#Penrod Financial Group Investigation
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Penrod Financial Group Sanctioned by Texas Securities Regulator-Austin, TX
Penrod Financial Group Sanctioned by Texas Securities Regulator March 2023- Austin, TX On February 16, 2023, the Texas State Securities Board (TSSB) entered an order sanctioning Penrod Financial Group, a FINRA registered broker dealer with headquarters in Branson, Missouri. According to the TSSB order, in August 2015 certain clients of Penrod relocated from Missouri to Texas and certain other…
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