#Insigneo Advisory Services

[rexsecuritieslaw]

Luis Paredes Calvo- Citi International Financial / Insigneo Broker- Discloses Pending $5M Customer Suit-San Juan, PR

Luis Paredes Calvo Investigation June  2023-San Juan, PR According to publicly available records Luis Paredes Calvo,  Insigneo Services (aka Citi International Financial Services)  broker, discloses a pending $5 million customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and…

[rexsecuritieslaw]

Juan Carlos Fiorito- Former Northeast Securites / Insigneo Securities Broker- Discloses Customer Suit-Montevideo, Uruguay

Juan Carlos Fiorito Investigation September  2022-Montevideo, Uruguay According to publicly available records Juan Carlos Fiorito, a broker who is currently not registered, was previously with Insigneo Services, InSight Securities and Northeast Securities,  discloses a prior customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates…

[rexsecuritieslaw]

Jorge Sonville- Former Merrill Lynch / Insigneo Securities Broker- Discloses $4M Customer Suit-Miami, FL

Jorge Sonville- Former Merrill Lynch / Insigneo Securities Broker- Discloses $4M Customer Suit-Miami, FL

Jorge Sonville Investigation September  2022-Miami, FL  According to publicly available records Jorge A. Sonville,  a currently unregistered broker who most recently worked with  Insigneo Services and before that, Merrill Lynch,  discloses a regulatory suspension, a prior customer dispute, a pending customer dispute and a termination from employment. The Financial Industry Regulatory Authority…

[rexsecuritieslaw]

Antoine Souma- Insigneo Securities Broker- Discloses $14M Settlement-Beverly Hills, CA

Antoine Souma- Insigneo Securities Broker- Discloses $14M Settlement-Beverly Hills, CA

Antoine Souma Investigation May  2022-Beverly Hills, CA According to publicly available records Antoine Nabih Souma, a broker with Insigneo Advisory Services discloses a regulatory event, a prior customer dispute and a termination from employment. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers…

[rexsecuritieslaw]

Felipe Henao Vargas- Former Insigneo Securities Broker- $1 Million Settlement on Short Trading Case-Miami, FL

Felipe Henao Vargas- Former Insigneo Securities Broker- $1 Million Settlement on Short Trading Case-Miami, FL

Felipe Henao Vargas Investigation March 2022- Miami, FL According to publicly available records,  Felipe Henao Vargas (aka Felipe Henao) , a currently unregistered broker who was last employed by Insigneo Securities, discloses a recently settled customer dispute in the amount of $1,075,000. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers…

[rexsecuritieslaw]

Ignacio Erhart Del Campo- Former Insigneo Securities Broker- Sanctioned for Making Trades in Deceased Customer's Account - Montevideo, Uruguay

Ignacio Erhart Del Campo- Former Insigneo Securities Broker- Sanctioned for Making Trades in Deceased Customer’s Account – Montevideo, Uruguay

Ignacio Erhart Del Campo Investigation March 2022- Montevideo, Uruguay The FINRA records of Ignacio Erhart Del Campo  , a former stockbroker who was last employed by Insigneo Securities. , discloses 2 regulatory events and a termination from employment. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires…