPOKANE WA|509-623-1300|N|Y|N|N EMPR|N|Empire Securities Incorporated of Washington|SPOKANE WA|800-541-5960|N|Y|N|N EMRG|P|EMERGING GROWTH EQUITIES, LTD.|||N|Y|N|N ENCL|P|ENCLAVE CAPITAL LLC|||N|Y|N|N ENOC|N|Edgar M. 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EXAN|O|Exane, Inc.|NEW YORK, NY|212-634-5165|Y|Y|N|N EXEC|P|ATLANTIC EQUITIES, LLC|GREENWICH, CT|203-622-8713|N|N|N|N EXEX|P|ex24, Inc.|||N|N|N|N EXTF|P|WYNSTON HILL CAPITAL, LLC|||N|Y|N|N EXTR|P|Exeter, Ltd.|||N|N|N|N FABL|P|OES Brokerage Services, L.L.C.|||N|N|N|N FADA|P|OES Brokerage Services, L.L.C.|||N|N|N|N FAGI|M|Fagenson & Co., Inc.|NEW YORK|212-422-1993|N|N|N|N FALC|P|MK Securities USA, LLC|||N|Y|N|N FALK|N|Steven L. 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TRADING|800-688-3272|Y|Y|N|N FBRC|M|FBR Capital Markets & Co.|HIGH YIELD/PREFERRED|888-200-4290|Y|Y|N|N FBRS|P|FBR Investment Services, Inc.|||N|N|N|N FBSB|P|U.S. Bancorp Investments, Inc.|MINNEAPOLIS, MN|612-973-1122|N|Y|N|N FBWA|M|Ferris, Baker Watts Incorporated|BALTIMORE MD|410-659-4616|N|N|N|N FBWA|M|Ferris, Baker Watts Incorporated|NASDAQ/OTCBB TRADING|800-638-7411|N|N|N|N FBWA|M|Ferris, Baker Watts Incorporated|PREFERRED|410-230-2230|N|N|N|N FCCU|P|Fidelity Clearing Canada ULC./ CDS|||N|N|N|N FCFP|P|First Citizens Financial Plus, Inc.|||N|N|N|N FCGA|N|FCG Advisors, LLC|CHATHAM, NJ|(201)635-7301|N|Y|N|N FCGB|P|BGC FINANCIAL INC.|||N|N|N|N FCIS|P|OES Brokerage Services, L.L.C.|||N|N|N|N FCML|P|FNBB Capital Markets, LLC|||N|Y|N|N FCON|N|Financial Consultant Group, LLC|NASDAQ TRADING|201-635-0229|N|N|N|N FCRA|P|OES Brokerage Services, L.L.C.|||N|N|N|N FCRT|P|OES Brokerage Services, L.L.C|||N|N|N|N FCSC|P|FIRST CITIZENS INVESTOR SERVICES, INC.|||N|Y|N|N FCST|P|INTL FCSTONE FINANCIAL 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TRADING|310.954.8399|Y|Y|N|N FINW|N|Financial West Group, Inc.|Emergency Only|805.497.9222|Y|Y|N|N FINX|P|FINTECH SECURITIES|||N|Y|N|N FINZ|P|FINTECH SECURITIES|||N|Y|N|N FIRE|P|BLUE FIRE CAPITAL, LLC|||N|N|N|N FIRF|N|FIRST RESEARCH FINANCIAL|DALLAS, TX|972-239-0617|N|Y|N|N FIRT|P|FORESTERS FINANCIAL SERVICES, INC.|||N|Y|N|N FISA|P|Fixed Income Securities, LLC|||Y|Y|N|N FISB|P|Fixed Income Securities, LP|||Y|Y|N|N FISH|N|L. B. FISHER & COMPANY|NASDAQ TRADING|214-733-4800|N|Y|N|N FISN|P|Landdolt Securities, Inc|||N|Y|N|N FJEF|P|OES Brokerage Services, L.L.C.|||N|N|N|N FJMC|P|Boenning & Scattergood, Inc.|||Y|Y|N|N FJON|P|OES Brokerage Services, L.L.C.|||N|N|N|N FJRF|P|PARITER SECURITIES, LLC|||N|Y|N|N FKSC|N|FIRST KENTUCKY SECURITIES CORPORATION|FRANKFURT, KY|502-875-4661|N|Y|N|N FLAT|P|Florida Atlantic Securities Corp.|||N|Y|N|N FLCN|P|Falcon Research, Inc.|||N|N|N|N FLGR|P|Pflueger & Baerwald Inc.|NASDAQ TRADING|415-421-4171|N|Y|N|N FLIB|P|First Liberties Financial|||N|Y|N|N FLIO|P|SANTOS CAPITAL GROUP, LLC|||N|Y|N|N FLOW|P|Citigroup Global Markets Inc.|TRADING DESK|877-750-3569|Y|Y|Y|Y FLQN|P|OES Brokerage Services, L.L.C.|||N|N|N|N FLSC|P|First London Securities Corporation|DALLAS TX|214-220-0699|N|N|N|N FLSD|P|First London Securities Corporation|||N|N|N|N FLTG|P|FLOW TRADERS U.S. LLC|||Y|Y|Y|N FLTL|M|Feltl & Company|TRADING DESK|612-492-8888|Y|Y|N|N FLTL|M|Feltl & Company||866-777-9862|Y|Y|N|N FLTU|P|FLOW TRADERS US LLC|||Y|Y|Y|N FLWT|P|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|||N|Y|N|N FLXS|N|FlexTrade Systems, LLC|||N|N|N|N FMAC|P|Feldman, Ingardona & Co.|||N|Y|N|N FMAF|P|NBCN Inc./ CDS|||N|N|N|N FMAX|P|OES Brokerage Services, L.L.C.|||N|N|N|N FMCO|M|First Manhattan Co|AGENCY|212-756-3411|Y|Y|N|N FMER|P|OES Brokerage Services, LLC|||N|N|N|N FMES|P|FOLIO INVESTMENTS, INC.|||Y|Y|N|N FMGF|P|ABN Amro Clearing LLC|||Y|Y|Y|Y FMIC|P|First MidAmerica Investment Corporation|||N|N|N|N FMSC|M|First Montauk Securities Corp.|RED BANK|732-842-2616|N|N|N|N FMSC|M|First Montauk Securities Corp.|NASDAQ/OTCBB TRADING|1-800-322-3672|N|N|N|N FMSC|M|First Montauk Securities Corp.|INSTITUTIONAL SALES|1-800-322-3672|N|N|N|N FMSC|M|First Montauk Securities Corp.|MINEOLA NY|516-248-2245|N|N|N|N FNBR|P|FOLIO INVESTMENTS, INC.|||Y|Y|N|N FNBS|P|Alerus Securities Corporation|||N|Y|N|N FNCS|P|BGC Financial Inc.|||Y|Y|N|N FNET|P|Wachovia Securities Financial Network, LLC|BOCA RATON, FL|561-338-2760|N|Y|N|N FNET|P|Wachovia Securities Financial Network, LLC|NASDAQ TRADING|800-226-2690|N|Y|N|N FNET|P|Wachovia Securities Financial Network, LLC|AGENCY|561-338-2878|N|Y|N|N FNET|P|Wachovia Securities Financial Network, LLC|LISTED|800-741-4989|N|Y|N|N FNET|P|Wachovia Securities Financial Network, LLC|P-PREFERRED|561-338-2807|N|Y|N|N FNFD|N|Folger Nolan Fleming Douglas Incorporated|WASHINGTON, DC|202-626-5361|N|Y|N|N FNFD|N|Folger Nolan Fleming Douglas Incorporated|NASDAQ/OTCBB TRADING|800-326-3633|N|Y|N|N FNSJ|N|Financial Northeastern Securities, Inc.|NEW JERSEY|973-882-9337|N|Y|N|N FNXI|P|FENIX SECURITIES, LLC|Main Line|212-618-1956|N|Y|N|N FNXS|P|FENIX SECURITIES, LLC|||N|Y|N|N FOGS|P|FOG EQUITIES LLC|||N|Y|N|N FOMA|O|TD AMERITRADE CLEARING, INC.|TRADING|800-762-9897|Y|Y|N|N FOMC|N|First of Michigan Corporation|||Y|Y|N|Y FORD|M|Fordham Financial Management, Inc.|NEW YORK, NY|212-732-8500|N|Y|N|N FORD|M|Fordham Financial Management, Inc.||877-436-3673|N|Y|N|N FORD|M|Fordham Financial Management, Inc.|TRADING|212-233-2839|N|Y|N|N FORD|M|Fordham Financial Management, Inc.|COMPLIANCE OFFICE|212-732-8500|N|Y|N|N FORE|P|Forest Securities, Inc.|||N|Y|N|N FORI|P|Fortrend Securities, Inc.|||N|Y|N|N FORT|M|Ticonderoga Securities LLC|||N|N|N|N FOST|N|Foster Securities|SAN DIEGO, CA|619-281-1229|N|N|N|N FOXA|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|Y|Y|Y|Y FOXB|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|Y|Y|Y|Y FOXN|O|Fox Run Alpha Fund, L.P.|||N|N|N|N FOXX|M|Fox & Company Investments Inc.|PHOENIX, AZ|602-971-9000|N|N|N|N FOXX|M|Fox & Company Investments Inc.|NASDAQ TRADING|602-224-2400|N|N|N|N FPCI|N|FINANCIAL PLANNING CONSULTANTS, INC.|||N|Y|N|N FPIC|P|OES Brokerage Services, L.L.C.|||N|N|N|N FPKI|M|Fox-Pitt, Kelton Incorporated|NEW YORK, NY|212-687-1328|N|N|N|N FPKI|M|Fox-Pitt, Kelton Incorporated|NEW YORK, NY|212-687-1105|N|N|N|N FPKI|M|Fox-Pitt, Kelton Incorporated|NEW YORK, NY|800-367-5528|N|N|N|N FQLA|P|QUANTLAB SECURITIES LP|||Y|Y|Y|Y FQLB|P|QUANTLAB SECURITIES LP|||Y|Y|Y|Y FQLS|P|Quantlab Securities LP|||Y|Y|Y|Y FRAN|M|Wm. V. Frankel & Co., Incorporated|JERSEY CITY, NJ|201-434-5005|N|N|N|N FRAN|M|Wm. V. Frankel & Co., Incorporated|NEW YORK, NY|212-943-6633|N|N|N|N FRAN|M|Wm. V. Frankel & Co., Incorporated|NEW YORK, NY|800-631-3091|N|N|N|N FRDK|N|FREDERICK & COMPANY, INC.|||N|Y|N|N FRET|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|Y|Y|Y|Y FREX|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|Y|Y|Y|Y FRGP|M|Forge Financial Group, Inc.|BOCA RATON, FL|TRADING - 561-416-1348|N|N|N|N FRGP|M|Forge Financial Group, Inc.|ARBITRAGE|561-416-9244|N|N|N|N FRGP|M|Forge Financial Group, Inc.|FOREIGN|561-416-9405|N|N|N|N FRGP|M|Forge Financial Group, Inc.|DISASTER REC SITE|561-271-1162|N|N|N|N FRGP|M|Forge Financial Group, Inc.|DISASTER REC SITE 2|561-706-1400|N|N|N|N FRGS|P|Forge Financial Group, Inc.|||N|N|N|N FRTN|M|FORTUNE SECURITIES, INC.|||N|Y|N|N FSCN|P|FSC SECURITIES CORPORATION|||N|Y|N|N FSCS|N|FSC Securities Corporation|ATLANTA,GA|770-916-6514|N|Y|N|N FSCS|N|FSC Securities Corporation||800-772-3375|N|Y|N|N FSDL|P|OES Brokerage Services, L.L.C.|||N|N|N|N FSEC|P|FRS Securities, LLC|||N|N|N|N FSFC|P|FIRST STANDARD FINANCIAL COMPANY LLC|||N|Y|N|N FSFS|O|ING Investment Management Services LLC|NEW YORK, NY|212-309-8597|N|N|N|N FSII|P|OAKBRIDGE FINANCIAL SERVICES|||N|N|N|N FSLL|M|Flagstone Securities, LLC||314-863-5343|N|N|N|N FSMG|P|First Merger Capital, Inc.|||N|N|N|N FSNW|N|FIRST SECURITIES NORTHWEST, INC.|PORTLAND, OR|503-241-7750|N|Y|N|N FSRP|P|FIRST REPUBLIC SECURITIES COMPANY, LLC|||N|Y|N|N FSRV|N|FISERV CORRESPONDENT SERVICES, INC.|||N|N|N|N FSSG|N|First Southeastern Securities Group, Incorporated|TAMPA FL|813-282-3497|N|N|N|N FSSG|N|First Southeastern Securities Group, Incorporated|NASDAQ TRADING|800-299-3497|N|N|N|N FSSL|P|Fortis Securities LLC|||N|N|N|N FSTF|P|OES Brokerage Services, L.L.C.|||N|N|N|N FSTN|P|Fieldstone Services Corp.|||N|Y|N|N FTBR|O|Foliofn Investments, Inc.|HERNDON, VA|703-245-4883|Y|Y|N|N FTEN|N|First Tennessee Brokerage, Inc.|MEMPHIS, TN|901-537-2600|N|Y|N|N FTII|P|FINANCIAL TELESIS INC|||N|Y|N|N FTIS|P|Fortis Securities LLC|||N|N|N|N FTLP|N|FIRST TRUST PORTFOLIOS L.P.|||N|Y|N|N FTNE|M|FTN Equity Capital Markets Corp.|NEW YORK|800-880-7264|N|N|N|N FTNE|M|FTN Equity Capital Markets Corp.|NASH OTCBB|866-344-4880|N|N|N|N FTNE|M|FTN Equity Capital Markets Corp.||615-734-6050|N|N|N|N FTSC|M|FTN Financial Securities Corp|NASDAQ TRADING|888-801-3477|N|Y|N|N FTSC|M|FTN Financial Securities Corp|NASDAQ TRADING|615-734-6050|N|Y|N|N FTWP|P|OES Brokerage Services, L.L.C.|||N|N|N|N FULC|P|FULCRUM CAPITAL MARKETS LLC|||N|Y|N|N FUND|P|Wunderlich Securities, Inc.|||Y|Y|N|N FWAI|P|First Western Advisors/ Limited Partnership|||N|Y|N|N FWBL|P|OES Brokerage Services, L.L.C.|||N|N|N|N FWSI|N|FIRST WESTERN SECURITIES, INC.|NASDAQ TRADING|817-921-0175|N|Y|N|N FWSI|N|FIRST WESTERN SECURITIES, INC.||817-921-9816|N|Y|N|N FWSI|N|FIRST WESTERN SECURITIES, INC.|FORT WORTH, TEXAS|800-327-1279|N|Y|N|N FWST|P|First Wall Street Corp.|||N|N|N|N GABE|M|G.RESEARCH, INC.|RYE NY|914-921-5153|Y|Y|N|N GABP|P|G.research, Inc|||Y|Y|N|N GAFI|N|Gardner Financial Services, Inc.|||N|Y|N|N GAGN|N|Gagnon Securities, LLC|||N|Y|N|N GALF|P|Southwest Texas Capital, L.L.C|||N|N|N|N GARB|P|ICAP Corporates LLC|JERSEY CITY, NJ|212-341-9944|Y|Y|N|N GARB|P|ICAP Corporates LLC||212-815-9548|Y|Y|N|N GARC|M|ICAP Corporates LLC|JERSEY CITY, NJ|212-341-9136|Y|Y|N|N GARC|M|ICAP Corporates LLC||800-937-0087|Y|Y|N|N GARE|P|ICAP CORPORATES LLC|||Y|Y|N|N GARR|P|Garrett Nagle & Co., Inc.|||N|Y|N|N GARW|P|Gar Wood Securities, LLC|Main Number|312-566-0740|N|Y|N|N GARZ|P|ICAP CORPORATES LLC|||Y|Y|N|N GASS|P|GLOBAL ALLIANCE SECURITIES, LLC|Trading Desk|212-878-6532|N|Y|N|N GATE|P|Citigroup Global Markets Inc.|NEW YORK, NY|212-723-7169|Y|Y|Y|Y GATE|P|Citigroup Global Markets Inc.|NASDAQ TRADING|800-223-7743|Y|Y|Y|Y GATS|P|Gates Capital Corporation|||Y|Y|N|N GAUS|P|The Gaussian Group, LLC|||N|N|N|N GBIS|P|Guaranty Brokerage Services, Inc.|||N|N|N|N GBMS|P|GBM International, Inc.|HOUSTON TX|281-295-4500|Y|Y|N|N GBMS|P|GBM International, Inc.|NASDAQ/OTCBB TRADING|281-295-4500|Y|Y|N|N GBMT|P|GBM International, Inc.|||Y|Y|N|N GBSC|O|Golden Beneficial Securities Corporation|||N|N|N|N GCCG|P|Global Crown Capital, LLC|||N|N|N|N GCCL|P|Global Crown Capital, LLC|||N|N|N|N GCMI|P|Goldman Capital Management, Inc.|||N|N|N|N GCMT|O|Gold Capital Management Inc.|||N|N|N|N GCPL|P|Global Credit Partners, LLC|||N|Y|N|N GDCO|N|GILBERT, DONIGER & CO., INC.|TRADING ROOM|212-888-5151|N|Y|N|N GDMR|P|Pershinng LLC/Good Morning-Shinhan Securities|||N|Y|N|N GEAR|P|Geary Securities, Inc.|||N|N|N|N GEBB|P|GLOBAL EXECUTION BROKERS, LP|||Y|N|N|Y GELB|P|Gelber Securities, LLC|CHICAGO, IL|312-427-7100|N|Y|N|N GELP|P|RBC CAPITAL MARKETS, LLC|||Y|Y|Y|Y GENS|N|GENERAL SECURITIES CORP|N. KANSAS CITY MO|816-472-7170|N|Y|N|N GERO|P|Gerbro Securities, Inc.|||N|N|N|N GFGP|P|GRACE FINANCIAL GROUP LLC|||N|N|N|N GFIG|P|GFI Securities LLC|NEW YORK, NY|N/A|Y|Y|N|N GFIG|P|GFI Securities LLC|LATIN/ASIA|212-968-4171|Y|Y|N|N GFIG|P|GFI Securities LLC|EURO/DOMESTIC|212-968-2726|Y|Y|N|N GFIG|P|GFI Securities LLC|TOLL FREE|800-456-4341|Y|Y|N|N GFIS|P|GFI Securities LLC|NEW YORK, NY|800-456-4341|Y|Y|N|N GFIS|P|GFI Securities LLC||212-968-2726|Y|Y|N|N GFLD|P|Southridge Investment Group LLC|||N|N|N|N GFLO|P|VIRTU Americas LLC|||Y|Y|Y|Y GFML|P|GRACE FINANCIAL GROUP LLC|||N|N|N|N GFMS|P|GRACE FINANCIAL GROUP LLC|||N|N|N|N GFRY|P|JUMP TRADING, LLC|||Y|N|Y|Y GFSI|N|Global Financial Services, L.L.C.|NASDAQ TRADING|713-968-0400|Y|Y|N|N GGWI|N|GAGE-WILEY & CO., INC.|||N|Y|N|N GHCC|M|Gordon, Haskett Capital Corporation|NEW YORK NY|212-883-6893|N|Y|N|N GHST|P|GHS Trading LLC|||N|Y|N|N GHYL|N|Greenwich High Yield LLC|||N|N|N|N GIBR|N|Gibraltar Securities Co.|||N|N|N|N GILG|M|Gilder Gagnon Howe & Co. LLC|NEW YORK, NY|212-765-2508|Y|Y|N|N GIRL|N|Girard Securities, Inc.|NASDAQ TRADING|619-584-7099|Y|Y|N|N GISI|P|Greentree Investment Services, INC.|||N|Y|N|N GISJ|P|INSIGNEO SECURITIES, LLC|||N|Y|N|N GJSS|N|GREGORY J. SCHWARTZ & CO., INC.|||N|Y|N|N GLBA|M|Electronic Access Direct, Inc.|TRADING DESK|561-981-8380|N|N|N|N GLBT|M|GLB Trading, Inc.|TRADING DESK|949-955-9470|N|N|N|N GLBY|P|Gelber Securities, LLC|||N|Y|N|N GLBZ|N|Online Brokerage Services, Inc.|||N|Y|N|N GLED|P|GLENDALE SECURITIES, INC.|||Y|Y|N|N GLEN|M|Glendale Securities, Inc.||818-804-4650|Y|Y|N|N GLGB|N|Gerson Lehrman Group Brokerage Services LLC|||N|N|N|N GLII|P|TD SECURITIES INC./ CDS|||N|N|N|N GLIP|P|TD Securities Inc.|||N|N|N|N GLIR|P|TD Securities Inc.|||N|N|N|N GLIS|M|TD Securities Inc|ONTARIO, CANADA|416-307-7638|N|N|N|N GLLL|P|GILL CAPITAL PARTNERS, LLC|||N|Y|N|N GLPX|P|ACS EXECUTION SERVICES, LLC|Red Bank, NJ|(872) 205-0187|Y|Y|N|N GLSC|N|Globalnetsecurities Corp.|||N|N|N|N GLWD|P|Glenwood Securities, Inc.|||N|N|N|N GLYN|P|J.A. Glynn & Co.|ST. LOUIS, MO|314-997-1277|N|Y|N|N GMAN|P|Guzman & Company|MIAMI, FL|800-429-9804|Y|Y|N|N GMAX|P|Global Maxfin Capital Inc. / CDS|||N|N|N|N GMCK|N|George McKelvey Co., Inc.|||N|Y|N|N GMSG|N|The GMS Group, LLC|LIVINGSTON, NJ|973-535-5000|Y|Y|N|N GNAV|P|GREEN STREET TRADING, LLC|Trading Desk|214-880-0028|N|Y|N|N GNCF|P|Golden Capital Securities, Ltd./CDS|||N|N|N|N GNDS|O|Genesis Securities, LLC|||N|N|N|N GNDT|O|Genesis Securities, LLC|||N|N|N|N GNIT|P|Bancnorth Investment Group, Inc.|||N|N|N|N GNLN|M|Gunnallen Financial, Inc.|TAMPA, FL|813-600-1420|N|N|N|N GNLN|M|Gunnallen Financial, Inc.|DENVER, CO|720-344-5025|N|N|N|N GNLR|P|Gunnallen Financial, Inc|||N|N|N|N GNSL|P|Golden Capital Securities Ltd./CDS|||N|N|N|N GOBE|P|Golden Beneficial Securities Corporation|||N|N|N|N GOHS|N|Goldsmith & Harris Incorporated|||N|N|N|N GOLF|P|Essex & York, Inc.|TRADING DESK|513-924-0990|N|N|N|N GONE|P|GROUP ONE TRADING, LP|||N|N|N|N GORD|N|Gordon & Co.|NEWTON, MA|617-924-7997|N|N|N|N GOTC|P|OTC LINK LLC|||N|Y|N|N GOTO|P|Citigroup Global Markets Inc.|Trading Desk|877-750-3569|Y|Y|Y|Y GOVD|P|GOVDESK, LLC|||N|Y|N|N GPCG|P|WILSON PARKER CONNALLY STEPHENSON INC|FORT WORTH, TX|(817)922-8000|N|Y|N|N GPCS|P|GLACIER POINT CAPITAL LLC|||N|Y|N|N GPNI|P|GP NURMENKARI INC.|||N|Y|N|N GPSS|P|Great Pacific Securities|IRVINE, CA|714-863-9500|N|Y|N|N GPTG|P|Greenwich Prime Trading Group, LLC|TRADING|203-485-4800|N|Y|N|N GRAD|P|Gradient Securities, LLC|||N|Y|N|N GRCP|P|Fifth Street Capital, LLC|||N|N|N|N GRDK|P|GENESIS GLOBAL TRADING, INC|||N|Y|N|N GREA|O|Great Eastern Securities, Inc.||516 484 5111|N|N|N|N GREB|P|Great Eastern Securities, Inc.|||N|N|N|N GREY|M|Salomon Grey Financial Corporation|TRADING DESK|972-934-7043|N|N|N|N GRFC|N|GRF Capital Investors, Inc.|||N|Y|N|N GRFN|M|GRIFFIN FINANCIAL GROUP, LLC|Sell-Side Trader|757-955-8444|Y|Y|N|N GRFN|M|GRIFFIN FINANCIAL GROUP, LLC|Griffin Financial Group LLC|Fax: 610-371-7740|Y|Y|N|N GRIF|P|M. Griffith Locke Investment Services, Inc.|NEW HARTFORD, NY|315-797-0130|N|Y|N|N GRIG|P|Grigsby & Associates, Inc.|||N|N|N|N GRIL|M|Global Resource Investments, Ltd.|CARLSBAD, CA|888-848-7828|N|Y|N|N GRIL|M|Global Resource Investments, Ltd.||619-943-3939|N|Y|N|N GRIL|M|Global Resource Investments, Ltd.|FAX NUMBER|619-943-3938|N|Y|N|N GRIN|P|Sandgrain Securities, Inc.|||N|N|N|N GRLN|N|David J. Greene and Company, LLC|NEW YORK, NY|212-371-4200|N|N|N|N GRNB|M|Agile Securities, Inc|||N|N|N|N GRND|P|Grand Capital Corp.|||N|N|N|N GRNL|N|Grenel & Co., LLC|NEW YORK, NY|(212)644-1084|N|N|N|N GROW|M|Pacific Growth Equities, LLC|SAN FRANCISCO CA|415-274-6811|N|N|N|N GROW|M|Pacific Growth Equities, LLC|NASDAQ/OTCBB TRADING|800-828-4779|N|N|N|N GRSI|N|Glen Rauch Securities, Inc.|NEW YORK, NY|212-363-9760|N|N|N|N GRST|M|Garden State Securities, Inc.|LISTED|732-280-6886|N|Y|N|N GRST|M|Garden State Securities, Inc.|NASDAQ|732-280-6886|N|Y|N|N GRST|M|Garden State Securities, Inc.|WALL, NEW JERSEY|732-280-6886|N|Y|N|N GRST|M|Garden State Securities, Inc.||877-477-7862|N|Y|N|N GRST|M|Garden State Securities, Inc.||877-477-8762|N|Y|N|N GRWD|P|GAR WOOD SECURITIES, LLC|||N|Y|N|N GSAA|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N GSBI|P|Global Brokerage Services, Inc.|||N|Y|N|N GSCO|M|GOLDMAN SACHS & CO. LLC|NEW YORK, NY|212-902-8585|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|JAPANESE SHARES|212-902-0899|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|ASIAN SHARES|212-902-8677|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|CANADIAN SHARES|212-902-3801|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|EUROPEAN SHARES|212-902-1115|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|LATIN AMER SHARES|212-902-8505|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|UK SHARES|212-902-1232|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|ARBITRAGE|212-902-8525|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|CONVERTIBLES|212-902-8535|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|PREFERRED TRADING|212-902-8390|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|OTCBB|212-357-4402|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|WEST DESK|212-422-2400|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|WEST DESK|800-526-3164|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|NEW YORK, NY|212-902-1000|Y|Y|Y|Y GSCS|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSDA|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSEC|P|Griffin Securities, Inc.|||N|Y|N|N GSFF|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N GSGS|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N GSIC|P|GLOBAL STRATEGIC INVESTMENTS|||N|Y|N|N GSIL|P|Global Strategic Investments, Llc|||N|Y|N|N GSLT|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSMM|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSQQ|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSRR|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N GSSC|P|Georgeson Securities Corporation|||N|Y|N|N GSTS|N|B.C. Ziegler and Company|||N|Y|N|N GSUU|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSVV|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSWW|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSXX|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSYY|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GTRD|P|Convergex Execution Solutions LLC|||Y|Y|Y|Y GTRN|N|Gorian Investment Group, Inc.|NASDAQ TRADING|909-888-7551|N|Y|N|N GTSL|N|Golden Triangle Securities LLC|||N|N|N|N GTSX|P|GTS SECURITIES LLC|||Y|Y|Y|Y GTSY|P|GTS SECURITIES LLC|||Y|Y|Y|Y GTSZ|P|GTS SECURITIES LLC|||Y|Y|Y|Y GTTX|P|ABN AMRO CLEARING CHICAGO LLC|||Y|Y|Y|Y GTUS|P|GATE US LLC|||N|N|N|N GTWO|P|FPCG, LLC|||N|Y|N|N GUGG|P|GUGGENHEIM INVESTOR SERVICES, LLC|||N|Y|N|N GUGI|P|Claymore Securities, Inc.|||N|Y|N|N GUGS|P|Guggenheim Securities, LLC|||Y|Y|N|N GUZM|P|Guzman & Company|MIAMI FL|305-374-5673|Y|Y|N|N GUZM|P|Guzman & Company|NASDAQ/OTCBB TRADING|800-642-7638|Y|Y|N|N GVLD|P|THE GRISWOLD COMPANY, INCORPORATED|||N|N|N|N GVRN|N|G.V.R. Company/Special Account|||N|N|N|N GWDS|P|Gar Wood Securities, LLC|||N|Y|N|N GWEP|P|GREYWOLF EXECUTION PARTNERS, INC.|||N|Y|N|N GWJP|P|GWFS EQUITIES, INC.|||N|Y|N|N GWLP|P|Grant Williams L.P.|||N|Y|N|N GXSM|P|GX2 SPREAD MARKETS, LLC|||N|Y|N|N GZML|P|Guzman & Company|||Y|Y|N|N HABB|P|Haberman Bros.|||N|N|N|N HACA|P|Harvest Capital LLC|||N|N|N|N HALA|P|HALIFAX AMERICA LLC|||N|Y|N|N HALP|P|Halpern Capital, Inc.|||N|N|N|N HAME|P|HAMILTON EXECUTIONS L.L.C.|||N|N|N|N HAMR|M|W.R. Hambrecht + Co., LLC|SALES TRADING|877-828-4700|Y|Y|N|N HAMR|M|W.R. Hambrecht + Co., LLC|SALES TRADING|415-551-3131|Y|Y|N|N HAMR|M|W.R. Hambrecht + Co., LLC|SAN FRANSISCO, CA|415-551-3101|Y|Y|N|N HAMR|M|W.R. Hambrecht + Co., LLC|NASDAQ TRADING|877-828-4600|Y|Y|N|N HAMR|M|W.R. Hambrecht + Co., LLC|NASDAQ TRADING|415-551-3101|Y|Y|N|N HANS|P|Hanmi Asset Securities, Inc.|||N|N|N|N HAPX|P|HAP Trading, LLC|||Y|N|N|N HARS|P|Harvestons Securities, Inc.|||N|Y|N|N HASF|P|Haywood Securities Inc./CDS|VANCOUVER, B.C.|604-643-1100|N|N|N|N HASK|N|Hamershlag, Dodeles, & Co., LLC|NEW YORK NY|212-782-0220|N|N|N|N HAUR|P|J. B. Hanauer & Co.|PARSIPPANY, NJ|201-533-9000|N|N|N|N HAVK|P|HAVKIT CORPORATION|||N|Y|N|N HAYV|P|Haywood Securities (USA) Inc.|||N|Y|N|N HAZL|N|HAZLETT, BURT & WATSON, INC.|||N|Y|N|N HBAN|P|HUNTINGTON CAPITAL CORP.|||N|N|N|N HBCK|N|H. BECK, INC.|||N|Y|N|N HBCL|P|HOLD BROTHERS CAPITAL LLC|||N|Y|N|N HBCO|P|Global Investor Services, L.C.|||N|Y|N|N HBIF|P|DRW Securities, LLC|||Y|N|Y|Y HBIS|P|HONEY BADGER INVESTMENT SECURITIES, LLC|||N|Y|N|N HBIW|P|DRW Securities, LLC|||Y|N|Y|Y HBKI|N|HBK Finance L.P.|||N|N|N|N HBRT|O|Electronic Access Direct, Inc.|||N|N|N|N HCAP|M|Hermitage Capital Corporation|NASHVILLE TN|615-385-2385|N|N|N|N HCAP|M|Hermitage Capital Corporation|NASHVILLE TN|800-624-6534|N|N|N|N HCAP|M|Hermitage Capital Corporation|NEW YORK,N.Y.|212-832-3466|N|N|N|N HCAP|M|Hermitage Capital Corporation||800-755-2106|N|N|N|N HCAT|P|Hunter Capital Markets, LLC|||N|N|N|N HCBD|P|HALCYON CABOT PARTNERS, LTD.|||N|N|N|N HCBR|P|HCFP Brenner Securities, LLC|NEW YORK, NY|212-707-0405|N|N|N|N HCBR|P|HCFP Brenner Securities, LLC||800-326-2736|N|N|N|N HCFN|M|HFC Capital Corp.|||N|N|N|N HCGC|P|FALCON SQUARE CAPITAL, LLC|||N|Y|N|N HCTA|O|Hardcastle Trading USA LLC|SECAUCUS, NJ|201-305-8888|Y|Y|N|N HDLY|M|J.J.B. Hilliard, W.L. Lyons, Inc.|LOUISVILLE, KY|502-588-8420|N|Y|N|N HDLY|M|J.J.B. Hilliard, W.L. Lyons, Inc.|LOUISVILLE, KY|800-627-3557|N|Y|N|N HDSI|P|RODMAN & RENSHAW, LLC||201-216-0100|N|N|N|N HDSI|P|RODMAN & RENSHAW, LLC|TRADING DESK|201-216-9100|N|N|N|N HDSM|P|RODMAN & RENSHAW, LLC|||N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|JERSEY CITY, NJ|201-216-9100|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|JERSEY CITY, NJ|800-624-0050|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|JERSEY CITY, NJ|212-227-7733|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|INSTITUTIONAL SALES|800-419-9187|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC||201-216-0375|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|COLORADO|888-576-1828|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|BOCA RATON, FL|800-898-2777|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|INTERNATIONAL|888-306-1998|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC||561-361-0951|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|CANADIAN ARB|201-216-1475|N|N|N|N HDSW|P|RODMAN & RENSHAW, LLC|||N|N|N|N HDSX|P|RODMAN & RENSHAW, LLC|||N|N|N|N HEFL|P|Heflin & Co., L.L.C.|LOS ANGELES, CA|310-229-9705|N|N|N|N HEFR|O|HEFREN-TILLOTSON, INC.|PITTSBURGH PA|412-471-5430|N|Y|N|N HEIK|P|HEIKKINEN ENERGY SECURITIES, LLC|||Y|Y|N|N HENG|P|Stonehenge Securities, Inc.|||N|N|N|N HENN|N|Carl M. Hennig, Inc.|||N|Y|N|N HERF|N|Thomas J. Herzfeld & Co., Incorporated|MIAMI, FL|305-271-1900|N|N|N|N HERO|M|Bernard Herold & Co., Inc.|NEW YORK, NY|212-371-3950|N|Y|N|N HFCO|P|Hilliard Farber & Co., Inc.|||N|Y|N|N HFIS|N|Hfi Securities, Inc.|||N|N|N|N HFSC|P|Hilliard Farber Securities Corp.|||N|N|N|N HGCO|P|HEDGECO SECURITIES, LLC|||N|Y|N|N HIAI|N|HEARTLAND INVESTMENT ASSOCIATES, INC.|||N|Y|N|N HIGG|P|HIGGINS CAPITAL MANAGEMENT, INC.|||N|Y|N|N HIGH|P|Highlander Capital Group, Inc.|||N|Y|N|N HILF|M|Hill Thompson Magid & Co., Inc.||201-369-2902|N|N|N|N HILF|M|Hill Thompson Magid & Co., Inc.||800-879-9842|N|N|N|N HILL|M|Hill Thompson Magid and Co., Inc.|JERSEY CITY, NJ|201-434-8100|N|N|N|N HILL|M|Hill Thompson Magid and Co., Inc.|JERSEY CITY, NJ|212-233-2200|N|N|N|N HILL|M|Hill Thompson Magid and Co., Inc.|NASDAQ TRADING|800-631-3083|N|N|N|N HILL|M|Hill Thompson Magid and Co., Inc.|ADR TRADING|800-879-9842|N|N|N|N HILL|M|Hill Thompson Magid and Co., Inc.|CANADIAN EQUITIES|866-235-7016|N|N|N|N HILL|M|Hill Thompson Magid and Co., Inc.|BANK STOCKS|866-291-6316|N|N|N|N HILL|M|Hill Thompson Magid and Co., Inc.|PREFERRED/CONVERTS|201-433-9544|N|N|N|N HITE|P|Whitestone Securities Inc.|||N|N|N|N HITS|P|Height Securities, LLC|Trade Desk|202-629-0015|Y|Y|N|N HIVE|P|Hivetrader, LLC|||N|N|N|N HLBI|N|Belmont Securities, Inc.|DALLAS, TX|214-559-3800|N|N|N|N HLHC|P|J.J.B. Hilliard, W.L. Lyons, Inc.|||N|Y|N|N HLIQ|N|Hull Transaction Services, L.L.C.|||N|N|N|N HLIX|P|LUCIA SECURITIES, LLC|||N|Y|N|N HLLC|N|Hollencrest Capital Management|||N|Y|N|N HLMS|P|HLM Securities, Inc.|||N|N|N|N HMPB|O|H. M. Payson & Co.|NASDAQ TRADING|207-772-3761|N|N|N|N HMPT|N|Hampton Securities (USA), Inc.|||N|N|N|N HMRK|P|Hallmark Investments, Inc.|||N|N|N|N HNTR|N|Hunter Associates, Inc.|||N|Y|N|N HOCO|N|Holt & Collins|||N|N|N|N HOLD|O|Hold Brothers On-Line Investment Services L.L.C.||201-499-8929|N|N|N|N HOME|P|Vestpoint Securities, Inc.|||N|N|N|N HORW|P|INSIGHT SECURITIES, INC.|||Y|Y|N|N HOVD|P|HOVDE GROUP, LLC|||Y|Y|N|N HOWL|N|A. M. Howells & Company, Inc.|NASDAQ TRADING|510-339-0151|N|N|N|N HPOL|N|HERNDON PLANT OAKLEY, LTD.|NASDAQ TRADING|512-888-7611|N|Y|N|N HPPO|P|POTAMUS TRADING, LLC|||Y|Y|Y|Y HPPX|P|POTAMUS TRADING, LLC|||Y|Y|Y|Y HPWD|P|PIPER JAFFRAY & CO.|||Y|Y|N|N HRBF|O|American Enterprise Investment Services Inc.|DETROIT MI|313-964-0616|N|Y|N|N HRBF|O|American Enterprise Investment Services Inc.|NASDAQ TRADING|800-426-9966|N|Y|N|N HRBF|O|American Enterprise Investment Services Inc.|PREFERRED|800-684-1900|N|Y|N|N HRBF|O|American Enterprise Investment Services Inc.|INSTITUIONAL|800-535-6533|N|Y|N|N HRBF|O|American Enterprise Investment Services Inc.|V-CONVERTIBLES|313-964-2091|N|Y|N|N HRBF|O|American Enterprise Investment Services Inc.|FIXED INCOME|313-964-2091|N|Y|N|N HRBF|O|American Enterprise Investment Services Inc.|LISTED TRADING|800-684-1900|N|Y|N|N HRCO|P|H. RIVKIN & CO., INC.|||N|Y|N|N HRGR|N|HARGER AND COMPANY, INC.|||N|Y|N|N HRIV|P|H. Rivkin & Co., Inc.|||N|Y|N|N HRTF|M|HRT Financial LLC|||Y|N|Y|Y HRTS|P|Argosy Capital Securities, Inc.|||N|N|N|N HSAC|P|KBFG SECURITIES AMERICA INC.|Main Line|212-265-2333|N|Y|N|N HSAI|P|Independent Financial Group, LLC|||N|Y|N|N HSBC|M|HSBC Securities, Inc.|TRADING|212-525-0140|Y|Y|Y|N HSBK|P|HSBC Securities (USA) Incorporated|||Y|Y|Y|N HSCO|N|Hawthorne Securities Corporation|BOSTON, MA|617-742-4585|N|N|N|N HSCO|N|Hawthorne Securities Corporation|BOSTON, MA|800-225-6148|N|N|N|N HSRP|N|Hattier, Sanford & Reynoir, A Limited Partnership, L.L.P.||504-582-1144|N|N|N|N HTDT|P|HARTFIELD, TITUS & DONNELLY, LLC|||N|Y|N|N HTDX|P|HARTFIELD, TITUS & DONNELLY, LLC|||N|Y|N|N HTFS|P|HUNT FINANCIAL SECURITIES, LLC|||N|Y|N|N HTIS|P|HAITONG INTERNATIONAL SECURITIES (USA) INC.|||N|Y|N|N HTJP|P|Hightower Securities, LLC|||N|Y|N|N HTPS|P|HIGHTOWER SECURITIES, LLC|||N|Y|N|N HUCO|N|THE HUNTINGTON INVESTMENT COMPANY|||N|Y|N|N HUGE|P|SPOT QUOTE LLC|||N|Y|N|N HUNT|M|Huntleigh Securities Corporation|ST. LOUIS MO|314-721-2721|N|Y|N|N HUNT|M|Huntleigh Securities Corporation||800-766-4725|N|Y|N|N HVST|P|Harvest Financial Corporation|||N|Y|N|N HWIL|P|Howard Weil Incorporated|||N|N|N|N HWJC|P|HWJ CAPITAL PARNERS II, LLC|||N|Y|N|N HWLF|N|Howard, Weil, Labouisse, Friedrichs Inc.|||N|N|N|N HWLS|P|M. S. Howells & Co.|PHOENIX, AZ|602-912-3800|Y|Y|N|N HYBD|P|HybridTrading, LLC|||N|N|N|N IAEA|P|Israel A. Englander & Co., LLC|||N|Y|N|N IAEC|P|Israel A. Englander & Co., LLC||212-841-4100|N|Y|N|N IAEW|P|ISRAEL A. ENGLANDER & CO., INC.|||N|Y|N|N IAEX|P|Israel A. Englander & Co., LLC|||N|Y|N|N IAME|P|INVESTMENT CENTERS OF AMERICA, INC.|||N|Y|N|N IATS|P|INTERACTIVE BROKERS LLC|||Y|Y|Y|Y IBCO|P|Interactive Brokers Corp.|||N|Y|N|N IBER|P|IBERIA CAPITAL PARTNERS L.L.C.|||N|Y|N|N IBFS|P|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|Equity Operations|212-300-8531|Y|Y|Y|Y IBKR|O|Interactive Brokers Llc|GREENWICH, CT|203-618-5700|Y|Y|Y|Y IBKR|O|Interactive Brokers Llc|NASDAQ TRADING|312-542-6825|Y|Y|Y|Y IBND|P|INSTITUTIONAL BOND NETWORK, LLC|||N|Y|N|N IBSA|P|Interbolsa Securities, LLC|||N|N|N|N IBSH|P|INTEGRITY BROKERAGE SERVICES, INC.|||N|Y|N|N IBSJ|P|Integrity Brokerage Services, Inc.|||N|Y|N|N IBSL|P|IBS Securities, LLC|||N|N|N|N IBSP|P|Timber Hill Specialists Corp.|||N|N|N|N ICAO|P|INVESTMENT CENTERS OF AMERICA, INC.|||N|Y|N|N ICAP|P|ICAP Corporates LLC|||Y|Y|N|N ICBC|P|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|Trading Desk|844-828-3426|Y|Y|Y|Y ICBX|P|INSTINET, LLC|||Y|Y|Y|Y ICEN|M|The Investment Center, Inc.|BRIDGEWATER NJ|908-707-4607|Y|Y|N|N ICEX|P|ICE EXECUTION SERVICES, LLC|||N|N|N|N ICMH|N|Institutional Capital Management, Inc.|||N|N|N|N ICMN|P|ICM SECURITIES, LLC|||N|N|N|N ICPI|N|Intercapital Securities LLC|||N|N|N|N ICPS|P|ICP Securities LLC|||N|N|N|N ICRD|P|Citadel Securities LLC|||Y|Y|Y|Y ICTI|O|International Correspondent Trading, Inc.|TRADING|201-222-7300|Y|Y|N|N IDBC|M|Alexandra & James Co.|||N|Y|N|N IDID|P|Institutional Direct Inc.|MAIN NUMBER|212-272-6229|N|N|N|N IELP|P|Citadel Securities LLC|||Y|Y|Y|Y IEQY|P|CITADEL SECURITIES LLC|||Y|Y|Y|Y IESI|P|ITAU INTERNATIONAL SECURITIES INC.|||N|Y|N|N IEXG|E|IEX SERVICES LLC|||Y|Y|Y|Y IFSC|M|Intercoastal Financial Services Corp.|TRADING|561-427-1001|N|N|N|N IFSC|M|Intercoastal Financial Services Corp.|JUPITER, FL|800-369-1573|N|N|N|N IFSF|P|INTL FCSTONE FINANCIAL INC.|||Y|Y|N|N IFSG|P|IFS SECURITIES, INC.|||N|Y|N|N IIDC|P|American Securities Group, Inc.|LIGHTHOUSE POINT, FL|954-788-5559|N|N|N|N IISC|P|Investin Securities Corp.|||N|N|N|N ILND|P|NASDAQ Execution Services, LLC|TRADING|212-231-5033|Y|Y|Y|Y ILND|P|NASDAQ Execution Services, LLC||866-771-1269|Y|Y|Y|Y ILUS|P|Illustro Trading, LLC|||N|Y|N|N IMCC|P|IMC FINANCIAL MARKETS|||Y|Y|Y|Y IMCS|P|IMC Financial Markets|||Y|Y|Y|Y IMCX|P|ABN AMRO CLEARING CHICAGO LLC|||Y|Y|Y|Y IMPC|M|Imperial Capital, LLC||310-246-3700|Y|Y|N|N IMPL|P|Imperial Investments Ltd.|||Y|Y|Y|N IMSL|P|INTERMERCHANT SECURITIES LLC|||N|N|N|N IMSS|N|IMS Securities, Inc.|||N|Y|N|N INCA|P|INSTINET, LLC|NEW YORK, NY (OTC)|212-310-9510|Y|Y|Y|Y INCA|P|INSTINET, LLC|LISTED DESK|212-310-9547|Y|Y|Y|Y INCA|P|INSTINET, LLC|ORDER DESK|N/A|Y|Y|Y|Y INCA|P|INSTINET, LLC|(NON SUBSCRIBER)|212-310-9564|Y|Y|Y|Y INCP|P|Incapital, LLC|||N|Y|N|N INDE|P|Independent Brokers LLC|||Y|Y|N|N INDI|P|INDIANA SECURITIES OF INDIANAPOLIS, LLC|||N|Y|N|N INET|E|NASDAQ EXECUTION SERVICES, LLC|PHONE ORDERS|212-231-5100|Y|Y|Y|Y INET|E|NASDAQ EXECUTION SERVICES, LLC|MAIN|212-231-5100|Y|Y|Y|Y INET|E|NASDAQ EXECUTION SERVICES, LLC|BACKUP SITE|201-319-0660|Y|Y|Y|Y INET|E|NASDAQ EXECUTION SERVICES, LLC|SUBSCRIBER INFO|212-231-5180|Y|Y|Y|Y INET|E|NASDAQ EXECUTION SERVICES, LLC|TECHNICAL SUPPORT|212-231-5180|Y|Y|Y|Y INET|E|NASDAQ EXECUTION SERVICES, LLC|NEW JERSEY|201-319-0660|Y|Y|Y|Y INFI|P|Integral Financial LLC|||N|Y|N|N INGF|M|ING Financial Markets LLC|||Y|Y|N|N INGG|M|ING FINANCIAL MARKETS LLC|||Y|Y|N|N INGS|M|INGALLS & SNYDER, LLC|NEW YORK, NY|212-269-7755|N|Y|N|N INGS|M|INGALLS & SNYDER, LLC|NEW YORK, NY|800-805-0515|N|Y|N|N INII|P|INTEGRATED TRADING AND INVESTMENTS, INC.|||N|Y|N|N INJS|P|Instinet, LLC|||Y|Y|Y|Y INJX|P|INSTINET, LLC|||Y|Y|Y|Y INNO|P|Innova Securities, Inc.|||N|Y|N|N INNT|P|Intrade, LLC|||N|N|N|N INPI|N|INVESTMENT PLANNERS, INC.|||N|Y|N|N INSC|N|Intersecurities, Inc.|||N|Y|N|N INST|P|ARCA CAPITAL INVESTMENTS, INC.|||N|Y|N|N INTA|M|INTERNATIONAL ASSETS ADVISORY, LLC|WINTER PARK, FL|800-218-1268|N|Y|N|N INTL|P|INTL FCSTONE FINANCIAL INC.|ORLANDO FL|407-741-5399|Y|Y|N|N INTL|P|INTL FCSTONE FINANCIAL INC.||800-541-1977|Y|Y|N|N INTL|P|INTL FCSTONE FINANCIAL INC.|OTCBB DESK|800-327-5703|Y|Y|N|N INTL|P|INTL FCSTONE FINANCIAL INC.|OTCBB DESK|407-741-5394|Y|Y|N|N INTL|P|INTL FCSTONE FINANCIAL INC.|NEW YORK, NY|212-485-3545|Y|Y|N|N INTW|O|Instinet, LLC|||Y|Y|Y|Y INTX|P|INTERNATIONAL ASSETS ADVISORY, LLC|||N|Y|N|N INVC|P|Investec Securities (Us) Llc|||N|Y|N|N INVE|P|Investacorp, Inc.|||N|Y|N|N INVM|O|Invemed Associates LLC|NEW YORK NY|212-421-2504|Y|Y|N|N IOSC|P|Interocean Securities LLC|||N|N|N|N IPGR|N|Investment Placement Group|LA JOLLA, CA|619-459-2344|Y|Y|N|N IRGI|P|Investors Resources Group, Inc.|||N|N|N|N ISBN|O|ISBIN INVESTMENTS, INC.|MINNEAPOLIS MN|612-338-6113|N|Y|N|N ISBN|O|ISBIN INVESTMENTS, INC.|NASDAQ TRADING|800-446-5666|N|Y|N|N ISCN|P|Institutional Securities Corporation|||N|Y|N|N ISEG|E|International Securities Exchange|||N|N|N|N ISGC|N|Solid ISG Capital Markets, LLC|||N|N|N|N ISIG|P|Evercore Group L.L.C.|||Y|Y|Y|N ISLL|P|INLET SECURITIES, LLC|||N|Y|N|N ISLN|N|IslandNet, LLC|||N|N|N|N ISSC|P|Investors Securities Services, LLC|||N|N|N|N ITAU|P|Itau USA Securities Inc.|||N|Y|N|N ITCC|N|Sal Financial Services, Inc.|ATLANTA, GA|404-953-6118|N|Y|N|N ITDC|P|ITradedirect.com Corp.|||N|N|N|N ITFS|P|Blue Creek Securities, Inc.|||N|Y|N|N ITGC|N|ITG Canada, A Subsidiary of ITG Inc / CDS|||N|N|N|N ITGF|P|ITG INC.|||Y|Y|Y|Y ITGI|O|ITG Inc.|NEW YORK NY|800-322-4084|Y|Y|Y|Y ITGP|P|ITG INC.|||Y|Y|Y|Y IVEX|P|INVEX, INC.|||N|Y|N|N IVNT|P|INVESTMENT NETWORK, INC.|||N|Y|N|N IVOL|P|Union Capital Company|||N|Y|N|N IVYS|P|Ivy Securities, Inc.|||N|Y|N|N IWSL|P|Integral Wealth Securities Limited|||N|N|N|N IXIS|P|Ixis Securities North America Inc.|||N|N|N|N JACK|P|Jackson Securities LLC|||N|N|N|N JADN|N|J. ALDEN ASSOCIATES, INC.|JENKINTOWN, PA|215-572-8700|N|Y|N|N JANC|M|Janco Partners, Inc.|ENGLEWOOD, CO|800-529-8157|N|N|N|N JANC|M|Janco Partners, Inc.||303-770-9047|N|N|N|N JANE|P|Jane Street Capital, LLC|TRADING DESK|212-651-6070|Y|Y|Y|Y JANY|M|Janney Montgomery Scott Inc.|PHILADELPHIA PA|215-563-8671|Y|Y|N|N JANY|M|Janney Montgomery Scott Inc.|NASDAQ TRADING|215-563-8672|Y|Y|N|N JANY|M|Janney Montgomery Scott Inc.|NASDAQ TRADING (PA)|888-567-6821|Y|Y|N|N JANY|M|Janney Montgomery Scott Inc.|PREFFERED DESK|215-665-6170|Y|Y|N|N JANY|M|Janney Montgomery Scott Inc.|NEW YORK NY|212-510-0668|Y|Y|N|N JBAI|P|Jones, Byrd & Attkisson, Inc.|||N|N|N|N JBSS|P|JBS Securities Corp.|||N|N|N|N JCIU|P|Jennings Capital (USA) INC.|||N|N|N|N JDCO|P|Cummins Financial Corporation|||N|N|N|N JDRB|O|J.H. Darbie & Co., Inc.|||Y|Y|N|N JEFF|M|JEFFERIES LLC|Cash Trading|212-323-7570|Y|Y|Y|Y JEFF|M|JEFFERIES LLC|Electronic Trading|212-336-7424|Y|Y|Y|Y JEFF|M|JEFFERIES LLC|Options|212-284-2110|Y|Y|Y|Y JEFM|P|THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.|||N|Y|N|N JEVO|P|ATIS, INC.|||N|Y|N|N JFDS|P|JFD SECURITIES, INC.|||N|Y|N|N JGRC|P|Joseph Grace|||N|N|N|N JGUN|M|Joseph Gunnar & Co. LLC|NEW YORK, NY|212-440-9679|Y|Y|N|N JHAX|P|JUMP TRADING, LLC|||Y|N|Y|Y JHDR|P|J.H. Darbie & Co., Inc.|||Y|Y|N|N JIMK|P|Sunstate Equity Trading|TAMPA, FL|813-961-4649|N|N|N|N JIMY|P|Latam Investments, LLC|||N|N|N|N JINS|P|John Carris Investments LLC|||N|N|N|N JJKE|P|HILLIARD FARBER & CO., INC.|||N|Y|N|N JKSI|P|JK SECURITIES, INC.|||N|Y|N|N JLEO|M|Primary Capital, LLC|NY, NY|212-300-0060|N|Y|N|N JMFL|P|THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.|||N|Y|N|N JMIP|N|J. Michael-Patrick, L.L.C.|||N|N|N|N JMPT|P|JUMP TRADING, LLC|||Y|N|Y|Y JNKK|P|JNK Securities Corp.|TRADING|212-885-6350|Y|Y|N|N JOHN|P|Scottsdale Capital Advisors Corp.|||N|Y|N|N JOLE|N|Johnston, Lemon & Co. Incorporated|WASHINGTON, DC|202-842-5566|N|N|N|N JOLE|N|Johnston, Lemon & Co. Incorporated|NASDAQ TRADING|800-424-8871|N|N|N|N JOLE|N|Johnston, Lemon & Co. Incorporated|CONV./PREFERRED|800-352-4895|N|N|N|N JOLE|N|Johnston, Lemon & Co. Incorporated||202-842-5698|N|N|N|N JONE|M|JonesTrading|WESTLAKE VILLAGE, CA|818-991-4488|Y|Y|N|N JONE|M|JonesTrading|WESTLAKE VILLAGE, CA|800-423-5933|Y|Y|N|N JOTA|P|JUMP TRADING|||Y|N|Y|Y JPBX|P|J.P. MORGAN SECURITIES LLC|||Y|Y|Y|Y JPII|P|Jaypee International, Inc.|||Y|Y|N|N JPMA|P|J.P. Morgan Institutional Investments Inc.|||N|Y|N|N JPME|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y JPMG|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y JPMP|M|J.P. Morgan Securities LLC|||Y|Y|Y|Y JPMS|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y JPMT|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y JPMX|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y JPPB|P|JEFFERIES LLC|||Y|Y|Y|Y JPRC|O|J.P.R. Capital Corp.|ROSLYN NY|516-621-8787|N|N|N|N JPRC|O|J.P.R. Capital Corp.|BOCA, RATON|561-470-5363|N|N|N|N JPTR|P|Jackson Partners & Associates, Inc.|||N|N|N|N JRCO|M|Johnson Rice & Company L.L.C.|NEW ORLEANS LA|504-525-3767|Y|Y|N|N JRCO|M|Johnson Rice & Company L.L.C.|TRADING|800-842-6229|Y|Y|N|N JSCA|M|JANE STREET CAPITAL, LLC|||Y|Y|Y|Y JSCL|P|JOSEPH STONE CAPITAL L.L.C.|||N|Y|N|N JSCO|P|J. Streicher & Co. L.L.C.|Trading Desk|212-461-2127|N|Y|N|N JSCT|P|JANE STREET CAPITAL, LLC|||Y|Y|Y|Y JSEB|P|JANE STREET EXECUTION SERVICES, LLC|||Y|Y|N|N JSES|O|JANE STREET EXECUTION SERVICES, LLC|Desk|212-548-6700|Y|Y|N|N JSJX|P|JANE STREET CAPITAL LLC|||Y|Y|N|N JSLC|P|Jesup & Lamont Securities Corp|TRADING DPT.|212-307-2690|N|N|N|N JSLI|P|Jesup & Lamont Securities Corp|||N|N|N|N JSLP|M|Joseph Stevens & Company, Inc.|NEW YORK NY|212-361-3030|N|N|N|N JSLP|M|Joseph Stevens & Company, Inc.|NASDAQ TRADING|800-609-9110|N|N|N|N JSLP|M|Joseph Stevens & Company, Inc.|LONG ISLAND, NY|800-917-4203|N|N|N|N JSMD|P|ASTORIA CAPITAL MARKETS, INC.|||N|Y|N|N JSML|P|JANE STREET CAPITAL, LLC|||Y|Y|Y|Y JSPT|P|Jane Street Capital, LLC|||Y|Y|Y|Y JSSF|M|JMP Securities LLC|SAN FRANCISCO, CA|415-263-1676|Y|Y|N|N JSUP|P|Jesup & Lamont Securities Corp|||N|N|N|N JVBF|P|Jack V. Butterfield Investment Company|TRADING DEPT.|517-787-2430|N|Y|N|N JVBG|P|J.V.B. FINANCIAL GROUP, LLC|||Y|Y|N|N JWHJ|P|Humbard, James W.|||N|Y|N|N JWRI|P|Traders Advantage|ATLANTA, GA|770-913-3999|N|N|N|N KACS|P|Jump Trading|||Y|N|Y|Y KADI|P|Kadick, Incorporated|||N|N|N|N KALA|M|KA Associates, Inc.|LOS ANGELES CA|310-201-7851|N|Y|N|N KALE|P|Ankale Capital LLC|||N|N|N|N KALO|P|Kalos Capital, Inc.|||N|Y|N|N KALS|P|KALOS CAPITAL, INC.|||N|Y|N|N KART|P|Revere Securities Corp.|BROOKLYN, NY|718-923-3091|N|Y|N|N KART|P|Revere Securities Corp.|BOCA RATON, FL|561-994-6229|N|Y|N|N KAUP|N|Kaupthing Securities, Inc.|||N|N|N|N KBCO|N|Kahn Brothers & Co. Inc.|NEW YORK, NY|212-269-7450|N|Y|N|N KBDS|N|KBD Securities, LLC|WHITE PLAINS, NY|914-285-9451|N|Y|N|N KBFP|O|KBC Financial Products USA, Inc.|NEW YORK, NY|212-845-2840|N|Y|N|N KBKF|M|Kabrik Trading LLC|||N|N|N|N KBKP|P|Kabrik Trading LLC|||N|N|N|N KBRK|P|Kabrik Trading LLC|New York|212-825-4100|N|N|N|N KBRO|M|Kaufman Bros., L.P.|NASDAQ TRADING|800-807-8723|N|N|N|N KBRO|M|Kaufman Bros., L.P.|NEW YORK, NY|212-292-8140|N|N|N|N KBWI|M|Keefe, Bruyette & Woods, Inc.|NEW YORK, NY|212-887-8950|Y|Y|N|N KBWI|M|Keefe, Bruyette & Woods, Inc.|NEW YORK, NY|800-342-5529|Y|Y|N|N KCBC|P|WEALTHFRONT BROKERAGE CORPORATION|||N|Y|N|N KCCI|P|KCCI, Ltd.|||N|N|N|N KCCP|P|KCCI, LTD.|||N|N|N|N KCGB|P|VIRTU Americas LLC|||Y|Y|Y|Y KCGC|P|VIRTU Americas LLC|||Y|Y|Y|Y KCGM|P|VIRTU Americas LLC|||Y|Y|Y|Y KCIM|P|Investment Management Corporation|||N|N|N|N KCIX|P|Kiley Partners, Inc.|||N|Y|N|N KCMA|P|Kellogg Capital Markets, LLC|||N|N|N|N KCMO|N|Security Investment Company of Kansas City|||N|N|N|N KCRD|P|PHX FINANCIAL, INC.|||N|Y|N|N KCWD|P|K.C. WARD FINANCIAL|||N|Y|N|N KCWF|P|K.C. WARD FINANCIAL|||N|Y|N|N KEAN|P|Rafferty Capital Markets, LLC|||Y|Y|N|N KEDM|N|KEDEM CAPITAL CORPORATION|||N|Y|N|N KEGG|P|Kellogg Capital Markets, LLC|||N|N|N|N KEHE|P|Franklin Ross, Inc.|||N|N|N|N KELM|P|Kelmoore Investment Company, Inc.|||N|N|N|N KEND|P|KENDRICK PIERCE SECURITIES, INC.|||N|Y|N|N KENS|M|Kensington Capital Corp.|BROOKLYN NY|718-436-1679|N|Y|N|N KENS|M|Kensington Capital Corp.|INSTITUTIONAL DESK|800-457-4583|N|Y|N|N KENS|M|Kensington Capital Corp.|BULLETIN BOARD|718-436-2111|N|Y|N|N KENY|M|Kenny Securities Corp.|ST. LOUIS MO|314-726-4777|N|N|N|N KENY|M|Kenny Securities Corp.|NASDAQ/OTCBB TRADING|800-730-3639|N|N|N|N KENY|M|Kenny Securities Corp.|OTC DIRECT|314-754-1971|N|N|N|N KERC|N|Kercheville & Company, Inc.|SAN ANTONIO, TX|210-561-3300|N|Y|N|N KERC|N|Kercheville & Company, Inc.||800-544-6528|N|Y|N|N KEYB|M|KEYBANC CAPITAL MARKETS INC.|CLEVELAND, OH|216-443-2350|Y|Y|N|N KEYB|M|KEYBANC CAPITAL MARKETS INC.|CLEVELAND, OH|800-321-2190|Y|Y|N|N KEYB|M|KEYBANC CAPITAL MARKETS INC.|DAYTON, OHIO|800-262-2244|Y|Y|N|N KEYB|M|KEYBANC CAPITAL MARKETS INC.||937-223-1626|Y|Y|N|N KEYS|P|Arete Wealth Management, LLC|||N|Y|N|N KEYW|P|KEY WEST INVESTMENTS, LLC|||N|Y|N|N KFMS|P|KFM SECURITIES, INC.|||N|Y|N|N KIML|P|KIMELMAN & BAIRD, LLC|||N|Y|N|N KING|M|C. L. King & Associates, Inc.|ALBANY NY|212-572-3631|Y|Y|N|N KING|M|C. L. King & Associates, Inc.|NASDAQ/OTC TRADING|866-894-1344|Y|Y|N|N KING|M|C. L. King & Associates, Inc.||518-431-3527|Y|Y|N|N KING|M|C. L. King & Associates, Inc.||518-431-3513|Y|Y|N|N KIPL|M|KIPLING JONES & CO., LTD|||N|Y|N|N KISI|P|KOVACK INTERNATIONAL SECURITIES INC|||N|Y|N|N KISL|P|Key Investment Services LLC|||N|Y|N|N KIWS|M|KWS Associates, Inc.|||N|N|N|N KJER|P|Kenneth, Jerome & Co.,Inc.|||N|Y|N|N KKSS|P|Hedge Fund Capital Partners, LLC|||N|N|N|N KLDC|N|KUN-LUN DEVELOPMENT CORPORATION|||N|Y|N|N KLRG|P|KLR GROUP, LLC|||N|Y|N|N KMDS|O|Midas Securities, LLC|||N|N|N|N KNBT|P|KNBT Securities, Inc.|||N|N|N|N KOND|P|Kinsell, Newcomb & De Dios, Inc.|||N|Y|N|N KOSE|M|Koonce Securities, Inc.|BETHESDA MD|301-897-9790|N|Y|N|N KOSE|M|Koonce Securities, Inc.|NASDAQ TRADING|800-368-2802|N|Y|N|N KOVP|P|KOVACK SECURITIES INC|||Y|Y|N|N KOVS|N|Kovack Securities Inc.|||Y|Y|N|N KPAR|M|Kellogg Partners Institutional Services LLC|||N|N|N|N KRAM|N|Kramer Securities Corporation|||N|N|N|N KRCO|P|KR SECURITIES, LLC|||N|Y|N|N KRSH|P|Kershner Securities, LLC|||N|Y|N|N KRTH|P|J.W. KORTH & COMPANY|||N|Y|N|N KSGB|P|Kellogg Capital Markets, LLC|||N|N|N|N KSGX|P|Kellogg Capital Markets, LLC|||N|N|N|N KSSC|P|Kern, Suslow Securities, Inc.|||N|N|N|N KSTC|P|KEYSTONE CAPITAL CORPORATION|||N|Y|N|N KSTE|P|KEYSTONE CAPITAL CORPORATION|||N|Y|N|N KSTS|P|KEYSTONE CAPITAL CORPORATION|||N|Y|N|N KTNG|M|Keating Securities, LLC|TRADING|757-345-2853|N|Y|N|N KUYK|N|KUYKENDALL & SCHNEIDER, INC.|||N|Y|N|N KVXS|M|KV Execution Services LLC|NEW YORK, NY|212-266-0100|N|N|N|N KWIL|P|KEY WEST INVESTMENTS, LLC|||N|Y|N|N KWSC|P|KW Securities Corporation|||N|Y|N|N KYTS|P|KYTE SECURITIES LLC|||N|Y|N|N LABD|P|LaBranche Financial Services, Inc.|||N|N|N|N LABF|N|LaBranche & Co. LLC|||N|N|N|N LABQ|P|Quantlab Securities LP|||Y|Y|Y|Y LABR|P|Labrunerie Financial Services, Inc.|||N|Y|N|N LADY|P|Trustfirst|||N|Y|N|N LAFB|P|R. F. Lafferty & Co., Inc.|New York NY|212-293-9090|Y|Y|N|N LAFC|P|R. F. Lafferty & Co., Inc.|New York|212-293-9064|Y|Y|N|N LAFF|O|R. F. Lafferty & Co., Inc.|NEW YORK, NY|212-293-9090|Y|Y|N|N LAFI|P|LAFISE SECURITIES CORPORATION|||N|Y|N|N LAKE|P|ADCAP SECURITIES LLC|||N|Y|N|N LAMA|N|Lara, Shull & May, Ltd|||N|N|N|N LAMP|M|Lampost Capital, L.C.|BOCA RATON, FL|561-883-0454|N|Y|N|N LAMP|M|Lampost Capital, L.C.|BOCA RATON,FL|561-883-1410|N|Y|N|N LANE|P|MARC J. LANE & COMPANY|||N|Y|N|N LARC|P|Larimer Capital Corporation|||N|Y|N|N LARK|M|Emmett A Larkin Company, Inc.|SAN FRANCISCO, CA|415-986-2332|N|N|N|N LARK|M|Emmett A Larkin Company, Inc.|SAN FRANCISCO, CA|800-227-4545|N|N|N|N LARK|M|Emmett A Larkin Company, Inc.|ENGLEWOOD CO|303-771-1121|N|N|N|N LASA|P|LaSalle Capital, L.L.C|||N|N|N|N LASE|N|LEGACY ASSET SECURITIES, INC.|||N|Y|N|N LASI|O|LIEBLONG & ASSOCIATES, INC.|||N|Y|N|N LASS|M|LaSalle St. Securities, Inc.|CHICAGO|800-722-0165|N|Y|N|N LASS|M|LaSalle St. Securities, Inc.||312-705-7020|N|Y|N|N LASS|M|LaSalle St. Securities, Inc.|MARKET MAKING|312-705-7018|N|Y|N|N LASS|M|LaSalle St. Securities, Inc.|TOLL FREE|888-302-6691|N|Y|N|N LATG|P|GFI SECURITIES LLC|New York, NY|212-968-2030|Y|Y|N|N LATN|M|LANTERN INVESTMENTS, INC.|HUNTINGTON, NY|(516)425-0700|N|Y|N|N LATN|M|LANTERN INVESTMENTS, INC.|NEW YORK, NY|(212) 233-2610|N|Y|N|N LATS|P|Barclays Capital Inc./Le|||Y|Y|Y|Y LAZF|P|LAZARD FRERES & CO. LLC|||Y|Y|N|N LBBW|P|GUGGENHEIM SECURITIES, LLC|||Y|Y|N|N LBKI|P|Libucki & Co., LLC|||N|Y|N|N LBOW|P|Longbow Securities, LLC|||N|Y|N|N LBRA|N|Libra Investments, Inc.|||N|N|N|N LCCO|P|LEADER CAPITAL CORP.|||N|Y|N|N LCMC|P|LOOP CAPITAL MARKETS LLC|||N|Y|N|N LCMT|P|Ledgemont Capital Markets LLC|||N|N|N|N LCSS|P|LCS Securities, LLC|||N|Y|N|N LDLW|P|Laidlaw & Company (UK) Ltd.|||N|Y|N|N LDOT|N|LANDOLT SECURITIES, INC.|NASDAQ TRADING|920-236-7000|N|Y|N|N LEAD|P|The Leaders Group, Inc.|||N|Y|N|N LEAF|P|Silver Leaf Partners, LLC|||N|Y|N|N LEBB|P|Leeb Brokerage Services, Inc.|||N|N|N|N LEBO|O|Leigh Baldwin & Co., LLC|CAZENOVIA, NY|315-655-2964|N|Y|N|N LEDE|P|Leed Financial Markets Inc./CDS|||N|N|N|N LEEB|M|Leeb Brokerage Services, Inc.|NASDAQ TRADING|212-634-0036|N|N|N|N LEEB|M|Leeb Brokerage Services, Inc.|TEMP NASDAQ TRADING|212-653-1720|N|N|N|N LEER|P|LEERINK PARTNERS LLC|TRADING|212-277-6100|Y|Y|N|N LEHB|P|Barclays Capital Inc./Le|||Y|Y|Y|Y LEHM|P|Barclays Capital Inc./Le|||Y|Y|Y|Y LEHP|P|Barclays Capital Inc./Le|||Y|Y|Y|Y LEMP|P|Lempert Brothers International USA, Inc.|||N|N|N|N LESW|O|Leerink Partners LLC|||Y|Y|N|N LETS|P|LetsGo Trade, Inc.|TRADING DESK|908-222-8284|N|Y|N|N LEVN|N|Levco Securities, Inc.|NEW YORK, NY|212-332-8400|N|N|N|N LEVY|P|Levy, Harkins & Co., Inc.|||N|Y|N|N LEXI|N|LEXINGTON INVESTMENT COMPANY, INC.|NASDAQ TRADING|606-233-7073|N|Y|N|N LEYA|P|LEMLEY, YARLING & CO.|||N|Y|N|N LFAT|P|LIQUIDITY FINANCE LP|||N|Y|N|N LFCI|P|Laguna Financial Corporation|||N|N|N|N LFCM|M|Lighthouse Financial Group, Llc|Domestic and International Trading|212-277-7676|N|N|N|N LFIN|O|Lighthouse Financial Group, LLC|Trading|212-277-8145|N|N|N|N LFRO|P|LF Rothschild, LLC|||N|Y|N|N LGLL|P|WHITEWOOD GROUP, INC|||N|Y|N|N LGND|P|Legend Merchant Group, Inc.||212-809-5568|N|N|N|N LGNT|O|COR CLEARING LLC|OMAHA NEB|800-776-5778|Y|Y|N|N LGSA|P|NH INVESTMENT & SECURITIES AMERICA, INC.|||N|Y|N|N LGTD|M|Legacy Trading, Inc.|MAIN|405-216-0554|N|N|N|N LGTD|M|Legacy Trading, Inc.|TRADING|405-216-9443|N|N|N|N LHMA|P|Barclays Capital Inc./Le|||Y|Y|Y|Y LHMS|P|Barclays Capital Inc./Le|||Y|Y|Y|Y LHSB|P|Barclays Capital Inc./Le|||Y|Y|Y|Y LIBR|P|Libra Securities, LLC|||N|N|N|N LIME|O|Lime Brokerage LLC|TRADING DESK|212-219-6001|Y|Y|N|Y LINC|P|LIBERUM|||N|Y|N|N LIQD|P|Liquid Capital Securities, LLC|||N|Y|N|N LIQP|P|LIQUID PRIME SERVICES, INC.|||N|Y|N|N LISA|N|First Choice Securities Corp.|||N|N|N|N LITE|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWB|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWC|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWD|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWE|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWF|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWG|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWK|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWM|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWN|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWO|P|LIME BROKERAGE LLC|||N|Y|N|N LIWP|P|Lime Brokerage LLC|||Y|Y|N|Y LIWS|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWU|P|LIME BROKERAGE LLC|||Y|Y|N|Y LJRY|N|Lynch, Jones & Ryan, LLC.|||N|N|N|N LMGP|P|LIME BROKERAGE LLC|||Y|Y|N|Y LMKO|N|L.M. KOHN & COMPANY|||N|Y|N|N LMNX|P|LUMINEX TRADING & ANALYTICS LLC|||N|Y|N|N LMPQ|P|Lampost Capital, L.C.|||N|Y|N|N LMTC|P|LMT Capital Markets LLC|||N|N|N|N LNKS|P|Guggenheim Securities, LLC|||Y|Y|N|N LNRT|P|L & R TRADING L.L.C.|||N|N|N|N LOBR|M|Loeb Partners Corporation/Retail|NEW YORK NY|212-483-7054|N|Y|N|N LOMB|P|Lombard Securities Incorporated|||N|Y|N|N LOOP|P|Loop Capital Markets LLC|||N|Y|N|N LOUI|P|Louis Capital Markets, LLC|NEW YORK, NY|212-509-4400|N|Y|N|N LOWI|M|Blunt Ellis & Loewi Incorporated|||N|N|N|N LOWW|P|LOWELL & COMPANY, INC.|||N|Y|N|N LPCM|P|Lampert Capital Markets Inc.|||N|Y|N|N LPFS|P|LIBERTY PARTNERS FINANCIAL SERVICES, LLC|||N|Y|N|N LPSP|P|LPS Partners INC.|Institutional Sales and Trading|212-441 3871|N|Y|N|N LQFI|P|CITIGROUP GLOBAL MARKETS INC.|||Y|Y|Y|Y LQNA|P|LIQUIDNET, INC.|||Y|Y|N|N LQNB|P|LIQUIDNET, INC.|||Y|Y|N|N LQNF|P|LIQUIDNET, INC|||Y|Y|N|N LQNT|O|Liquidnet, Inc.|NEW YORK, NY|646-674-2000|Y|Y|N|N LQNT|O|Liquidnet, Inc.|TRADING|646-674-2200|Y|Y|N|N LQNX|P|LIQUIDNET, INC.|||Y|Y|N|N LSCI|O|Lek Securities Corporation|NEW YORK, NY|212-509-2300|Y|Y|Y|Y LSCM|P|LAKE STREET CAPITAL MARKETS, LLC|||Y|Y|N|N LSCO|P|Leerink Partners LLC|||Y|Y|N|N LSEC|P|Livingston Securities, LLC|||N|Y|N|N LSPD|M|Labranche Structured Products Direct|||N|N|N|N LSPI|N|LAFAYETTE INVESTMENTS, INC.|||N|Y|N|N LSPS|P|Lightspeed Trading LLC|||Y|Y|Y|N LSSI|P|ALLIED MILLENNIAL PARTNERS, LLC|||N|Y|N|N LTCO|M|Ladenburg, Thalmann & Co., Inc.|TRADING|212-409-2011|Y|Y|N|N LTCO|M|Ladenburg, Thalmann & Co., Inc.||646-432-6330|Y|Y|N|N LTIN|P|BBVA Securities Inc.|||N|Y|N|N LTLI|P|L.P. LITTLEWOOD AND ASSOCIATES, INC.|||N|N|N|N LVAR|P|LARRAIN VAIL SECURITIES US LLC|||N|Y|N|N LVMR|P|LIVERMORE TRADING GROUP, INC.|||N|Y|N|N LXBJ|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y LXMG|P|LXM GROUP|Trading Desk|212-401-9380|N|Y|N|N LYON|M|Credit Agricole Securities (USA) Inc.|NEW YORK NY|212-408-5700|N|Y|N|N LYON|M|Credit Agricole Securities (USA) Inc.|LISTED TRADING DPMT|212-408-5800|N|Y|N|N LYON|M|Credit Agricole Securities (USA) Inc.|INT'L TRADING DPMT|212-408-5600|N|Y|N|N LYON|M|Credit Agricole Securities (USA) Inc.|NASDAQ TRADING|212-408-5899|N|Y|N|N MACC|P|Mid Atlantic Capital Corporation|||Y|Y|N|N MACK|N|R.A. Mackie & Co., L.P.|IRVINGTON NY|914-591-5800|N|N|N|N MACK|N|R.A. Mackie & Co., L.P.|NASDAQ/OTCBB TRADING|800-328-1550|N|N|N|N MACM|P|MCAP LLC|||N|Y|N|N MACN|M|McNamara Trading Company|||N|N|N|N MACP|O|Griffon May, Inc.|LAKE OSWEGO, OR|503-635-8844|N|N|N|N MACQ|M|Macquarie Capital (USA) Inc.|||Y|Y|N|N MACS|N|Mclaughlin, Piven, Vogel Securities, Inc.|NEW YORK NY|212-248-3721|N|N|N|N MACS|N|Mclaughlin, Piven, Vogel Securities, Inc.|NEW YORK NY|800-221-4947|N|N|N|N MADF|M|Bernard L. Madoff Investment Securities LLC|CUST TRADE INQURIES|800-288-4883|N|N|N|N MADF|M|Bernard L. Madoff Investment Securities LLC||212-230-2435|N|N|N|N MADF|M|Bernard L. Madoff Investment Securities LLC|NASDAQ TRADING|212-230-2450|N|N|N|N MADF|M|Bernard L. Madoff Investment Securities LLC|LISTED TRADING|212-230-2400|N|N|N|N MADF|M|Bernard L. Madoff Investment Securities LLC||800-221-2242|N|N|N|N MADV|P|Millennium Advisors, LLC|||N|Y|N|N MAGI|N|Maguire Investments, Inc.|NASDAQ TRADING|805-922-6901|N|N|N|N MAGM|P|TOR BROKERAGE LLC|||N|Y|N|N MAIA|P|MAIA SECURITIES, INC.|||N|Y|N|N MAIB|P|Maia Securities, Inc.|||N|Y|N|N MAJE|P|Majestic Securities LLC|||N|N|N|N MAMA|N|SECUREVEST FINANCIAL GROUP|||N|Y|N|N MAME|P|MIDAMERICA FINANCIAL SERVICES, INC.|||N|N|N|N MANC|N|PETER MANCUSO & CO L.P.|||N|Y|N|N MARK|M|Mark Stewart Securities, Inc.|IRVINE, CA|949-752-6800|N|Y|N|N MARK|M|Mark Stewart Securities, Inc.|ALTERNATE NUMBER|949-955-2400|N|Y|N|N MASE|P|Managed Account Services, LLC|||N|Y|N|N MASU|P|Mirae Asset Securities (USA) Inc.|||N|Y|N|N MATP|P|Amvest Securities, Incorporated|||N|N|N|N MAVB|P|Great Point Capital LLC|||N|Y|N|N MAVS|P|Madison Avenue Securities|||N|Y|N|N MAXI|P|Max International Broker/Dealer Corp.|||N|N|N|N MAXM|M|Maxim Group LLC|NEW YORK, NY|212-895-3680|Y|Y|N|N MAXM|M|Maxim Group LLC||800-261-0498|Y|Y|N|N MAXM|M|Maxim Group LLC|OTCBB|212-895-3586|Y|Y|N|N MAXM|M|Maxim Group LLC|FOREIGN TRADING|732-784-1910|Y|Y|N|N MAXM|M|Maxim Group LLC|INSTITUTIONAL TRADING|800-628-4005|Y|Y|N|N MAXM|M|Maxim Group LLC|BALTIMORE|443-552-0302|Y|Y|N|N MAXM|M|Maxim Group LLC|TRADING|212-895-3560|Y|Y|N|N MAXM|M|Maxim Group LLC|RED BANK|732-784-1904|Y|Y|N|N MAXN|P|BGC Financial Inc.|||Y|Y|N|N MAXX|P|MAXXTRADE, INC|||N|N|N|N MAYF|O|May Financial Corporation|MICHIGAN|810-522-8000|N|N|N|N MBAS|P|BOUSTEAD SECURITIES, LLC|Main Line|310-536-0500|N|Y|N|N MBAY|P|BOUSTEAD SECURITIES, LLC|||N|Y|N|N MBSE|P|MBS SOURCE ETRADING, INC.|||N|Y|N|N MBSL|P|MBS CAPITAL MARKETS, LLC|||N|Y|N|N MBTS|P|ALLY INVEST SECURITIES LLC|||Y|Y|N|N MCAP|P|MCAP LLC|||N|Y|N|N MCBD|M|McConnell, Budd & Downes, Inc.|NASDAQ TRADING|973-538-0949|N|N|N|N MCBT|M|Moors & Cabot, Inc.|NASDAQ TRADING|800-426-0501|Y|Y|N|N MCBT|M|Moors & Cabot, Inc.|BOSTON MA|617-426-0500|Y|Y|N|N MCBT|M|Moors & Cabot, Inc.|NASDAQ-BANK STOCKS|617-451-2407|Y|Y|N|N MCBT|M|Moors & Cabot, Inc.|SAN FRANSCICO, CA|N/A|Y|Y|N|N MCBT|M|Moors & Cabot, Inc.|NASDAQ TRADING|800-723-9866|Y|Y|N|N MCBT|M|Moors & Cabot, Inc.||415-288-2243|Y|Y|N|N MCBT|M|Moors & Cabot, Inc.|INSTITUTIONAL|800-655-3583|Y|Y|N|N MCCL|N|MCCLURG CAPITAL CORPORATION|||N|Y|N|N MCFA|P|Moors & Cabot Financial Advisors, LLC|BOSTON, MA|800.426.0501|N|N|N|N MCFM|P|Morton Clarke Fu & Metcalf Inc.|||N|N|N|N MCIN|P|Moors & Cabot, Inc.|||Y|Y|N|N MCKN|M|McKinnon & Company, Inc.|NORFOLK VA|757-623-4636|N|N|N|N MCKN|M|McKinnon & Company, Inc.|NASDAQ TRADING|800-853-4636|N|N|N|N MCLF|P|MCL Financial Group, Inc.|||N|N|N|N MCME|P|MCMILLION SECURITIES, INC.|||N|Y|N|N MCMF|P|Raymond James Ltd. Cds|Vancouver, Canada|604-654-1151|N|N|N|N MCSL|P|MCCAULEY SECURITIES, LTD.|||N|Y|N|N MCTR|N|Themunicenter.Com|||N|Y|N|N MCTY|N|MCCOURTNEY-BRECKENRIDGE & COMPANY|NASDAQ TRADING|314-231-5730|N|Y|N|N MDAS|M|Midas Securities, LLC|BUENA PARK, CA|714-521-0660|N|N|N|N MDBC|M|MDB Capital Group, LLC|TRADING|800-750-9302|N|Y|N|N MDEB|O|WORLD FIRST FINANCIAL SERVICES, INC.|NEW YORK, NY|800-221-3305|N|Y|N|N MDGP|P|MD GLOBAL PARTNERS, LLC|||N|Y|N|N MDGS|O|Middlegate Securities Ltd.||212-391-7308|N|Y|N|N MDLX|P|McDonald's Investment Inc.|||Y|Y|N|N MEAL|P|M. E. ALLISON & CO., INC.|||N|Y|N|N MEAT|P|NMS FINANCIAL SERVICES, LLC|||N|Y|N|N MECA|P|MERRIMAN CAPITAL, INC.|||N|N|N|N MEFA|O|Melhado, Flynn & Associates, Inc.|NEW YORK|212-764-3638|N|N|N|N MELN|N|Mellin Securities, Inc.|CHICAGO, IL|312-456-7304|Y|Y|N|N MERC|P|Mercadien Securities|||N|Y|N|N MERI|M|Merriman Curhan Ford & Co.|SAN FRANCISCO|800-909-7897|N|N|N|N MERI|M|Merriman Curhan Ford & Co.|NEW YORK|646-292-1401|N|N|N|N MERI|M|Merriman Curhan Ford & Co.|OTCBB/PINK SHEETS|646-292-1409|N|N|N|N MERL|P|Wells Fargo Prime Services, LLC|Trading|415-848-4051|N|Y|N|N MERL|P|Wells Fargo Prime Services, LLC|Trading|415-848-4066|N|Y|N|N MERP|P|MERIDIAN EQUITY PARTNERS INC.|Trading Desk|212-742-8028|Y|Y|N|N MERR|P|Merrimac Corporate Securities, Inc.|||N|N|N|N MERS|P|Merrion Securities, LLC|||N|Y|N|N MERX|P|MERRIMAC CORPORATE SECURITIES, INC.|||N|N|N|N MESF|P|MESIROW FINANCIAL, INC.|||Y|Y|N|N MEXD|P|Dynamex Trading, LLC|TRADING|415-283-3528|Y|Y|N|N MEXD|P|Dynamex Trading, LLC|TRADE RECONCILIATION|415-283-3479|Y|Y|N|N MFCA|P|Monarch Financial Corporation of America|||N|N|N|N MFFS|N|McFadden, Farrell & Smith, LP|||N|N|N|N MFSI|P|Midamerica Financial Services, Inc.|||N|N|N|N MGIS|P|Industrial Alliance Securities INC.|||N|N|N|N MHAF|P|MHA FINANCIAL CORP|||N|Y|N|N MIAM|P|FMS, Inc.|||N|Y|N|N MIBS|P|BMO HARRIS FINANCIAL ADVISORS, INC.|||N|Y|N|N MICA|M|Spartan Securities Group, Ltd.|ST PETERSBURG, FL|727-823-2058|Y|Y|N|N MICG|N|MICG Investment Management, LLC|||N|N|N|N MICH|P|MISCHLER FINANCIAL GROUP, INC|||N|Y|N|N MIDA|P|MID-ATLANTIC SECURITIES, INC.|||N|Y|N|N MIDS|N|Midsouth Capital, Inc.|COLUMBIA, SC|803-790-4440|N|N|N|N MILC|P|Millenco|||N|N|N|N MILE|P|I-Bankers Securities, Inc.|||N|Y|N|N MILS|P|Milestone Financial Services, Inc.|||N|N|N|N MINP|P|MINISTRY PARTNERS SECURITIES, LLC|||N|Y|N|N MINT|P|BGC FINANCIAL INC.|||Y|Y|N|N MINV|P|MACK INVESTMENT SECURITIES, INC.|||N|Y|N|N MIPG|P|MIP GLOBAL, INC|||N|N|N|N MIRA|P|MIRAE ASSET SECURITIES (USA) INC.|||N|Y|N|N MISL|N|MISCHLER FINANCIAL GROUP, INC.|||N|Y|N|N MITR|P|GMP SECURITIES, LLC|TRADING|212-404-8344|Y|Y|N|N MJCO|M|MORGAN JOSEPH TRIARTISAN LLC.|PITTSFORD, NEW YORK|585-899-6022|N|Y|N|N MJJG|N|Michael A. Steinberg & Company, Inc.|NASDAQ TRADING|212-730-9797|N|N|N|N MJSK|M|Miller Johnson Steichen Kinnard Inc.|M-MINNEAPOLIS, MN|612-455-5795|N|N|N|N MJSK|M|Miller Johnson Steichen Kinnard Inc.|NASDAQ/OTCBB TRADING|800-825-5466|N|N|N|N MJSK|M|Miller Johnson Steichen Kinnard Inc.|M-INSTITUTIONAL|612-455-2900|N|N|N|N MJSK|M|Miller Johnson Steichen Kinnard Inc.|M-INSTITUIONAL|800-777-5134|N|N|N|N MJSK|M|Miller Johnson Steichen Kinnard Inc.|R-TRADING|800-525-7497|N|N|N|N MJWH|O|M. J. Whitman, Inc.|NEW YORK, NY-TRADING|212-888-0290|Y|Y|N|N MKMP|P|MKM Partners LLC|||Y|Y|N|N MKRT|P|MARKET SECURITIES, LLC|||N|Y|N|N MKTD|P|White Pacific Securities, Inc.|NASDAQ TRADING|407-352-6780|N|N|N|N MKTS|P|OTC LINK LLC|||N|Y|N|N MKTX|O|MarketAxess Corporation|||N|Y|N|N MLBC|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|NASDAQ TRADING|800-937-0501|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|NASDAQ SALES TRD|800-937-0516|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|DEALER DESK|212-449-6872|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|INTERNATIONAL SALES|800-933-6468|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|INTL BROKER/DEALER|212-449-7586|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|LISTED SALES|800-937-0539|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|INTL BROKERDEALR SVC|212-449-7851|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|INTL BROKERDEALR SVC|800-221-7420|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|UNITED KINGDOM|212-449-5956|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|EUROPE|212-449-5956|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|ASIA PACIFIC|212-449-4105|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|LATIN AMERICA|212-449-4101|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|CANADA|212-449-4101|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|EMERGING MARKETS|212-449-6491|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|INDUSTRIAL TRADING|212-449-4167|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|INDUSTRIAL ORDERS|212-449-4142|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|PORTLAND,OR|503-221-4744|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|CONVERTIBLES|212-449-4040|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|ARBITRAGE|212-449-3456|Y|Y|Y|Y MLEN|N|Millenco - Special Account|||N|N|N|N MLEX|P|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|NEW YORK, NY|N/A|Y|Y|Y|Y MLIN|P|Wells Fargo Prime Services, LLC|||N|Y|N|N MLIX|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLLN|P|Millenco|||N|N|N|N MLMA|O|Merrill Lynch Pierce Fenner & Smith Incorporated|||Y|Y|Y|Y MLNM|P|Millenco|||N|N|N|N MLRM|P|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|||Y|Y|Y|Y MLSE|P|Merrill Lynch, Pierce, Fenner & Smith|||Y|Y|Y|Y MLSI|M|Schon-EX LLC|Jericho, NY|516-942-2400|N|N|N|N MLST|N|M.L. Stern & Co. Inc.|BEVERLY HILLS, CA|323-658-4444|N|N|N|N MLST|N|M.L. Stern & Co. Inc.||323-658-4400|N|N|N|N MLTC|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLTD|P|Millenco|||N|N|N|N MLTJ|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLTK|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLTL|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLTS|O|Miletus Trading, LLC|||N|N|N|N MLTV|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLUA|P|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|||Y|Y|Y|Y MLUD|P|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|||Y|Y|Y|Y MLVM|P|McNicoll, Lewis & Vlak LLC|||Y|Y|N|N MLVN|N|Melvin Securities, L.L.C.|CHICAGO, IL|312-341-5170|N|Y|N|N MLVN|N|Melvin Securities, L.L.C.||800-578-6358|N|Y|N|N MLVN|N|Melvin Securities, L.L.C.|INSTITUTIONAL DESK|312-341-1911|N|Y|N|N MLVN|N|Melvin Securities, L.L.C.||800-341-8584|N|Y|N|N MLVX|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLWM|P|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|||Y|Y|Y|Y MLZA|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLZC|P|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|||Y|Y|Y|Y MMAN|M|McMahan Securities Co. L.P.|GREENWICH CT|203-618-3300|N|N|N|N MMAN|M|McMahan Securities Co. L.P.|GREENWICH CT|800-626-2426|N|N|N|N MNCO|N|MARTIN NELSON & CO., INC.|NASDAQ TRADING|206-682-6261|N|Y|N|N MNDK|P|MONADNOCK CAPITAL MANAGEMENT, LP|||Y|N|N|N MNDX|P|TJM Investments, LLC|||N|Y|N|N MNRC|N|Monarch Capital Group, LLC|||N|Y|N|N MNTY|O|Montgomery & Co., LLC|||N|Y|N|N MNXS|P|Muniaxis Lebenthal LLC|||N|N|N|N MOCM|P|MORETON CAPITAL MARKETS, LLC|||N|Y|N|N MOGA|P|Mogavero, Lee & Co., Inc.|||N|N|N|N MOJO|P|Montag & Joselson|||N|N|N|N MOLO|N|MOLONEY SECURITIES CO., INC.|||N|Y|N|N MOMY|P|Ashton Young, Inc.|||N|Y|N|N MONR|P|MONROE FINANCIAL PARTNERS, INC.|NASDAQ/OTCBB TRADING|800-766-5560|N|Y|N|N MONR|P|MONROE FINANCIAL PARTNERS, INC.|IF LINE TROUBLE|312-327-2536|N|Y|N|N MONR|P|MONROE FINANCIAL PARTNERS, INC.|IF LINE TROUBLE|312-498-4015|N|Y|N|N MONR|P|MONROE FINANCIAL PARTNERS, INC.|IF LINE TROUBLE|312-399-4049|N|Y|N|N MORA|P|MORA WM SECURITIES|||N|Y|N|N MOTF|P|MOTIF INVESTING, INC.|||N|Y|N|N MPLW|N|MAPLEWOOD INVESTMENT ADVISORS, INC.|||N|Y|N|N MPSC|P|MARCO POLO SECURITIES INC.|||N|Y|N|N MPSG|O|E D & F Man Capital Markets Inc.|||N|Y|N|N MPTS|P|MANA SECURITIES LLC|||N|Y|N|N MQHS|P|MARQUIS HOLDINGS, INC.|||N|N|N|N MQIN|P|McGinn, Smith & Co., Inc.|NASDAQ TRADING|518-449-5131|N|N|N|N MRAD|P|Macro Risk Advisors Llc|||N|Y|N|N MRBA|P|IBN FINANCIAL SERVICES, INC.|||N|Y|N|N MRCP|M|Mercer Capital Ltd.||903-597-2887|N|N|N|N MREC|P|MACKIE RESEARCH CAPITAL CORPORATION/CDS|||N|N|N|N MRGN|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MRNA|P|MARIANA CAPITAL USA, LLC|||N|Y|N|N MRSC|N|MARSCO INVESTMENT CORPORATION|||N|Y|N|N MSBB|P|Meeting Street Brokerage, LLC|||N|N|N|N MSBR|P|Meeting Street Brokerage, LLC|||N|N|N|N MSCA|M|Marcus Schloss & Co., Inc.|NEW YORK NY|212-483-1575|N|N|N|N MSCB|N|Maine Securities Corporation|||N|Y|N|N MSCH|P|Magna Securities Corp.|NASDAQ TRADING|212-547-3700|N|N|N|N MSCO|M|MORGAN STANLEY & CO. LLC|NEW YORK NY|212-761-4000|Y|Y|Y|Y MSEB|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSED|P|Morgan Stanley & Co., Incorporated|||Y|Y|Y|Y MSEM|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSET|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSFT|P|MICROSOFT CORPORATION|||N|N|N|N MSHI|P|M. S. HOWELLS & CO.|Trading Desk|480-502-3800|Y|Y|N|N MSII|P|MetLife Securities Inc.|||N|Y|N|N MSIM|P|Michigan Securities, Inc.|||N|Y|N|N MSIT|P|Montrose Securities International|||N|Y|N|N MSLP|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSML|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSMM|P|Melvin Securities, LLC|||N|Y|N|N MSMP|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSNY|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSPD|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSPL|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSPW|P|MORGAN STANLEY|||Y|Y|N|N MSRO|M|Mesirow Financial, Inc.||1 800-248-7220|Y|Y|N|N MSRO|M|Mesirow Financial, Inc.|CHICAGO,IL|1 800 757-9776|Y|Y|N|N MSRO|M|Mesirow Financial, Inc.|PREFERRED DESK|1 800 757-9776|Y|Y|N|N MSRO|M|Mesirow Financial, Inc.|LISTED|1 800 757-9776|Y|Y|N|N MSRP|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSRV|N|Milestone Financial Services, Inc.|||N|N|N|N MSTX|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSUS|P|MACQUARIE CAPITAL (USA) INC.|||Y|Y|N|N MTBK|P|Multi-Bank Securities, Inc.|||N|Y|N|N MTCH|P|MATCH-POINT SECURITIES, LLC|||N|Y|N|N MTDB|P|M&T Securities, Inc.|||N|Y|N|N MTGO|P|MTG, LLC|||N|Y|N|N MTLE|P|BROOKLIGHT PLACE SECURITIES, INC.|||N|Y|N|N MTON|P|MILLINGTON SECURITIES, INC.|||N|Y|N|N MTRN|P|Multitrade Securities LLC|||N|N|N|N MTRS|P|CENTER STREET SECURITIES, INC.|||N|Y|N|N MUFG|P|MUFG SECURITIES AMERICAS INC.|OTCBB MM Desk|212-405-7113|Y|Y|N|N MULA|P|MUNDIAL FINANCIAL GROUP, LLC|||N|Y|N|N MULL|P|MARK J. MULLER EQUITIES, INC.|||N|Y|N|N MVFN|P|MVP Financial, LLC|||N|Y|N|N MVSG|N|MV Securities Group, Inc.|||N|Y|N|N MWCC|O|Monness Crespi Hardt & Co., Inc.|NEW YORK, NY|212-838-7575|Y|Y|N|N MWCO|M|Madison Williams and Company|||N|N|N|N MWIL|P|MORGAN WILSHIRE SECURITIES, INC.|||N|Y|N|N MWMS|P|MIURA CAPITAL, LLC|||N|Y|N|N MWSE|E|Chicago Stock Exchange|DEMPSEY & COMPANY|312-663-2255|N|N|N|N MWSI|N|Morgan Wilshire Securities, Inc.|TRADING DESK|516-622-3111|N|Y|N|N MXFG|N|Maximum Financial Group, Inc.|SOUTHFIELD, MI|810-358-0808|N|N|N|N MXMS|P|MAXIM GROUP LLC|||Y|Y|N|N MYBG|P|StormHarbour Securities, LLC|||N|Y|N|N MYDM|P|OTCEX, LLC|||N|Y|N|N MYRS|M|Meyers Associates, L.P.|NEW YORK, NY|646-442-0620|Y|Y|N|N MYRS|M|Meyers Associates, L.P.|TRADING|646-442-0614|Y|Y|N|N MZHO|P|Mizuho Securities USA LLC|||Y|Y|N|N MZMA|P|Mazama Capital Management Inc.|||N|N|N|N NACI|P|North American Clearing, Inc.||407-774-6281|N|N|N|N NACL|P|National Alliance Capital, LLC|||N|Y|N|N NADL|N|Warren D. Nadel & Company|GREENVALE NY|516-625-3400|N|N|N|N NAFA|P|NAFA Capital Markets, LLC|||N|Y|N|N NAID|O|National Securities Corporation|||Y|Y|N|N NALG|P|ALGO ENGINEERING EXECUTION SERVICES LLC|||N|Y|N|N NAMA|P|Nunami Services, LLC.|||N|N|N|N NAMB|P|Nunami Services, Llc.|||N|N|N|N NAMD|P|Nunami Services, LLC.|||N|N|N|N NAMI|P|NUNAMI SERVICES, LLC.|||N|N|N|N NAMW|P|Nunami Services, LLC.|||N|N|N|N NAMZ|P|Nunami Services, LLC.|||N|N|N|N NAPK|P|National Securities Corporation|||Y|Y|N|N NARI|P|Ledgemont Capital Markets LLC|||N|N|N|N NASC|P|NATIONAL ALLIANCE SECURITIES CORPORATION|||N|Y|N|N NASD|M|District 8 - Chicago|MARKET OPERATIONS-CT|800-219-4861|N|N|N|N NASD|M|District 8 - Chicago|(TRADING OPS)|N/A|N|N|N|N NASD|M|District 8 - Chicago|MARKET INTEGRITY....|203-375-9609|N|N|N|N NASD|M|District 8 - Chicago|UPC,STK LST,DIVIDEND|N/A|N|N|N|N NASD|M|District 8 - Chicago|CAE/ITS|203-385-6399|N|N|N|N NASD|M|District 8 - Chicago|ACT|203-378-0166|N|N|N|N NASD|M|District 8 - Chicago|MARKET WATCH|N/A|N|N|N|N NASD|M|District 8 - Chicago|TRADING HALTS|800-537-3929|N|N|N|N NASD|M|District 8 - Chicago|TRD RPT RULES|800-211-4953|N|N|N|N NASD|M|District 8 - Chicago|MARKET REGULATION|N/A|N|N|N|N NASD|M|District 8 - Chicago|FIRM QUOTE AND|800-925-8156|N|N|N|N NASD|M|District 8 - Chicago|PASSIVE MM/REG M|N/A|N|N|N|N NASD|M|District 8 - Chicago|OTC BULLETIN BOARD|N/A|N|N|N|N NASD|M|District 8 - Chicago|FINANCIALS|301-208-2802|N|N|N|N NASD|M|District 8 - Chicago|FAX|301-208-2806|N|N|N|N NASD|M|District 8 - Chicago|OPERATIONS|203-378-0284|N|N|N|N NASD|M|District 8 - Chicago|SYMBOL ASSIGNMENT|203-375-9609|N|N|N|N NASD|M|District 8 - Chicago|EQUIPMENT REPAIR|800-243-4284|N|N|N|N NASD|M|District 8 - Chicago|#SUBSCRIBER SERVICES|.|N|N|N|N NASD|M|District 8 - Chicago|ORDERING NASDAQ|800-777-5606|N|N|N|N NASD|M|District 8 - Chicago|WORKSTATIONS,|N/A|N|N|N|N NASD|M|District 8 - Chicago|SERVICES, USER IDS|N/A|N|N|N|N NASD|M|District 8 - Chicago||N/A|N|N|N|N NASD|M|District 8 - Chicago|HISTORICAL PRICES|202-728-8477|N|N|N|N NASD|M|District 8 - Chicago||N/A|N|N|N|N NASD|M|District 8 - Chicago|MARKET LISTINGS|202-498-2500|N|N|N|N NASD|M|District 8 - Chicago||N/A|N|N|N|N NASP|M|NASDAQ/PICCARD|||N|N|N|N NATL|M|National Securities Corporation|NEW YORK|212-417-3620|Y|Y|N|N NATL|M|National Securities Corporation|NEW YORK|888-618-8181|Y|Y|N|N NATL|M|National Securities Corporation|T-SEATTLE WA|800-426-1613|Y|Y|N|N NATL|M|National Securities Corporation|T-SEATTLE WA|206-343-6221|Y|Y|N|N NBCS|P|NBC Securities, INC.|NASDAQ TRADING|205-583-3623|N|Y|N|N NBFC|P|NBCN Inc./ CDS|||N|N|N|N NBFI|P|National Bank of Canada Financial Inc.|||Y|Y|N|N NBII|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y NBKT|P|NATIONAL BANK OF CANADA FINANCIAL INC.|||Y|Y|N|N NBLB|P|NEUBERGER BERMAN BD LLC|||Y|Y|N|N NBLE|P|Nobletrading.com, Inc.|||N|N|N|N NBSL|P|BMO Nesbitt Burns Securities LTD.|||Y|Y|N|N NBTX|N|Nationsbank Texas, NA|||N|N|N|N NCAP|O|Nova Capital Markets, LLC|||N|N|N|N NCFG|P|New Castle Financial Group, Inc.|||N|N|N|N NCFS|P|New Castle Financial Group Inc.|||N|N|N|N NCIS|P|US FINANCIAL SERVICES|||N|N|N|N NCPI|P|INTL FCSTONE FINANCIAL INC.|||Y|Y|N|N NCRS|P|NORTHCOAST RESEARCH PARTNERS, LLC|||N|Y|N|N NDCM|P|NANES, DELORME CAPITAL MANAGEMENT LLC|||N|N|N|N NDXT|O|NDX Trading, Inc.|MINNEAPOLIS, MN|612-331-8225|N|N|N|N NDXT|O|NDX Trading, Inc.|FORT WORTH, TX|817-595-7330|N|N|N|N NEED|M|Needham & Company, LLC|NEW YORK, NY|212-371-8411|Y|Y|N|N NEED|M|Needham & Company, LLC|NEW YORK, NY|800-843-4446|Y|Y|N|N NEFO|P|SG Americas Securities, LLC|||Y|Y|Y|Y NEHL|N|Greenberg Financial Group|||N|Y|N|N NELS|N|NELSON SECURITIES,INC.|SPOKANE, WA|509-625-1980|N|Y|N|N NELS|N|NELSON SECURITIES,INC.|SPOKANE, WA|509-838-1313|N|Y|N|N NELS|N|NELSON SECURITIES,INC.|SPOKANE, WA|800-343-7799|N|Y|N|N NEON|P|NeoNet Securities, Inc.|||N|N|N|N NESC|M|Northeast Securities, Inc.|WESTBURY NY|516-222-5312|Y|Y|N|N NESC|M|Northeast Securities, Inc.|WALL ST. NY, NY|212-968-0100|Y|Y|N|N NESS|P|MSI FINANCIAL SERVICES, INC|||N|Y|N|N NEUB|M|NEUBERGER BERMAN BD LLC|NEW YORK, NY|212-528-9561|Y|Y|N|N NEUB|M|NEUBERGER BERMAN BD LLC|NASDAQ/OTCBB TRADING|800-543-8481|Y|Y|N|N NEWO|M|Newoak Capital Markets LLC|STAMFORD, CT|203-975-1330|N|Y|N|N NEWO|M|Newoak Capital Markets LLC|CONVERTIBLES|203-975-1330|N|Y|N|N NEWO|M|Newoak Capital Markets LLC|NEW YORK|646-432-7300|N|Y|N|N NFGI|P|Northeastern Financial Group Inc.|||N|Y|N|N NFGR|N|Nations Financial Group, Inc.|||N|Y|N|N NFSC|M|National Financial Services LLC|PRINCIPAL|800-679-5748|Y|Y|Y|Y NFSC|M|National Financial Services LLC||800-262-0680|Y|Y|Y|Y NFSC|M|National Financial Services LLC|AGENCY|800-762-1190|Y|Y|Y|Y NFSC|M|National Financial Services LLC|PRIN/AGEN BOSTON|800-731-1689|Y|Y|Y|Y NFSC|M|National Financial Services LLC|BULLETIN BOARDS|800-262-0680|Y|Y|Y|Y NFTY|P|INFINITY FINANCIAL SERVICES|||N|Y|N|N NGEN|M|Next Generation Equity Research LLC|||N|N|N|N NHAM|N|North Hampton Partners, L.P.|||N|N|N|N NIAD|P|Ni Advisors|||N|Y|N|N NICK|P|VIRTU Americas LLC|||Y|Y|Y|Y NIPH|P|Niphix Investments Inc.|||N|N|N|N NIPX|M|Niphix Investments Inc|||N|N|N|N NISC|O|National Investor Services Corp.|NEW YORK, NY|212-509-0055|N|N|N|N NITC|P|VIRTU Americas LLC|||Y|Y|Y|Y NITE|P|VIRTU Americas LLC|NASDAQ TRADING|800-544-7508|Y|Y|Y|Y NITE|P|VIRTU Americas LLC|BULLETIN BOARD|800-232-3684|Y|Y|Y|Y NITE|P|VIRTU Americas LLC|DELISTING/BANKRUPTCY|212-336-8725|Y|Y|Y|Y NITE|P|VIRTU Americas LLC|INTERNATIONAL|800-762-0271|Y|Y|Y|Y NITE|P|VIRTU Americas LLC|BROKER/DEALER DESK|800-274-9382|Y|Y|Y|Y NITE|P|VIRTU Americas LLC|INSTITUTIONAL DESK|800-222-4895|Y|Y|Y|Y NITE|P|VIRTU Americas LLC|FOREIGN BULLETIN BD|212-336-8841|Y|Y|Y|Y NITE|P|VIRTU Americas LLC|HELP DESK|888-931-HELP|Y|Y|Y|Y NITP|P|VIRTU Americas LLC|||Y|Y|Y|Y NMRA|M|Nomura Securities International, Inc.|US TRADING|212-667-2229|Y|Y|N|N NMRA|M|Nomura Securities International, Inc.|NEW YORK, NY|800-247-2061|Y|Y|N|N NMRA|M|Nomura Securities International, Inc.|CONVERTIBLES|212-667-2000|Y|Y|N|N NMRA|M|Nomura Securities International, Inc.|ELECTRONIC TRADING|212-667-1248|Y|Y|N|N NMRA|M|Nomura Securities International, Inc.|ADR - INTERNATIONAL|212-667-1300|Y|Y|N|N NMRA|M|Nomura Securities International, Inc.|PROGRAM|212-667-1200|Y|Y|N|N NMRA|M|Nomura Securities International, Inc.|EQUITY DERIVATIVES|212-667-2210|Y|Y|N|N NNET|P|NeoNet Securities, Inc.|||N|N|N|N NOBI|P|One Financial Securities, LTD.|||N|N|N|N NOBL|M|NOBLE CAPITAL MARKETS, INC.|BOCA RATON, FL|561-994-1191|Y|Y|N|N NOBL|M|NOBLE CAPITAL MARKETS, INC.|TRADING ROOM|561-994-1858|Y|Y|N|N NOCI|C|Attain-ECN|OPERATIONS|201-573-1700|N|N|N|N NOIT|P|NATIVEONE INSTITUTIONAL TRADING, LLC|||N|Y|N|N NOPO|P|Convergex Execution Solutions LLC|||Y|Y|Y|Y NORC|N|NORTHERN CAPITAL SECURITIES CORPORATION|||N|Y|N|N NORD|N|Nordberg Capital Inc.|NASDAQ TRADING|212-753-9111|N|Y|N|N NORM|P|JUMP TRADING, LLC|||Y|N|Y|Y NORP|P|Nordic Partners Inc.|||N|Y|N|N NORT|M|Northland Securities, Inc.|||Y|Y|N|N NORW|P|Wells Fargo Securities, LLC.|||Y|Y|Y|Y NOSO|P|NORTH SOUTH CAPITAL, LLC|||N|Y|N|N NOYS|M|David A. Noyes & Company|INDIANAPOLIS IN|317-633-1723|N|Y|N|N NOYS|M|David A. Noyes & Company|CHICAGO IL|312-606-8221|N|Y|N|N NOYS|M|David A. Noyes & Company|CHICAGO IL|800-669-3732|N|Y|N|N NOYS|M|David A. Noyes & Company|CHICAGO OTCBB/NASDAQ|866-332-4377|N|Y|N|N NOYS|M|David A. Noyes & Company|CHICAGO OTCBB/NASDAQ|312-606-4692|N|Y|N|N NPAI|P|Nationwide Planning Associates Inc.|||N|Y|N|N NPNT|P|Convergex Execution Solutions LLC|||Y|Y|Y|Y NPTP|P|Cowen Prime Services LLC|||Y|Y|N|N NQBX|E|NASDAQ Execution Services LLC|Trade Desk|212-231-5100|Y|Y|Y|Y NQCO|N|Computer Operations and Technical Support - Rockville|||N|N|N|N NQDO|M|District 4 - Kansas City|NASDAQ DISTRICT|303-446-3130|N|N|N|N NQMR|P|NASDAQ EXECUTION SERVICES, LLC|||Y|Y|Y|Y NQMS|M|Nasdaq, Marketwatch|ROCKVILLE, MD|800-925-8156|N|N|N|N NQMS|M|Nasdaq, Marketwatch|STOCKWATCH|800-537-3929|N|N|N|N NQOP|P|NASDAQ Execution Services, LLC|||Y|Y|Y|Y NQPX|E|NASDAQ OMX PHLX LLC|||N|N|N|N NQRB|P|Brut, LLC|||Y|Y|Y|Y NQRE|M|NASDR Market Regulation|MARKET WATCH|800-211-4953|N|N|N|N NRAM|P|CANACCORD WEALTH MANAGEMENT|||N|Y|N|N NSCC|Q|National Securities Clearing Corporation|NEW YORK, NY|212-855-1000|N|N|N|N NSDQ|E|Nasdaq Execution Services, LLC.|Trade Desk|212-231-5100|Y|Y|Y|Y NSGS|P|NS GLOBAL SECURITIES LLC|||N|N|N|N NSIF|P|Norstar Securities International Inc/ CDS.|TORONTO, ONTARIO|416-361-3031|N|N|N|N NSRD|P|NESTLERODE & LOY, INC.|||N|Y|N|N NTBC|M|Neidiger, Tucker, Bruner, Inc.|DENVER, CO.|303-825-3754|N|Y|N|N NTBC|M|Neidiger, Tucker, Bruner, Inc.|DENVER, CO.|800-237-1520|N|Y|N|N NTBF|P|BMO Nesbitt Burns Inc./CDS|TORONTO, ONTARIO|416-359-6636|N|N|N|N NTFN|P|Network 1 Financial Securities Inc.|||Y|Y|N|N NTHN|P|Northern Securities, Inc.|||N|Y|N|N NTMG|P|FIELDPOINT PRIVATE SECURITIES, LLC|FAIRFIELD, CT|888-800-4417|N|Y|N|N NTMG|P|FIELDPOINT PRIVATE SECURITIES, LLC||203-255-3838|N|Y|N|N NTNT|O|Nextrend Securities, Inc.|RICHARDSON, TX|972-470-9265|N|Y|N|N NTRC|O|Northern Trust Securities, Inc.|||Y|Y|N|N NTSI|P|Nesbitt Thomson Securities|NASDAQ TRADING|212-702-1230|N|N|N|N NVAS|N|New Vernon Securities, LLC|||N|N|N|N NVST|O|Investin Securities Corp.|DALLAS, TX|214-939-0110|N|N|N|N NWCM|P|NW Capital Markets Inc.|||N|Y|N|N NWST|M|Nevwest Securities Corporation|TRADING DESK #1|877-424-8908|N|N|N|N NWST|M|Nevwest Securities Corporation|TRADING DESK #2|702-257-4646|N|N|N|N NXBK|P|Nexbank Securities Inc|||N|Y|N|N NXRB|P|NASDAQ EXECUTION SERVICES, LLC|||Y|Y|Y|Y NYFT|P|CONVERGEX EXECUTION SOLUTIONS|||Y|Y|Y|Y NYFX|P|Bny Convergex Execution Solutions Llc|||Y|Y|Y|Y NYGS|P|New York Global Securities, Inc.|TRADING|212-791-2920|N|N|N|N NYPP|P|NYPPE, LLC|||N|Y|N|N NYSE|E|New York Stock Exchange|||N|N|N|N OAKF|P|North Sea Securities L.P.|||N|Y|N|N OAKR|P|THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.|||N|Y|N|N OAKW|P|KNBT Securities, Inc.|||N|N|N|N OBDS|P|OBD SECURITIES LLC|||Y|N|N|N OBEX|P|Obex Securities LLC|||N|Y|N|N OBTG|N|Oakbrook Investment Brokers, Inc.|||N|N|N|N OBWS|P|Oberweis Securities, Inc.|||N|Y|N|N OCAP|P|THE ORION CAPITAL GROUP, INC.|||N|N|N|N OCEA|M|OCEAN FINANCIAL SERVICES, LLC|||N|Y|N|N OCRS|P|OCEANCROSS CAPITAL, LLC|||N|N|N|N OCSI|P|OC Securities, Inc.|||N|N|N|N ODEO|P|ODEON CAPITAL GROUP LLC|||Y|Y|N|N ODNC|P|Odeon Capital Group LLC|||Y|Y|N|N OECN|P|OTC LINK LLC|||N|Y|N|N OESM|P|OES Brokerage Services, L.L.C|||N|N|N|N OFCC|N|Oberlin Financial Corporation|||N|N|N|N OFGF|N|OFG Financial Services, Inc.|||N|Y|N|N OFGL|P|Obsidian Financial Group, LLC|||N|N|N|N OGRU|M|Oscar Gruss & Son, Incorporated|NEW YORK NY|212-943-6400|Y|Y|N|N OGRU|M|Oscar Gruss & Son, Incorporated|NASDAQ TRADING|212-943-6400|Y|Y|N|N OGRU|M|Oscar Gruss & Son, Incorporated|ARBITRAGE|212-943-7616|Y|Y|N|N OGRU|M|Oscar Gruss & Son, Incorporated|WARRANTS,CONVERTABLE|212-943-7610|Y|Y|N|N OGRU|M|Oscar Gruss & Son, Incorporated|FIXED-INCOMES|N/A|Y|Y|N|N OGRU|M|Oscar Gruss & Son, Incorporated|BULLETIN BOARDS|212-514-2403|Y|Y|N|N OGRU|M|Oscar Gruss & Son, Incorporated||800-332-2282|Y|Y|N|N OGTL|P|OUTSET GLOBAL TRADING LIMITED|||N|Y|N|N OHIO|N|FIFTH THIRD SECURITIES, INC.|CINCINATI OH|N/A|N|Y|N|N OHIO|N|FIFTH THIRD SECURITIES, INC.|NASDAQ/OTCBB TRADING|513-744-6430|N|Y|N|N OHIO|N|FIFTH THIRD SECURITIES, INC.|NASDAQ/OTCBB TRADING|800-848-0927|N|Y|N|N OHIO|N|FIFTH THIRD SECURITIES, INC.|CORPORATE BONDS|513-744-7186|N|Y|N|N OHOS|P|TWO SIGMA SECURITIES, LLC|||Y|Y|Y|Y OIEN|P|Oien Securities, Inc.|||N|N|N|N OLDM|P|OLD MISSION CAPITAL, LLC|||Y|N|Y|Y OLMM|N|OLMSTED & MULHALL, INC.|||N|Y|N|N OLMN|P|OLD MISSION MARKETS LLC|||N|Y|N|N OLNE|P|OLDEN LANE SECURITIES, LLC|||N|Y|N|N OLST|P|Olstein & Associates, L.P.|PURCHASE, NY|914-269-6100|N|Y|N|N OMGP|P|Omni Brokerage, Inc.|||N|N|N|N OMPA|P|Olympia Asset Management, Ltd.|||N|Y|N|N OMSL|P|OPTIONSHOUSE|||N|Y|N|N ONEL|O|O'NEIL SECURITIES, INCORPORATED|LOS ANGELES, CA|310-574-5613|Y|Y|N|N OPCO|M|Oppenheimer & Co. Inc.|NEW YORK, NY|212-422-7813|Y|Y|N|Y OPCO|M|Oppenheimer & Co. Inc.|CONVERTIBLE BONDS|212-668-5764|Y|Y|N|Y OPCO|M|Oppenheimer & Co. Inc.||800-682-5381|Y|Y|N|Y OPCO|M|Oppenheimer & Co. Inc.|NASDAQ/OTCBB TRADING|212-422-7813|Y|Y|N|Y OPCO|M|Oppenheimer & Co. Inc.|LISTED DESK|212-668-8033|Y|Y|N|Y OPCO|M|Oppenheimer & Co. Inc.|INSTITUTIONAL DEPT|212-943-9055|Y|Y|N|Y OPTG|P|OPTIVER US, LLC|||Y|N|N|N OPTU|P|Optiver US, LLC|||Y|N|N|N ORCA|P|OTC LINK LLC|||N|Y|N|N OREO|P|Orion Trading, LLC|||N|N|N|N ORQA|P|OTC LINK LLC|||N|Y|N|N ORTL|N|Oriental Financial Services Corp.|||N|Y|N|N OSCO|N|O'Keefe Shaw & Co., Inc.|||N|N|N|N OSHN|N|The Agean Group, Inc.|||N|N|N|N OTAA|M|OTA LLC|PURCHASE NY|914-694-5851|Y|Y|N|N OTAA|M|OTA LLC|NASDAQ TRADING|914-694-5851|Y|Y|N|N OTAM|P|OTA LLC|||Y|Y|N|N OTAS|P|OTA LLC|||Y|Y|N|N OTCA|P|OTC LINK LLC|||N|Y|N|N OTCB|P|OTC LINK LLC|||N|Y|N|N OTCE|P|OTCEX|||N|Y|N|N OTCL|P|OTC LINK LLC|||N|Y|N|N OTCM|P|OTC LINK LLC|||N|Y|N|N OTCP|P|OTC LINK LLC|||N|Y|N|N OTCR|P|OTC LINK LLC|||N|Y|N|N OTCT|P|OTCEX LLC|||N|Y|N|N OTCX|P|OTC LINK LLC|||N|Y|N|N OTGN|P|Octagon Capital Corporation/CDS|||N|N|N|N OTRT|P|OTR GLOBAL TRADING LLC|||N|Y|N|N OTUS|P|OLIVETREE FINANCIAL, LLC|Main Line|203-703-0000|N|Y|N|N OXPS|P|Optionsxpress, Inc.|||N|Y|N|N PAAD|P|Advantage Investment Strategies, Inc.|||N|N|N|N PAAI|P|Portfolio Advisors Alliance, Inc.|||N|Y|N|N PACT|P|BTG Pactual US Capital Corp.|||N|Y|N|N PACW|P|Pacific West Securities, Inc.|||N|N|N|N PACX|E|Pacific Stock Exchange|||N|N|N|N PAFA|N|Pan-American Financial Advisers|||N|N|N|N PALC|M|Pali Capital, LLC|NEW YORK, NY|212-259-2080|N|N|N|N PALG|P|Pali Capital, Inc.|||N|N|N|N PALI|P|Pali Capital, Inc.|||N|N|N|N PAMI|P|Professional Asset Managment, Inc.|||N|N|N|N PAMS|M|Pacific American Securities, LLC|S-SAN DIEGO|858-320-2800|N|N|N|N PAMT|O|Paramount Biocapital, Inc.|||N|N|N|N PAPA|P|Papamarkou & Company, Inc.|||N|Y|N|N PARI|M|BNP Paribas Securities Corp.|NEW YORK NY|212-841-3600|Y|Y|Y|Y PARI|M|BNP Paribas Securities Corp.|LATIN|212-841-3950|Y|Y|Y|Y PARK|N|S.C. Parker & Co., Inc.|NASDAQ TRADING|716-852-6858|N|N|N|N PASL|M|Pershing Advisor Solutions LLC||866.464.6367|Y|Y|N|N PATG|P|Patagonia Securities|||N|N|N|N PATH|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y PATR|P|TULLETT PREBON FINANCIAL SERVICES LLC|||Y|Y|N|N PATT|P|Patrick Financial Corporation|||N|Y|N|N PAUL|M|Paulson Investment Company, Inc.|PORTLAND OR|800-772-2048|N|Y|N|N PAUL|M|Paulson Investment Company, Inc.|PORTLAND OR|503-243-6038|N|Y|N|N PAUL|M|Paulson Investment Company, Inc.|PORTLAND OR|503-243-6011|N|Y|N|N PBFI|M|Palm Beach Securities, Inc.|||N|N|N|N PBLC|M|Public Securities, Inc.|SPOKANE WA|509-892-5590|N|N|N|N PBLC|M|Public Securities, Inc.|OTC BULLETIN BOARD|800-888-2325|N|N|N|N PBLC|M|Public Securities, Inc.|OTC BULLETIN BOARD|800-934-3642|N|N|N|N PBON|P|TULLETT PREBON FINANCIAL SERVICES LLC|||Y|Y|N|N PBSI|O|PORTFOLIO BROKERAGE SERVICES, INC.|DENVER CO|303-294-0070|N|Y|N|N PCAP|O|SG Americas Securities, LLC|MAIN NUMBER|415-733-3000|Y|Y|Y|Y PCAP|O|SG Americas Securities, LLC|AGENCY DESK|415-764-2350|Y|Y|Y|Y PCAT|O|Perelman-Carley & Associates Inc.|OMAHA, NB|402-342-6000|N|N|N|N PCCN|O|Pactual Capital Corporation|TRADING DESK|212-702-4115|N|N|N|N PCFF|P|Pacific International Securities Inc./CDS||604-664-2998|N|N|N|N PCGI|P|PRIVATE CONSULTING GROUP, INC.|||N|N|N|N PCII|O|Penn Center Investments, Inc.|DIRECT TRADING|610-832-5999|N|Y|N|N PCII|O|Penn Center Investments, Inc.||610-832-8121|N|Y|N|N PCMC|P|Pacific Commonwealth Corp|||N|Y|N|N PCMK|P|CAVU SECURITIES LLC|||N|Y|N|N PCPT|P|PHILLIP CAPITAL INC.|||N|Y|N|N PCRP|P|PARIS SECURITIES CORPORATION|||N|N|N|N PCSA|P|Palisade Capital Securities, L.L.C.|||N|N|N|N PCSD|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y PDQM|P|CODA MARKETS, INC.|||Y|Y|Y|N PDQX|P|CODA MARKETS, INC.|||Y|Y|Y|N PEAK|P|Peak6 Markets LLC|||N|Y|N|N PEER|P|American Trust Investment Services, Inc.|||N|Y|N|N PEGI|M|Prudential Equity Group, LLC|NEW YORK, NY|212-778-6806|N|N|N|N PENA|M|Pennaluna & Company|COEUR D'ALENO ID|208-667-7472|N|N|N|N PENA|M|Pennaluna & Company|NASDAQ TRADING|888-263-7366|N|N|N|N PENA|M|Pennaluna & Company||800-654-9929|N|N|N|N PENC|N|Penrod and Company|||N|Y|N|N PENG|P|The Pennsylvania Group, Incorporated|NASDAQ TRADING|610-354-0950|N|N|N|N PENS|P|Peninsular Securities Company|GRAND RAPIDS, MI|616-459-4336|N|N|N|N PENS|P|Peninsular Securities Company|WITHIN MICHIGAN|800-234-4561|N|N|N|N PERB|P|Pershing LLC|||Y|Y|Y|Y PERC|P|Percival Financial Partners, Ltd.|||N|Y|N|N PERD|P|Perdiue Securities, LLC|||N|N|N|N PERF|P|Kellogg Capital Markets, LLC|NYC TRADING DESK|212-610-2686|N|N|N|N PERM|O|Mercantile Brokerage Services, Inc.|BALTIMORE, MD|(301)539-7171|N|N|N|N PERM|O|Mercantile Brokerage Services, Inc.|MAIN|212-433-5459|N|N|N|N PERM|O|Mercantile Brokerage Services, Inc.|SECONDARY|212-433-5457|N|N|N|N PERS|M|Pershing LLC|NASDAQ|800-356-1319|Y|Y|Y|Y PERS|M|Pershing LLC||201-413-4920|Y|Y|Y|Y PERS|M|Pershing LLC|MUNICIPALS|800-225-8284|Y|Y|Y|Y PERS|M|Pershing LLC||201-413-4870|Y|Y|Y|Y PERS|M|Pershing LLC|GOVERNMENTS|800-225-8284|Y|Y|Y|Y PERS|M|Pershing LLC||201-413-4870|Y|Y|Y|Y PERS|M|Pershing LLC|CORPORATE BONDS|800-225-8284|Y|Y|Y|Y PERS|M|Pershing LLC||201-413-4140|Y|Y|Y|Y PERS|M|Pershing LLC|MORTGAGE BACKEDS|800-225-8284|Y|Y|Y|Y PERS|M|Pershing LLC||201-413-4870|Y|Y|Y|Y PERS|M|Pershing LLC|PREFERRED STOCKS|800-424-3150|Y|Y|Y|Y PERS|M|Pershing LLC||201-413-4140|Y|Y|Y|Y PERX|P|Pershing LLC|||Y|Y|Y|Y PESI|P|Private Equity Securities, Inc.|||N|N|N|N PFAG|P|Penson Financial Services, Inc.|||N|N|N|N PFCL|P|Apex Clearing Corporation|||Y|Y|Y|Y PFCM|P|Apex Clearing Corporation|||Y|Y|Y|Y PFCO|M|Parker Financial Corp.|||N|N|N|N PFIC|N|PFIC Securities Corporation|||N|N|N|N PFIS|O|Professional Investment Services, Inc.|||N|N|N|N PFML|P|United Equity Securities, LLC|||N|N|N|N PFPI|P|TULLETT PREBON FINANCIAL SERVICES LLC|||Y|Y|N|N PFSI|O|Penson Financial Services, Inc.|D DALLAS, TX|800-487-4531|N|N|N|N PFSI|O|Penson Financial Services, Inc.||214-765-1115|N|N|N|N PFSI|O|Penson Financial Services, Inc.|S-SAMCO|800-672-2178|N|N|N|N PFSI|O|Penson Financial Services, Inc.|S-SAMCO|214-765-1463|N|N|N|N PFSM|N|Princor Financial Services Corporation|||N|Y|N|N PFTK|P|Penson Financial Services, Inc.|||N|N|N|N PFTM|P|PENSON FINANCIAL SERVICES|||N|N|N|N PGRS|P|PGR Securities, LLC|MOUNTAIN VIEW, CA|650-960-8118|N|N|N|N PGSI|P|Prime Global Securities, Inc.|||N|N|N|N PHAL|P|HUNTWICKE SECURITIES, LLC|||N|Y|N|N PHCO|N|Phillips & Company Securities Inc.|NASDAQ TRADING|(503)224-0858|N|Y|N|N PHDC|M|PHD Capital|NEW YORK|800-743-9399|N|N|N|N PHDC|M|PHD Capital|TRADING DESK|800-217-2264|N|N|N|N PHLX|E|Philadelphia Stock Exchange|RICHARDT-ALYN & CO.|215-563-7177 (RICA)|N|N|N|N PHLX|E|Philadelphia Stock Exchange|FLYNN OPTIONS|215-564-4866 (FLYN)|N|N|N|N PHLY|P|NASDAQ Execution Services, LLC|||Y|Y|Y|Y PHSG|M|Peacock, Hislop, Staley & Given, Inc.|PHOENIX|N/A|N|N|N|N PHSG|M|Peacock, Hislop, Staley & Given, Inc.|NASDAQ & OTCBB TRDNG|602-952-6822|N|N|N|N PHSG|M|Peacock, Hislop, Staley & Given, Inc.||800-487-7474|N|N|N|N PHSG|M|Peacock, Hislop, Staley & Given, Inc.|GENERAL NUMBER|800-999-1818|N|N|N|N PICC|P|Planned Investment Co., Inc.|||N|Y|N|N PICF|N|Pictet Canada Company|||N|N|N|N PICI|P|Polar Investment Counsel, Inc.|||N|Y|N|N PICK|P|TUDOR, PICKERING & CO. SECURITIES, INC.|||Y|Y|N|N PICT|O|Pictet Overseas Inc.||514-350-6226|Y|Y|N|N PIDG|P|Falcon Research, Inc.|||N|N|N|N PIMC|M|PROVIDENT INSTITUTIONAL MANAGEMENT|||N|N|N|N PINF|P|Pinnacle Financial Group, LLC|||N|N|N|N PINK|N|OTC MARKETS GROUP, INC.|||N|N|N|N PINO|P|Advantage GFC LLC|||N|Y|N|N PINT|P|PRECISION SECURITIES, LLC|||Y|Y|N|N PIPR|M|Piper Jaffray & Co.|MINNEAPOLIS, MN|612-303-6200|Y|Y|N|N PIPR|M|Piper Jaffray & Co.|MINNEAPOLIS, MN|800-328-7488|Y|Y|N|N PIPR|M|Piper Jaffray & Co.|CONVERTIBLE BONDS|877-420-2321|Y|Y|N|N PIPR|M|Piper Jaffray & Co.|PREFERRED DESK|612-303-6600|Y|Y|N|N PIUS|P|PI FINANCIAL (US) CORP.|||N|Y|N|N PJEF|P|JEFFERIES LLC|||Y|Y|Y|Y PLAT|P|CLARKSONS PLATOU SECURITIES, INC.|||N|Y|N|N PLMA|M|Paloma Securities L.L.C.|COS COB CT|203-861-8452|N|N|N|N PLTF|P|PLACE TRADE FINANCIAL, INC.|||N|Y|N|N PMCI|M|Macallaster Pitfield MacKay Inc.|NEW YORK, NY|212-422-9366|N|N|N|N PMCS|M|Prime Capital Services, Inc.|||N|N|N|N PMFS|P|Portsmouth Financial Services|SAN FRANCISCO|925-988-8660|N|Y|N|N PMMX|P|PRIMEX|||N|Y|N|N PMRY|P|Primary Capital, LLC|||N|Y|N|N PNCC|P|PNC Investments|||N|Y|N|N PNSA|P|Penserra Securities, LLC|||Y|Y|N|N PNSR|P|Penserra Securities, LLC|||Y|Y|N|N POCA|P|USF Securities, L.P.|HOUSTON, TX|713-840-8700|N|N|N|N PODE|M|Podesta & Co.|||N|Y|N|N POIN|P|PRECISION SECURITIES, LLC (POIN)|||Y|Y|N|N POLI|O|Hapoalim Securities USA, Inc.|TRADING|212-898-6350|Y|Y|N|N POND|M|Pond Equities Inc|BROOKLYN, NY|718-437-3657|N|N|N|N POND|M|Pond Equities Inc|NASDAQ TRADING|718-871-2800|N|N|N|N PORT|M|Tradeportal Securities, Inc.|NASDAQ TRADING|888-882-0766|N|N|N|N PORT|M|Tradeportal Securities, Inc.||954-725-0766|N|N|N|N POST|P|Lampost Capital, L.C.|Boca Raton Office|561-883-0454|N|Y|N|N POWL|P|E.E. Powell & Company, Inc.|TRADING|800-282-1940|N|Y|N|N PPGW|P|PPG WEST LLC|||N|N|N|N PPSI|P|Pension Planners Securities, Inc.|||N|N|N|N PPSL|P|Amherst Pierpont Securities LLC|||N|Y|N|N PQTZ|P|Pico Quantitative Trading LLC|||N|N|N|N PRAG|P|Pragma Securities LLC|||N|Y|N|N PRAS|P|Professional Asset Management, Inc.|||N|N|N|N PRBC|P|JHS CAPITAL ADVISORS, LLC.|||N|N|N|N PRCO|P|J.V.B. FINANCIAL GROUP, LLC|||Y|Y|N|N PRDG|P|Citadel Derivatives Group LLC|||Y|Y|Y|Y PREB|P|Tullett Liberty Securities Inc.|||Y|Y|N|N PREC|P|PRECISION SECURITIES, LLC|SAN DIEGO, CA|858-673-6653|Y|Y|N|N PRES|P|Presidio Capital Advisors LLC|||N|N|N|N PRGI|N|PORTFOLIO RESOURCES GROUP, INC.|NASDAQ TRADING|305-372-0299|N|Y|N|N PRGL|P|Prudential Equity Group, LLC|||N|N|N|N PRIE|P|UMB Financial Services, Inc.|||N|Y|N|N PRIN|N|Princeton Securities Corporation|||N|Y|N|N PRMD|O|The Riderwood Group Incorporated|||N|N|N|N PRMX|N|Primex Prime Electronic Execution, Inc.|||N|Y|N|N PROS|P|PRO SECURITIES, L.L.C.|||N|Y|N|N PROX|O|TDProfessional Execution, Inc.|||N|N|N|N PRSB|O|PRESIDENTIAL BROKERAGE, INC.|DENVER, CO|303-694-9813|N|Y|N|N PRST|P|Merrill Lynch Professional Clearing Corp.|||Y|Y|Y|Y PRUC|P|Pruco Securities Corporation|||N|Y|N|N PRVN|P|Leeb Brokerage Services, Inc.|||N|N|N|N PSAM|O|P. Schoenfeld Asset Management LLC|NEW YORK, NY|212-649-9550|N|N|N|N PSCO|P|Peak Securities Corp.|||N|N|N|N PSEX|E|Pacific Stock Exchange|||N|N|N|N PSGI|M|Preferred Securities Group, Inc.|||N|N|N|N PSGX|P|PSG Executions, Inc.|NEW YORK, NY|212-668-8700|N|Y|N|N PSIM|P|PRINCIPAL SECURITIES, INC.|||N|Y|N|N PSRI|P|Globalink Securities, Inc.|||N|Y|N|N PSSL|O|Amaranth Securities L.L.C.|GREENWICH, CT|203-625-8300|N|N|N|N PSTG|N|Prestige Financial Center, Inc.|NASDAQ TRADING|718-229-4500|N|N|N|N PSUT|P|INNOVATION PARTNERS LLC|||N|Y|N|N PTAL|P|POINTE ATLANTIC|||N|N|N|N PTAR|P|PENSTAR TRADING, LLC|TRADING DEPARTMENT|941-966-5700|N|N|N|N PTIS|M|PTI Securities & Futures L.P.|CHICAGO, IL|312-663-3053|N|Y|N|N PTIX|P|PTI Securities & Futures L. P.|||N|Y|N|N PTLV|P|NATIONAL BANK OF CANADA FINANCIAL INC.|||Y|Y|N|N PTNM|M|PUTNAM INVESTMENTS|||N|N|N|N PTRI|O|Petrie Parkman & Co., Inc.|NASDAQ TRADING|303-292-3877|N|N|N|N PTRZ|P|Petruzzi Securities, LLC|||N|N|N|N PUGS|O|Puglisi Howells & Co.|MAIN DESK|212-418-1212|N|N|N|N PUGS|O|Puglisi Howells & Co.|OTC TRADING|212-418-1283|N|N|N|N PUGS|O|Puglisi Howells & Co.|DEALER SALES|212-418-1282|N|N|N|N PULX|P|INSTINET, LLC|||Y|Y|Y|Y PUMA|P|Puma Capital, Llc|||Y|Y|N|N PUMP|N|C. E. Gaye & Sons Securities Ltd.|SYOSSET, NY|800-969-4650|N|N|N|N PUMX|P|Puma Capital, LLC|||Y|Y|N|N PUNK|M|Punk, Ziegel & Company, L.P.|NEW YORK NY|212-308-2168|N|N|N|N PUPL|N|Puplava Securities, Inc.|SAN DIEGO, CA|619-486-3939|N|Y|N|N PURP|P|Liberty Capital Investment Corporation|||N|Y|N|N PVSI|P|Partnervest Securities Inc.|||N|N|N|N PWJC|O|UBS Financial Services, Inc.|NEW YORK, NY|212-713-3766|Y|Y|N|N PWJC|O|UBS Financial Services, Inc.|NEW YORK, NY|800-221-5532|Y|Y|N|N PWJC|O|UBS Financial Services, Inc.|PREFERRED|201-271-7181|Y|Y|N|N PWJC|O|UBS Financial Services, Inc.|FOREIGN DEPT-AGENCY|212-713-3757|Y|Y|N|N PWJC|O|UBS Financial Services, Inc.|-PRINCIPAL|212-713-3756|Y|Y|N|N PWJC|O|UBS Financial Services, Inc.|CONVERTIBLES|212-713-3786|Y|Y|N|N PWJX|P|UBS Financial Services Inc.|||Y|Y|N|N PXAT|P|TD Professional Execution, Inc.|||N|N|N|N PXCK|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y PXGG|P|Jump Trading|||Y|N|Y|Y PYMD|O|Pyramid Financial Corp.|CUPERTINO, CA|408-252-8000|N|N|N|N QAFC|P|QA3 Financial Corp.|||N|N|N|N QBSI|P|CFT SECURITIES, LLC|||Y|Y|N|N QCAS|N|QUINCY CASS ASSOCIATES, INCORPORATED|LOS ANGELES, CA|213-473-4411|N|Y|N|N QCMG|P|Wildwood Capital Securities, Inc.|||N|Y|N|N QEDA|P|QUANTUM EDGE DERIVATIVES TRADING, LLC|||N|N|N|N QKRY|P|Banc of America Investment Services, Inc.|||N|N|N|N QLAB|P|Quantlab Securities LP||713-333-3700|Y|Y|Y|Y QMSR|P|QUATTRO M SECURITIES INC.|Trading Desk|212-402-1443|N|Y|N|N QNTX|P|Quantex Clearing, LLC|||Y|Y|N|N QQRR|P|QUANTRIVER FINANCIAL, LLC|||N|Y|N|N QRQR|P|QuantRiver Financial, LLC|||N|Y|N|N QUAN|P|QUANTUM SECURITIES, INC.|||N|N|N|N QUEC|N|QUEST CAPITAL STRATEGIES, INC.|||N|Y|N|N QUET|P|QUEST CAPITAL STRATEGIES, INC.|||N|Y|N|N QUIK|P|INTELATRADE.COM|||N|N|N|N QUIL|P|W. QUILLEN SECURITIES|||N|N|N|N QUIN|M|Park Financial Group, Inc.|TRADING|407-672-0946|N|N|N|N QUOI|P|Quoin Capital LLC|||N|Y|N|N RAAA|P|RICHARD JAMES & ASSOCIATES, INC.|||N|Y|N|N RABO|P|Rabo Securities USA, Inc.|||Y|Y|N|N RACK|P|OTC LINK LLC|||N|Y|N|N RACO|M|SHEARMAN, RALSTON INC.|||N|Y|N|N RACX|P|RAVEN SECURITIES CORP.|||N|N|N|N RAFI|P|CRYSTAL BAY SECURITIES INC.|||N|Y|N|N RAIN|P|Rainier Securities, LLC|||N|Y|N|N RAIT|P|RAIT Securities, LLC|||N|N|N|N RAJA|M|Raymond James & Associates, Inc.|ST. PETERSBURG, FL|800-237-5621|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|ST. PETERSBURG, FL|727-567-8122|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|PREFERRED|800-753-5017|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.||727-573-8496|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|CONVERTIBLE|727-573-8909|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|FOREIGN|727-575-5655|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|DETROIT, MI|313-225-5711|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|DETROIT, MI|800-521-1196|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|CLEVELAND, OH|216-241-0986|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|CLEVELAND, OH|800-321-2038|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|LISTED|727-573-8751|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|LISTED|800-248-8863 EXT 75576|Y|Y|N|N RAJC|P|RAYMOND JAMES (USA) LTD.|||N|Y|N|N RANS|N|Ruan Securities Corporation|DELRAY BEACH FL|407-274-9006|N|N|N|N RANS|N|Ruan Securities Corporation|NASDAQ TRADING|800-487-7160|N|N|N|N RAVE|P|RAVEN SECURITIES CORP.|||N|N|N|N RAYF|P|RAYMOND C. FORBES & CO., INC.|Trading Desk|212-742-8140|N|N|N|N RAYG|P|Delta Equity Services Corporation|||N|Y|N|N RBAC|P|Robert B. Ausdal & Co. Inc.|||N|Y|N|N RBCD|M|RBC Capital Markets Corporation|TRADING D/R SITE|718-391-7286|Y|Y|Y|Y RBCD|M|RBC Capital Markets Corporation|TRADING D/R SITE|718-391-7819|Y|Y|Y|Y RBCD|M|RBC Capital Markets Corporation|NEW YORK, NY|212-858-7379|Y|Y|Y|Y RBCD|M|RBC Capital Markets Corporation||800-421-0232|Y|Y|Y|Y RBCD|M|RBC Capital Markets Corporation||212-858-7329|Y|Y|Y|Y RBCD|M|RBC Capital Markets Corporation||212-858-7383|Y|Y|Y|Y RBCF|N|Rbc Dominion Securities, Inc.|||N|N|N|N RBCM|M|RBC CAPITAL MARKETS, LLC|MINNEAPOLIS, MN|800-285-4964|Y|Y|Y|Y RBCM|M|RBC CAPITAL MARKETS, LLC|MINNEAPOLIS, MN|800-959-5951|Y|Y|Y|Y RBCM|M|RBC CAPITAL MARKETS, LLC|MINNEAPOLIS, MN|612-371-2900|Y|Y|Y|Y RBCM|M|RBC CAPITAL MARKETS, LLC|NEW YORK, NY|212-428-6337|Y|Y|Y|Y RBCM|M|RBC CAPITAL MARKETS, LLC|CHICAGO, IL|800-862-8029|Y|Y|Y|Y RBCM|M|RBC CAPITAL MARKETS, LLC|PREFERRED|612-371-7828|Y|Y|Y|Y RBCM|M|RBC CAPITAL MARKETS, LLC|CONVERTIBLES|612-373-1775|Y|Y|Y|Y RBCW|N|Rutherford, Brown & Catherwood, LLC|PHILADELPHIA, PA|215-981-0882|N|N|N|N RBCX|P|RBC CAPITAL MARKETS, LLC|||Y|Y|Y|Y RBSG|P|RBS Securities Inc.|||Y|Y|N|N RCGI|P|REGENT CAPITAL GROUP, INC.|||N|N|N|N RCKW|P|ROCKWELL SECURITIES LLC|||N|N|N|N RCLF|P|OLYMPIA ASSET MANAGEMENT,LTD.|||N|Y|N|N RCMA|P|RBC CAPITAL MARKETS ARBITRAGE, S.A.|||Y|Y|N|N RCML|P|HILLIARD FARBER & CO., INC|||N|Y|N|N RCRS|N|ROOSEVELT & CROSS, INCORPORATED|NEW YORK NY|212-514-8591|N|Y|N|N RCRS|N|ROOSEVELT & CROSS, INCORPORATED|NEW YORK NY|800-344-3302|N|Y|N|N RCSK|O|Ruane, Cunniff & Goldbarb LLC|NEW YORK, NY|212-832-5280|Y|Y|N|N RCUS|P|RELIGARE CAPITAL MARKETS INC.|||N|N|N|N RDBN|P|Redburn Partners (USA) LP|||N|Y|N|N RDCG|N|RD Capital Group, Inc.|HOTO REY, PR|787-282-0303|N|Y|N|N RDNK|M|Woodstock Financial Group, Inc.|ATLANTA, GA|770-516-6512|N|Y|N|N RDRN|M|Rodman & Renshaw, LLC|||N|N|N|N RDSS|N|RDSC, LLC|||N|N|N|N RDST|P|REDSTONE CONSULTING, LLC|||N|Y|N|N RDWD|N|Redwood Securities Group, Inc.|SAN FRANCISCO, CA|415-954-8390|N|N|N|N REAV|N|W. H. REAVES & CO., INC.|NASDAQ TRADING|212-422-1433|N|Y|N|N RECA|M|Research Capital USA Inc.|TORONTO, CANADA|416-860-7600|N|Y|N|N RECO|M|Recom Securities, Inc.|MINNEAPOLIS MN|612-339-5566|N|N|N|N REDG|P|RedSky Financial, LLC|||Y|Y|Y|N REGL|P|REGULUS ADVISORS, LLC|||N|Y|N|N REGR|N|REGISTER FINANCIAL ASSOCIATES, INC.|ATLANTA, GA|404-364-2180|N|Y|N|N RELI|P|FIRST LEGACY SECURITIES, LLC|||N|N|N|N RENC|O|Rencap Securities, Inc.|||N|Y|N|N RENS|N|RENSSELAER SECURITIES CORP.|ALBANY, NY|518-274-3149|N|Y|N|N REPG|N|First Republic Group, LLC|NEW YORK, NY|212-681-4100|N|N|N|N REUV|P|REUVEN ENTERPRISES SECURITIES DIVISION, LLC|||N|N|N|N REVR|P|REVERE SECURITIES CORP.|||N|Y|N|N REYN|N|THOMAS P. REYNOLDS SECURITIES LTD.|||N|Y|N|N RFGI|O|RUSHMORE SECURITIES CORPORATION||972-392-9297|N|N|N|N RFLL|N|Castlewood Securities, L.L.C.|||N|N|N|N RGLD|P|Regal Securities, Inc|||Y|Y|N|N RGLS|P|REGAL SECURITIES, INC.|||Y|Y|N|N RGRC|N|RGR Financial Corp.|||N|N|N|N RGWD|N|Ridgewood Associates Inc. NJ|||N|Y|N|N RHCI|P|Morgan Peabody, Inc.|||N|N|N|N RHCO|M|Suntrust Robinson Humphrey, Inc.|ATLANTA, GA|404-266-6271|Y|Y|N|N RHCO|M|Suntrust Robinson Humphrey, Inc.|ATLANTA, GA|800-241-0445|Y|Y|N|N RHCO|M|Suntrust Robinson Humphrey, Inc.|CONVERTIBLE BONDS|800-282-2668|Y|Y|N|N RHCO|M|Suntrust Robinson Humphrey, Inc.|CONVERTIBLE BONDS|404-926-5274|Y|Y|N|N RHCO|M|Suntrust Robinson Humphrey, Inc.|NEW YORK NY|212-291-3555|Y|Y|N|N RHCO|M|Suntrust Robinson Humphrey, Inc.|NEW YORK NY|800-221-3478|Y|Y|N|N RHDS|N|RHODES SECURITIES, INC.|||N|Y|N|N RHIC|M|R H Investment Corporation, Inc.|ENCINO, CA|818-386-6425|N|Y|N|N RHIC|M|R H Investment Corporation, Inc.||800-890-1629|N|Y|N|N RHIC|M|R H Investment Corporation, Inc.||818-386-6415|N|Y|N|N RHIN|P|Rhino Trading Partners, LLC|||N|Y|N|N RHOX|P|XR Securities LLC|||Y|N|Y|Y RIED|N|Riedl First Securities Company of Kansas|||N|Y|N|N RILY|M|B. Riley And Co. Inc.|LOS ANGELES, CA|310-966-1440|Y|Y|N|N RILY|M|B. Riley And Co. Inc.|TRADING|888-295-0155|Y|Y|N|N RINO|P|Rhino Trading Partners, LLC|||N|Y|N|N RITT|P|Haverford Trust Securities, Inc.|RADNOR, PA|610-971-9300|N|Y|N|N RJJZ|N|Riordan, Johnston & Javadizadeh, Inc.|NASDAQ TRADING|213-753-7300|N|Y|N|N RJLB|P|RJL CAPITAL GROUP, LLC|||N|Y|N|N RJLC|P|RJL CAPITAL GROUP, LLC|Main Line|718-303-6000|N|Y|N|N RJLU|M|Raymond James LTD (USA), Inc|VANCOUVER, CANADA|604-654-1151|N|Y|N|N RJTS|O|TD Ameritrade, Inc.|TRADING DEPT.|402-951-2619|N|Y|N|N RLCC|P|GWM Group, Inc.|||N|Y|N|N RLIN|P|Wells Fargo Prime Services, LLC|||N|Y|N|N RLRC|P|R. L. RENCK & CO., INC|||N|N|N|N RLUK|N|Robinson & Lukens, Inc.|NASDAQ TRADING|703-848-9898|N|N|N|N RMAC|P|RENAISSANCE MACRO SECURITIES, LLC|||Y|Y|N|N RMCI|O|Rushmore Capital Inc.|MONTVALE NJ|201-476-0900|N|N|N|N RMIN|P|RMIN Securities, Inc.|||N|N|N|N RMKR|P|Rainmaker Securities, LLC|||N|Y|N|N RMPI|N|Richards, Merrill & Peterson, Inc.|NASDAQ TRADING|509-624-1345|N|Y|N|N RMST|N|R.M. STARK & CO., INC.|DEL RAY BEACH, FL|561-243-3815|N|Y|N|N RNAC|P|RNA CAPITAL, INC.|||N|N|N|N RNET|P|RAPTORNET, LLC|||N|N|N|N RNSI|P|RIVERNORTH SECURITIES, LLC|||N|N|N|N RNTT|N|Renaissance Trading Technologies, LLC|||N|N|N|N ROAR|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N ROBH|P|Robbins & Henderson, LLC|||N|N|N|N ROBI|N|ROBINSON & ROBINSON, INC.|||N|Y|N|N ROBO|N|Rodgers Brothers, Inc.|PITTSBURGH PA|412-281-1940|N|Y|N|N ROBT|M|Robotti & Company, LLC|NEW YORK, NY|212-986-0800|Y|Y|N|N ROCM|O|RIM Securities LLC|NEW YORK, NY|212-588-3400|N|Y|N|N RODM|M|Rodman & Renshaw, LLC|NEW YORK, NY|212-356-0512|N|N|N|N RODM|M|Rodman & Renshaw, LLC||866-763-6266|N|N|N|N ROMO|N|Romano Brothers and Company|NASDAQ TRADING|847-866-7700|N|Y|N|N RONI|P|RONIN CAPITAL, LLC|||N|N|N|N ROSE|N|Walker Rose, Inc.|||N|N|N|N ROSN|P|Rosenblatt Securities Inc.|Trading Desk|212-607-3150|Y|Y|N|N ROSS|O|Franklin Ross, Inc.|||N|N|N|N ROTH|M|Roth Capital Partners, LLC|NEWPORT, CA|800-200-2788|Y|Y|N|N ROTH|M|Roth Capital Partners, LLC|NASDAQ TRADING|800-200-2788|Y|Y|N|N ROYL|N|ROYAL ALLIANCE ASSOCIATES, INC.|NEW YORK NY|212-551-5225|N|Y|N|N RPEX|P|Repex & Co., Inc.|||N|Y|N|N RPTR|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N RREZ|P|SAMUEL A RAMIREZ & CO., INC.|||N|Y|N|N RRIC|N|Retirement Resources Investment Corporation|||N|N|N|N RRTC|P|Radnor Research & Trading Company, LLC|TRADING|215-496-5245|N|Y|N|N RRUD|P|REID & RUDIGER LLC|||N|Y|N|N RSAI|P|Ross, Sinclaire & Associates, LLC|NASDAQ TRADING|510-658-5845|N|Y|N|N RSCO|P|Ramius Securities, L.L.C.|MARKET MAKING|212-845-7925/7926|N|N|N|N RSCO|P|Ramius Securities, L.L.C.|EMERGENCY SITE TRDNG|732-748-0289|N|N|N|N RSCO|P|Ramius Securities, L.L.C.|EMERGENCY COMPLIANCE|516-255-2058|N|N|N|N RSIN|P|ROSS, SINCLAIRE & ASSOCIATES, LLC|||N|Y|N|N RSKY|P|ITG DERIVATIVES LLC.|||Y|Y|Y|N RSSE|P|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|||N|Y|N|N RTAL|P|DE ROUTE|||N|N|N|N RTCP|P|RAIT Securities, LLC|||N|N|N|N RTHS|N|Rothschild Investment Corporation|NASDAQ TRADING|312-781-1820|Y|Y|N|N RTJC|N|R.T. Jones Capital Equities, Inc.|||N|N|N|N RTRS|N|Reliant Trading|NASDAQ TRADING|414-241-1810|N|N|N|N RUBI|P|Rubicon Global Investments, LLC|||N|N|N|N RVSS|P|Robert Van Securities, Inc.|||N|N|N|N RWPC|P|R. W. Pressprich & Co., Inc.|NY 520 Madison|212-832-6257|Y|Y|N|N RWPS|P|R.W. Pressprich & Co., Inc.|||Y|Y|N|N RYAL|P|ROYAL SECURITIES COMPANY|||N|N|N|N RYAN|M|Ryan, Beck & Co., LLC|FLORHAM PARK, NJ|800-325-7926|N|N|N|N RYAN|M|Ryan, Beck & Co., LLC|NASDAQ TRADING|973-549-4200|N|N|N|N RYAN|M|Ryan, Beck & Co., LLC|NASDAQ AGENCY|973-549-4214|N|N|N|N RYAN|M|Ryan, Beck & Co., LLC|RYANP|800-374-7926|N|N|N|N RYAN|M|Ryan, Beck & Co., LLC|RYANP|973-549-4323|N|N|N|N RYCO|N|Ryan & Company, LP|||N|N|N|N RYDE|P|RYDEX DISTRIBUTORS, INC.|||N|N|N|N RYDS|M|RBC Dominion Securities Corporation|TRADING DESK|800-421-0232|Y|Y|Y|Y RYDS|M|RBC Dominion Securities Corporation||212-858-7070|Y|Y|Y|Y SAGC|P|SAGETRADER, LLC|Trading Desk|646-350-1674|Y|Y|N|Y SAGE|N|SAGE, RUTTY & CO., INC.|ROCHESTER NY|585-232-7423|N|Y|N|N SAGE|N|SAGE, RUTTY & CO., INC.|ROCHESTER NY|585-232-3760|N|Y|N|N SAGL|P|SAGETRADER, LLC|||Y|Y|N|Y SAGP|P|SAGETRADER, LLC|||Y|Y|N|Y SAGW|P|SAGETRADER, LLC|||Y|Y|N|Y SAIN|O|SECURITIES AMERICA, INC.|OMAHA, NE|402-399-9111|N|Y|N|N SALI|M|INTL FCSTONE FINANCIAL INC.|||Y|Y|N|N SALW|P|SW FINANCIAL|||N|Y|N|N SAMI|N|SPECTRUM ASSET MANAGEMENT, INC.|NASDAQ TRADING|203-322-0189|N|Y|N|N SAMU|P|Samurai Trading LLC|||N|Y|N|N SANA|P|Finbar Securities Corp.|||N|N|N|N SAND|P|SANDLAPPER SECURITIES, LLC|||N|Y|N|N SANJ|O|San Jacinto Securities, Inc.|DALLAS TX|214-750-7693|N|Y|N|N SANJ|O|San Jacinto Securities, Inc.||800-750-7693|N|Y|N|N SANT|M|Santander Investment Securities Inc.|NEW YORK NY|212-350-3659|Y|Y|Y|N SANT|M|Santander Investment Securities Inc.|NASDAQ TRADING|212-756-9160|Y|Y|Y|N SAPA|N|SAPERSTON ASSET MANAGEMENT, INC.|||N|Y|N|N SASC|P|SANCTUARY SECURITIES, LLC|||N|N|N|N SASG|P|STOCK USA EXECUTION SERVICES, INC|||Y|Y|Y|N SASI|M|The Seidler Companies Incorporated|IRVINE,CA|800-260-4724|N|N|N|N SASI|M|The Seidler Companies Incorporated|NASDAQ/OTCBB TRADING|800-421-0164|N|N|N|N SATI|M|SERVICE ASSET MANAGEMENT COMPANY|NY, NY TRADING|646-366-7900|N|N|N|N SAVY|N|SAVOY CAPITAL MANAGEMENT, INC.|||N|N|N|N SAXO|P|Saxony Securities, Inc.|||N|Y|N|N SBAM|P|INVESTMENT PROFESSIONALS, INC.|||N|Y|N|N SBER|P|Sanford C. Bernstein & Co., LLC|NEW YORK, NY|212-350-8400|Y|Y|Y|Y SBKB|P|SBK-Brooks Investment Corp.|CLEVELAND, OH|216-861-6950|N|N|N|N SBLP|P|SIG BROKERAGE, LP|||N|Y|N|N SBLT|O|SUNBELT SECURITIES, INC.|HOUSTON, TX|713-965-9510|N|Y|N|N SBRL|N|John A. Siberell & Co.|SOUTHBEND, IN|219-232-4855|N|N|N|N SBRO|P|Stern Brothers & Co.|||N|Y|N|N SBRT|O|Muriel Siebert & Co., Inc.|TRADING|212-644-2405|Y|Y|N|N SBRT|O|Muriel Siebert & Co., Inc.|NEW YORK NY|212-644-2400|Y|Y|N|N SBSC|P|Siebert Cisneros Shank & Co., L.L.C|||N|Y|N|N SBSH|M|Citigroup Global Markets Inc.|OPERATION NASDAQ/CQS|212-723-7259|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|NASDAQ TRADING|800-223-7743|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|DISTRESSED EQUITY|212-723-7744|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|DISTRESSED EQUITY|800-326-7155|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|AGENCY|212-816-3607|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|AGENCY|212-816-3632|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|NEW YORK|212-723-7169|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|ARBITRAGE|212-698-5000|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|WATTS|800-553-5674|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|FOREIGN|212-723-7185|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|DERIVATIVES|212-723-5407|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|AGENCY TRADING|800-922-0143|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|AGENCY TRADING|212-816-3605|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|19C3 TRADING|212-723-7235|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|CONVERTIBLE TRADING|212-723-7252|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|PREFERRED|212-723-7455|Y|Y|Y|Y SCAI|P|Scottsdale Capital Advisors Corp.|||N|Y|N|N SCAL|M|Jackson, Kohle & Co.|||N|N|N|N SCAP|P|Saratoga Capital Markets|||N|N|N|N SCAR|P|Scarsdale Equities LLC|||Y|Y|N|N SCBO|P|Sanford C. Bernstein & Co., LLC|||Y|Y|Y|Y SCBS|P|STANDARD CHARTERED SECURITIES NORTH AMERICA LLC|||N|Y|N|N SCBT|P|SANFORD C. BERNSTEIN & CO., LLC|||Y|Y|Y|Y SCHB|M|UBS Capital Markets|||N|N|N|N SCIL|P|Strategic Capital Investments, LLC|||N|Y|N|N SCLD|N|Schild Asset Management Inc.|||N|N|N|N SCMC|O|Scotia Capital Markets (USA) Inc.|NEW YORK COMPLIANCE|212-225-6775|Y|Y|N|N SCMC|O|Scotia Capital Markets (USA) Inc.|NASDAQ TRADING DESK|416-863-7620|Y|Y|N|N SCMF|N|Scotia Capital Inc.|CANADA|(416)863-7411|N|N|N|N SCMI|P|STONECREST CAPITAL MARKETS, INC.|||N|Y|N|N SCRK|P|Salt Creek Securities LLC|||N|N|N|N SCRM|P|Screaming Eagle Trading, Inc.|||N|N|N|N SCSC|P|SARATOGA CAPITAL MARKETS|||N|N|N|N SCSS|P|STONECASTLE SECURITIES, LLC|||N|Y|N|N SCST|N|Seacoast Investor Services, Inc.|||N|N|N|N SCTD|P|SCOTTRADE, INC.|||Y|Y|N|N SCTR|P|SCOUT TRADING LLC|||N|N|N|N SDIC|N|SAUER, DAZEY INVESTMENT COMPANY|||N|Y|N|N SDLR|M|Sandler, O'Neill & Partners, L.P.|NEW YORK NY|212-466-8020|Y|Y|N|N SEAB|M|Seaboard Securities, Inc.|NASDAQ/OTCBB|973-514-1699|N|N|N|N SEAB|M|Seaboard Securities, Inc.|FLORHAM PK, NJ|973-514-1500|N|N|N|N SEAB|M|Seaboard Securities, Inc.|AGENCY DESK|973-514-1678|N|N|N|N SEAB|M|Seaboard Securities, Inc.|JUNO BEACH FL.|561-630-6170|N|N|N|N SEAG|P|GOVDESK, LLC|||N|Y|N|N SEAL|M|Seaboard Securities, Inc.|||N|N|N|N SEAP|O|Seaport Securities Corp.|NEW YORK, NY|212-482-8689|Y|Y|N|N SEBR|P|SENTINEL BROKERS COMPANY, INC.|||N|Y|N|N SECT|O|Securities Trading, Inc.|CINCINNATI, OH|513-579-1000|N|N|N|N SECX|Q|SEC|||N|N|N|N SEDL|P|SEIDEL & SHAW LLC|||N|Y|N|N SEDS|P|SPENCER EDWARDS, INC.|||Y|Y|N|N SEEL|N|R. SEELAUS & CO.,INC.|NASDAQ TRADING|908-273-3011|N|Y|N|N SEFB|P|SOUTHEAST INVESTMENTS, N.C., INC.|||N|Y|N|N SEGB|M|GLOBAL-AMERICAN INVESTMENTS, INC.|Main Line|909-396-8899|N|N|N|N SEIC|P|SEI Investments Distribution Co.|||N|Y|N|N SEID|P|Seidel & Shaw LLC|||N|Y|N|N SEII|P|Spencer Edwards, Inc.|||Y|Y|N|N SEIP|P|John N. Seip & Co., Inc.|||N|N|N|N SEMT|P|Seminole Trading|||N|Y|N|N SEND|P|Sendero Securities, Llc|||N|Y|N|N SENT|P|SENTINUS SECURITIES LLC|||N|Y|N|N SEQU|P|Sequoia Investments, Inc.|||N|Y|N|N SERL|N|SEARLE & CO.|||N|Y|N|N SESL|N|SESLIA SECURITIES|||N|Y|N|N SETX|P|ABN AMRO CLEARING CHICAGO LLC|||Y|Y|Y|Y SEVP|P|SEVEN POINTS CAPITAL, LLC|||N|Y|N|N SFCN|P|STIFEL NICOLAUS CANADA INC.|||N|N|N|N SFGB|P|Susquehanna Financial Group, LLP|Bond Desk|610-617-2802|Y|Y|Y|N SFGB|P|Susquehanna Financial Group, LLP|Bond Desk|800-825-9550|Y|Y|Y|N SFPB|P|AEON CAPITAL INC|||N|Y|N|N SFPS|N|SF Investments, Inc.|||N|Y|N|N SFSE|O|San Francisco Securities, Inc.|TRADING DESK|323-930-9190|N|N|N|N SFSI|P|Superior Financial Services,Inc.|||N|Y|N|N SFSS|M|S F SENTRY SECURITIES, INC.|SAN FRANCISCO, CA|415-399-4430|N|Y|N|N SGAM|N|Seasongood & Mayer|NASDAQ TRADING|513-621-2000|N|N|N|N SGAS|P|SG Americas Securities, LLC|NEW YORK, NY|212-278-5018|Y|Y|Y|Y SGCL|P|S. Goldman Capital Llc|||N|Y|N|N SGCM|P|S. GOLDMAN CAPITAL LLC|||N|Y|N|N SGFC|P|SIGMA FINANCIAL CORPORATION|||Y|Y|N|N SGLC|P|S.G. Long & Company|||N|Y|N|N SGMA|P|Goldman Sachs Execution & Clearing, L.P. (SGMA)|||N|N|N|N SGMS|M|S.G. Martin Securities LLC|TRADING|516-681-1085|N|N|N|N SGMS|M|S.G. Martin Securities LLC|JERICHO, NY|516-681-0909|N|N|N|N SGMT|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y SGNL|N|Signal Securities Inc.|||N|Y|N|N SGSI|P|Sandgrain Securities, Inc.|||N|N|N|N SHAW|O|D.E. Shaw Securities, L.L.C.|INSTITUTIONAL|800-792-7429|Y|Y|N|N SHAW|O|D.E. Shaw Securities, L.L.C.|THIRD MARKET TRADING|800-326-0000|Y|Y|N|N SHCG|M|Signal Hill Capital Group, LLC|||N|Y|N|N SHDH|M|SHD HOLDINGS LLC|||N|N|N|N SHEM|M|The Shemano Group, Inc.|SAN FRANCISCO|415-274-3234|N|N|N|N SHEM|M|The Shemano Group, Inc.|LOS ANGELES|310-954-8399|N|N|N|N SHEM|M|The Shemano Group, Inc.|EMERGENCY ONLY #|800-227-2226|N|N|N|N SHMR|M|ABN Amro Clearing LLC|CHICAGO IL|312-347-4716|Y|Y|Y|Y SHMR|M|ABN Amro Clearing LLC|NASDAQ TRADING|800-971-2122|Y|Y|Y|Y SHON|M|Schonfeld Securities, LLC|JERICHO, NY|516-942-2400|N|N|N|N SHRP|N|Sharpe Capital, Inc.|||N|N|N|N SHSE|P|Shinko Securities (U.S.A.) Inc.|||N|N|N|N SHTB|P|Shoreline Trading Group LLC|||N|N|N|N SHTG|P|Shoreline Trading Group LLC|LOS ANGELES, CA|213-614-1950|N|N|N|N SHTP|P|Shoreline Trading Group LLC|||N|N|N|N SHUK|P|Pipeline Liquidity Pro LLC|||N|N|N|N SHUS|P|Shinko Securities (U.S.A.) Inc.|||N|N|N|N SHWG|P|Schonfeld Securities, LLC|JERICO, NY|516-822-1372|N|N|N|N SIBO|O|Prime Executions, Inc.|NASDAQ TRADING|212-785-0200|Y|Y|N|N SIDC|P|Sidoti & Company, LLC|NEW YORK, NY|212-453-7058|Y|Y|N|N SIDL|P|Morton Seidel & Company, Inc.|||N|Y|N|N SIGI|P|DELTA TRUST INVESTMENTS, INC.|||N|Y|N|N SIGL|N|Susquehanna Investment Group|||N|N|N|N SIII|P|HANOVER SECURITIES|||N|Y|N|N SILK|O|Goldman Sachs Execution & Clearing, L.P.|NASDAQ/OTCBB AGENCY|312-362-2440|N|N|N|N SILK|O|Goldman Sachs Execution & Clearing, L.P.|OTC TRADE SUPPORT|312-362-2440|N|N|N|N SIMP|P|SIMPLEX TRADING, LLC|||Y|N|N|Y SINV|N|Stellar Investments, Inc.|||N|N|N|N SIZE|P|The NASDAQ Market Center|NASDAQ|800-777-5606|N|N|N|N SJLS|P|TRADE INFORMATICS LLC|||Y|Y|N|N SKTR|P|Stock Traders|||N|Y|N|N SKYC|M|Sky Capital LLC|INTERNATIONAL|212-709-1909|N|N|N|N SKYC|M|Sky Capital LLC|OTCBB|212-709-1909|N|N|N|N SKYE|P|Skyebanc, Inc.|||N|N|N|N SLAM|P|Lambright Financial Solutions, LLC|||N|N|N|N SLBT|P|Goldman Sachs Execution and Clearing|||N|N|N|N SLCN|P|Goldman Sachs Execution and Clearing, L.P. / CNC|||Y|Y|Y|Y SLHC|P|SL Hare Capital, Inc.|||N|N|N|N SLKI|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N SLOW|O|Kern, Suslow Securities, Inc.|NEW YORK NY|212-943-8888|N|N|N|N SLOW|O|Kern, Suslow Securities, Inc.|NASDAQ TRADING|212-747-0443|N|N|N|N SLRD|P|S.L. Reed & Company|||N|Y|N|N SMAX|P|Keenan Securities|||N|N|N|N SMCO|P|SMITH, MOORE & CO.|||Y|Y|N|N SMEX|P|Smart Execution Securities, LLC|||N|Y|N|N SMFN|N|Samco Financial Services, Inc.|PHOENIX, AZ|602-230-9372|N|N|N|N SMFN|N|Samco Financial Services, Inc.|NASDAQ TRADING|800-775-9372|N|N|N|N SMFT|P|SMF Trading, Inc.|||N|Y|N|N SMFW|P|SMF TRADING, INC.|||N|Y|N|N SMHI|M|Sanders Morris Harris Inc.|HOUSTON, TX|713-250-4242|Y|Y|N|N SMHI|M|Sanders Morris Harris Inc.|NASDAQ/OTCBB TRADING|800-346-9925|Y|Y|N|N SMHI|M|Sanders Morris Harris Inc.|GARDEN CITY, NY|516-739-2116|Y|Y|N|N SMHI|M|Sanders Morris Harris Inc.|ALTERNATE LINE|516-739-2117|Y|Y|N|N SMHI|M|Sanders Morris Harris Inc.|NYC|212-995-8179|Y|Y|N|N SMHI|M|Sanders Morris Harris Inc.|LOS ANGELES|1800-421-0658|Y|Y|N|N SMNS|P|Parkland Securities, LLC|||Y|Y|N|N SMPR|P|Summit Brokerage Services, Inc.|||N|Y|N|N SMRD|P|SUMRIDGE PARTNERS, LLC|||N|Y|N|N SMRI|M|SECURITIES MANAGEMENT & RESEARCH, INC.|||N|Y|N|N SMZA|P|Semaza Securities, Llc|||N|N|N|N SNCC|P|SNC CAPITAL MANAGEMENT CORP.|||N|Y|N|N SNSC|P|PIPER JAFFRAY & CO.|||Y|Y|N|N SOAR|O|Sterling Financial Investment Group, Inc.|BOCA RATON/AGENCY|561-886-2390|N|N|N|N SOAR|O|Sterling Financial Investment Group, Inc.|PRINCIPAL|561-886-2390|N|N|N|N SOCO|M|Capital One Southcoast, Inc|NEW ORLEANS, LA|1-800-333-2005|Y|Y|N|N SOCO|M|Capital One Southcoast, Inc|NEW ORLEANS, LA|504-593-6144|Y|Y|N|N SOFI|P|SOFI SECURITIES LLC|||N|Y|N|N SOGO|P|Wang Investment Associates, Inc.|||Y|Y|N|N SOHO|M|Two Sigma Securities, LLC|new york, ny|646-292-6643|Y|Y|Y|Y SOLA|O|Solaris Securities, Inc.|||N|N|N|N SOLE|M|Soleil Securities Corporation|NEW YORK, NY|212-380-4890|N|N|N|N SOLE|M|Soleil Securities Corporation|NEW YORK, NY|212-632-5377|N|N|N|N SOLM|P|SOLIUM FINANCIAL SERVICES LLC|||N|Y|N|N SOLO|P|ACS EXECUTION SERVICES, LLC|Red Bank, NJ|(872) 205-0187|Y|Y|N|N SORS|P|Sorsby Financial Corp.|CHICAGO, IL|312-751-0469|N|Y|N|N SPBR|P|SPRINKLEBROKERAGE, INC.|||N|Y|N|N SPCL|N|Specialist Clearance|||N|N|N|N SPDR|P|SPEEDROUTE LLC|trade desk|347 809-3590|Y|Y|N|N SPDV|P|Xtent Financial Group, Inc.|AKRON, OH|216-253-2020|N|N|N|N SPEN|M|Spencer Clarke LLC|NASDAQ TRADING|212-446-6106|N|Y|N|N SPGL|N|Spyglass Trading, L.P.|DALLAZ, TX|214-890-8895|N|N|N|N SPGS|P|Sea Port Group Securities, LLC|TRADING DESK|212-616-7726|Y|Y|N|N SPHN|M|Stephens Inc.|LITTLE ROCK AR|501-377-2076|Y|Y|N|N SPHN|M|Stephens Inc.|LITTLE ROCK AR|800-643-9690|Y|Y|N|N SPIF|P|Titan Trading Services, LLC|||N|N|N|N SPIN|M|Spencer Edwards, Inc.|TRADING|303-741-2612|Y|Y|N|N SPIN|M|Spencer Edwards, Inc.|ALTERNATE TRADING #|303-740-8448|Y|Y|N|N SPKE|O|Titan Trading Services, LLC||312-928-8000|N|N|N|N SPLC|P|SPIRE SECURITIES, LLC|||N|Y|N|N SPLD|P|SPIRE SECURITIES, LLC|||N|Y|N|N SPLN|O|Celadon Financial Group LLC|TRADING DESK|561-558-1024|Y|Y|N|N SPLX|P|SIMPLEX TRADING, LLC|||Y|N|N|Y SPNT|P|SEVEN POINTS CAPITAL, LLC|||N|Y|N|N SPOT|P|SPOT TRADING L.L.C.|||Y|N|N|N SPRC|P|SPARTAN CAPITAL SECURITIES, LLC|||N|Y|N|N SPTC|P|SEVEN POINTS CAPITAL, LLC|||N|Y|N|N SPTD|P|MINT GLOBAL MARKETS, INC.||877-773-3357|Y|Y|Y|N SPTS|P|SEVEN POINTS CAPITAL, LLC|||N|Y|N|N SPTW|P|Strasbourger Pearson Tulcin Wolff Incorporated|||N|N|N|N SPWI|N|SPENCER-WINSTON SECURITIES CORPORATION|NEW YORK|212-840-2444|N|Y|N|N SPYG|P|SPYGLASS SECURITIES, LLC|||N|N|N|N SQTF|P|SQT TRADING, LLC|||N|N|N|N SRAM|M|Samco Capital Markets, Inc.|TRADING DESK|214-765-1463|N|Y|N|N SREX|P|SPIDERROCK EXS, LLC|||N|Y|N|N SRPR|N|SRM Securities, Incorporated|NASDAQ TRADING|310-551-1624|N|N|N|N SSBS|O|STATE STREET GLOBAL MARKETS, LLC|BOSTON, MA|617-664-1800|Y|Y|Y|N SSBT|P|STATE STREET GLOBAL MARKETS, LLC|||Y|Y|Y|N SSCC|N|Fiduciary Financial Services Corp.|NEW YORK, NY|212-313-2500|N|Y|N|N SSCO|N|Safra Securities Corporation|NEW YORK, NY|212-704-5500|N|Y|N|N SSEI|P|SEI Investments Distribution Co.|||N|Y|N|N SSET|N|SUNSET FINANCIAL SERVICES, INC.|||N|Y|N|N SSGC|O|Signature Securities|NEW YORK, NY|646-822-1451|N|Y|N|N SSGI|M|Seton Securities Group, Inc.|NASDAQ TRADING|732-739-3800|N|N|N|N SSGI|M|Seton Securities Group, Inc.|OTCBB AND PINKS|732-739-3800|N|N|N|N SSGM|P|STATE STREET GLOBAL MARKETS, LLC|||Y|Y|Y|N SSIC|O|Scottrade, Inc.|AGENCY|314-543-6258|Y|Y|N|N SSIC|O|Scottrade, Inc.|NASDAQ TRADING|888-735-1980|Y|Y|N|N SSIN|P|SunTrust Investment Services, Inc.||404-724-3577|N|Y|N|N SSLL|P|STATE STREET GLOBAL MARKETS, LLC|||Y|Y|Y|N SSNG|N|SISUNG SECURITIES CORPORATION|NASDAQ TRADING|504-544-7700|N|Y|N|N SSNI|N|SECURITIES SERVICE NETWORK, INC.|KNOXVILLE, TN|(615)690-5400|N|Y|N|N SSNY|P|Samsung Securities (America), Inc.|||N|Y|N|N SSPT|P|Spring Street Partners LP|||N|N|N|N SSUS|N|SUSQUEHANNA SECURITIES|||Y|N|Y|N STAD|N|Equitable Advisors, Inc.|||N|N|N|N STAF|M|TD Professional Execution, Inc.|CHICAGO, IL|312-294-4484|N|N|N|N STBD|P|Starboard Capital Markets, LLC|||N|N|N|N STDB|M|State Discount Brokers, Inc.|||N|Y|N|N STEP|P|FERRETTI GROUP, INC.|Trade Desk|212-509-0870|N|Y|N|N STFC|P|Stuart Frankel & Co., Incorporated||212-943-8787|Y|Y|N|N STFG|M|Stanford Group Company|TRADING DESK New York|212-372-6310|N|N|N|N STFG|M|Stanford Group Company|Toll-Free|888-372-6359|N|N|N|N STFL|M|Stifel, Nicolaus & Company, Incorporated|BONDS|314-342-2107|Y|Y|N|N STFL|M|Stifel, Nicolaus & Company, Incorporated|BONDS|800-359-6889|Y|Y|N|N STFL|M|Stifel, Nicolaus & Company, Incorporated|ST.LOUIS, MO.|800-776-6821|Y|Y|N|N STFL|M|Stifel, Nicolaus & Company, Incorporated|DENVER, CO|888-407-4477|Y|Y|N|N STFL|M|Stifel, Nicolaus & Company, Incorporated|Baltimore|888-682-0300|Y|Y|N|N STFL|M|Stifel, Nicolaus & Company, Incorporated|New Jersey|973-549-4200|Y|Y|N|N STFL|M|Stifel, Nicolaus & Company, Incorporated|Baltimore|410-246-2775|Y|Y|N|N STGC|N|STERLING, GRACE MUNICIPAL SECURITIES CORPORATION|||N|Y|N|N STGI|M|STG Secure Trading Group, Inc.|Main Number|561-988- 6320|N|N|N|N STGI|M|STG Secure Trading Group, Inc.|Trading|561-314-8037|N|N|N|N STGR|O|STG Secure Trading Group, Inc.|MIAMI, FL|561-988-6320|N|N|N|N STGS|P|STONEGATE CAPITAL MARKETS, INC.|NASDAQ TRADING|214-871-8900|N|Y|N|N STHA|P|StormHarbour Securities, LLC|||N|Y|N|N STHR|P|STORMHARBOUR SECURITIES, LLC|||N|Y|N|N STKP|P|STOCKPILE INVESTMENTS, INC.|||N|Y|N|N STLZ|P|Bedrok Securities LLC|||N|Y|N|N STNE|O|Stone Securities Corporation|TRADING|617-248-0353|N|N|N|N STNH|P|Stonehaven, LLC|||N|Y|N|N STNY|N|Standard New York Securities, Inc.|NEW YORK, NY|212-752-1726|N|Y|N|N STNY|N|Standard New York Securities, Inc.||800-782-8723|N|Y|N|N STOK|O|The Stock Market (O/E)|LOS ANGELES CA|310-577-7460|N|N|N|N STOS|P|Stockcross Financial Services, Inc.|||Y|Y|N|N STOX|P|Stockcross Financial Services, Inc.|BOSTON MA|617-367-5700|Y|Y|N|N STOX|P|Stockcross Financial Services, Inc.|BOSTON, MA|617-367-6397|Y|Y|N|N STRD|P|Schonfeld Securities, LLC|||N|N|N|N STRL|P|STERLING SOFTWARE SERVICES, INC.|||N|Y|N|N STRM|P|LiquidNet, Inc.|||Y|Y|N|N STRS|P|STRATEGAS RESEARCH PARTNERS|||N|Y|N|N STSE|P|SOUTHERN TRUST SECURITIES, INC.|||N|Y|N|N STSI|M|AUGMENT SECURITIES INC.|NASDAQ TRADING|212-418-8577|N|Y|N|N STSI|M|AUGMENT SECURITIES INC.|ALTERNATE PHONE|1-800-622-7078|N|Y|N|N STTT|P|STATETRUST INVESTMENTS INC.|||N|Y|N|N STUR|P|Sturdivant & Co. Inc|||N|Y|N|N STVT|N|STANDARD INVESTMENT CHARTERED INCORPORATED|CHINO HILLS, CA|909-590-2199|N|Y|N|N STXG|M|Stockcross Financial Services, Inc.|Jersey City, NJ OTC/BB/Pinks Equities|800-993-2009|Y|Y|N|N STXG|M|Stockcross Financial Services, Inc.|Jersey City, NJ Preferred/Convertible|800-993-2055|Y|Y|N|N STXG|M|Stockcross Financial Services, Inc.|Jersey City, NJ Bank Stocks/Inactive Sec|800-993-2075|Y|Y|N|N STXG|M|Stockcross Financial Services, Inc.|Jersey City, NJ Distressed/Bankruptcy|800-993-2083|Y|Y|N|N STYO|P|Stone & Youngberg LLC|NASDAQ/OTCBB|415.445.2617|N|N|N|N STYO|P|Stone & Youngberg LLC|NASDAQ/OTCBB Backup|415.445.2638|N|N|N|N STYO|P|Stone & Youngberg LLC|Corporate Bonds|415.445.2300|N|N|N|N STYO|P|Stone & Youngberg LLC|Preferred|212-497-7134|N|N|N|N STYO|P|Stone & Youngberg LLC|San Francisco Office|415-445-2300|N|N|N|N SUBR|P|Sunrise Brokers LLC|||N|Y|N|N SUFI|M|Susquehanna Financial Group, LLP||800-825-9550|Y|Y|Y|N SUFI|M|Susquehanna Financial Group, LLP|NASDAQ Trading|610-617-2999|Y|Y|Y|N SUFI|M|Susquehanna Financial Group, LLP|CONVERTIBLES DESK|610-617-2802|Y|Y|Y|N SUFI|M|Susquehanna Financial Group, LLP|OTCBB|888-840-0036|Y|Y|Y|N SUMC|M|Landmark Investment Group, Inc|||N|N|N|N SUMI|P|SMBC NIKKO SECURITIES AMERICA, INC.|||N|Y|N|N SUMM|P|Custom Equity Research, Inc.|||N|Y|N|N SUMS|P|Summit Securities Group LLC|||N|N|N|N SUMT|N|SUMMIT BROKERAGE SERVICES, INC.|||N|Y|N|N SUMX|P|SUMO CAPITAL, LLC|||N|N|N|N SUNB|P|FIS BROKERAGE & SECURITIES SERVICES LLC|TRADING DESK|630-482-5105|Y|Y|Y|Y SUND|P|Sound Securities, LLC|TRADING|516-393-2690|N|N|N|N SUNF|P|SUN TRADING, LLC|||Y|Y|Y|N SUNI|P|SUN TRADING, LLC|||Y|Y|Y|N SUNS|P|UMB DISTRIBUTION SERVICES, LLC|||N|Y|N|N SUNT|P|Sun Trading, LLC|||Y|Y|Y|N SUNX|P|ABN Amro Clearing LLC|||Y|Y|Y|Y SUPR|M|Nasdaq System Symbol/SUPR/800084||N/A|N|N|N|N SUPS|O|Supertrade Securities, Inc.|||N|N|N|N SUSQ|M|SAL EQUITY TRADING, GP|BALA CYNWYD, PA|800-825-9550|Y|Y|Y|Y SUSQ|M|SAL EQUITY TRADING, GP|NASDAQ TRADING|800-825-9550|Y|Y|Y|Y SUSQ|M|SAL EQUITY TRADING, GP|CONVERTIBLES DESK|800-825-9550|Y|Y|Y|Y SUSQ|M|SAL EQUITY TRADING, GP|OTCBB|888-840-0036|Y|Y|Y|Y SUST|P|SUNSTREET SECURITIES, LLC|||N|Y|N|N SUTR|N|Sutro & Co. Incorporated|||N|N|N|N SUTT|N|SUTTER SECURITIES INCORPORATED|||N|Y|N|N SVBS|O|SVB Securities, A Non-Bank Affiliate of Silicon Valley Bank|SANTA CLARA, CA|408-654-7755|N|Y|N|N SVPB|P|SECUREVEST FINANCIAL GROUP|||N|Y|N|N SWCO|N|Schroder & Co. Inc.|||N|N|N|N SWEN|M|Sweney Cartwright & Company|COLUMBUS OH|800-334-7481|Y|Y|N|N SWEN|M|Sweney Cartwright & Company|TROUBLE LINE|614-205-6356|Y|Y|N|N SWFS|P|SWEDBANK FIRST SECURITIES, LLC|Main Line|212-906-0800|N|Y|N|N SWIM|P|TD Ameritrade, Inc.|||N|Y|N|N SWIS|N|Swiss American Securities Inc.|NEW YORK, N.Y.|212-612-8705|N|N|N|N SWRB|P|Swiss American Securities Inc.|||N|N|N|N SWST|P|Hilltop Securities Inc.|DALLAS, TX|800-527-7655|Y|Y|N|N SWST|P|Hilltop Securities Inc.|AGCY DESK|214-859-1080|Y|Y|N|N SWST|P|Hilltop Securities Inc.|LISTED TRADING|214-859-1080|Y|Y|N|N SWSW|N|S.W. Bach & Company|||N|N|N|N SYCA|P|Syndicated Capital, Inc.|||N|Y|N|N SZZI|P|Stofan, Agazzi & Company, Inc.|||N|N|N|N TAAI|P|THOMAS ANTHONY & ASSOCIATES , INC.|||N|N|N|N TAGC|P|TELSEY ADVISORY GROUP LLC|||Y|Y|N|N TAGD|O|TELSEY ADVISORY GROUP LLC|||Y|Y|N|N TAGS|N|Taglich Brothers, D'Amadeo, Wagner & Co., Inc.|||N|Y|N|N TAIG|P|Geoffrey Richards Securities Corp.|||N|Y|N|N TAMT|P|TITLEIST ASSET MANAGEMENT, LTD.|||N|Y|N|N TARP|N|Tarpon Scurry Investments, Inc.|||N|N|N|N TASS|M|Texlark Securities, LLC|||N|N|N|N TBCS|P|TBC Securities, LLC|||N|Y|N|N TBIA|P|Tradier Brokerage, Inc.|||N|Y|N|N TBIS|P|Tradier Brokerage, Inc.|||N|Y|N|N TBRO|P|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|||N|Y|N|N TBSC|P|3 BRIDGES SECURITIES|||N|N|N|N TCAN|N|Gemisys Securities Corporation|||N|Y|N|N TCCU|P|Tristone Capital Co.|||N|N|N|N TCEG|O|The Concord Equity Group, LLC|LAURENCE HARBOR, NJ|N/A|N|N|N|N TCEG|O|The Concord Equity Group, LLC|NASDAQ/OTCBB TRADING|732-203-0187|N|N|N|N TCEX|P|The Concord Equity Group, LLC|||N|N|N|N TCGS|P|TCG SECURITIES, L.L.C.|||N|Y|N|N TCPX|P|Toussaint Capital Partners, LLC|||N|Y|N|N TCSC|P|Trade Center Securities Corp.|||N|Y|N|N TCTC|P|Civilian Capital, Inc.|||N|N|N|N TDAM|P|FD de Leeuw & Associates, Trade Desk America|||N|N|N|N TDAR|O|TD Ameritrade, Inc.|||N|Y|N|N TDCM|M|TD Waterhouse Capital Markets, Inc.|OTC TRADING|201-369-8830|N|N|N|N TDCM|M|TD Waterhouse Capital Markets, Inc.|BULLETIN BOARD|201-369-8889|N|N|N|N TDCM|M|TD Waterhouse Capital Markets, Inc.|BULLETIN BOARD|800-500-3905|N|N|N|N TDCM|M|TD Waterhouse Capital Markets, Inc.|DEALER/INST SALES|201-369-1000|N|N|N|N TDCM|M|TD Waterhouse Capital Markets, Inc.|DEALER/INST SALES|800-369-5775|N|N|N|N TDCO|M|Thompson Davis & Co., Inc.|TRADING|804-643-1295|N|Y|N|N TDED|P|TD SECURITIES (USA) LLC|||Y|Y|N|N TDFS|P|TRADERFIELD SECURITIES INC.|||N|Y|N|N TDPA|P|TD Securities (USA) LLC|||Y|Y|N|N TDPX|P|TD Professional Execution, Inc.|||N|N|N|N TDSI|M|TD Securities (USA) LLC|NASDAQ TRADING|800-775-4755|Y|Y|N|N TDSI|M|TD Securities (USA) LLC||212-827-7392|Y|Y|N|N TEST|N|NASDAQ - SYSTEM SYMBOL|||N|N|N|N TFAI|P|TRANSAMERICA FINANCIAL ADVISORS, INC.|||N|Y|N|N TFAS|P|TRADITION ASIEL SECURITIES INC.|||Y|Y|N|N TFSC|N|Twenty-First Securities Corporation|NASDAQ TRADING|212-308-4626|Y|Y|N|N TFSD|P|TRADITION SECURITIES AND DERIVATIVES INC|||Y|Y|N|N TFSL|N|TECKMEYER FINANCIAL SERVICES, L.L.C.|||N|Y|N|N TGEQ|P|TRIPOINT GLOBAL EQUITIES, LLC|||N|Y|N|N TGUL|N|Tucker Anthony Cleary Gull|MILWAUKEE, WI|414-291-4514|N|Y|N|N TGUL|N|Tucker Anthony Cleary Gull||800-292-4549|N|Y|N|N TGUL|N|Tucker Anthony Cleary Gull|BOSTON, MA|800-548-3759|N|Y|N|N TGUL|N|Tucker Anthony Cleary Gull|BOSTON, MA|617-725-2253|N|Y|N|N TGUL|N|Tucker Anthony Cleary Gull|DENVER, COLORADO|888-888-2525|N|Y|N|N THEM|N|Themis Trading LLC||973-665-9600|Y|Y|N|N THIM|N|Thieme Securities, Inc.|||N|N|N|N THRC|P|Thor Capital LLC|||N|N|N|N THRD|P|THIRD SEVEN CAPITAL LLC|||N|Y|N|N TIAC|P|TRIAD SECURITIES CORP|NEW YORK NY|212-349-8060|Y|Y|N|N TIAD|O|Triad Securities Corp|NEW YORK NY|212-349-8060|Y|Y|N|N TIAN|P|TRIAD SECURITIES CORP|||Y|Y|N|N TIBS|P|Telemus Investment Brokers, LLC|||N|N|N|N TICK|N|Summit Trading, Inc.|||N|N|N|N TIED|O|E*Trade Securities LLC|NEW YORK, NY|212-826-6868|Y|Y|N|N TIGC|P|Nelsonreid, Inc.|||N|N|N|N TIGR|P|TIGRESS FINANCIAL PARTNERS, LLC|||N|Y|N|N TIMC|N|TIMECAPITAL SECURITIES CORPORATION|||N|Y|N|N TIME|O|Investscape Inc.|FARMINGTON HILLS, MI|248-306-6688|N|N|N|N TITL|P|TITLEIST ASSET MANAGEMENT, LTD.|||N|Y|N|N TITN|P|Titan Trading Services, LLC|||N|N|N|N TJMI|P|TJM Investments, LLC|CHICAGO, IL|312-432-5110|N|Y|N|N TJMT|P|TJM INVESTMENTS, LLC|||N|Y|N|N TKCO|O|Trautman Wasserman & Company, Inc.|NEW YORK NY|212-575-6653|N|N|N|N TKCO|O|Trautman Wasserman & Company, Inc.|NASDAQ TRADING|212-575-6652|N|N|N|N TKEG|P|The Keystone Equities Group, L.P.|||N|N|N|N TKNG|P|ALLY INVEST SECURITIES LLC|||Y|Y|N|N TLIB|M|Tullett Liberty Securities Inc.|NEW YORK, NY|212-402-5000|Y|Y|N|N TLIB|M|Tullett Liberty Securities Inc.|TRADING|646-885-1257|Y|Y|N|N TLIB|M|Tullett Liberty Securities Inc.|OTCBB|646-885-1258|Y|Y|N|N TMBI|N|THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.|ACT SERVICE DESK|317-581-4000|N|Y|N|N TMBR|M|Timber Hill LLC|TRADING|203) 618-5845|Y|Y|N|N TMBR|M|Timber Hill LLC|COMPLIANCE|203-618-5863|Y|Y|N|N TMBR|M|Timber Hill LLC|PROGRAMMERS|203-618-5814|Y|Y|N|N TMBR|M|Timber Hill LLC|PROGRAMMERS|203-618-5889|Y|Y|N|N TMBS|P|TRADITION ASIEL SECURITIES INC.|||Y|Y|N|N TMCC|P|Themunicenter.Com|||N|Y|N|N TMCD|P|Thomas McDonald Partners, LLC|||N|Y|N|N TMDM|P|Trading Machines LLC|||N|N|N|N TMES|P|Times Securities, Inc.|||N|N|N|N TMON|P|OPTIONSHOUSE|||N|Y|N|N TMPO|N|Tempo Securities Corporation|||N|N|N|N TNFS|P|True North Financial Services, Inc.|||N|N|N|N TNIS|P|Terra Nova Financial, LLC|||N|N|N|N TNTS|O|Terra Nova Trading, L.L.C.|||N|N|N|N TOBI|P|Tobias Bros. Inc.|||N|N|N|N TOCA|P|TORINO CAPITAL LLC|||N|Y|N|N TOCQ|N|Lepercq, De Neuflize/Tocqueville Securities, L.P.|NASDAQ TRADING|212-698-0856|N|Y|N|N TONC|P|CUTTONE & CO., LLC|||Y|Y|N|N TOOL|N|NASDAQ Trading Applications Team Test|||N|N|N|N TORB|P|TOR BROKERAGE LLC|||N|Y|N|N TORE|P|Tore Services, LLC|||N|N|N|N TORO|N|VALDES & MORENO, INC.|NASDAQ TRADING|816-455-7200|N|Y|N|N TORR|P|TORA TRADING SERVICES, LLC|||N|Y|N|N TORS|O|Trend Trader, LLC|SCOTTSDALE, AZ|602-948-1146|N|N|N|N TORY|M|Torrey Pines Securities, Inc.|SOLANA BEACH CA|858-259-9921|N|Y|N|N TORY|M|Torrey Pines Securities, Inc.|NASDAQ/OTCBB TRADING|800-688-8670|N|Y|N|N TORY|M|Torrey Pines Securities, Inc.||858-259-9939|N|Y|N|N TORY|M|Torrey Pines Securities, Inc.|INSTITUTIONAL TRDG|800-456-8679|N|Y|N|N TORY|M|Torrey Pines Securities, Inc.|PHONE PROBLEM LINE|858-259-9939|N|Y|N|N TORY|M|Torrey Pines Securities, Inc.|PHONE PROBLRM LINE|858-259-9921|N|Y|N|N TOSI|P|Thinkorswim, Inc.|||N|N|N|N TOUR|P|TOURMALINE PARTNERS, LLC|||N|Y|N|N TPCP|P|Pritchard Capital Partners, LLC|COVINGTON, LA|504-809-7000|N|N|N|N TPMR|N|Tradepmr Inc.|||N|Y|N|N TPOT|P|TULLETT PREBON FINANCIAL SERVICES LLC|||Y|Y|N|N TPRI|P|TPR Investments, L.P.|||N|N|N|N TPSC|P|CHICAGO SECURITIES CORP.|||N|N|N|N TRAD|O|Tradestation Securities, Inc.|||Y|Y|Y|N TRAO|C|TRACK ECN|||N|N|N|N TRAS|P|Tradition Asiel Securities Inc.|||Y|Y|N|N TRAT|P|Track (ECN)|||N|N|N|N TRAU|C|TRACK ECN|||N|N|N|N TRBT|P|Tradebot Systems, Inc.|||Y|N|Y|Y TRCM|P|TRC MARKETS LLC|||Y|Y|Y|Y TRDT|O|Trident Securities, Inc.|NASDAQ TRADING|800-340-6355|N|N|N|N TRDT|O|Trident Securities, Inc.|ATLANTA, GA|404-495-2050|N|N|N|N TRDW|O|Grossman & Co., LLC|DIX HILLS NY|631-242-0603|N|N|N|N TRDW|O|Grossman & Co., LLC|NASDAQ TRADING|407-648-4898|N|N|N|N TREA|O|TREASURE FINANCIAL CORP.|RICHARDSON, TX|(214)479-9675|N|Y|N|N TREK|O|Tradetrek Securities, LLC|||N|N|N|N TREX|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N TRFI|P|Tradewinds Financial Group Incorporated|||N|N|N|N TRGS|P|The Robins Group LLC|||N|N|N|N TRIB|P|TRIBAL CAPITAL MARKETS, LLC|||Y|Y|N|N TRIM|M|VIRTU Americas LLC|PURCHASE, NY|914-251-5800|Y|Y|Y|Y TRIM|M|VIRTU Americas LLC|TRADING|800-677-8746|Y|Y|Y|Y TRIM|M|VIRTU Americas LLC|SERVICE DESK|800-436-8746|Y|Y|Y|Y TRIM|M|VIRTU Americas LLC|BLOCK DESK|800-669-1811|Y|Y|Y|Y TRIM|M|VIRTU Americas LLC|CHICAGO, IL|312-553-8350|Y|Y|Y|Y TRIM|M|VIRTU Americas LLC|TRADING/SERVICE|800-430-3434|Y|Y|Y|Y TRIN|N|Triangle Securities, LLC|||N|Y|N|N TRIP|P|Trident Partners Ltd.|||N|Y|N|N TRKA|N|Troika Dialog USA, Inc.|||N|Y|N|N TRLN|M|Tradelink Securities, LLC|CHICAGO, IL|312-264-2183|Y|Y|N|N TRMS|P|TERMINUS SECURITIES, LLC|||N|N|N|N TRNK|O|Tradelink Securities, LLC|||Y|Y|N|N TRNS|N|LOMBARD ODIER TRANSATLANTIC LIMITED|NASDAQ TRADING|212-431-6041|N|Y|N|N TRNX|P|TRINIX SECURITIES LLC|||N|N|N|N TRPP|N|Tripp & Co., Inc.|NEW YORK NY|212-608-6081|N|N|N|N TRRT|O|Traderight Securities|||N|N|N|N TRSC|P|TRANSCEND CAPITAL|||N|N|N|N TRSD|O|Transcend Capital, LP|AUSTIN, TX|512-485-3140|N|N|N|N TRSK|P|TRANSCEND CAPITAL, LP|||N|N|N|N TRSL|P|Traderight Securities|||N|N|N|N TRTR|O|Tradelink Securities, LLC|||Y|Y|N|N TRUB|N|Trubee, Collins & Co., Inc.|NASDAQ TRADING|716-849-1401|N|Y|N|N TRUE|N|Aletheia Securities, Inc.|||N|N|N|N TRUM|P|Triune Capital Advisors LLC|||N|N|N|N TRUX|P|Triune Capital Advisors LLC|||N|N|N|N TRWN|M|T.R. Winston & Company, LLC|BEDMINSTER NJ|908-234-9600|Y|Y|N|N TRYC|P|TRYCO SECURITIES, INC.|||N|Y|N|N TRYN|P|First Tryon Securities, LLC|||N|Y|N|N TSBX|P|TRIPLESHOT|||N|Y|N|N TSCD|P|THE STURGES COMPANY|||N|Y|N|N TSEC|P|Thomas Group Capital|||N|N|N|N TSII|P|Tradestar Investments, Inc.|||N|N|N|N TSMI|P|Tradespot Markets Inc.|||N|Y|N|N TSRV|N|Trading Services Group, Inc.|||N|Y|N|N TTAL|P|TIBRA TRADING AMERICA LLC|||N|N|N|N TTLE|P|Park Financial Group, Inc.|||N|N|N|N TTON|P|Teton Investment Partners LLC|||N|N|N|N TTRD|N|Tech-Trade Capital LLC|||N|N|N|N TTSI|P|T3 SECURITIES, INC.|||N|Y|N|N TTTT|P|T3 TRADING GROUP, LLC|||N|N|N|N TTUC|P|CUTTONE & CO., INC.|Trading Desk|646-943-5420|Y|Y|N|N TULL|P|Tullett Prebon Financial Services LLC|NEW YORK|914-696-5639|Y|Y|N|N TUNA|N|Bluefin Research Partners, Inc.|||N|Y|N|N TWDA|P|TRADEWEB DIRECT LLC|||N|Y|N|N TWDI|P|TRADEWEB DIRECT LLC|||N|Y|N|N TWDS|M|TRADEWEB DIRECT LLC|||N|Y|N|N TWEE|N|Tweedy, Browne Company LLC|NEW YORK, NY|212-916-0606|N|N|N|N TWGR|P|Tradewire Securities LLC|||N|N|N|N TWPL|O|Stifel, Nicolaus & Company, Incorporated|SAN FRANCISCO|415-364-2800|Y|Y|N|N TWSE|P|Tradewire Securities LLC|||N|N|N|N TWSF|P|TWS FINANCIAL, LLC.|||N|N|N|N TWXS|P|TRADEWORX SECURITIES LLC|||N|Y|N|N TYLO|N|DOUGALL & ASSOCIATES INC.|NASDAQ TRADING|312-346-1066|N|N|N|N TZTA|P|303 ALTERNATIVES, LLC|||N|Y|N|N UBSA|P|UBS SECURITIES LLC|||Y|Y|Y|Y UBSB|P|UBS Securities LLC|||Y|Y|Y|Y UBSC|P|UBS Securities LLC|||Y|Y|Y|Y UBSG|M|UBS Securities LLC|||Y|Y|Y|Y UBSI|N|UNITED BROKERAGE SERVICES, INC|BARKERSBURG, WV|304-426-8770|N|Y|N|N UBSK|P|UBS Securities LLC|||Y|Y|Y|Y UBSS|M|UBS Securities LLC|TRADING DEPARTMENT|203-719-7400|Y|Y|Y|Y UBSS|M|UBS Securities LLC|OTCBB/PINKSHEETS|203-719-8710|Y|Y|Y|Y UBST|P|UBS Securities, LLC|||Y|Y|Y|Y UBSW|M|UBS Securities, LLC|TRADING DEPT|203-719-7400|Y|Y|Y|Y UBSW|M|UBS Securities, LLC|INTL TRADING|203-719-6950|Y|Y|Y|Y UBSW|M|UBS Securities, LLC|AGENCY TRADING|203-719-7600|Y|Y|Y|Y UBSX|O|UBS Securities LLC|||Y|Y|Y|Y UBUY|P|Peak Securities Corp.|||N|N|N|N UCAP|P|UCAP SECURITIES LLC|||N|Y|N|N UCHN|O|Urchin Capital Partners, LLC|||N|N|N|N UCMI|P|UNITED CAPITAL MARKETS, INC.|||N|Y|N|N UCML|P|UNITED CAPITAL MARKETS, INC.|||N|Y|N|N UCPL|N|Utendahl Capital Partners, L.P.|||N|N|N|N UFPA|P|UNITED FIRST PARTNERS LLC|||N|Y|N|N UFPO|P|UNITED FIRST PARTNERS LLC|||N|Y|N|N UGAM|P|UNION GAMING ADVISORS, LLC|||N|Y|N|N UHLM|N|Uhlmann Price Securities, LLC|||N|Y|N|N UMBF|P|UMB FINANCIAL SERVICES, INC.|||N|Y|N|N UMTB|P|UMTB SECURITIES INC|||N|N|N|N UNEX|P|DIRECT ACCESS PARTNERS LLC|||N|N|N|N UNIV|N|UNIVEST SECURITIES, LLC|NEW YORK, NY|212-219-3815|N|Y|N|N UOFM|P|University of Miami - Finance Department|||N|N|N|N UPLN|N|United Planners' Financial Services of America A Limited Partner|SCOTTSDALE, AZ|602-991-0225|N|Y|N|N USAA|P|USAA INVESTMENTS|SAN ANTONIO, TX|800-531-8294|N|Y|N|N USCA|P|USCA Securities LLC|||N|Y|N|N USFA|N|U.S. Securities & Futures Corp.|||N|N|N|N USFB|P|U.S. Financial Investments, Inc.|||N|N|N|N USFI|P|U.S. Financial Investments, Inc.|||N|N|N|N USSP|N|Ust Securities Corp. (The Retail)|JERSEY CITY, NJ|201-418-8331|N|N|N|N USTA|P|USTOCKTRADE SECURITIES, INC.|||N|Y|N|N USTC|O|US Trading LLC|GARDEN CITY, NY|516-357-9829|N|N|N|N USTK|P|USTOCKTRADE SECURITIES, INC.|||N|Y|N|N USTT|O|USTOCKTRADE SECURITIES|||N|Y|N|N UWIN|P|WINTERFLOOD SECURITIES INCORPORATED|||N|N|N|N VABD|P|VIRTU Americas LLC|||Y|Y|Y|Y VAIL|M|Vail Securities Investment, Inc.|MAIN TRADING|970-479-6001|N|N|N|N VAIL|M|Vail Securities Investment, Inc.|TRADING|970-476-5531|N|N|N|N VAIL|M|Vail Securities Investment, Inc.||888-476-5531|N|N|N|N VAIL|M|Vail Securities Investment, Inc.|ADDT'L TRADING|970-471-4224|N|N|N|N VALM|N|VALMARK SECURITIES, INC.|||N|Y|N|N VALR|P|VIRTU AMERICAS LLC|||Y|Y|Y|Y VALX|P|VIRTU AMERICAS LLC|||Y|Y|Y|Y VARI|O|Variant Research Corporation|BOCA RATON, FL|561-672-4949|N|Y|N|N VASL|N|VASILIOU & COMPANY, INC.|NASDAQ TRADING|212-486-4400|N|Y|N|N VATS|P|VEGA-CHI US LIMITED|||N|N|N|N VBLT|P|Vanderbilt Securities, LLC|||N|Y|N|N VBSL|P|Vision Brokerage Services, LLC.|||N|Y|N|N VBSX|P|Vision Brokerage Services, LLC|||N|Y|N|N VCAS|P|VCA Securities, LP|||N|Y|N|N VCLM|N|VAN CLEMENS & CO. INCORPORATED|||N|Y|N|N VCPI|P|VC Arjent Ltd.|||N|N|N|N VCSI|P|Vaughan and Company Securities, Inc.|||N|Y|N|N VECT|N|Vector Securities International, Inc.|||N|N|N|N VELC|P|VELOCITY CAPITAL, LLC|||N|Y|N|N VERF|P|THE VERTICAL GROUP|||Y|Y|N|N VERT|M|The Vertical Trading Group, LLC|Trading|212-918-1202|Y|Y|N|N VFCM|P|Virtu Financial Capital Markets LLC|||Y|Y|Y|Y VFGC|P|VFG Securities, Inc.|||N|Y|N|N VFGS|P|VFG Securities, Inc.|||N|Y|N|N VFIN|M|Vfinance Investments, Inc|OTCBB/PINK SHEETS|800-487-0577|Y|Y|N|N VFIN|M|Vfinance Investments, Inc|OTCBB/PINK SHEETS|561-981-1314|Y|Y|N|N VFIN|M|Vfinance Investments, Inc|PHILADELPHIA|856-234-2900|Y|Y|N|N VGLB|P|VECTORGLOBAL WMG|||N|Y|N|N VGRD|P|Vanguard Marketing Corporation|TRADE SUPPORT|610-669-7200|N|Y|N|N VGRD|P|Vanguard Marketing Corporation|TRADE DESK|610-669-7202|N|Y|N|N VGRP|P|THE VERTICAL TRADING GROUP, LLC|||Y|Y|N|N VHPA|P|VANTHEDGEPOINT SECURITIES, LLC|||N|N|N|N VHPS|P|Vanthedgepoint Securities, LLC|||N|N|N|N VIEW|P|VIEWTRADE SECURITIES LLC|||Y|Y|N|N VIRT|P|VIRTU FINANCIAL BD LLC|||Y|N|Y|Y VISN|P|Vision Securities Inc.|||N|N|N|N VKMI|P|Van Kampen Funds Inc.|||N|Y|N|N VMDI|N|DESJARDINS SECURITIES INTERNATIONAL INC|||N|Y|N|N VMEX|P|VECTORGLOBAL WMG|||N|Y|N|N VNDM|M|Vandham Securities Corp.|WOODCLIFF LAKE, NJ|(201) 782.3310|Y|Y|N|N VNDM|M|Vandham Securities Corp.|WOODCLIFF LAKE, NJ|888.356.2179|Y|Y|N|N VNDS|P|VANDHAM SECURITIES CORP|||Y|Y|N|N VNET|P|Vianet Direct, Inc.|||N|N|N|N VOLP|N|Volpe Brown Whelan & Company, LLC|||N|N|N|N VPEW|P|VPE WERTPAPIERHANDELSBANK AG|||N|Y|N|N VRTA|P|Veritas Securities Corp.|||N|Y|N|N VRTS|P|VERITAS SECURITIES CORP.|||N|Y|N|N VRTU|M|Virtu Financial BD LLC|||Y|N|Y|Y VRTX|P|CONVERGEX EXECUTION SOLUTIONS LLC|||Y|Y|Y|Y VSIN|P|Vision Financial Markets Llc|||N|Y|N|N VTBI|P|VTB CAPITAL INC.|||N|Y|N|N VTDT|P|View Trade Securities, Inc.|||Y|Y|N|N VTSB|P|Viewtrade Securities, Inc.|||Y|Y|N|N VWPT|P|Viewpoint Securities, LLC|||N|N|N|N WABR|O|Wall Street Access|NEW YORK NY|1-800-326-5195|Y|Y|Y|N WACH|N|Wachovia Brokerage Service|||N|N|N|N WACL|O|Wachtel & Co., Inc.|WASHINGTON DC|202-898-1018|Y|Y|N|N WAIN|M|H.C. Wainwright & Co., Inc.|NASDAQ/OTCBB TRADING|212-856-6206|Y|Y|N|N WAIN|M|H.C. Wainwright & Co., Inc.|EQUITY TRADING|800-967-2383|Y|Y|N|N WALC|P|Washington Analysis Corporation|||N|N|N|N WALL|P|BOWERS SECURITIES INC.|||N|Y|N|N WALT|N|Capital Growth Resources Inc|||N|N|N|N WANG|P|SOGOTRADE, INC.|||Y|Y|N|N WAPS|P|WOLF A. POPPER, INC.|||N|Y|N|N WATH|M|TD Ameritrade, Inc.||212-806-3500|N|Y|N|N WATH|M|TD Ameritrade, Inc.|ORDER ROOM|212-428-8618|N|Y|N|N WATH|M|TD Ameritrade, Inc.|TRADE/TECH ISSUES|800-598-5090|N|Y|N|N WATH|M|TD Ameritrade, Inc.|24/7 TECH SUPPORT|201-521-2970|N|Y|N|N WATR|N|Waters, Parkerson & Co., Inc.|||N|N|N|N WAYN|O|Wayne Hummer Investments L.L.C.|CHICAGO, ILL|312-431-1700|N|Y|N|N WBBC|M|WBB Securities, LLC|TRDNG DSK SAN DIEGO|858-592-9987|Y|Y|N|N WBCA|P|WESTPAC CAPITAL MARKETS LLC|||N|Y|N|N WBET|P|Wallachbeth Capital LLC|||Y|Y|N|N WBFN|P|WOODBURY FINANCIAL SERVICES, INC|||N|Y|N|N WBLR|P|WILLIAM BLAIR|CHICAGO IL|312-236-4502|Y|Y|N|N WBLR|P|WILLIAM BLAIR|CHICAGO IL|312-236-1600|Y|Y|N|N WBLR|P|WILLIAM BLAIR|NASDAQ TRADING|800-621-2214|Y|Y|N|N WBMK|N|GAINEY FINANCIAL SERVICES, INC.|PHOENIX AZ|602-954-7365|N|N|N|N WBMK|N|GAINEY FINANCIAL SERVICES, INC.|NASDAQ TRADING|602-266-2878|N|N|N|N WBNF|P|WILLIAM BLAIR|||Y|Y|N|N WBPX|P|SUMMIT SECURITIES GROUP, LLC|||Y|N|N|Y WBRO|M|Wiley Bros.-Aintree Capital, LLC|NASHVILLE, TN|615-254-1181|N|Y|N|N WBRO|M|Wiley Bros.-Aintree Capital, LLC|NASHVILLE, TN|800-827-9276|N|Y|N|N WCAP|P|Winebrenner Capital Partners, LLC|||N|N|N|N WCHV|P|WELLS FARGO SECURITIES, LLC|||Y|Y|Y|Y WCMS|P|Westport Capital Markets, LLC|||N|Y|N|N WCSC|P|Wilmington Capital Securities, LLC|||N|Y|N|N WCSO|P|World Choice Securities, Inc.|||N|Y|N|N WDAC|P|Wilson-Davis & Co., Inc.|||Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|SALT LAKE CITY, UT|801-532-6761|Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|SALT LAKE CITY, UT|800-453-5735|Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|SALT LAKE, AGENCY|801-532-6761|Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|DENVER, CO|800-628-7271|Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|DENVER, CO|303-793-0120|Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|OREGON|971-222-3541|Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|NEW YORK|800-290-6875|Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|NEW YORK|212-361-3701|Y|Y|N|N WDGE|P|Wedge Securities, LLC.|||N|N|N|N WDLF|P|W.D. Latimer Company Ltd./CDS|||N|N|N|N WDLN|M|Woodlawn Advisors LLC|||N|N|N|N WDNX|P|WEEDEN & CO.L.P.|||N|Y|N|N WDSB|P|JEFFERIES LLC|||Y|Y|Y|Y WECI|M|Winslow, Evans & Crocker, Inc.|BOSTON MA|617-227-4300|N|Y|N|N WECI|M|Winslow, Evans & Crocker, Inc.|NASDAQ TRADING|617-723-2205|N|Y|N|N WEDB|M|WEDBUSH SECURITIES INC.|LOS ANGELES, CA|213-688-4450|Y|Y|Y|Y WEDB|M|WEDBUSH SECURITIES INC.|NASDAQ/OTCBB TRADING|800-421-0251|Y|Y|Y|Y WEDB|M|WEDBUSH SECURITIES INC.|FIXED INCOME(CORP)|213-688-4480|Y|Y|Y|Y WEDB|M|WEDBUSH SECURITIES INC.|FIXED INCOME(GOVTS)|213-688-4500|Y|Y|Y|Y WEDB|M|WEDBUSH SECURITIES INC.|NEW YORK NY|212-742-0920|Y|Y|Y|Y WEDB|M|WEDBUSH SECURITIES INC.|NEW YORK NY|800-221-2540|Y|Y|Y|Y WEDB|M|WEDBUSH SECURITIES INC.|NASDAQ PORTLAND|503-675-3107|Y|Y|Y|Y WEDP|P|Wedbush Securities Inc.|LOS ANGELES, CA|213-688-4400|Y|Y|Y|Y WEED|M|Weeden & Co.L.P.|N-GREENWICH|N/A|N|Y|N|N WEED|M|Weeden & Co.L.P.|NASDAQ/OTCBB TRADING|203-861-7650|N|Y|N|N WEED|M|Weeden & Co.L.P.||800-289-9333|N|Y|N|N WEED|M|Weeden & Co.L.P.|FOREIGN|203-861-7740|N|Y|N|N WEED|M|Weeden & Co.L.P.|LISTED|203-861-7670|N|Y|N|N WEED|M|Weeden & Co.L.P.||800-843-9333|N|Y|N|N WEED|M|Weeden & Co.L.P.|BOSTON|800-777-9333|N|Y|N|N WEED|M|Weeden & Co.L.P.|CHICAGO|800-234-9333|N|Y|N|N WEED|M|Weeden & Co.L.P.|SAN FRANCISCO|800-333-9333|N|Y|N|N WEED|M|Weeden & Co.L.P.|DALLAS|800-444-9333|N|Y|N|N WEFI|N|WESTERN FINANCIAL CORPORATION|NASDAQ TRADING|619-234-3235|N|Y|N|N WEGE|P|WORLD EQUITY GROUP, INC.|||N|Y|N|N WEGI|N|WORLD EQUITY GROUP, INC.|||N|Y|N|N WEGP|P|Western Equity Group, Inc.|||N|Y|N|N WEKS|P|Wechsler & Co., Inc.|MOUNT KISCO,NY|914-242-6000|N|N|N|N WEKS|P|Wechsler & Co., Inc.|MOUNT KISCO,NY|800-221-7244|N|N|N|N WELC|N|H. G. Wellington & Co., Inc.|||N|N|N|N WELD|P|BRAVER STERN SECURITIES LLC|||N|N|N|N WESC|P|Wellington Shields & Co., LLC|||N|Y|N|N WEXA|P|WOLVERINE EXECUTION SERVICES, LLC|||Y|Y|Y|Y WEXM|P|WOLVERINE EXECUTION SERVICES, LLC|||Y|Y|Y|Y WEXQ|P|Wolverine Execution Services, LLC|||Y|Y|Y|Y WEXX|P|WOLVERINE EXECUTION SERVICES, LLC|CHICAGO, IL|312-884-4000|Y|Y|Y|Y WEYE|P|Walleye Trading LLC|||Y|N|N|N WFBC|P|WEALTHFRONT BROKERAGE CORPORATION|||N|Y|N|N WFGI|P|WFG Investments, Inc.|||N|Y|N|N WFIS|P|WELLS FARGO SECURITIES, LLC.|||Y|Y|Y|Y WFPB|P|Wells Fargo Securities, LLC.|||Y|Y|Y|Y WFPS|P|WFP Securities|||N|N|N|N WFSS|P|WOODMEN FINANCIAL SERVICES, INC.|||N|Y|N|N WGIF|P|CIBC World Markets Inc.|Trade Floor|212-856-3697|N|N|N|N WGTB|P|WG Trading Company Limited Partnership|||N|N|N|N WGTC|O|WG Trading Company Limited Partnership|GREENWICH, CT|203-863-8410|N|N|N|N WGTG|P|WG Trading Company Limited Partnership|||N|N|N|N WHAM|P|Windham Securities, Inc.|||N|N|N|N WHBB|P|BGC FINANCIAL INC.|||Y|Y|N|N WHCG|P|Whitaker Securities LLC|||N|Y|N|N WHIT|P|WIC Corp.|||N|Y|N|N WHOT|P|JUST2TRADE, INC.|||Y|Y|N|N WIMA|P|Weiss Investment Management Services, LLC|||N|Y|N|N WIMS|P|Weiss Investment Management Services, LLC|||N|Y|N|N WIND|P|WINDSOR STREET CAPITAL, LP|||Y|Y|N|N WINE|N|D. E. Wine Investments Inc.|HOUSTON TX|281-586-9640|N|N|N|N WINE|N|D. E. Wine Investments Inc.|NASDAQ TRADING|1-800-327-5477|N|N|N|N WINO|P|Jump Trading|||Y|N|Y|Y WINR|P|Jump Trading|||Y|N|Y|Y WINS|M|New Windsor Associates, L.P.|NEW YORK,NY|212-755-1056|N|N|N|N WINS|M|New Windsor Associates, L.P.||212-755-1053|N|N|N|N WINZ|P|JUMP TRADING|||Y|N|Y|Y WIPE|P|S.B.S. Financial Group, Inc.|||N|N|N|N WISC|P|CORECAP INVESTMENTS, INC.|||N|Y|N|N WISE|P|WISEBANYAN SECURITIES LLC|||N|Y|N|N WISI|P|WESTERN INTERNATIONAL SECURITIES, INC.|PASADENA, CA|626-710-3128|N|Y|N|N WISI|P|WESTERN INTERNATIONAL SECURITIES, INC.||626-710-3132|N|Y|N|N WISP|P|WESTERN INTERNATIONAL SECURITIES, INC.|||N|Y|N|N WITE|N|Witenberg Investment Companies, Inc.|BEVERLY HILLS, CA|310-724-5550|N|N|N|N WITT|M|Wit Capital Corporation|||N|N|N|N WJBI|P|W.J. Bonfanti, Inc.|||N|N|N|N WJBS|P|W.J. BLUM & SONS, LLC|||N|N|N|N WJCO|P|Walton Johnson & Company|NASDAQ TRADING|214-522-6770|N|N|N|N WJDO|P|Walter J. Dowd, Inc.|||N|N|N|N WLDX|P|WORLD-XECUTION STRATEGIES|Trading Desk|212-531-8526|N|Y|N|N WLMS|N|The Williams Capital Group, L.P.|NEW YORK, NY|212-830-4550|Y|Y|N|N WLTH|P|WEALTHFRONT BROKERAGE CORPORATION|||N|Y|N|N WMBU|M|WFG Investments, Inc.|NASDAQ TRADING|972-661-8700|N|Y|N|N WMCL|P|White Mountain Capital, LLC|||N|Y|N|N WMFS|P|WESTMINSTER FINANCIAL SECURITIES, INC.|||N|Y|N|N WMII|P|Westminster Securities Corporation|||N|N|N|N WMIN|M|Westminster Securities Corporation|NEW YORK NY|212-878-6555|N|N|N|N WMIN|M|Westminster Securities Corporation|NASDAQ|800-445-6749|N|N|N|N WMIN|M|Westminster Securities Corporation|MIAMI FL|305-949-1700|N|N|N|N WMIN|M|Westminster Securities Corporation|NORTH MIAMI|866-478-6550|N|N|N|N WMIN|M|Westminster Securities Corporation|NEW YORK,LONG ISLAND|866-249-0639|N|N|N|N WMLL|P|Watermill Institutional Trading LLC|||Y|Y|N|N WMPB|P|Hahn Securities, Inc.|||N|N|N|N WMRA|P|Chimera Securities|||Y|N|N|Y WMSI|M|Walsh Manning Securities, LLC|||N|N|N|N WNDR|P|Wunderlich Securities, Inc.|||Y|Y|N|N WOHU|P|BGC FINANCIAL, L.P.|||Y|Y|N|N WOLF|P|Wolfe Trahan Securities|||N|Y|N|N WOLV|N|WOLVERINE CAPITAL MARKETS LLC|||N|Y|N|N WONG|P|A B Wong Capital LLC|||N|N|N|N WOOD|N|WOOD (ARTHUR W.) COMPANY, INC.|BOSTON MA|617-542-4224|N|Y|N|N WOOD|N|WOOD (ARTHUR W.) COMPANY, INC.|NASDAQ/OTCBB TRADING|800-553-3001|N|Y|N|N WORD|P|Worden Capital Management LLC|||N|Y|N|N WPAC|P|White Pacific Securities, Inc.|||N|N|N|N WPCC|P|Westpark Capital, Inc.|||N|Y|N|N WPSG|P|WEEDEN PRIME SERVICES, LLC.|||N|Y|N|N WPSM|P|WEEDEN PRIME SERVICES, LLC.|||N|Y|N|N WPSP|P|WEEDEN PRIME SERVICES, LLC|||N|Y|N|N WPST|O|W. P. Stewart Securities LLC|NEW YORK, NY|441-295-8585|N|N|N|N WPSX|P|WEEDEN PRIME SERVICES, LLC.|Main Line|646-227-5555|N|Y|N|N WRDN|P|WORDENTRADE, INC.|||N|Y|N|N WRET|O|Wells Fargo Clearing Services, LLC|TRADING|804-868-2200|Y|Y|N|N WRGR|P|FSB PREMIER WEALTH MANAGEMENT, INC.|||N|Y|N|N WRIS|M|WESTPORT RESOURCES INVESTMENT SERVICES, INC.|NASDAQ TRADING|203-222-4888|N|Y|N|N WRIS|M|WESTPORT RESOURCES INVESTMENT SERVICES, INC.||800-592-9747|N|Y|N|N WRLD|M|Hunter World Markets, Inc.|EQUITY TRADING|310-734-0040|N|N|N|N WRLD|M|Hunter World Markets, Inc.|EQUITY TRADING|310-734-0040|N|N|N|N WROC|N|Westrock Advisors Inc.|||N|N|N|N WSAG|P|WALL STREET ACCESS|Trading Desk|212-232-5602|Y|Y|Y|N WSCC|P|WASHINGTON SECURITIES CORPORATION|NEW YORK NY|212-709-9400|N|Y|N|N WSCX|N|Workman Securities Corporation|||N|N|N|N WSEA|M|WOLVERINE SECURITIES, LLC|||Y|Y|N|N WSEI|P|Wallstreet*E Financial Services, Inc.|||N|N|N|N WSET|N|Wall Street Electronica|||N|N|N|N WSGD|P|WEDBUSH SECURITIES INC.|||Y|Y|Y|Y WSJR|P|DUNIYA TRADING, INC.|||N|N|N|N WSRK|N|WESTROCK CAPITAL MANAGEMENT, INC.|||N|Y|N|N WSRP|P|WESTROCK CAPITAL MANAGEMENT, INC.|||N|Y|N|N WSSL|P|Wellstone Securities, LLC|||N|N|N|N WSSS|O|Wm Smith & Co.|DENVER, CO|303-831-9696|N|Y|N|N WSTI|P|WESTERN INTERNATIONAL SECURITIES, INC.|||N|Y|N|N WSTM|P|Westminster Research Associates, LLC|||N|Y|N|N WSWW|M|Westminster Securities Corporation|Trading|212-878-6565|N|N|N|N WTCO|O|Williams Trading LLC||(203) 353-7600|Y|Y|N|N WTFD|P|WATERFORD CAPITAL, INC.|||N|Y|N|N WTFS|P|JUST2TRADE, INC.|||Y|Y|N|N WTHM|N|Wealth Monitors, Inc.|||N|N|N|N WTKR|P|Whitaker Securities LLC||516.365.3660|N|Y|N|N WTLP|P|WOLVERINE TRADING, LLC|||Y|N|Y|Y WTSP|N|Wasserman & Associates|||N|N|N|N WUND|M|Wunderlich Securities, Inc.|ST. LOUIS, MO|314-719-3450|Y|Y|N|N WUND|M|Wunderlich Securities, Inc.||877-567-0950|Y|Y|N|N WUNR|P|Wunderlich Securities, Inc.|||Y|Y|N|N WUNT|P|Wunderlich Securities, Inc.|||Y|Y|N|N WVBD|O|Merrill Lynch, Pierce, Fenner and Smith Incorporated|||Y|Y|Y|Y WWLD|P|Whiteweld Trading, LLC|||N|N|N|N WWPC|M|Westpark Capital Inc.|||N|Y|N|N WYNS|P|Winslow, Evans & Crocker, Inc.|||N|Y|N|N WYOM|O|Wyoming Financial Securities, Inc.|||N|N|N|N WYSE|P|Wyser-Pratte & Co., Inc.|NEW YORK, NY|212-495-5353|Y|Y|N|N WZSC|P|Watermark Securities, Inc.|||N|Y|N|N XBLA|P|XAMBALA CAPITAL, LLC|||Y|N|N|N XBOS|P|Boston Stock Exchange|||N|N|N|N XCAP|P|XAMBALA CAPITAL, LLC|||Y|N|N|N XCNC|P|C&C TRADING L.L.C.|||N|N|N|N XERO|P|CONDUENT SECURITIES, LLC|||N|Y|N|N XGWD|P|LATOUR TRADING LLC|||Y|N|Y|Y XGWX|P|LATOUR TRADING LLC|||Y|N|Y|Y XIST|P|INSTINET, LLC|||Y|Y|Y|Y XPQR|P|Jump Trading|||Y|N|Y|Y XPUS|P|XP SECURITIES, LLC|||N|Y|N|N XSTM|P|NATIONAL FINANCIAL SERVICES LLC|||Y|Y|Y|Y XTFG|P|Xtent Financial Group, Inc.|||N|N|N|N YAMN|O|Trade Manage Capital, Inc.||800-221-5676|Y|Y|N|N YAMN|O|Trade Manage Capital, Inc.|FAIRLAWN, NJ|201-791-4449|Y|Y|N|N YKNA|P|COMHAR CAPITAL MARKETS, LLC|||N|Y|N|N YLAW|P|INNOVATION PARTNERS LLC|||N|Y|N|N YLPL|O|Linsco/Private Ledger Financial Services, Incorporated|NASDAQ TRADING|N/A|N|Y|N|N YORK|M|Orion Securities (USA) Inc.|CHICAGO, IL|312-236-0880|Y|Y|N|N YORK|M|Orion Securities (USA) Inc.|OTCBB|800-759-9094|Y|Y|N|N YOSE|P|York Securities, Inc.|||N|Y|N|N YQST|P|Yieldquest Securities, LLC|||N|N|N|N YSBI|P|YORK STOCKBROKERS, INC.|||N|Y|N|N ZACK|P|LBMZ SECURITIES, INC.|||N|Y|N|N ZAND|P|MCLAUGHLIN RYDER INVESTMENTS, INC.|||N|Y|N|N ZDIB|P|Zions Direct, Inc.|||N|Y|N|N ZDNF|P|Zions Direct, Inc.|||N|Y|N|N ZEBD|P|ZEBED SECURITIES, LLC|||Y|Y|N|N ZECO|P|Zecco Trading, Inc|||N|N|N|N ZEDD|P|VAN KAMPEN FUNDS INC|||N|Y|N|N ZEUS|N|Zeus Securities, Inc.|||N|Y|N|N ZIMS|P|ZIMBALIST SMITH INVESTMENTS, LLC|||N|Y|N|N ZION|P|Zions Direct, Inc.|||N|Y|N|N ZIVI|P|ZIV Investment Company|||N|Y|N|N ZOUL|P|N. B. Zoullas Securities, Inc.|NEW YORK, NY|212-350-5315|N|Y|N|N File Creation Time: 1227201712:10|||||||

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