#Arive Capital Markets
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rexsecuritieslaw · 2 years ago
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Mirso Muharemovic-Former Arive Capital Markets Broker-Discloses Regulatory Suspension and Three Prior Customer Disputes - Coram, NY
Mirso Muharemovic Investigation June 2023-Coram, NY According to publicly available records Mirso Muharemovic, a former Arive Capital Markets broker discloses a final regulatory matter and three prior customer disputes.  The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to…
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nickgerlich · 4 years ago
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Get On Your Bike And Ride
Imitation truly is the sincerest form of flattery. It is affirmation that you are doing something right, something enviable, something worth replicating. And when a big company, a global brand, decides to do the imitating, it is a compliment of the highest order, verification that whatever it is they are doing is worthy of their investment.
Like Harley-Davidson and its new e-bike. But you won’t find a Harley nameplate on it.
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Harley, whose sales have been sagging in recent years, clearly sees value in the e-bike explosion, a category that is skyrocketing in sales, especially during the pandemic, as cities adapt to two-wheeled traffic and consumers opt for bikes of all kinds instead of public transport. Some city planners now argue that we may never return to the car-centric urban spaces we had before COVID. The move comes hot on the heels of advances made by Dutch e-bike manufacturer Van Moof, which we discussed back on 17th September.
The one distinction for Harley, though, is that it is not putting its name on it, instead opting to create a new venture called Serial 1, in which Harley holds a stake, but investor capital accounts for the remainder.
Former Harley employees are at the helm of Serial 1, and have the challenge of a category new to them that has completely different channels of distribution. Serial 1 fully anticipates selling many of its new steeds via e-commerce, something one could never do with a motorcycle. Whether the bikes will be sold through independent bicycle dealers is undetermined, as is whether traditional Harley dealers will sell them, especially since such a different target market is involved.
While prices have not yet been announced, one thing is certain: these pedal-assisted bikes will have governors on them limiting speeds to either 20mph and 28mph, depending on model. Anything faster and it becomes a motorbike. Of course, a rider could coast down the steep hilly streets of San Francisco and go well into the 30s, but the motor will be chilling at that point.
Harley made the right move by going with a separate, standalone name. Sure, it could have tried to rest on its laurels and use its well-known name, but e-bikes (or bikes of any kind) and motorcycles are very different categories. It would be like General Motors or Toyota doing the same to complement their car lines. In fact, GM had launched its Ariv line of e-bikes in Europe last year, but silently killed the project once COVID hit. Maybe it should have kept pedaling.
The hazard of extending one’s name is high, because if the new line fails, it can help take down the flagship. With Harley sales already tanking, it did not need to take on any more risk. Wise move, Harley. Keep your distance, yet stay close at the same time.
As I have noted before, an e-bike is not quite right for me, mostly because I enjoy pedaling on my own. Hard-core cyclists are not likely to buy these, but many others, especially weekend warriors and those most likely to rent city bikes, are squarely in Harley’s cross hairs. And who knows, maybe once I get really old, I might need a little boost from a motor. Until then, I am looking forward to seeing these on the street, and would stash my pride long enough to take one for a spin.
Because nothing rides like a Harley. I’ll just have to imagine that Harley roar in my wake, because you can’t imitate that.
Dr “Keep Your Hands On The Bar“ Gerlich
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jobsearchtips02 · 5 years ago
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How GM’s director of development is assisting the business go beyond cars
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General Motors’ development team has a clear directive: Projects must add at least $100 million in earnings.
Rachel Kuhn, director of development at the car manufacturer, is not a “cars and truck person,” and previously operated in management consulting and as a Starbucks executive.
In an interview with Company Insider, she discussed what issues the group is wishing to solve as GM and the rest of the automobile market look towards an electric, driverless future.
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As head of the development at the US’ largest car manufacturer, she and her team are charged with believing outside of the box to resolve problems not resolved by GM’s “vehicle core,” which makes up 89%of its overall company.
But to make sure the development system isn’t simply a marketing effort or a PR feel-good story for the company, there’s a clear required: It requires to meaningfully add to GM’s top line.
” If we’re going to contribute anything significant to the company’s top line, that’s a large number,” Kuhn, who is 41 and previously worked in speaking with functions and as a Starbucks executive, informed Organisation Insider.
Luckily, the business seems focused on a world where automobiles, and the market for them, are radically various than in the past century.
” Our belief in the science of climate modification drives our dedication to develop a zero-emissions future,” the primary executive stated at a capital markets day in February.
The future is coming, that part is certain.
That makes an innovation team’s work all the more precarious.
” All of it starts as a far more complimentary discussion [to GM’s main auto portfolio],” Kuhn stated, including that these are discussions the business and its financiers would be having regardless.
” We certainly do make a lots of money on our trucks and SUV portfolio,” she continued. “However that stated, I think we have an acknowledgment, and frankly a hope, that the world is moving towards the emissions-free future and are investing heavily in EVs[accordingly] Because you have both? The success of the core is what makes it possible for innovation and future financial investment.”
Kuhn pointed towards the upcoming electric Hummer— which GM unveiled during the Super Bowl to complete with a rash of souped-up, outdoor-ready electric trucks and SUVs pertaining to the marketplace– as an example of the synergies between the vehicle core and development. It’s nearly poetic, provided the revival of an old, gas-guzzling name for a new, cleaner future.
This kind of electric shift is something every automaker has actually voiced in some manner. And while admirable, there’s lots of work to be provided for the whole market– electric automobiles made up just 2%of new-car sales in 2019 and contaminants are still near all-time highs, according to United States Federal government data.
That’s where GM’s development team hopes it can help.
” I truly appreciate from our management, that acknowledgment of ‘You do not know what you do not understand,” Kuhn stated.
” When you remain in this world of fast change, having a group that’s reasonably eliminated from the down-the-middle existing business thinking, and given a task of totally setting that aside to a certain degree, and simply taking a look at the world and its pain points, we do typically end up having truly interesting tie-ins that we can go address– and in the course of those conversations, can lead to an option that, really, it’s fantastic for the core organisation.”
The innovation team isn’t concentrated on buying start-ups like some rivals have done, however it is developing some things in home. In 2015, GM started taking orders for its first e-bike: the Ariv, which is pronounced like “get here.”
Kuhn decreased to give more specific examples, but kept in mind more ideas “rather in the line of the bike” are soon to be announced in line with her group’s “commitment to absolutely no emissions.”
” The question is, how do you take as much motion through a city that might not need to occur with an automobile, and how do you amaze that?” Kuhn stated. ” You can take emissions out of all kinds of locations.”
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GM General Motors Innovation Interview
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from Job Search Tips https://jobsearchtips.net/how-gms-director-of-development-is-assisting-the-business-go-beyond-cars/
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fmind5 · 7 years ago
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Market maker list 2017
New Post has been published on http://www.financial-mind.co.uk/market-maker-list-2017/
Market maker list 2017
MPID|MP Type|Name|Location|Telephone|NASDAQ Member|FINRA Member|NASDAQ BX Member|PSX Participant AACI|P|Aaron Capital, Incorporated|||N|Y|N|N AALC|P|Thrivent Investment Management Inc.|||N|Y|N|N ABGS|P|ABG Sundal Collier Inc.|NEW YORK, NY|212-371-5000|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|BROKER/DEALERS SALES|800-325-ABLE|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|DOMESTIC|212-299-4500|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|DOMESTIC|800-221-3365|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|INTERNATIONAL|800-223-3134|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|ARBITRAGE|212-333-4440|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|ARBITRAGE|212-333-4441|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|CONVERTIBLE|212-333-4554|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|EUROPE|212-299-4505|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|FAR EAST|212-299-4508|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|LATIN AMERICA|212-299-4511|N|Y|N|N ABLE|M|NATIXIS Securities Americas LLC|SOUTH AFRICA|212-299-4513|N|Y|N|N ABNA|P|ABN AMRO SECURITIES (USA) LLC|||N|Y|N|N ABNB|P|ABN AMRO SECURITIES (USA) LLC|||N|Y|N|N ABNS|P|ABEL NOSER, LLC.|||Y|Y|N|N ABYL|P|North Star Investment Services, Inc.|GRAND HAVEN MI|616-846-3620|N|Y|N|N ACAD|P|ACADEMY SECURITIES, INC.|||N|Y|N|N ACBD|P|AMERICAN CENTURY INVESTMENT SERVICES INC.|||N|Y|N|N ACCP|P|AEGIS CAPITAL CORP|||Y|Y|N|N ACEJ|P|Allen C. Ewing & Co.|||N|Y|N|N ACGL|P|ACG, LLC|||N|N|N|N ACGP|P|Andes Capital Group, LLC|||N|Y|N|N ACII|P|ARCA CAPITAL INVESTMENTS, INC.|||N|Y|N|N ACLN|P|ALEXANDER CAPITAL, L.P.|||N|Y|N|N ACLP|P|ALEXANDER CAPITAL, L.P.|||N|Y|N|N ACME|M|Acme Securities Inc.|MONTREAL, CANADA|514-397-9073|N|N|N|N ACOS|P|Costa Financial Securities, Inc.|||N|N|N|N ACPL|M|American Capital Partners, LLC|HAUPPAUGE, NY|631-870-3007|Y|Y|N|N ACRA|P|Archipelago Securities, L.L.C.|||Y|Y|Y|Y ACRN|P|ACORNS SECURITIES, LLC|||N|Y|N|N ACSI|P|Atlas Capital Services, LLC|||N|N|N|N ACSL|P|FINTRUST BROKERAGE SERVICES, LLC|||N|Y|N|N ACTR|P|A.C. Trading, Inc.|||N|N|N|N ACUK|P|ALEXANDER CAPITAL, L.P.|||N|Y|N|N ADAK|P|Adirondack Trading Group LLC|||N|N|N|N ADAM|M|CANACCORD GENUITY INC.|BOSTON, MA|617-371-3920|Y|Y|N|N ADAM|M|CANACCORD GENUITY INC.|BOSTON, MA|800-258-0811|Y|Y|N|N ADAM|M|CANACCORD GENUITY INC.|ARBITRAGE|617-371-3921|Y|Y|N|N ADCP|P|ADCAP SECURITIES LLC|||N|Y|N|N ADFN|E|NASD Alternate Display Facility|||N|N|N|N ADPI|P|Automatic Data Processing, Inc.|||N|N|N|N ADRD|P|Convergex Execution Solutions LLC|||Y|Y|Y|Y ADSO|P|Prospera Financial Services, Inc.|DALLAS, TX|214-706-2800|N|Y|N|N ADVA|P|Advanced Equities, Inc.|TRADING DESK|312-229-1938|N|N|N|N ADVP|P|Advanced Planning Securities, Inc.|||N|N|N|N ADVS|M|Advest, Inc.|||N|N|N|N AEBC|P|AEB Corporation|NEW YORK, NY|212-406-6780|N|N|N|N AEFA|P|Ameriprise Financial Services, Inc.|||N|Y|N|N AEGS|P|AEGIS INVESTMENTS, INC.|||N|Y|N|N AESI|P|American Eastern Securities, Inc.|LOS ANGELES CA|213-488-5131|N|N|N|N AEXG|P|ALTERNATIVE EXECUTION GROUP|primary contact|212-209-3911|Y|Y|N|N AFAI|P|American Financial Associates, Inc.|||N|Y|N|N AFCO|M|TD PRIME SERVICES LLC|NEW YORK NY|212-422-7285|Y|Y|N|N AFGI|M|Access Financial Group, Inc.|NASDAQ TRADING|312-655-3255|N|Y|N|N AFGI|M|Access Financial Group, Inc.|NASDAQ TRADING|800-714-3405|N|Y|N|N AFGT|P|AMBASSADOR FINANCIAL GROUP, INC.|||N|Y|N|N AFIN|P|All Funds, Inc.|CONGERS NY|845-268-6827|N|N|N|N AFTR|M|American Fronteer Financial Corporation|||N|N|N|N AGCO|P|Auerbach Grayson & Company Incorporated|NASDAQ TRADING|212-557-4444|N|Y|N|N AGCP|P|AEGIS CAPITAL CORP.|||Y|Y|N|N AGIS|M|Aegis Capital Corp.|NASDAQ OTC DESK|212-813-2006|Y|Y|N|N AGIS|M|Aegis Capital Corp.|BULLETIN BOARD DESK|212-813-2006|Y|Y|N|N AGOR|P|Agora Securities Corp.|||N|N|N|N AHBI|P|Abner, Herrman & Brock, Inc.|NEW YORK N.Y.|212-742-1093|N|Y|N|N AHSI|P|American Heritage Securities, Inc.|||N|Y|N|N AICB|P|AMERITAS INVESTMENT CORP|||N|Y|N|N AIGF|P|AIG Financial Advisors, Inc.|||N|Y|N|N AIGN|P|SAGEPOINT FINANCIAL, INC.|||N|Y|N|N AIII|P|America Invest Online, Inc.|||N|N|N|N AIRS|P|Hand Securities, Inc|||N|Y|N|N AISG|P|American Independent Securities Group, LLC|||N|Y|N|N AJAY|P|A.J. Pace & Co., Inc.|NASDAQ TRADING|212-277-7223|N|N|N|N AJCE|N|Professional Concepts & Planning, Inc.|||N|N|N|N AKAM|P|JUMP TRADING|||Y|N|Y|Y AKJI|P|AKJ|||N|N|N|N AKRO|P|Akros Securities, Inc|NEW YORK, NY|212-546-9466|N|N|N|N ALAC|P|Alamo Capital|NASDAQ TRADING|510-472-5700|N|Y|N|N ALAD|P|Alliance Advisory & Securities, Inc.|||N|Y|N|N ALAM|P|ALAMO CAPITAL|||N|Y|N|N ALAN|P|ALADDIN CAPITAL LLC|||N|N|N|N ALAS|M|Arthurs, Lestrange & Company Incorporated|PITTSBURGH, PA|877-282-1941|N|N|N|N ALAS|M|Arthurs, Lestrange & Company Incorporated|ALTERNATE TEL#|412-306-1753|N|N|N|N ALCH|P|Alchemy Alternatives, Inc.|||N|Y|N|N ALEN|P|Allen & Company of Florida, Inc.|LAKELAND FL|813-688-9000|N|Y|N|N ALFA|P|ALPHA TRADING L.P.|||Y|N|N|Y ALGO|P|STOCK USA EXECUTION SERVICES, INC|||Y|Y|Y|N ALGP|P|ALGOPARTNERS, LLC|||N|N|N|N ALGR|O|Fred Alger & Company, Incorporated|NEW YORK NY|212-806-8820|Y|Y|N|N ALGR|O|Fred Alger & Company, Incorporated||212-806-8800|Y|Y|N|N ALGR|O|Fred Alger & Company, Incorporated||800-223-3810|Y|Y|N|N ALGR|O|Fred Alger & Company, Incorporated|JERSEY CITY NJ|201-547-3600|Y|Y|N|N ALIS|P|Alexander Investment Services Co.|||N|Y|N|N ALLN|M|Allen & Company LLC|NEW YORK, NY|212-832-7393|Y|Y|N|N ALLN|M|Allen & Company LLC|NEW YORK, NY|800-221-2246|Y|Y|N|N ALLS|P|ALLARIA SECURITIES, LLC|||N|N|N|N ALPN|O|Alpine Associates, A Limited Partnership|CRESKILL, NJ|201-871-0866|N|N|N|N ALPS|M|Alpine Securities Corporation|SALT LAKE CITY, UT|800-521-5588|Y|Y|N|N ALPS|M|Alpine Securities Corporation|RETAIL|801-355-5588|Y|Y|N|N ALST|N|All-Tech Direct, Inc.|||N|N|N|N ALTX|O|Alternet Securities Inc.|NEW YORK, NY|212-444-6218|Y|Y|N|N AMEX|E|American Stock Exchange|BEAR HUNTER|212-306-1059/1083 (BHSP)|N|N|N|N AMEX|E|American Stock Exchange|EQUITEC SPECIALISTS|212-306-1578/1579 (EQUT)|N|N|N|N AMEX|E|American Stock Exchange|PERFORMANCE CAPITAL|212-306-1580 (PERF)|N|N|N|N AMEX|E|American Stock Exchange|SUSQUEHANNA INTL GP|212-306-1582 (SUSI)|N|N|N|N AMGC|O|America's Growth Capital, LLC|BOSTON, MA|617-261-4100|N|Y|N|N AMIC|P|AMERICAN INVESTORS COMPANY|||N|Y|N|N AMMS|P|American Municipal Securities, Inc.|||N|Y|N|N AMRA|P|AMERICAS EXECUTIONS, LLC|||N|Y|N|N AMRI|P|AMERICAS EXECUTIONS, LLC|Main Desk Line|212-306-2700|N|Y|N|N AMRX|P|AMERICAS EXECUTIONS, INC.|||N|Y|N|N AMSN|P|Adamson Brothers Inc.|PARAMUS, NJ|201-518-0170|N|N|N|N ANDG|P|Andrew Garrett Inc.|||Y|Y|N|N ANDS|P|Andrews Securities, LLC|||N|Y|N|N ANDV|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|Y|Y|Y|Y ANDZ|P|FIS BROKERAGE & SECURITIES SERVICES LLC|TRADING DESK|630-482-5105|Y|Y|Y|Y ANOS|P|ABEL/NOSER, L.L.C.|Trading Desk|646-432-4100|Y|Y|N|N ANOV|P|Anovest Financial Services, Inc.|||N|Y|N|N ANPC|P|ASG Securities, Inc.|ATLANTA, GA|404-888-0004|N|N|N|N ANPC|P|ASG Securities, Inc.||800-897-0384|N|N|N|N ANPC|P|ASG Securities, Inc.|IF LINE TROUBLE|404-423-3557|N|N|N|N ANSL|P|Anderson & Strudwick, Incorporated|||N|N|N|N ANSR|M|Anderson & Strudwick, Incorporated|RICHMOND, VA|804-643-2555|N|N|N|N ANSR|M|Anderson & Strudwick, Incorporated||800-827-2515|N|N|N|N ANSR|M|Anderson & Strudwick, Incorporated|SWITCHBOARD|804-643-2400|N|N|N|N ANSU|P|LM Anderson Securities, LLC|GRENWICH CT|203-622-4800|N|N|N|N AOSD|P|AOS, Inc.|||N|Y|N|N AOSE|P|AOS, Inc.|||N|Y|N|N APCC|P|Apex Clearing Corporation|||Y|Y|Y|Y APEX|P|Apex Pryor Securities, A Division of Rice Financial Products Co|||N|Y|N|N APFS|P|American Portfolios Financial Services, Inc.|GLEN HEAD, NY|516-676-4727|N|Y|N|N APOG|P|CITADEL SECURITIES LLC|||Y|Y|Y|Y APSS|P|APS Financial Corporation|AUSTIN TX 78746|800-248-0630|N|N|N|N APTR|P|Alpine Partners, L.P.|||N|N|N|N APXS|P|APEXUS CAPITAL LLC|||N|Y|N|N AQUA|P|AQUA SECURITIES L.P.|||Y|Y|N|N AQUB|P|AQUA SECURITIES L.P.|||Y|Y|N|N ARAD|P|Aradir Corporation|||N|N|N|N ARAL|P|Absolute Return Advisors, LTD.|MANCHESTER CENTER,VT|802-362-0825|N|N|N|N ARBI|O|Aufhauser Securities, Inc.|NEW YORK, NY|(212)757-6839|Y|Y|N|N ARBR|P|ARBOR RESEARCH & TRADING, INC.|||N|Y|N|N ARCA|P|Archipelago Trading Services, Inc.|NASDAQ TRADING|312-960-1318|N|Y|N|N ARCA|P|Archipelago Trading Services, Inc.|OTCBB TRADING|312-442-7700|N|Y|N|N ARCB|P|OES Brokerage Services, L.L.C.|||N|N|N|N ARCD|P|Arcadia Securities, LLC|Trading|212-231-4101|N|Y|N|N ARCH|P|Investacorp, Inc.|MIAMI LAKES, FL|(305)557-3000|N|Y|N|N ARCX|E|Archipelago Stock Exchange||312-960-1318|N|N|N|N ARDR|P|Ardour Capital Investments, LLC|||N|Y|N|N ARGA|P|AURIGA USA, INC.||516-747-6317|N|Y|N|N ARGN|O|Aragon Investments, Ltd.|NASDAQ TRADING|312-395-2717|N|N|N|N ARGN|O|Aragon Investments, Ltd.|ALT.NASDAQ TRADING|312-395-3124|N|N|N|N ARIC|P|ARIVE CAPITAL MARKETS LLC|||N|Y|N|N ARIV|N|Arive Capital Markets LLC|ALBANY, NY|518-458-7445|N|Y|N|N ARRB|O|Archipelago Securities L.L.C.|NASDAQ TRADING|312-960-1318|Y|Y|Y|Y ARRB|O|Archipelago Securities L.L.C.|OTCBB TRADING|312-442-7700|Y|Y|Y|Y ARSC|P|ARCTIC SECURITIES LLC|Trading Desk|212-597-5543|N|Y|N|N ARTI|P|ARBOR RESEARCH & TRADING, INC.|||N|Y|N|N ARUS|P|AUTONOMOUS RESEARCH US LP|||N|Y|N|N ARVS|P|Arvest Asset Management|||N|Y|N|N ASAM|P|Azroc Securities, Inc.|||N|N|N|N ASCL|P|Automated Securities Clearance LTD|||N|N|N|N ASCM|P|ASCENDIANT CAPITAL MARKETS, LLC|||Y|Y|N|N ASCR|P|ASCENDIANT CAPITAL MARKETS, LLC|||Y|Y|N|N ASCT|P|Ascendiant Capital Markets, LLC|||Y|Y|N|N ASDF|P|ASD Financial Services Corp|||N|N|N|N ASEL|O|Tradition Asiel Securities Inc.|NEW YORK, NY|212-791-4500|Y|Y|N|N ASEL|O|Tradition Asiel Securities Inc.|ARBITRAGE|212-791-5572|Y|Y|N|N ASEL|O|Tradition Asiel Securities Inc.|NASDAQ|212-791-5572|Y|Y|N|N ASGE|P|ABN Amro Sage Corporation|||N|N|N|N ASIC|M|ASI Investments, Inc.|||N|N|N|N ASLB|P|Tradition Asiel Securities Inc.|||Y|Y|N|N ASNA|P|LIME BROKERAGE LLC|||Y|Y|N|Y ASNX|P|SUNGARD BROKERAGE & SECURITIES SERVICES, LLC|||Y|Y|Y|Y ASOI|P|Associated Investment Services, Inc.|NASDAQ TRADING|920-433-7722|N|Y|N|N ASTI|P|AST INVESTOR SERVICES LLC|||N|Y|N|N ATDB|O|Automated Trading Desk Brokerage Services, LLC|MT PLEASANT SC|843-789-2000|N|N|N|N ATDB|O|Automated Trading Desk Brokerage Services, LLC|NASDAQ TRADING|843-789-2080|N|N|N|N ATDB|O|Automated Trading Desk Brokerage Services, LLC|OTCBB/PINK|843-789-2065|N|N|N|N ATGP|O|Agency Trading Group, Inc.|WAYZATA, MN|952-476-9500|Y|Y|N|N ATKC|P|Strand, Atkinson, Williams & York, Inc.|PORTLAND, OR|503-226-2458|N|Y|N|N ATMC|P|ATM EXECUTION LLC|||Y|Y|Y|N ATON|M|Aton Securities, Inc.|NEW YORK, NY|212-697-6099|N|N|N|N ATPA|P|COWEN PRIME SERVICES LLC|||Y|Y|N|N ATRE|P|ATREYU GROUP LLC|||N|Y|N|N ATRM|P|MONERE INVESTMENTS, INC.|||N|Y|N|N ATRU|P|ATREYU GROUP LLC|||N|Y|N|N ATTR|P|Atlantic Trading Partners Incorporated|||N|N|N|N AUDO|O|Audobon Securities, Inc.|NEW YORK, NY|212-751-4510|N|N|N|N AULT|P|Ault Glazer Bodnar Securities, LLC|||N|N|N|N AURA|P|Aura Financial Services, Inc.|||N|N|N|N AURC|P|Aurora Capital LLC|||N|Y|N|N AUTO|P|CITI Order Routing and Execution, LLC|TRADE DESK TOLL FREE|866.283.2831|Y|Y|Y|Y AUTO|P|CITI Order Routing and Execution, LLC|TRADE DESK|843-789-2180|Y|Y|Y|Y AVAP|P|Avalon Partners, Inc.|||N|N|N|N AVAT|P|AVATAR CAPITAL GROUP LLC|||N|Y|N|N AVFI|P|Alta Vista Financial, Inc.|||N|N|N|N AVIA|O|Avian Securities, LLC|NEW YORK, NY|800-683-0333|N|N|N|N AVIL|P|Avila Capital Markets, Inc.|||N|Y|N|N AVON|M|Avondale Partners, LLC|A-NASHVILLE, TN|615-467-3535|N|Y|N|N AVON|M|Avondale Partners, LLC|TRADING DESK|866-386-7476|N|Y|N|N AVSI|P|Amerivet Securities Inc.|||N|Y|N|N AVST|P|Richave Financial, Inc.|||N|N|N|N AVTR|P|AVATAR SECURITIES, LLC|||N|N|N|N AXCS|P|Access Securities, LLC|STAMFORD CT|203-595-8210|Y|Y|N|N AXCS|P|Access Securities, LLC|CONVERTIBLES|203-595-8224|Y|Y|N|N AXCS|P|Access Securities, LLC|WESTLAKE VILLAGE, CA|818-889-5611|Y|Y|N|N AXGP|P|Access Securities, LLC|STAMFORD, CT|203-595-8210|Y|Y|N|N AXIO|O|Axiom Capital Management, Inc.|NEW YORK NY|212-207-4005|Y|Y|N|N AXIO|O|Axiom Capital Management, Inc.|NASDAQ TRADING|800-609-2232|Y|Y|N|N AXTN|P|AX TRADING, LLC|||N|Y|N|N AYME|M|Martinez-Ayme Securities|TRADING|305-271-0805|N|N|N|N AYRE|P|AYRE INVESTMENTS, INC.|||N|N|N|N AZAD|P|INTERNATIONAL FINANCIAL SOLUTIONS, INC.|||N|Y|N|N AZSU|P|Arizona State University|||N|N|N|N BACS|P|BETA CAPITAL SECURITIES LLC|MELVILLE, NY|631-630-0286|Y|Y|N|N BALE|P|M&T SECURITIES, INC.|||N|Y|N|N BALF|P|Balfour Investors Inc.|NASDAQ TRADING|212-489-7071|N|N|N|N BAMC|P|Baldwin Anthony Securities, Inc.||800-994-2262|N|N|N|N BAMC|P|Baldwin Anthony Securities, Inc.|DALLAS, TX|214-219-8899|N|N|N|N BANC|P|Banc One Securities Corporation|NASDAQ TRADING|614-248-8863|N|N|N|N BANK|O|Primevest Financial Services, Inc.|ST. CLOUD, MN|320-656-4300|N|Y|N|N BANK|O|Primevest Financial Services, Inc.|NASDAQ TRADING|800-245-0464|N|Y|N|N BANK|O|Primevest Financial Services, Inc.|AGENCY DESK|320-529-4576|N|Y|N|N BANK|O|Primevest Financial Services, Inc.||320-656-4322|N|Y|N|N BANQ|P|TRIPOINT GLOBAL EQUITIES, LLC|||N|Y|N|N BAQP|P|BURKE & QUICK PARTNERS LLC|||N|Y|N|N BARC|P|BARCLAY INVESTMENTS LLC|||N|Y|N|N BARD|M|Robert W. Baird & Co. Incorporated|MILWAUKEE WI|414-765-3660|Y|Y|N|N BARD|M|Robert W. Baird & Co. Incorporated|ALT NASDAQ PH|414-765-3629|Y|Y|N|N BARD|M|Robert W. Baird & Co. Incorporated|NASDAQ/OTCBB TRADING|800-562-2288|Y|Y|N|N BARD|M|Robert W. Baird & Co. Incorporated|INSTITUTIONAL|800-558-9853|Y|Y|N|N BARD|M|Robert W. Baird & Co. Incorporated|PREFERRED|800-792-2473|Y|Y|N|N BARG|P|Barriger & Barriger Incorporated|||N|N|N|N BARR|M|Barrett & Company|PROVIDENCE, RI|401-351-1000|N|Y|N|N BARR|M|Barrett & Company|PROVIDENCE, RI|800-556-7078|N|Y|N|N BARR|M|Barrett & Company|TRADING|800-626-8964|N|Y|N|N BASD|O|Banc of America Securities LLC|SAN FRANCISCO, CA|415-627-2900|N|N|N|N BASS|P|BASIS FINANCIAL, LLC|||N|N|N|N BATC|P|Battenkill Capital, Inc.|||N|N|N|N BATM|P|CBOE TRADING, INC.|||Y|Y|Y|N BATS|E|CBOE TRADING, INC.|Trading Desk|913 815 7001|Y|Y|Y|N BATS|E|CBOE TRADING, INC.|Main Number|913 815 7000|Y|Y|Y|N BATY|E|CBOE TRADING, INC.|||Y|Y|Y|N BAUM|P|George K. Baum & Company|KANSAS CITY, MO|816-474-1122|N|Y|N|N BAUM|P|George K. Baum & Company|KANSAS CITY, MO|800-821-7570|N|Y|N|N BAYC|P|BAY CREST PARTNERS, LLC|||Y|Y|N|N BAYP|P|BAY CREST PARTNERS, LLC|||Y|Y|N|N BAYS|P|BAYES CAPITAL LLC|Trading Desk|201-660-7187|Y|Y|Y|Y BAYT|O|BTIG, LLC|SAN FRANCISCO, CA|415-248-2200|Y|Y|N|N BBGC|P|B.B. Graham & Company, Inc.|||N|Y|N|N BBHC|P|Brown Brothers Harriman & Co.|||N|Y|N|N BBHP|P|HALCYON CABOT PARTNERS, LTD.|||N|N|N|N BBNT|M|BB&T SECURITIES, LLC||804-787-8244|Y|Y|N|N BBNT|M|BB&T SECURITIES, LLC||804-782-8819|Y|Y|N|N BBOX|P|BLINKBOX, LTD.|||N|N|N|N BBST|P|BB&T SECURITIES, LLC|||Y|Y|N|N BCAP|M|Barclays Capital Inc.|NEW YORK, NY|212-412-2125|Y|Y|Y|Y BCAR|P|Banca Carige Spa Cassa Di Risp|||N|N|N|N BCDX|P|BARCLAYS CAPITAL INC.|||Y|Y|Y|Y BCEP|O|Merrill Lynch Pierce Fenner & Smith Incorporated||212-670-4214|Y|Y|Y|Y BCEX|O|Merrill Lynch Pierce Fenner & Smith Incorporated||212-670-4214|Y|Y|Y|Y BCGS|P|BCG Securities, Inc.|||N|Y|N|N BCHW|P|Birchwood Securities Corp.|NASDAQ TRADING|215-496-5554|N|Y|N|N BCIB|P|BCI SECURITIES, INC.|||N|Y|N|N BCLE|P|Barclays Capital Inc./Le|||Y|Y|Y|Y BCMR|P|BBVA Investments Inc.|||N|N|N|N BCMX|P|BERENBERG CAPITAL MARKETS LLC|||Y|Y|N|N BCOM|P|Baker & Co., Incorporated|CLEVELAND OH|216-696-0167|N|Y|N|N BCPI|M|Bathgate Capital Partners LLC|GREENWOOD VILLAGE CO|720-488-4740|N|Y|N|N BCPT|M|Baron Capital, Inc.|NEW YORK NY|212-759-1500|N|Y|N|N BCRK|P|Bear Creek Securities, LLC|||N|Y|N|N BCSA|P|BCS Americas, Inc.|||Y|Y|N|N BCSB|P|TRIBAL CAPITAL MARKETS, LLC|NASDAQ TRADING|212-482-2150|Y|Y|N|N BCSC|P|Bluechip Securities, Inc.|||N|N|N|N BCSI|P|Bluechip Securities, Inc.|||N|N|N|N BCZC|M|B. C. Ziegler and Company|WEST BEND, WI|800-558-1776|N|Y|N|N BCZC|M|B. C. Ziegler and Company|EQUITY TRADING DESK|866-899-2344|N|Y|N|N BCZC|M|B. C. Ziegler and Company|PREFERRED STOCKS|800-837-7205|N|Y|N|N BDAK|P|Securitrade Corporation|||N|N|N|N BDDK|P|Tradeweb Direct LLC|||N|Y|N|N BDFI|P|Westmoore Trading Company|||N|N|N|N BDSM|P|BURPEE DEL SIMONE CAPITAL MARKETS LLC|||N|Y|N|N BDVE|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y BDWN|O|BARDOWN CAPITAL LLC|||N|N|N|Y BEAC|P|Beacon Capital Markets, LLC|||N|N|N|N BEAF|P|BEACONSFIELD FINANCIAL SERVICES, INC.|||N|Y|N|N BEAH|P|Beach Securities Corporation|||N|N|N|N BEAL|P|M. R. Beal & Company|||N|N|N|N BEAR|M|Bear, Stearns & Co. Inc.|NEW YORK, NY|212-272-4810|Y|Y|Y|Y BECM|P|Beta Capital Management, L.P.|MIAMI, FL|305-358-8844|Y|Y|N|N BEGK|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y BEJB|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y BEJJ|P|BENJAMIN & JEROLD BROKERAGE I, LLC|CHICAGO, IL|312-554-0202|Y|Y|Y|Y BELO|P|Beloyan Investment Securities, Inc.|DAVIE, FL|954-916-3899|N|Y|N|N BELS|P|Bel Air Securities LLC|||N|Y|N|N BELZ|O|DASH FINANCIAL TECHNOLOGIES LLC||312-663-3655|Y|Y|Y|N BENI|P|Evolution Securities US Inc.|||N|N|N|N BENJ|P|Benjamin Securities, Inc.|||N|Y|N|N BERN|M|Sanford C. Bernstein & Co., LLC|OTC TRADING|212-756-4017|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|NEW YORK NY|212-272-4810|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|OTCBB/PINK SHEETS|212-272-4975|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|NASDAQ TRADING|800-247-7882|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|EMERGING MARKETS|212-272-9297|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|INTERNATIONAL|212-272-4580|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|ARBITRAGE|212-272-4506|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|PREFERRED|212-272-5104|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|PREFERRED|800-231-8892|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|CONVERTIBLES|212-272-4484|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|HIGH YIELD DEPT|212-272-5100|Y|Y|Y|Y BEST|M|J.P. Morgan Securities LLC|OTCBB/PINK SHEETS|212-272-4975|Y|Y|Y|Y BETC|P|BAYES CAPITAL LLC|||Y|Y|Y|Y BFFI|P|Berthel, Fisher & Company Financial Services, Inc.|CEDAR RAPIDS, IA|319 447-5700|N|Y|N|N BFIB|P|ARCA CAPITAL INVESTMENTS, INC.|||N|Y|N|N BFLN|P|Basis Financial, Llc|||N|N|N|N BFSA|O|Berwyn Financial Services Corp.|NASDAQ TRADING|610-408-9850|N|N|N|N BFSI|P|Belfinance Securities, Inc.|||N|N|N|N BFSL|P|Briggs-Ficks Securities, LLC|||N|N|N|N BGCE|M|BGC Financial Inc.|||Y|Y|N|N BGCF|P|BGC Financial Inc.|||Y|Y|N|N BGCX|P|BGC Financial Inc.|||Y|Y|N|N BGHT|P|Brighton Securities Corp.|WATTS|800-388-8787|N|Y|N|N BGHT|P|Brighton Securities Corp.|ROCHESTER NY|716-473-3590|N|Y|N|N BGHT|P|Brighton Securities Corp.|TRADING, NASDAQ|800-388-1703|N|Y|N|N BGIA|P|Biondo Asset Management LLC|||N|Y|N|N BGIS|O|BLACKROCK EXECUTION SERVICES|415-597-2410|N/A|Y|Y|N|N BGMI|P|BRICKELL GLOBAL MARKETS, INC.|||N|Y|N|N BGSG|P|CBIZ Financial Solutions, Inc.|BALTIMORE, MD|301-777-7550|N|Y|N|N BGTN|M|Brockington Securities, Inc.|NASDAQ TRADING|949-218-2486|N|N|N|N BGTN|M|Brockington Securities, Inc.|OTCBB TRADING|949-218-2486|N|N|N|N BGTN|M|Brockington Securities, Inc.||949-218-2486|N|N|N|N BGTN|M|Brockington Securities, Inc.|EMERGENCY BACKUP|631-234-6098|N|N|N|N BGWM|P|SANFORD C. BERNSTEIN & CO., LLC|||N|N|N|N BHII|N|Belle Haven Investments|||N|Y|N|N BHIR|P|Bhirud Associates, Inc|||N|Y|N|N BHLP|P|Belle Haven Investments, L.P.|||N|Y|N|N BHMK|P|Benchmark Financial Services, Inc.|||N|N|N|N BHSE|P|NEIGHBORLY SECURITIES|||N|Y|N|N BIAD|P|SAGETRADER, LLC|||Y|Y|N|Y BIDS|P|BIDS TRADING L.P.||212-618-2060|N|Y|N|N BIGG|P|Brownstone Investment Group, LLC|||Y|Y|N|N BIGP|P|BROWNSTONE INVESTMENT GROUP, LLC|||Y|Y|N|N BIGZ|P|BROWNSTONE INVESTMENT GROUP, LLC|||Y|Y|N|N BIMI|O|Banca IMI Securities Corp.|NEW YORK, NEW YORK|212-326-1118|Y|Y|N|N BIRM|P|Sanford C. Bernstein & Co., LLC|NEW YORK, NY|212-756-4017|Y|Y|Y|Y BISI|P|BANORTE-IXE SECURITIES INTERNATIONAL, LTD.|||N|Y|N|N BITS|P|ISAAK BOND INVESTMENTS, INC.|||N|Y|N|N BJDV|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y BJRC|N|CASCADE INVESTMENT GROUP, INC.|||N|Y|N|N BJRP|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y BKCM|P|BNY Mellon Capital Markets LLC|||Y|Y|N|N BKFC|N|BROKER DEALER FINANCIAL SERVICES CORP.|NASDAQ TRADING|515-286-2970|N|Y|N|N BKLR|P|BUCKLER SECURITIES LLC|||N|Y|N|N BKMM|P|BNY MELLON CAPITAL MARKETS, LLC|desk|212-804-2220|Y|Y|N|N BKRT|M|Buckman, Buckman & Reid, Inc.|RED BANK NJ|732-224-7900|Y|Y|N|N BKRT|M|Buckman, Buckman & Reid, Inc.|NASDAQ TRADING|800-952-4957|Y|Y|N|N BKRT|M|Buckman, Buckman & Reid, Inc.||732-224-8845|Y|Y|N|N BKST|M|Brookstreet Securities Corporation|IRVINE CA|800-285-2578|N|N|N|N BKST|M|Brookstreet Securities Corporation|BACK-UP|949-852-6800 EXT 205|N|N|N|N BKVW|P|Access Securities, LLC|||Y|Y|N|N BLAV|P|Sanford C. Bernstein & Co., LLC|NEW YORK, NY|212-756-4017|Y|Y|Y|Y BLAY|P|Bley Investments Group, Inc.|||N|Y|N|N BLCK|N|James I. Black & Company|LAKELAND, FL|863-686-4163|N|Y|N|N BLIO|P|Bloomberg L.P.|||N|N|N|N BLKB|N|Blackburn & Company, Inc.|NEW YORK, NY|(212)760-1740|N|N|N|N BLKX|P|INSTINET, LLC|||Y|Y|Y|Y BLNI|N|AMERITAS INVESTMENT CORP.|||N|Y|N|N BLNX|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y BLOC|P|AOS, Inc.|||N|Y|N|N BLOX|M|Block Orders Execution, LLC|WESTBURY, NY|516-393-7862|N|Y|N|N BLTK|P|Bulltick, Llc|TRADING DESK|305-533-1005|Y|Y|N|N BLTN|P|BOLTON SECURITIES CORPORATION|||N|Y|N|N BLTR|C|Bloomberg Tradebook LLC|||Y|Y|Y|Y BLUE|N|Trade.Com Online Securities, Inc.|||N|N|N|N BLVS|P|BLUE VASE SECURITIES, LLC|||N|Y|N|N BLYK|M|Blaylock & Company, Inc.|NEW YORK, NY|800-760-8855|N|N|N|N BMAK|P|BMA SECURITIES|Trading Desk|310-544-3545|Y|Y|N|N BMEE|P|Barron Moore, Inc.|||N|N|N|N BMFS|P|Boston Merchant Financial Services, Inc.|||N|N|N|N BMIC|M|Biltmore International Corporation|TRADING DESK|732-791-4000|Y|Y|N|N BMIC|M|Biltmore International Corporation|ALTERNATE|732-287-6535|Y|Y|N|N BMLT|P|TITAN SECURITIES|||N|Y|N|N BMOC|M|BMO Capital Markets Corp.|NEW YORK, NY|212-338-8970|Y|Y|N|Y BMOC|M|BMO Capital Markets Corp.|NEW YORK, NY|800-835-5313|Y|Y|N|Y BMOC|M|BMO Capital Markets Corp.|RETAIL|212-702-1939|Y|Y|N|Y BMOC|M|BMO Capital Markets Corp.|CANADA,GOLD,METALS|1-800-405-1219|Y|Y|N|Y BMOR|P|Barron Moore, Inc.|MAIN NUMBER|214-520-6500|N|N|N|N BMRK|P|Benchmark Investments, Inc.|||N|Y|N|N BMSI|P|BULL MARKET SECURITIES, INC.|||N|Y|N|N BMUR|P|BREAN CAPITAL, LLC|NEW YORK, NY|800-223-4132|Y|Y|N|N BMUR|P|BREAN CAPITAL, LLC|NEW YORK, NY|212-702-6500|Y|Y|N|N BNBG|N|Bainbridge Securities Inc.|||N|N|N|N BNCH|M|The Benchmark Company, LLC|OTCBB|212-312-6700|Y|Y|N|N BNDS|P|Bonds.com, Inc.|||N|Y|N|N BNJM|P|BENJAMIN SECURITIES, INC.|||N|Y|N|N BNKS|M|Fig Partners, LLC|ATLANTA, GA|404-601-7205|Y|Y|N|N BNKS|M|Fig Partners, LLC|BACKUP|404-291-9133|Y|Y|N|N BNKS|M|Fig Partners, LLC|BACKUP|339-224-0020|Y|Y|N|N BNPC|P|BNP Paribas Investment Services, LLC|||N|Y|N|N BNPS|O|BNP Paribas Securities Corp.|||Y|Y|Y|Y BNPX|P|BNP PARIBAS SECURITIES CORP.|||Y|Y|Y|Y BNTE|P|BANORTE-IXE SECURITIES INTERNATIONAL, LTD.|||N|Y|N|N BNYI|P|BNY Investment Center Inc.|||N|N|N|N BNYM|P|BNY MELLON CAPITAL MARKETS, LLC|||Y|Y|N|N BNYN|O|Banyan Securities, LLC|LARKSPUR ,CA|415-461-0900|Y|Y|N|N BOBO|N|PENATES GROUP, INC.|||N|Y|N|N BOBS|P|BULLISH BOB BAGLEY SECURITIES, INC.|||N|Y|N|N BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|NEW YORK|212-583-8000|Y|Y|Y|Y BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|NEW YORK|888-583-8900|Y|Y|Y|Y BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|AGENCY TRADING NY|212-583-8119|Y|Y|Y|Y BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|CONVERTIBLES|212-583-8214|Y|Y|Y|Y BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|LISTED|800-227-4705|Y|Y|Y|Y BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|NY FOREIGN TRADING|212-583-8123|Y|Y|Y|Y BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|TRADING|212-583-8101|Y|Y|Y|Y BOFA|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|TRADING|212-583-8113|Y|Y|Y|Y BOIN|P|Boursa Investments|||N|Y|N|N BOJI|M|Okoboji Financial Services, Inc.|SPIRIT LAKE, IA|712-336-3380|N|N|N|N BOKI|P|BOK FINANCIAL SECURITIES, INC.|||N|Y|N|N BOND|P|ABRAMENKO & COMPANY, INC.|||N|N|N|N BOOK|C|Bloomberg Tradebook LLC|||Y|Y|Y|Y BOOM|P|Integral Capital Group, LLC|TRADING DESK|212-905-7600|N|N|N|N BOSC|M|Boenning & Scattergood, Inc.|W. CONSHOHOCKEN|610-862-5360|Y|Y|N|N BOSC|M|Boenning & Scattergood, Inc.|NASDAQ TRADING|800-842-8928|Y|Y|N|N BOSM|E|Boston Stock Exchange|||N|N|N|N BOSX|E|Boston Stock Exchange|NASDAQ TRADING|617-526-8700|N|N|N|N BOSX|E|Boston Stock Exchange|NASDAQ TRADE SUPPORT|617-526-8705|N|N|N|N BOSX|E|Boston Stock Exchange|K&S INC.|617-526-8710 (KASN)|N|N|N|N BOSX|E|Boston Stock Exchange|MELVIN SPECIALIST|617-526-8715 (MSIO)|N|N|N|N BOSX|E|Boston Stock Exchange|MOORS & CABOT|617-526-8720 (MCBT)|N|N|N|N BOTZ|P|C. A. Botzum & Co.|||N|Y|N|N BPAT|M|BAIRD, PATRICK & CO., INC.|OTC/BANKS|212-422-1120|N|Y|N|N BPAT|M|BAIRD, PATRICK & CO., INC.|OTC/BANKS|800-421-0123|N|Y|N|N BPAT|M|BAIRD, PATRICK & CO., INC.|PREFERRED TRADING|212-493-6626|N|Y|N|N BPAT|M|BAIRD, PATRICK & CO., INC.||800-421-0123|N|Y|N|N BPBI|P|BNP PARIBAS PRIME BROKERAGE, INC.|||Y|Y|Y|Y BPFI|P|MANORHAVEN CAPITAL LLC|||N|Y|N|N BPLC|P|Bannockburn Partners, Llc|||N|Y|N|N BPLL|P|ENTREX CAPITAL MARKETS|||N|Y|N|N BPWP|N|BUTTONWOOD PARTNERS, INC.|||N|Y|N|N BRCB|N|Branch, Cabell & Co., Inc.|||N|N|N|N BRCK|P|BEDROCK SECURITIES, LLC|||N|N|N|N BRCO|P|Brownco, LLC|BOSTON MA|617-624-6453|N|N|N|N BRCO|P|Brownco, LLC||800-357-4410|N|N|N|N BRCY|P|BCP SECURITIES, LLC|||N|Y|N|N BRGE|M|Newbridge Securities Corp.|FT LAUDERDALE, FL|954-229-9818|Y|Y|N|N BRGE|M|Newbridge Securities Corp.|BACKUP LINE|954-334-3450|Y|Y|N|N BRIM|N|Brimberg & Co.|||N|N|N|N BRIN|P|Brinson Patrick Securities Corporation|||N|N|N|N BRIT|P|BRITTINGHAM, INC.|||N|Y|N|N BRKL|P|BROOKLINE GROUP, LLC|||N|Y|N|N BRMS|P|Biremis, Corp.|TRADING|617-848-8998|N|N|N|N BRND|N|Robert Brandt & Co.||800-421-0670|N|N|N|N BRNK|N|BRINKER CAPITAL SECURITIES, INC.|||N|Y|N|N BRNT|N|H.D. Brent & Company, Inc.|||N|N|N|N BROC|P|Brockhouse & Cooper Inc.|||N|Y|N|N BROK|P|Brockington Securities, Inc.|||N|N|N|N BRON|P|Brownco, LLC|BOSTON MA|617-624-6453|N|N|N|N BRON|P|Brownco, LLC||800-357-4410|N|N|N|N BRPR|P|BRASIL PLURAL SECURITIES LLC|Main Line|212-388-5600|N|Y|N|N BRRR|N|BARRINGTON RESEARCH ASSOCIATES, INC.|NASDAQ TRADING|800-233-6205|N|Y|N|N BRRT|P|Brut, LLC|||Y|Y|Y|Y BRSA|P|BOURSA INVESTMENTS|||N|Y|N|N BRSB|P|BOURSA INVESTMENTS|||N|Y|N|N BRSE|N|Bradesco Securities Inc.|NEW YORK, NY|212-888-9141|Y|Y|N|N BRSN|P|Brut, LLC|||Y|Y|Y|Y BRUT|C|NASDAQ Execution Services, LLC|BROKER/DEALR SUPPORT|212-269-7470|Y|Y|Y|Y BRUT|C|NASDAQ Execution Services, LLC|MAIN OFFICE|212-952-0280|Y|Y|Y|Y BRUT|C|NASDAQ Execution Services, LLC|DISASTER TRADING|212-269-7470|Y|Y|Y|Y BRUT|C|NASDAQ Execution Services, LLC|DISASTER TRADING|201-499-5910|Y|Y|Y|Y BRUT|C|NASDAQ Execution Services, LLC|DISASTER RECOVERY|201-499-5900|Y|Y|Y|Y BRUT|C|NASDAQ Execution Services, LLC|RIDGEFIELD, NJ|210-840-5651|Y|Y|Y|Y BRUT|C|NASDAQ Execution Services, LLC|TRADE SUPPORT|201-599-5910|Y|Y|Y|Y BRVL|P|BLAYLOCK VAN, LLC|||N|Y|N|N BRWN|N|K.W. Brown Investments|NASDAQ TRADING|561-347-8434|N|N|N|N BRYN|O|Bryan Funding, Inc.|||N|Y|N|N BSAM|P|Bear, Stearns Securities Corp./ American Stock Exchange OTC|||N|N|N|N BSAZ|N|Berry-Shino Securities, Inc.|||N|N|N|N BSCM|P|BROAD STREET CAPITAL MARKETS, LLC|||N|Y|N|N BSCO|P|Brookshire Securities Corporation|||N|N|N|N BSCT|P|Brookshire Securities Corporation|||N|N|N|N BSEC|P|Brown Advisory Securities LLC|||N|Y|N|N BSIC|M|Basic Investors Inc.|MELVILLE, NY|631-630-0286|N|N|N|N BSIC|M|Basic Investors Inc.|BULLETIN BOARDS|631-630-0286|N|N|N|N BSIS|N|BANCORPSOUTH INVESTMENT SERVICES, INC.|||N|Y|N|N BSSC|P|J.P. MORGAN SECURITIES LLC|||Y|Y|Y|Y BSTV|P|Bestvest Investments, Ltd.|||N|Y|N|N BSWC|M|A.G. Blakey & Company|||N|N|N|N BTAB|N|DB Alex. Brown LLC|||N|N|N|N BTBC|P|BT Brokerage Corporation|||N|N|N|N BTBK|P|BLOOMBERG TRADEBOOK LLC|||Y|Y|Y|Y BTDG|P|BIDS TRADING L.P.|||N|Y|N|N BTGA|O|Bottega Securities, LLC|TRADING|310-208-4410|N|N|N|N BTIG|M|BTIG, LLC||415-248-2200|Y|Y|N|N BTII|P|BTIG, LLC|||Y|Y|N|N BTIS|P|BTIG, LLC|||Y|Y|N|N BTIX|P|BTIG, LLC|||Y|Y|N|N BTRA|O|B-Trade Services LLC|NEW YORK|212-448-5682|N|N|N|N BTRA|O|B-Trade Services LLC|TRADING|888-873-8873|N|N|N|N BTRD|C|B-Trade Services LLC|NEW YORK, NY|212-448-5682|N|N|N|N BTRD|C|B-Trade Services LLC|NEW YORK, NY|212-448-5680|N|N|N|N BTSI|P|B & T Securities, Inc.|||N|Y|N|N BTSS|P|Hilltop Securities Independent Network Inc.|||N|Y|N|N BUCK|M|The Buckingham Research Group Incorporated|NEW YORK NY|212-922-5548|Y|Y|N|N BUCK|M|The Buckingham Research Group Incorporated|NASDAQ TRADING|212-922-5547|Y|Y|N|N BUCL|M|Harris Investorline|||N|N|N|N BUEL|O|BUELL SECURITIES CORP.|WETHERSFIELD CT|860-258-2300 X122|N|Y|N|N BUNT|N|UBS Bunting Warburg|||N|N|N|N BURK|P|Burke, Lawton, Brewer & Burke, LLC|SPRING HOUSE, PA|215-643-9100|N|Y|N|N BURR|P|BURRILL MERCHANT ADVISORS GROUP, LLC|||N|N|N|N BUWI|O|Butler, Wick & Co., Inc.|YOUNGSTOWN OH|330-744-4351|N|N|N|N BUWI|O|Butler, Wick & Co., Inc.|NASDAQ TRADING|800-969-6393|N|N|N|N BUWI|O|Butler, Wick & Co., Inc.||800-229-1643|N|N|N|N BUZZ|N|Heidtke & Company, Inc.|||N|N|N|N BVCM|M|UNICREDIT CAPITAL MARKETS||212-672-6241|N|Y|N|N BVIS|P|BESTVEST INVESTMENTS, LTD.|||N|Y|N|N BVUS|P|MTS MARKETS INTERNATIONAL, INC.|||N|Y|N|N BWAG|P|Bear Wagner Specialists LLC|||N|N|N|N BWAL|P|Broadwall Capital LLC|NEW YORK, NY|646-432-6300|N|N|N|N BWEL|P|Barclays Capital Inc./LE|||Y|Y|Y|Y BWEX|P|Birchwood Securities Corp.|NASDAQ TRADING|215-496-5554|N|Y|N|N BWNA|N|BROWN ASSOCIATES, INC.|||N|Y|N|N BWNT|M|First American Capital and Trading Corporation|||N|N|N|N BYXM|P|CBOE TRADING, INC.|||Y|Y|Y|N BYXX|E|Bats Trading, Inc.|||Y|Y|Y|N BZPI|N|BPU INVESTMENT MANAGEMENT INC.|NASDAQ TRADING|412-288-9150|N|Y|N|N BZTN|N|Alliant Securities, Inc. Turner, Nord, Kienbaum|NASDAQ TRADING|509-747-9144|N|Y|N|N BZWV|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y BZXL|P|VOLANT LIQUIDITY, LLC|||Y|Y|Y|N BZYD|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y BZYF|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y BZYJ|P|GOLDMAN SACHS & CO. LLC|||N|N|N|N CAAA|O|AKAR CAPITAL MANAGEMENT, INC.|||N|Y|N|N CABR|P|Cabrera Capital Markets, Inc.|||N|Y|N|N CADG|P|SAXIS GROUP, INC.|||N|Y|N|N CAGI|P|CRESCENT SECURITIES GROUP, INC.|||N|Y|N|N CAIB|P|CALTON & ASSOCIATES, INC.|||N|Y|N|N CAIN|N|Carnegie Investor Services Inc.|||N|N|N|N CALD|N|Caldwell Securities, Incorporated|DANVILLE, CA|925-838-5525|N|Y|N|N CALL|P|Callaway Financial Services, Inc.|||N|Y|N|N CALT|P|CALTON & ASSOCIATES, INC.|||N|Y|N|N CAMB|N|Cambridge Group Investments, Ltd.|||N|N|N|N CAMC|P|Cambria Capital, LLC|||N|Y|N|N CAMM|N|Chela Technology Partners, Llc|||N|N|N|N CANA|P|CANACCORD GENUITY INC.|||Y|Y|N|N CANN|P|Cannondale Securities, LLC|NY - AGENCY DESK|212-610-2780|N|N|N|N CANR|M|Cantone Resarch Inc.|TINTON FALLS, NJ|732-450-3544|N|Y|N|N CANT|M|Cantor Fitzgerald & Co.|TRADING|800-214-7307|Y|Y|N|N CANT|M|Cantor Fitzgerald & Co.|NASDAQ INTERNATIONAL|212-829-5475|Y|Y|N|N CAPB|N|Capital Investment Brokerage, Inc.|||N|Y|N|N CAPC|P|CAPITAL CITY SECURITIES, LLC|||N|Y|N|N CAPF|N|CAPITAL FINANCIAL SERVICES, INC.|||N|Y|N|N CAPG|P|Capital Investment Group, Inc.|||N|Y|N|N CAPM|M|RBS Securities Inc.|||Y|Y|N|N CAPP|P|CapFinancial Partners, LLC|||N|Y|N|N CAPS|P|White Cap Trading, LLC|MAIN NUMBER|212-812-9300|N|N|N|N CAPS|P|White Cap Trading, LLC|TRADING DESK|1-888-928-3375|N|N|N|N CARN|P|CARNEGIE, INC.|||N|Y|N|N CARR|M|Carr Securities Corporation|PT WASHINGTON NY|516-944-8300|N|Y|N|N CARR|M|Carr Securities Corporation|DELISTING/BANKRUPTCY|800-221-2243|N|Y|N|N CART|N|Carty & Company, Inc.|MEMPHIS, TN|(901)767-8940|N|Y|N|N CASC|N|Cascade Financial Management, Inc.|||N|Y|N|N CASH|O|Planner Securities LLC|NASDAQ TRADING|732-536-0550|N|Y|N|N CASL|P|Coast Asset Securities LLC|||N|N|N|N CATC|P|Chicago Analytic Trading Company, LLC|||N|Y|N|N CATE|P|Carter, Terry & Company, Inc.|NASDAQ TRADING|404-964-8079|N|Y|N|N CATF|N|Catalyst Financial|DANBURY, CT|203-791-3944|N|N|N|N CATS|P|Citadel Securities LLC|||Y|Y|Y|Y CATY|P|Cathay Financial Inc.|NEW YORK, NY|212-610-1199|N|N|N|N CAVU|P|POINT CAPITAL MARKETS, LLC|||N|Y|N|N CAZE|O|Cazenove Incorporated|||N|N|N|N CBAS|P|CBA Securities LLC|||N|N|N|N CBBB|N|NASDAQ PRODUCT DEVELOPMENT/NY|SUBSCRIBER SERVICES|1-800-777-5606|N|N|N|N CBCB|M|Collier Browne & Company|CINN. OHIO|513-271-3777|N|N|N|N CBFG|P|Cheevers, Hand & Angeline, Inc.|||N|N|N|N CBIN|P|BBVA SECURITIES INC.|||N|Y|N|N CBIS|P|CBNY Investment Services Corp.|||N|N|N|N CBLC|P|CITIGROUP GLOBAL MARKETS INC.|||Y|Y|Y|Y CBNL|P|Cambridge BN Ltd.|||N|N|N|N CBOE|E|Chicago Board Options Exchange|||N|N|N|N CBOH|N|Chicago Board Of Options Exchange/Bear Stearns|||N|N|N|N CBOL|M|Mutual Securities Inc|ENCINO CA|818-990-0992|N|Y|N|N CBOL|M|Mutual Securities Inc|LAGUNA NIGUEL, CA.|714-495-0764|N|Y|N|N CBOL|M|Mutual Securities Inc|ENCINO, CA|800-750-7862|N|Y|N|N CBRA|P|Cobra Trading, Inc.|||N|Y|N|N CBRV|P|COBRA TRADING, INC.|||N|Y|N|N CBSE|P|CAMBRIDGE INTERNATIONAL SECURITIES, LLC|||N|Y|N|N CBSI|P|Cullum & Burks Securities, Inc.|||N|N|N|N CBTD|N|SYNOVUS SECURITIES, INC.|COLUMBUS, GA|404-649-5528|N|Y|N|N CCAE|M|Nasdaq System Symbol/CCAE/800082|||N|N|N|N CCAI|P|CANACCORD GENUITY INC.|||Y|Y|N|N CCAT|P|Citigroup Global Markets Inc.|||Y|Y|Y|Y CCBO|P|CCB INTERNATIONAL OVERSEAS (USA) INC.|||N|Y|N|N CCCM|P|COWEN PRIME SERVICES LLC|||Y|Y|N|N CCCO|P|Carnes Capital Corporation|NAPLES FL|941-261-6187|N|Y|N|N CCCO|P|Carnes Capital Corporation||800-964-4392|N|Y|N|N CCCO|P|Carnes Capital Corporation|SWITCHBOARD|941-261-2112|N|Y|N|N CCGR|P|COHEN CAPITAL GROUP, LLC|||N|N|N|N CCIC|P|CAC Capital Corp|||N|N|N|N CCIS|N|CORRELL CO. INVESTMENT SERVICES CORP.|||N|Y|N|N CCMB|P|COWEN PRIME SERVICES LLC|||Y|Y|N|N CCMC|P|Commerzbank Capital Markets Corp.|||N|N|N|N CCME|N|CCM Equities LLC|||N|Y|N|N CCMK|P|COWEN PRIME SERVICES LLC|||Y|Y|N|N CCML|P|CONCEPT CAPITAL MARKETS, LLC|||Y|Y|N|N CCMM|P|Craft Capital Management LLC|||N|Y|N|N CCMT|P|Cohen and Company Capital Markets, LLC|||N|N|N|N CCRD|P|CONCORDE INVESTMENT SERVICES, LLC|||N|Y|N|N CCTE|P|CUTTONE & CO., INC.|||Y|Y|N|N CCUS|P|CM-CIC MARKET SOLUTIONS INC.|||N|Y|N|N CDEL|P|Citadel Securities LLC|||Y|Y|Y|Y CDGO|P|CITADEL SECURITIES LLC|||Y|Y|Y|Y CDLC|P|CITADEL CLEARING LLC|||N|Y|N|N CDRG|M|Citadel Securities LLC|CHICAGO, IL|312-395-2010|Y|Y|Y|Y CEDL|P|Citadel Securities LLC|||Y|Y|Y|Y CEMM|O|Citadel Derivatives Group LLC||312-395-3388|Y|Y|Y|Y CENT|P|Central Securities, LLC|||N|Y|N|N CEON|O|Rice, Voelker, LLC|NEW ORLEANS, LA|800-240-0412|Y|Y|N|N CEPA|P|Century Pacific Securities, Inc.|||N|N|N|N CERS|O|Ceros Financial Services, Inc.|||Y|Y|N|N CESI|P|MARIANA CAPITAL USA, LLC|||N|Y|N|N CESX|M|WORLD-XECUTION STRATEGIES|||N|Y|N|N CETR|N|Centurion Institutional Services, Inc.|||N|N|N|N CEUT|O|Collins Stewart LLC|NEW YORK NY|212-888-8256|N|N|N|N CEUT|O|Collins Stewart LLC|NASDAQ TRADING|800-538-7004|N|N|N|N CFCD|P|CANTOR FITZGERALD & CO|||Y|Y|N|N CFCO|P|Cantor Fitzgerald & Co.|||Y|Y|N|N CFCS|P|CANTOR FITZGERALD & CO.|||Y|Y|N|N CFDI|O|CFD Investments, Inc.|KOKOMO, IN|317-453-9600|N|Y|N|N CFGM|P|Trustmont Financial Group, Inc.|||N|Y|N|N CFGN|P|CELADON FINANCIAL GROUP LLC|Trading Desk|973-701-9272|Y|Y|N|N CFGO|P|CF Global Trading, LLC|||N|Y|N|N CFGT|P|CF Global Trading, LLC|||N|Y|N|N CFII|N|Consolidated Financial Investments, Inc.|NASDAQ TRADING|314-727-1177|Y|Y|N|N CFII|N|Consolidated Financial Investments, Inc.||800-292-6637|Y|Y|N|N CFPT|P|CANTOR FITZGERALD & CO.|||Y|Y|N|N CFSC|P|CITI INTERNATIONAL FINANCIAL SERVICES LLC|||N|Y|N|N CGAM|P|CGIS SECURITIES LLC|||N|Y|N|N CGAT|O|CADARET, GRANT & CO., INC.|NASDAQ TRADING|315-471-2191|N|Y|N|N CGAX|P|CHURCH, GREGORY, ADAMS SECURITIES CORPORATION|||N|Y|N|N CGCM|P|CG CAPITAL MARKETS, LLC|||N|Y|N|N CGCO|P|CG Compass (USA) LLC|||N|Y|N|N CGFL|P|Capital Growth Financial, LLC|TRADING|561-367-7123|N|N|N|N CGFN|P|Capital Growth Financial|||N|N|N|N CGMI|P|CITIGROUP GLOBAL MARKETS INC.|||Y|Y|Y|Y CGWM|P|Citigroup Global Markets Inc.|||Y|Y|Y|Y CHAD|P|HANSON MCCLAIN RETIREMENT NETWORK, LP|||N|Y|N|N CHAS|M|Charles Schwab & Co., Inc.|SAN FRANCISCO, CA|415-667-5515|Y|Y|N|N CHBC|P|PENSERRA SECURITIES, LLC|||Y|Y|N|N CHCH|P|CHURCHILL FINANCIAL, LLC|||N|Y|N|N CHCK|P|Chickasaw Securities, LLC|||N|Y|N|N CHDA|N|Chapin, Davis|||Y|Y|N|N CHDN|P|CHARDAN CAPITAL MARKETS LLC|Trading Desk|646-465-9090|Y|Y|N|N CHHS|P|Chester Harris & Company, Incorporated|WHITE PLAINS NY|914-381-0081|N|Y|N|N CHIG|M|Chicago Investment Group, LLC|TRADING|312-377-5113|N|N|N|N CHIG|M|Chicago Investment Group, LLC|TRADING|312-377-4759|N|N|N|N CHIG|M|Chicago Investment Group, LLC|L-TRADING|310-939-1943|N|N|N|N CHIG|M|Chicago Investment Group, LLC|L- TRADING|310-939-1933|N|N|N|N CHIL|N|CHILIAN PARTNERS, L.P.|NASDAQ TRADING|407-362-4691|N|Y|N|N CHKG|P|Shin Han Global Securities|||N|N|N|N CHLC|P|CHURCHILL CAPITAL USA, INC.|||Y|Y|N|N CHLM|M|Craig-Hallum Capital Group LLC|MINNEAPOLIS, MN|612-334-2889|Y|Y|N|N CHLM|M|Craig-Hallum Capital Group LLC||800-752-1471|Y|Y|N|N CHMS|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y CHNR|P|CHAUNER SECURITIES, INC.|||N|Y|N|N CHPP|P|Tullett Prebon Financial Services LLC|||Y|Y|N|N CHPR|P|CHOPPER SECURITIES, LLC|||N|N|N|N CHPY|P|Tullet Liberty Securities Inc.|||Y|Y|N|N CHSI|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y CHTS|P|Chatsworth Securities, LLC|||N|Y|N|N CHXE|E|Chicago Stock Exchange|DFLR DEMPSEY|312-663-2255|N|N|N|N CHXE|E|Chicago Stock Exchange|CSGG-ATD SPECIALISTS|312-663-2255|N|N|N|N CHXE|E|Chicago Stock Exchange|JAMI-SJS SECURITIES|312-663-2255|N|N|N|N CHXE|E|Chicago Stock Exchange|SSAL-SLVATORE & CO|312-663-2255|N|N|N|N CHXX|P|CHXBD, LLC|||N|Y|N|N CIBC|P|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|N|Y CIBC|P|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|N|Y CIBC|P|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|N|Y CIBC|P|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|N|Y CIBP|P|CIBC World Markets Corp.|||Y|Y|N|Y CICC|P|CICC US SECURITIES, INC.|||N|Y|N|N CICF|P|Canaccord Genuity Corp.|VANCOUVER, CANADA|604-643-7300|N|N|N|N CICL|N|Carolinas Investment Consulting LLC|||N|Y|N|N CIGC|P|CIG Corp.|||N|Y|N|N CIIV|P|CORPORATE INVESTMENTS GROUP, INC.|||N|Y|N|N CIMB|P|CIMB SECURITIES (USA), INC.|||N|Y|N|N CINN|E|National Stock Exchange|TRADING|800-843-3924|N|N|N|N CINV|M|Corporate Investments Group, Inc.|CHICAGO, IL|773-728-9037|N|Y|N|N CIOI|P|CITIGROUP GLOBAL MARKETS INC|||Y|Y|Y|Y CIRI|N|CAMBRIDGE INVESTMENT RESEARCH, INC.|||N|Y|N|N CISE|P|Capital Investment Services, Inc.|||N|Y|N|N CISI|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y CIST|O|Capital Institutional Services, Inc.|DALLAS, TX|214-720-0504|Y|Y|N|N CISV|P|CCO Investment Services Corp.|||N|Y|N|N CITA|P|Citation Financial Group, L.P.|NEW YORK, NY|212-618-0339|N|N|N|N CITA|P|Citation Financial Group, L.P.||800-691-0903|N|N|N|N CITG|P|Citadel Trading Group L.L.C.|COMPLIANCE|312-395-2717|N|N|N|N CITG|P|Citadel Trading Group L.L.C.|CHICAGO, IL|312-443-8401|N|N|N|N CITI|P|CITIGROUP GLOBAL MARKETS INC.|||Y|Y|Y|Y CITY|P|STIFEL, NICOLAUS & COMPANY, INCORPORATED|||Y|Y|N|N CJIX|P|CJI Capital Markets, Inc.|||N|N|N|N CJSC|P|CJS Securities, Inc.|||N|Y|N|N CJSI|N|CJS Securities, Inc.|||N|Y|N|N CKCC|P|C. K. Cooper & Company, Inc.|Trading|866-477-2667|N|N|N|N CLAM|P|Calamos Financial Services LLC|||N|Y|N|N CLDN|P|Celadon Financial Group LLC|||Y|Y|N|N CLDS|P|Coldwater Securities Incorporated|NASDAQ TRADING|310-247-2700|N|Y|N|N CLGL|N|C. L. Glazer & Company, Inc.|GREENWICH, CT|203-629-4333|N|N|N|N CLLC|P|Curran Advisory Services|||N|Y|N|N CLMK|M|C. L. McKinney & Co., Inc.|||N|N|N|N CLRK|P|Clark Dodge & Co., Inc.|||N|N|N|N CLSA|P|CLSA AMERICAS, LLC|||Y|Y|N|N CLSC|P|CABOT LODGE SECURITIES LLC|||N|Y|N|N CLVU|P|Clearview Trading Advisors, Inc.|||N|Y|N|N CLYB|O|Carlin Equities, LLC|||N|N|N|N CLYM|P|Claymore Securities, Inc.|||N|Y|N|N CLYP|M|Carlin Equities, LLC|||N|N|N|N CMCA|N|COMERICA SECURITIES|NASDAQ TRADING|313-222-9458|N|Y|N|N CMCE|P|COMMERCE BROKERAGE SERVICES, INC.|||N|Y|N|N CMDN|N|Camden Financial Services|||N|Y|N|N CMKT|P|COWEN PRIME SERVICES LLC|main #|516-746-5757|Y|Y|N|N CMMW|P|Commonwealth Financial Network|NEWTON, MA|617-736-0700|N|Y|N|N CMPT|P|Compass Point Research & Trading, LLC|||Y|Y|N|N CMRA|P|Chimera Securities, LLC|||Y|N|N|Y CMSE|N|CM Securities, Inc.|||N|N|N|N CMSI|P|Capital Management Securities, Inc.|||N|Y|N|N CMSS|P|Charles Morgan Securities, Inc.|||N|N|N|N CMTT|P|CMT TRADING LLC|||Y|N|N|N CMTX|P|ATOM GLOBAL TRADING|||N|N|N|N CNCD|P|CONCORDE INVESTMENT SERVICES, LLC|||N|Y|N|N CNCR|P|INTERNATIONAL CAPITAL MARKETS, INC.|||N|N|N|N CNFR|P|Cowen Prime Services LLC|SAN FRANCISCO, CA|415-677-5800|Y|Y|N|N CNFR|P|Cowen Prime Services LLC|NASDAQ TRADING|415-677-5800|Y|Y|N|N CNFR|P|Cowen Prime Services LLC|SAN FRANCISCO, CA|800-678-1885|Y|Y|N|N CNTR|P|PRECISION SECURITIES, LLC|||Y|Y|N|N COAA|P|ABN AMRO CLEARING CHICAGO LLC|||Y|Y|Y|Y COAK|P|CASTLEOAK SECURITIES, LP|||N|Y|N|N COAS|N|Coastal Equities, Inc.|FALMOUTH, MA|508-548-1707|Y|Y|N|N COBR|N|COBURN & MEREDITH, INC.|HARTFORD, CT|N/A|N|Y|N|N COBR|N|COBURN & MEREDITH, INC.|NASDAQ/OTCBB TRADING|800-274-3300|N|Y|N|N COBR|N|COBURN & MEREDITH, INC.|SWITCHBOARD|860-522-7171|N|Y|N|N COBR|N|COBURN & MEREDITH, INC.|SWITCHBOARD|800-825-2244|N|Y|N|N COCE|O|Choice Investments, Inc.|AUSTIN,TX|512-451-7417|N|N|N|N COCH|P|Cochran Caronia Waller Securities LLC|CHICAGO, IL|800-375-4005|N|N|N|N COCS|P|COST CONTAINMENT SERVICES, INC.|||N|N|N|N COFF|P|JAMES E. COFFEY SECURITIES, INC.|||N|Y|N|N COGC|P|Cognitive Capital, LLC|||N|N|N|N COHI|P|HIGH POINT CAPITAL GROUP, INC|||N|N|N|N COHN|P|Cohen Bros. & Company|||N|N|N|N COKE|O|Coker & Palmer|JACKSON, MS|800-816-4563|N|Y|N|N COLA|P|Carolina Municipal Securities, Inc.|||N|N|N|N COLL|N|Collins & Company, LLC|||N|Y|N|N COLS|N|COLONIAL SECURITIES, INC.|NASDAQ TRADING|212-964-6504|N|Y|N|N COMA|N|Cohmad Securities Corporation|NEW YORK NY|212-230-2480|N|N|N|N COMP|P|CAPITAL ONE INVESTING, LLC|||N|Y|N|N CONF|N|Conservative Financial Services, Inc.|||N|Y|N|N CONR|P|Conners & Co., Inc.|||N|Y|N|N CONS|P|Consultiva Securities, Inc.|||N|N|N|N COOR|P|Coordinated Capital Securities, Inc.|||N|Y|N|N CORR|P|COR CLEARING LLC|||Y|Y|N|N COSC|P|COURTLANDT SECURITIES CORPORATION|||N|Y|N|N COSE|N|COSSE' INTERNATIONAL SECURITIES, INC.|NASDAQ TRADING|206-624-6651|N|Y|N|N COWN|M|Cowen and Company, LLC|NASDAQ TRADING|646-562-1600|Y|Y|Y|Y COWN|M|Cowen and Company, LLC||800-221-3431|Y|Y|Y|Y COWN|M|Cowen and Company, LLC|AGENCY|646-562-1604|Y|Y|Y|Y COWN|M|Cowen and Company, LLC||877-683-3363|Y|Y|Y|Y COWN|M|Cowen and Company, LLC|CONVERTIBLES|646-562-1505|Y|Y|Y|Y COWN|M|Cowen and Company, LLC||800-316-0230|Y|Y|Y|Y COWN|M|Cowen and Company, LLC|PROGRAM TRADING|646-562-1525|Y|Y|Y|Y COWN|M|Cowen and Company, LLC||866-286-0991|Y|Y|Y|Y COWN|M|Cowen and Company, LLC|TRADING D/R SITE|610-205-2626|Y|Y|Y|Y COWR|P|Cowen and Company, LLC|||Y|Y|Y|Y COWS|N|Persimmon Securities, Inc.|||N|N|N|N COWX|P|COWEN AND COMPANY, LLC|||Y|Y|Y|Y COYL|N|Coyle Securities, L.L.C.|||N|N|N|N CPAM|N|Capital Securities of America, Inc.|NASDAQ TRADING|800-837-5614|N|N|N|N CPAM|N|Capital Securities of America, Inc.|COLUMBUS, OH|614-442-5804|N|N|N|N CPCP|P|PRECISION SECURITIES, LLC|||Y|Y|N|N CPEM|P|CLEARPOOL EXECUTION SERVICES, LLC|||Y|Y|Y|Y CPES|P|Cowen Prime Services LLC|||Y|Y|N|N CPET|P|CLEARPOOL EXECUTION SERVICES, LLC|||Y|Y|Y|Y CPEX|P|CLEARPOOL EXECUTION SERVICES, LLC|Trading Desk|212-531-8526|Y|Y|Y|Y CPFN|P|JPC Capital Partners, Inc.|||N|N|N|N CPMI|N|CAPITAL PORTFOLIO MANAGEMENT, INC.|NASDAQ TRADING|410-667-4575|N|Y|N|N CPNT|P|PRECISION SECURITIES, LLC|Trading Desk|877-866-9111|Y|Y|N|N CPRC|P|CORINTHIAN PARTNERS, L.L.C.|||N|Y|N|N CPSE|P|CAPSTONE INVESTMENTS|||N|N|N|N CPSI|P|NEW ALBION PARTNERS LLC|||N|Y|N|N CPST|P|Capstone Investments|||N|N|N|N CPWS|P|Capwest Securities, Inc.|||N|N|N|N CRAG|P|KEPLER CAPITAL MARKETS, INC.|||N|Y|N|N CRBC|P|Charles River Brokerage LLC|||N|Y|N|N CRCK|P|Crocker Securities LLC|||N|N|N|N CRDL|N|CARDINAL INVESTMENTS, INC.|BELLEVILLE, IL|618-277-1005|N|Y|N|N CRED|P|CREDICORP SECURITIES, INC.|||N|Y|N|N CREF|P|TIAA-CREF Individual & Institutional Services, LLC|||N|Y|N|N CRFN|P|ROBINHOOD FINANCIAL, LLC|||N|Y|N|N CRON|P|DOUGHERTY & COMPANY LLC|||Y|Y|N|N CROS|P|CREDIT SUISSE SECURITIES (USA) LLC|||Y|Y|Y|Y CRTA|P|CARTA SECURITIES, LLC|||N|Y|N|N CRTH|M|Corinthian Partners, L.L.C.|TRADING|212-287-1545|N|Y|N|N CRUS|P|CHINA RENAISSANCE SECURITIES (US) INC|Main Line|212-554-2960|N|Y|N|N CRYN|P|BRENDAN E. CRYAN AND COMPANY, L.L.C.|||N|Y|N|N CSAI|P|CENTURY SECURITIES ASSOCIATES, INC.|||N|Y|N|N CSAP|N|CRESAP, INC.|||N|Y|N|N CSAS|P|Capstone Sales Advisors, LLC|||N|N|N|N CSCA|P|CREDITEX SECURITIES CORPORATI|||N|Y|N|N CSCB|N|Computershare Securities Corporation|||N|N|N|N CSCI|N|Correspondent Services Corporation|||N|N|N|N CSCL|P|COMMERCE STREET CAPITAL, LLC|||N|Y|N|N CSCP|P|CRAIG SCOTT CAPITAL, LLC|||N|N|N|N CSCV|P|Capitol Securities Management, Inc.|||N|Y|N|N CSEC|P|Citadel Securities LLC|||Y|Y|Y|Y CSGG|P|Chicago Securities Group LLC|||N|N|N|N CSGI|P|CHARLES SCHWAB & CO., INC.|||Y|Y|N|N CSIN|P|Citadel Securities Institutional LLC|||N|Y|N|N CSIP|P|Chadbourn Securities, Inc.|||N|N|N|N CSIS|P|CITIC SECURITIES INTERNATIONAL USA, LLC|Main Line|212-376-1200|N|Y|N|N CSIU|P|CITIC SECURITIES INTERNATIONAL USA, LLC|||N|Y|N|N CSLL|P|Cicerone Securities, LLC|||N|Y|N|N CSMI|P|Capitol Securities Management, Inc.|NASDAQ TRADING|703-821-2010|N|Y|N|N CSMR|P|Casimir Capital L.P.|||N|Y|N|N CSMS|P|CORNERSTONE MACRO LLC|||Y|Y|N|N CSNT|N|Crescent Securities Group, Inc.|||N|Y|N|N CSPD|P|Cantor Fitzgerald & Co.|||Y|Y|N|N CSPI|P|CAPITAL SYNERGY PARTNERS|||N|Y|N|N CSSA|P|Jump Trading|||Y|N|Y|Y CSSX|P|ABN AMRO CLEARING CHICAGO LLC|||Y|Y|Y|Y CSTI|P|CANACCORD GENUITY INC.|Institutional Cash Equities|212 389-8840|Y|Y|N|N CSTI|P|CANACCORD GENUITY INC.|Equity Options|212 389-8860|Y|Y|N|N CSTI|P|CANACCORD GENUITY INC.|Convertibles|212 389-8269|Y|Y|N|N CSTI|P|CANACCORD GENUITY INC.|Domestic Equities|212 389-8550|Y|Y|N|N CSTI|P|CANACCORD GENUITY INC.|International Equities|212 389-8555|Y|Y|N|N CTBY|O|Canterbury Consulting Incorporated|NEWPORT BEACH CA|714-721-9580|N|N|N|N CTCO|P|CITCO SECURITIES, INC|||N|Y|N|N CTDE|P|CHOICETRADE|||N|Y|N|N CTDL|P|Citadel Derivatives Group Llc|||Y|Y|Y|Y CTLA|N|Cantella & Co., Inc.|||Y|Y|N|N CTLR|P|CUTLER GROUP, LP|||Y|N|Y|N CTNL|P|Centennial Securities Company, LLC|GRAND RAPIDS, MI|616-942-7680|N|Y|N|N CTRD|P|CHOICETRADE|||N|Y|N|N CTRE|P|Centreinvest, Inc.|||N|N|N|N CUEF|P|Cue Financial Group, Inc.|||N|N|N|N CUFT|P|FROST BROKERAGE SERVICES, INC.|||N|Y|N|N CUGS|P|Cuttone & Co., Inc.|||Y|Y|N|N CULV|N|Culverwell & Co., Inc.|||N|N|N|N CUMB|N|Cumberland Brokerage Corporation|VINELAND, NJ|800-257-7013|N|N|N|N CUPS|P|CUTTONE & CO., INC.|||Y|Y|N|N CURR|N|CURREN & COMPANY|||N|Y|N|N CUSG|P|CUTTONE & CO., INC.|||Y|Y|N|N CUSR|O|Cutler Securities, Inc.|DELRAY BEACH, FL|561-279-7471|N|N|N|N CUST|N|Custodial Trust Company|||N|N|N|N CUTT|N|Cutter and Company Brokerage, Inc. 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Davidson & Co.|PORTLAND, OR|800-755-7589|Y|Y|N|N DAFC|N|Direct Access Financial Corporation|||N|N|N|N DAGS|N|DAG SECURITIES INC|||N|Y|N|N DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|612-371-2900|Y|Y|Y|Y DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|800-285-4964|Y|Y|Y|Y DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|612-373-6101|Y|Y|Y|Y DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|800-959-5951|Y|Y|Y|Y DAKH|P|DAKOY CAPITAL MARKETS LLC|||N|Y|N|N DAKO|P|Dakota Securities International, Inc.|||N|Y|N|N DALE|P|ANCORA SECURITIES, INC|||Y|Y|N|N DALM|P|Dalmore Group LLC|||N|Y|N|N DANN|P|Kevin Dann & Partners, LLC|||N|N|N|N DAPA|P|DART, PAPESH & COMPANY, INCORPORATED|||N|Y|N|N DAPJ|P|Direct Access Partners Llc|||N|N|N|N DAPL|P|Direct Access Partners LLC|||N|N|N|N DARA|N|Darwood Associates Incorporated|||N|Y|N|N DART|M|DART EXECUTIONS, LLC|||Y|Y|Y|Y DASH|P|DASH FINANCIAL TECHNOLOGIES LLC|||Y|Y|Y|N DAVA|M|Davenport & Company LLC|RICHMOND, VA|804-780-2073|Y|Y|N|N DAVA|M|Davenport & Company LLC||800-277-0120|Y|Y|N|N DAVE|N|DIAMANT INVESTMENT CORPORATION|NASDAQ TRADING|203-661-6410|N|Y|N|N DAVS|P|Davis Securities LLC|||N|Y|N|N DAVW|P|SEIDEL & SHAW LLC|||N|Y|N|N DAWA|M|Daiwa Capital Markets America Inc.|NEW YORK, NY|212-612-6640|Y|Y|Y|N DAWA|M|Daiwa Capital Markets America Inc.|NEW YORK, NY|212-612-6641|Y|Y|Y|N DBAB|M|Deutsche Bank Securities Inc.|NASDAQ TRADING|800-221-5330|Y|Y|Y|Y DBAB|M|Deutsche Bank Securities Inc.|NEW YORK, NY|212-250-5500|Y|Y|Y|Y DBAB|M|Deutsche Bank Securities Inc.|AGENCY TRADING|212-250-3000|Y|Y|Y|Y DBAB|M|Deutsche Bank Securities Inc.|AGENCY|212-469-7440|Y|Y|Y|Y DBAB|M|Deutsche Bank Securities Inc.|INTERNATIONAL|212-474-7472|Y|Y|Y|Y DBAB|M|Deutsche Bank Securities Inc.|INTERNATIONAL|800-221-0406|Y|Y|Y|Y DBAB|M|Deutsche Bank Securities Inc.|AGENCY|212-541-8670|Y|Y|Y|Y DBAB|M|Deutsche Bank Securities Inc.|P&S DEPT|212-474-8340|Y|Y|Y|Y DBAX|P|Deutsche Bank Securities Inc.|||Y|Y|Y|Y DBFL|P|DEUTSCHE BANK SECURITIES INC|||Y|Y|Y|Y DBKS|P|Deutsche Bank Securities Inc.|||Y|Y|Y|Y DBOX|P|DBOT ATS, LLC|||N|Y|N|N DBPC|O|Deutsche Bank Securities Inc.|||Y|Y|Y|Y DBUL|P|Deutsche Bank Securities Inc.|||Y|Y|Y|Y DCAF|P|EIGHT CAPITAL CORP.|TORONTO, ONTARIO|416-350-3410|N|Y|N|N DCHF|P|Dart Executions, LLC|||Y|Y|Y|Y DCSD|O|RBC Capital Markets Corporation|ST. LOUIS|866-800-5213|Y|Y|Y|Y DCUS|P|DUBEAU CAPITAL USA, INC.|||N|Y|N|N DDBI|N|Downstate Discount Brokerage, Inc.|BELLEAIR BLUFFS FL|813-586-3541|N|N|N|N DEAN|P|MORGAN STANLEY|||Y|Y|N|N DECK|P|DECKER & CO, LLC|||N|Y|N|N DEGS|P|Dart Executions, Llc|||Y|Y|Y|Y DELA|P|Delafield Hambrecht, Inc.|TRADING DESK|206-254-4150|N|N|N|N DELT|P|DELTEC ASSET MANAGEMENT LLC|||N|N|N|N DEMA|O|DEMATTEO RESEARCH LLC|NEW YORK, NY|212-610-2606|N|Y|N|N DEMP|M|E*Trade Capital Markets, LLC|(MWSE)|312-663-2634|Y|Y|Y|N DEMP|M|E*Trade Capital Markets, LLC|(MWSE)|800-999-0027|Y|Y|Y|N DEMP|M|E*Trade Capital Markets, LLC|CHICAGO IL|312-663-2709|Y|Y|Y|N DEMP|M|E*Trade Capital Markets, LLC|CHICAGO IL|800-999-0240|Y|Y|Y|N DENI|P|H. C. Denison Co.|SHEBOYGAN, WI|920-457-9451|N|Y|N|N DESJ|N|Desjardins Securities Inc. / CDS||514-281-7294|N|N|N|N DESS|P|Descap Securities, Inc.|||N|N|N|N DFFI|P|Premieretrade Securities, Inc.|||N|N|N|N DFIN|P|DASH FINANCIAL TECHNOLOGIES LLC|||Y|Y|Y|N DFLR|S|E*Trade Capital Markets - Execution Services LLC/OTC UTP|||N|N|N|N DFPG|P|DFPG Investments, Inc.|||N|Y|N|N DHCO|N|DAVID HARRIS & CO., INC.|||N|Y|N|N DHLN|P|EQUINOX GROUP DISTRIBUTORS, LLC|||N|Y|N|N DIDI|P|DWS INVESTMENTS DISTRIBUTORS, INC|||N|Y|N|N DILL|P|Dillon Scott Securities, Inc.|||N|N|N|N DIMS|P|DIMENSION SECURITIES, LLC|||N|N|N|N DINO|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N DIVA|P|Divine Capital Markets LLC|TRADING|877-428-5867|N|Y|N|N DIVA|P|Divine Capital Markets LLC|NEW YORK|212-344-4533|N|Y|N|N DIVP|M|DIVERSIFIED SECURITIES, INCORPORATED|LONG BEACH, CA|562-595-7711|N|Y|N|N DIVY|P|Divy Equities, INC.|||N|Y|N|N DJRC|P|Partners Investment Network, Inc.|||N|Y|N|N DJSA|P|Dawson James Securities, Inc|||Y|Y|N|N DJSE|P|Dawson James Securities, Inc.|||Y|Y|N|N DJSI|P|Dawson James Securities, Inc|||Y|Y|N|N DKEI|N|Dale K. Ehrhart, Inc.|||N|N|N|N DKNY|N|Dalton Kent Securities Group, Inc.|||N|N|N|N DLAE|P|David Lerner Associates, Inc.|SYOSSET, NY|516-921-4200|N|Y|N|N DLAI|P|DAVID LERNER ASSOCIATES, INC.|||N|Y|N|N DLBC|P|BARINGS SECURITIES LLC|||N|Y|N|N DLJD|P|Harrisdirect LLC|||N|N|N|N DLNY|M|DELANEY EQUITY GROUP LLC|||Y|Y|N|N DLTA|P|DEALERWEB INC.|||N|Y|N|N DLWB|P|Hilliard Farber & Co., Inc.|||N|N|N|N DMCD|P|McDermott Investment Services, LLC|||N|Y|N|N DMKC|N|D.M. KELLY & COMPANY|NASDAQ TRADING|515-221-1133|N|Y|N|N DMKF|P|Dominick & Dominick LLC|||N|Y|N|N DMKT|P|OTC LINK LLC|||N|Y|N|N DNOR|P|DNB MARKETS, INC.|||N|Y|N|N DNSR|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N DNYA|P|DUNIYA TRADING, INC.|||N|N|N|N DOFT|N|Doft & Co., Inc.|NEW YORK, NY|212-421-5550|N|Y|N|N DOLE|P|Doley Securities, LLC.|||N|N|N|N DOMK|M|Dominick & Dominick LLC|NEW YORK, NY|212-558-8828|N|Y|N|N DOMS|M|Domestic Securities, Inc.|EDISON, NJ - OTC|732-661-0300|N|N|N|N DOMS|M|Domestic Securities, Inc.|MONTVALE, NJ HQ|201-782-0888|N|N|N|N DOOR|P|P.A.N. SECURITIES, LP|||N|Y|N|N DORN|N|DORN & CO., INC.|||N|Y|N|N DORS|N|Dorsey & Company, Inc.|NEW ORLEANS, LA|504-524-5431|N|Y|N|N DOTC|M|Dougherty & Company LLC|NASDAQ TRADING|612-338-1448|Y|Y|N|N DOTC|M|Dougherty & Company LLC|NASDAQ TRADING|888-817-8664|Y|Y|N|N DOWD|O|Walter J. Dowd, Inc|||N|N|N|N DOWL|P|Dowling & Partners Securities LLC|HARTFORD CT|860-676-8605|Y|Y|N|N DOYL|N|Doyle, Miles & Co., LLC||212-709-7981|N|N|N|N DPAA|N|Douglas John Palmieri|NEW YORK, NY|212-410-7324|N|Y|N|N DPFH|M|Donnelly Penman & Partners Inc.|TRADING|800-217-7411|N|Y|N|N DPFH|M|Donnelly Penman & Partners Inc.|COLUMBUS, OH|614-486-7540|N|Y|N|N DRAS|P|Waterstone Financial Group, Inc.||630-250-7000|N|N|N|N DRAT|N|The Dratel Group, Inc.|NEW YORK NY|212-964-2300|N|N|N|N DRCO|P|COWEN SECURITIES LLC|NEW YORK|212 920 2949|N|N|N|N DRCP|P|Dahlman Rose & Company, LLC|||N|N|N|N DREX|P|Drexel Hamilton, LLC|||N|Y|N|N DRIE|O|Driehaus Securities LLC|CHICAGO IL|312-587-3830|N|Y|N|N DRIE|O|Driehaus Securities LLC|TRADING ROOM|1-800-990-1890|N|Y|N|N DRKW|P|Commerz Markets LLC|NEW YORK, NY|(212) 895-1995|N|Y|N|N DRMI|P|Davis, Mendel & Regenstein, Inc.|||N|N|N|N DRTG|P|Dart Executions, LLC|||Y|Y|Y|Y DRTL|P|DART EXECUTIONS, LLC|||Y|Y|Y|Y DRVW|P|DRIVEWEALTH, LLC|Main Line|800-461-2680|N|Y|N|N DRWC|P|DRW SECURITIES, L.L.C.|||Y|N|Y|Y DRWJ|P|DRW SECURITIES, L.L.C.|||Y|N|Y|Y DRWS|M|DRW Securities, L.L.C.|||Y|N|Y|Y DSIP|P|Domestic Securities, Inc.|||N|N|N|N DSSI|P|M. 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Dullnig & Co.|SAN ANTONIO TX|210-225-6806|N|N|N|N DUNN|P|Dunmore Trading LLC|||N|N|N|N DVNE|N|Marco Polo Securities Inc.|||N|Y|N|N DWTH|P|DRIVEWEALTH, LLC|||N|Y|N|N DYSO|P|Jump Trading|||Y|N|Y|Y EADA|M|Electronic Access Direct, Inc.|||N|N|N|N EAMC|P|EMPIRE ASSET MANAGEMENT COMPANY|||N|Y|N|N EAMG|P|EMPIRE ASSET MANAGEMENT COMPANY|||N|Y|N|N EANJ|N|E&J SECURITIES CORP.|||N|Y|N|N EASY|P|European American Securities, Inc.|||N|N|N|N EBKD|P|BGC FINANCIAL INC.|||N|N|N|N EBKR|P|BGC Financial Inc.|||Y|Y|N|N EBRD|P|EARLYBIRDCAPITAL, INC.|NEW YORK, NY|212-792-8100|Y|Y|N|N EBXL|O|EBX LLC|||N|Y|N|N ECKH|P|EMPIRE EXECUTIONS, INC.|||N|Y|N|N ECUT|O|CONVERGEX EXECUTION SOLUTIONS|NEW YORK, NY|212-468-7530|Y|Y|Y|Y EDFC|P|E D & F MAN CAPITAL MARKETS INC.|||N|Y|N|N EDFO|P|E D & F Man Capital Markets Inc.|||N|Y|N|N EDGA|E|Direct Edge ECN LLC||201-942-8220|N|N|N|N EDGE|P|Direct Edge Ecn Llc|||N|N|N|N EDGX|E|Direct Edge ECN LLC|JERSEY CITY, NJ|201-942-8220|N|N|N|N EDJC|P|Edward Jones / CDS|||N|N|N|N EDJO|M|Edward D. Jones & Co., L.P.|ST. LOUIS MO|314-515-3131|Y|Y|N|N EDJO|M|Edward D. Jones & Co., L.P.|ST.LOUIS MO|800-288-4221|Y|Y|N|N EDLR|P|E.J. 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Smith Jacobs & Co., Inc.|||N|N|N|N EISN|N|Eisner Securities, Inc.|||N|N|N|N EKNS|M|EKN Financial Services Inc.|NASDAQ TRADING|516-396-1254|N|N|N|N EKRI|P|EK Riley Investments, LLC|||N|Y|N|N ELEV|P|ELEVATION, LLC|||Y|Y|N|N ELIT|P|Community Bankers Securities, LLC|||N|N|N|N ELPB|P|ELADIAN PARTNERS|||N|N|N|N ELSH|N|Elish & Elish Brokerage And Research Co.|||N|Y|N|N EMBA|P|PCS Securities, Inc.||858-457-5197|N|Y|N|N EMCC|P|VIRTU Americas LLC|||Y|Y|Y|Y EMEI|P|Emerald Investments, Inc.|||N|N|N|N EMII|P|Emerald Investments, Inc.|||N|N|N|N EMPI|P|EMPIRE INVESTMENT INC.|||N|Y|N|N EMPR|N|Empire Securities Incorporated of Washington|NASDAQ/OTCBB TRADING|800-541-5558|N|Y|N|N EMPR|N|Empire Securities Incorporated of Washington|SPOKANE WA|509-623-1300|N|Y|N|N EMPR|N|Empire Securities Incorporated of Washington|SPOKANE WA|800-541-5960|N|Y|N|N EMRG|P|EMERGING GROWTH EQUITIES, LTD.|||N|Y|N|N ENCL|P|ENCLAVE CAPITAL LLC|||N|Y|N|N ENOC|N|Edgar M. 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EXAN|O|Exane, Inc.|NEW YORK, NY|212-634-5165|Y|Y|N|N EXEC|P|ATLANTIC EQUITIES, LLC|GREENWICH, CT|203-622-8713|N|N|N|N EXEX|P|ex24, Inc.|||N|N|N|N EXTF|P|WYNSTON HILL CAPITAL, LLC|||N|Y|N|N EXTR|P|Exeter, Ltd.|||N|N|N|N FABL|P|OES Brokerage Services, L.L.C.|||N|N|N|N FADA|P|OES Brokerage Services, L.L.C.|||N|N|N|N FAGI|M|Fagenson & Co., Inc.|NEW YORK|212-422-1993|N|N|N|N FALC|P|MK Securities USA, LLC|||N|Y|N|N FALK|N|Steven L. 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TRADING|800-688-3272|Y|Y|N|N FBRC|M|FBR Capital Markets & Co.|HIGH YIELD/PREFERRED|888-200-4290|Y|Y|N|N FBRS|P|FBR Investment Services, Inc.|||N|N|N|N FBSB|P|U.S. Bancorp Investments, Inc.|MINNEAPOLIS, MN|612-973-1122|N|Y|N|N FBWA|M|Ferris, Baker Watts Incorporated|BALTIMORE MD|410-659-4616|N|N|N|N FBWA|M|Ferris, Baker Watts Incorporated|NASDAQ/OTCBB TRADING|800-638-7411|N|N|N|N FBWA|M|Ferris, Baker Watts Incorporated|PREFERRED|410-230-2230|N|N|N|N FCCU|P|Fidelity Clearing Canada ULC./ CDS|||N|N|N|N FCFP|P|First Citizens Financial Plus, Inc.|||N|N|N|N FCGA|N|FCG Advisors, LLC|CHATHAM, NJ|(201)635-7301|N|Y|N|N FCGB|P|BGC FINANCIAL INC.|||N|N|N|N FCIS|P|OES Brokerage Services, L.L.C.|||N|N|N|N FCML|P|FNBB Capital Markets, LLC|||N|Y|N|N FCON|N|Financial Consultant Group, LLC|NASDAQ TRADING|201-635-0229|N|N|N|N FCRA|P|OES Brokerage Services, L.L.C.|||N|N|N|N FCRT|P|OES Brokerage Services, L.L.C|||N|N|N|N FCSC|P|FIRST CITIZENS INVESTOR SERVICES, INC.|||N|Y|N|N FCST|P|INTL FCSTONE FINANCIAL 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TRADING|310.954.8399|Y|Y|N|N FINW|N|Financial West Group, Inc.|Emergency Only|805.497.9222|Y|Y|N|N FINX|P|FINTECH SECURITIES|||N|Y|N|N FINZ|P|FINTECH SECURITIES|||N|Y|N|N FIRE|P|BLUE FIRE CAPITAL, LLC|||N|N|N|N FIRF|N|FIRST RESEARCH FINANCIAL|DALLAS, TX|972-239-0617|N|Y|N|N FIRT|P|FORESTERS FINANCIAL SERVICES, INC.|||N|Y|N|N FISA|P|Fixed Income Securities, LLC|||Y|Y|N|N FISB|P|Fixed Income Securities, LP|||Y|Y|N|N FISH|N|L. B. FISHER & COMPANY|NASDAQ TRADING|214-733-4800|N|Y|N|N FISN|P|Landdolt Securities, Inc|||N|Y|N|N FJEF|P|OES Brokerage Services, L.L.C.|||N|N|N|N FJMC|P|Boenning & Scattergood, Inc.|||Y|Y|N|N FJON|P|OES Brokerage Services, L.L.C.|||N|N|N|N FJRF|P|PARITER SECURITIES, LLC|||N|Y|N|N FKSC|N|FIRST KENTUCKY SECURITIES CORPORATION|FRANKFURT, KY|502-875-4661|N|Y|N|N FLAT|P|Florida Atlantic Securities Corp.|||N|Y|N|N FLCN|P|Falcon Research, Inc.|||N|N|N|N FLGR|P|Pflueger & Baerwald Inc.|NASDAQ TRADING|415-421-4171|N|Y|N|N FLIB|P|First Liberties Financial|||N|Y|N|N FLIO|P|SANTOS CAPITAL GROUP, LLC|||N|Y|N|N FLOW|P|Citigroup Global Markets Inc.|TRADING DESK|877-750-3569|Y|Y|Y|Y FLQN|P|OES Brokerage Services, L.L.C.|||N|N|N|N FLSC|P|First London Securities Corporation|DALLAS TX|214-220-0699|N|N|N|N FLSD|P|First London Securities Corporation|||N|N|N|N FLTG|P|FLOW TRADERS U.S. LLC|||Y|Y|Y|N FLTL|M|Feltl & Company|TRADING DESK|612-492-8888|Y|Y|N|N FLTL|M|Feltl & Company||866-777-9862|Y|Y|N|N FLTU|P|FLOW TRADERS US LLC|||Y|Y|Y|N FLWT|P|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|||N|Y|N|N FLXS|N|FlexTrade Systems, LLC|||N|N|N|N FMAC|P|Feldman, Ingardona & Co.|||N|Y|N|N FMAF|P|NBCN Inc./ CDS|||N|N|N|N FMAX|P|OES Brokerage Services, L.L.C.|||N|N|N|N FMCO|M|First Manhattan Co|AGENCY|212-756-3411|Y|Y|N|N FMER|P|OES Brokerage Services, LLC|||N|N|N|N FMES|P|FOLIO INVESTMENTS, INC.|||Y|Y|N|N FMGF|P|ABN Amro Clearing LLC|||Y|Y|Y|Y FMIC|P|First MidAmerica Investment Corporation|||N|N|N|N FMSC|M|First Montauk Securities Corp.|RED BANK|732-842-2616|N|N|N|N FMSC|M|First Montauk Securities Corp.|NASDAQ/OTCBB TRADING|1-800-322-3672|N|N|N|N FMSC|M|First Montauk Securities Corp.|INSTITUTIONAL SALES|1-800-322-3672|N|N|N|N FMSC|M|First Montauk Securities Corp.|MINEOLA NY|516-248-2245|N|N|N|N FNBR|P|FOLIO INVESTMENTS, INC.|||Y|Y|N|N FNBS|P|Alerus Securities Corporation|||N|Y|N|N FNCS|P|BGC Financial Inc.|||Y|Y|N|N FNET|P|Wachovia Securities Financial Network, LLC|BOCA RATON, FL|561-338-2760|N|Y|N|N FNET|P|Wachovia Securities Financial Network, LLC|NASDAQ TRADING|800-226-2690|N|Y|N|N FNET|P|Wachovia Securities Financial Network, LLC|AGENCY|561-338-2878|N|Y|N|N FNET|P|Wachovia Securities Financial Network, LLC|LISTED|800-741-4989|N|Y|N|N FNET|P|Wachovia Securities Financial Network, LLC|P-PREFERRED|561-338-2807|N|Y|N|N FNFD|N|Folger Nolan Fleming Douglas Incorporated|WASHINGTON, DC|202-626-5361|N|Y|N|N FNFD|N|Folger Nolan Fleming Douglas Incorporated|NASDAQ/OTCBB TRADING|800-326-3633|N|Y|N|N FNSJ|N|Financial Northeastern Securities, Inc.|NEW JERSEY|973-882-9337|N|Y|N|N FNXI|P|FENIX SECURITIES, LLC|Main Line|212-618-1956|N|Y|N|N FNXS|P|FENIX SECURITIES, LLC|||N|Y|N|N FOGS|P|FOG EQUITIES LLC|||N|Y|N|N FOMA|O|TD AMERITRADE CLEARING, INC.|TRADING|800-762-9897|Y|Y|N|N FOMC|N|First of Michigan Corporation|||Y|Y|N|Y FORD|M|Fordham Financial Management, Inc.|NEW YORK, NY|212-732-8500|N|Y|N|N FORD|M|Fordham Financial Management, Inc.||877-436-3673|N|Y|N|N FORD|M|Fordham Financial Management, Inc.|TRADING|212-233-2839|N|Y|N|N FORD|M|Fordham Financial Management, Inc.|COMPLIANCE OFFICE|212-732-8500|N|Y|N|N FORE|P|Forest Securities, Inc.|||N|Y|N|N FORI|P|Fortrend Securities, Inc.|||N|Y|N|N FORT|M|Ticonderoga Securities LLC|||N|N|N|N FOST|N|Foster Securities|SAN DIEGO, CA|619-281-1229|N|N|N|N FOXA|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|Y|Y|Y|Y FOXB|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|Y|Y|Y|Y FOXN|O|Fox Run Alpha Fund, L.P.|||N|N|N|N FOXX|M|Fox & Company Investments Inc.|PHOENIX, AZ|602-971-9000|N|N|N|N FOXX|M|Fox & Company Investments Inc.|NASDAQ TRADING|602-224-2400|N|N|N|N FPCI|N|FINANCIAL PLANNING CONSULTANTS, INC.|||N|Y|N|N FPIC|P|OES Brokerage Services, L.L.C.|||N|N|N|N FPKI|M|Fox-Pitt, Kelton Incorporated|NEW YORK, NY|212-687-1328|N|N|N|N FPKI|M|Fox-Pitt, Kelton Incorporated|NEW YORK, NY|212-687-1105|N|N|N|N FPKI|M|Fox-Pitt, Kelton Incorporated|NEW YORK, NY|800-367-5528|N|N|N|N FQLA|P|QUANTLAB SECURITIES LP|||Y|Y|Y|Y FQLB|P|QUANTLAB SECURITIES LP|||Y|Y|Y|Y FQLS|P|Quantlab Securities LP|||Y|Y|Y|Y FRAN|M|Wm. V. Frankel & Co., Incorporated|JERSEY CITY, NJ|201-434-5005|N|N|N|N FRAN|M|Wm. V. Frankel & Co., Incorporated|NEW YORK, NY|212-943-6633|N|N|N|N FRAN|M|Wm. V. Frankel & Co., Incorporated|NEW YORK, NY|800-631-3091|N|N|N|N FRDK|N|FREDERICK & COMPANY, INC.|||N|Y|N|N FRET|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|Y|Y|Y|Y FREX|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|Y|Y|Y|Y FRGP|M|Forge Financial Group, Inc.|BOCA RATON, FL|TRADING - 561-416-1348|N|N|N|N FRGP|M|Forge Financial Group, Inc.|ARBITRAGE|561-416-9244|N|N|N|N FRGP|M|Forge Financial Group, Inc.|FOREIGN|561-416-9405|N|N|N|N FRGP|M|Forge Financial Group, Inc.|DISASTER REC SITE|561-271-1162|N|N|N|N FRGP|M|Forge Financial Group, Inc.|DISASTER REC SITE 2|561-706-1400|N|N|N|N FRGS|P|Forge Financial Group, Inc.|||N|N|N|N FRTN|M|FORTUNE SECURITIES, INC.|||N|Y|N|N FSCN|P|FSC SECURITIES CORPORATION|||N|Y|N|N FSCS|N|FSC Securities Corporation|ATLANTA,GA|770-916-6514|N|Y|N|N FSCS|N|FSC Securities Corporation||800-772-3375|N|Y|N|N FSDL|P|OES Brokerage Services, L.L.C.|||N|N|N|N FSEC|P|FRS Securities, LLC|||N|N|N|N FSFC|P|FIRST STANDARD FINANCIAL COMPANY LLC|||N|Y|N|N FSFS|O|ING Investment Management Services LLC|NEW YORK, NY|212-309-8597|N|N|N|N FSII|P|OAKBRIDGE FINANCIAL SERVICES|||N|N|N|N FSLL|M|Flagstone Securities, LLC||314-863-5343|N|N|N|N FSMG|P|First Merger Capital, Inc.|||N|N|N|N FSNW|N|FIRST SECURITIES NORTHWEST, INC.|PORTLAND, OR|503-241-7750|N|Y|N|N FSRP|P|FIRST REPUBLIC SECURITIES COMPANY, LLC|||N|Y|N|N FSRV|N|FISERV CORRESPONDENT SERVICES, INC.|||N|N|N|N FSSG|N|First Southeastern Securities Group, Incorporated|TAMPA FL|813-282-3497|N|N|N|N FSSG|N|First Southeastern Securities Group, Incorporated|NASDAQ TRADING|800-299-3497|N|N|N|N FSSL|P|Fortis Securities LLC|||N|N|N|N FSTF|P|OES Brokerage Services, L.L.C.|||N|N|N|N FSTN|P|Fieldstone Services Corp.|||N|Y|N|N FTBR|O|Foliofn Investments, Inc.|HERNDON, VA|703-245-4883|Y|Y|N|N FTEN|N|First Tennessee Brokerage, Inc.|MEMPHIS, TN|901-537-2600|N|Y|N|N FTII|P|FINANCIAL TELESIS INC|||N|Y|N|N FTIS|P|Fortis Securities LLC|||N|N|N|N FTLP|N|FIRST TRUST PORTFOLIOS L.P.|||N|Y|N|N FTNE|M|FTN Equity Capital Markets Corp.|NEW YORK|800-880-7264|N|N|N|N FTNE|M|FTN Equity Capital Markets Corp.|NASH OTCBB|866-344-4880|N|N|N|N FTNE|M|FTN Equity Capital Markets Corp.||615-734-6050|N|N|N|N FTSC|M|FTN Financial Securities Corp|NASDAQ TRADING|888-801-3477|N|Y|N|N FTSC|M|FTN Financial Securities Corp|NASDAQ TRADING|615-734-6050|N|Y|N|N FTWP|P|OES Brokerage Services, L.L.C.|||N|N|N|N FULC|P|FULCRUM CAPITAL MARKETS LLC|||N|Y|N|N FUND|P|Wunderlich Securities, Inc.|||Y|Y|N|N FWAI|P|First Western Advisors/ Limited Partnership|||N|Y|N|N FWBL|P|OES Brokerage Services, L.L.C.|||N|N|N|N FWSI|N|FIRST WESTERN SECURITIES, INC.|NASDAQ TRADING|817-921-0175|N|Y|N|N FWSI|N|FIRST WESTERN SECURITIES, INC.||817-921-9816|N|Y|N|N FWSI|N|FIRST WESTERN SECURITIES, INC.|FORT WORTH, TEXAS|800-327-1279|N|Y|N|N FWST|P|First Wall Street Corp.|||N|N|N|N GABE|M|G.RESEARCH, INC.|RYE NY|914-921-5153|Y|Y|N|N GABP|P|G.research, Inc|||Y|Y|N|N GAFI|N|Gardner Financial Services, Inc.|||N|Y|N|N GAGN|N|Gagnon Securities, LLC|||N|Y|N|N GALF|P|Southwest Texas Capital, L.L.C|||N|N|N|N GARB|P|ICAP Corporates LLC|JERSEY CITY, NJ|212-341-9944|Y|Y|N|N GARB|P|ICAP Corporates LLC||212-815-9548|Y|Y|N|N GARC|M|ICAP Corporates LLC|JERSEY CITY, NJ|212-341-9136|Y|Y|N|N GARC|M|ICAP Corporates LLC||800-937-0087|Y|Y|N|N GARE|P|ICAP CORPORATES LLC|||Y|Y|N|N GARR|P|Garrett Nagle & Co., Inc.|||N|Y|N|N GARW|P|Gar Wood Securities, LLC|Main Number|312-566-0740|N|Y|N|N GARZ|P|ICAP CORPORATES LLC|||Y|Y|N|N GASS|P|GLOBAL ALLIANCE SECURITIES, LLC|Trading Desk|212-878-6532|N|Y|N|N GATE|P|Citigroup Global Markets Inc.|NEW YORK, NY|212-723-7169|Y|Y|Y|Y GATE|P|Citigroup Global Markets Inc.|NASDAQ TRADING|800-223-7743|Y|Y|Y|Y GATS|P|Gates Capital Corporation|||Y|Y|N|N GAUS|P|The Gaussian Group, LLC|||N|N|N|N GBIS|P|Guaranty Brokerage Services, Inc.|||N|N|N|N GBMS|P|GBM International, Inc.|HOUSTON TX|281-295-4500|Y|Y|N|N GBMS|P|GBM International, Inc.|NASDAQ/OTCBB TRADING|281-295-4500|Y|Y|N|N GBMT|P|GBM International, Inc.|||Y|Y|N|N GBSC|O|Golden Beneficial Securities Corporation|||N|N|N|N GCCG|P|Global Crown Capital, LLC|||N|N|N|N GCCL|P|Global Crown Capital, LLC|||N|N|N|N GCMI|P|Goldman Capital Management, Inc.|||N|N|N|N GCMT|O|Gold Capital Management Inc.|||N|N|N|N GCPL|P|Global Credit Partners, LLC|||N|Y|N|N GDCO|N|GILBERT, DONIGER & CO., INC.|TRADING ROOM|212-888-5151|N|Y|N|N GDMR|P|Pershinng LLC/Good Morning-Shinhan Securities|||N|Y|N|N GEAR|P|Geary Securities, Inc.|||N|N|N|N GEBB|P|GLOBAL EXECUTION BROKERS, LP|||Y|N|N|Y GELB|P|Gelber Securities, LLC|CHICAGO, IL|312-427-7100|N|Y|N|N GELP|P|RBC CAPITAL MARKETS, LLC|||Y|Y|Y|Y GENS|N|GENERAL SECURITIES CORP|N. KANSAS CITY MO|816-472-7170|N|Y|N|N GERO|P|Gerbro Securities, Inc.|||N|N|N|N GFGP|P|GRACE FINANCIAL GROUP LLC|||N|N|N|N GFIG|P|GFI Securities LLC|NEW YORK, NY|N/A|Y|Y|N|N GFIG|P|GFI Securities LLC|LATIN/ASIA|212-968-4171|Y|Y|N|N GFIG|P|GFI Securities LLC|EURO/DOMESTIC|212-968-2726|Y|Y|N|N GFIG|P|GFI Securities LLC|TOLL FREE|800-456-4341|Y|Y|N|N GFIS|P|GFI Securities LLC|NEW YORK, NY|800-456-4341|Y|Y|N|N GFIS|P|GFI Securities LLC||212-968-2726|Y|Y|N|N GFLD|P|Southridge Investment Group LLC|||N|N|N|N GFLO|P|VIRTU Americas LLC|||Y|Y|Y|Y GFML|P|GRACE FINANCIAL GROUP LLC|||N|N|N|N GFMS|P|GRACE FINANCIAL GROUP LLC|||N|N|N|N GFRY|P|JUMP TRADING, LLC|||Y|N|Y|Y GFSI|N|Global Financial Services, L.L.C.|NASDAQ TRADING|713-968-0400|Y|Y|N|N GGWI|N|GAGE-WILEY & CO., INC.|||N|Y|N|N GHCC|M|Gordon, Haskett Capital Corporation|NEW YORK NY|212-883-6893|N|Y|N|N GHST|P|GHS Trading LLC|||N|Y|N|N GHYL|N|Greenwich High Yield LLC|||N|N|N|N GIBR|N|Gibraltar Securities Co.|||N|N|N|N GILG|M|Gilder Gagnon Howe & Co. LLC|NEW YORK, NY|212-765-2508|Y|Y|N|N GIRL|N|Girard Securities, Inc.|NASDAQ TRADING|619-584-7099|Y|Y|N|N GISI|P|Greentree Investment Services, INC.|||N|Y|N|N GISJ|P|INSIGNEO SECURITIES, LLC|||N|Y|N|N GJSS|N|GREGORY J. SCHWARTZ & CO., INC.|||N|Y|N|N GLBA|M|Electronic Access Direct, Inc.|TRADING DESK|561-981-8380|N|N|N|N GLBT|M|GLB Trading, Inc.|TRADING DESK|949-955-9470|N|N|N|N GLBY|P|Gelber Securities, LLC|||N|Y|N|N GLBZ|N|Online Brokerage Services, Inc.|||N|Y|N|N GLED|P|GLENDALE SECURITIES, INC.|||Y|Y|N|N GLEN|M|Glendale Securities, Inc.||818-804-4650|Y|Y|N|N GLGB|N|Gerson Lehrman Group Brokerage Services LLC|||N|N|N|N GLII|P|TD SECURITIES INC./ CDS|||N|N|N|N GLIP|P|TD Securities Inc.|||N|N|N|N GLIR|P|TD Securities Inc.|||N|N|N|N GLIS|M|TD Securities Inc|ONTARIO, CANADA|416-307-7638|N|N|N|N GLLL|P|GILL CAPITAL PARTNERS, LLC|||N|Y|N|N GLPX|P|ACS EXECUTION SERVICES, LLC|Red Bank, NJ|(872) 205-0187|Y|Y|N|N GLSC|N|Globalnetsecurities Corp.|||N|N|N|N GLWD|P|Glenwood Securities, Inc.|||N|N|N|N GLYN|P|J.A. Glynn & Co.|ST. LOUIS, MO|314-997-1277|N|Y|N|N GMAN|P|Guzman & Company|MIAMI, FL|800-429-9804|Y|Y|N|N GMAX|P|Global Maxfin Capital Inc. / CDS|||N|N|N|N GMCK|N|George McKelvey Co., Inc.|||N|Y|N|N GMSG|N|The GMS Group, LLC|LIVINGSTON, NJ|973-535-5000|Y|Y|N|N GNAV|P|GREEN STREET TRADING, LLC|Trading Desk|214-880-0028|N|Y|N|N GNCF|P|Golden Capital Securities, Ltd./CDS|||N|N|N|N GNDS|O|Genesis Securities, LLC|||N|N|N|N GNDT|O|Genesis Securities, LLC|||N|N|N|N GNIT|P|Bancnorth Investment Group, Inc.|||N|N|N|N GNLN|M|Gunnallen Financial, Inc.|TAMPA, FL|813-600-1420|N|N|N|N GNLN|M|Gunnallen Financial, Inc.|DENVER, CO|720-344-5025|N|N|N|N GNLR|P|Gunnallen Financial, Inc|||N|N|N|N GNSL|P|Golden Capital Securities Ltd./CDS|||N|N|N|N GOBE|P|Golden Beneficial Securities Corporation|||N|N|N|N GOHS|N|Goldsmith & Harris Incorporated|||N|N|N|N GOLF|P|Essex & York, Inc.|TRADING DESK|513-924-0990|N|N|N|N GONE|P|GROUP ONE TRADING, LP|||N|N|N|N GORD|N|Gordon & Co.|NEWTON, MA|617-924-7997|N|N|N|N GOTC|P|OTC LINK LLC|||N|Y|N|N GOTO|P|Citigroup Global Markets Inc.|Trading Desk|877-750-3569|Y|Y|Y|Y GOVD|P|GOVDESK, LLC|||N|Y|N|N GPCG|P|WILSON PARKER CONNALLY STEPHENSON INC|FORT WORTH, TX|(817)922-8000|N|Y|N|N GPCS|P|GLACIER POINT CAPITAL LLC|||N|Y|N|N GPNI|P|GP NURMENKARI INC.|||N|Y|N|N GPSS|P|Great Pacific Securities|IRVINE, CA|714-863-9500|N|Y|N|N GPTG|P|Greenwich Prime Trading Group, LLC|TRADING|203-485-4800|N|Y|N|N GRAD|P|Gradient Securities, LLC|||N|Y|N|N GRCP|P|Fifth Street Capital, LLC|||N|N|N|N GRDK|P|GENESIS GLOBAL TRADING, INC|||N|Y|N|N GREA|O|Great Eastern Securities, Inc.||516 484 5111|N|N|N|N GREB|P|Great Eastern Securities, Inc.|||N|N|N|N GREY|M|Salomon Grey Financial Corporation|TRADING DESK|972-934-7043|N|N|N|N GRFC|N|GRF Capital Investors, Inc.|||N|Y|N|N GRFN|M|GRIFFIN FINANCIAL GROUP, LLC|Sell-Side Trader|757-955-8444|Y|Y|N|N GRFN|M|GRIFFIN FINANCIAL GROUP, LLC|Griffin Financial Group LLC|Fax: 610-371-7740|Y|Y|N|N GRIF|P|M. Griffith Locke Investment Services, Inc.|NEW HARTFORD, NY|315-797-0130|N|Y|N|N GRIG|P|Grigsby & Associates, Inc.|||N|N|N|N GRIL|M|Global Resource Investments, Ltd.|CARLSBAD, CA|888-848-7828|N|Y|N|N GRIL|M|Global Resource Investments, Ltd.||619-943-3939|N|Y|N|N GRIL|M|Global Resource Investments, Ltd.|FAX NUMBER|619-943-3938|N|Y|N|N GRIN|P|Sandgrain Securities, Inc.|||N|N|N|N GRLN|N|David J. Greene and Company, LLC|NEW YORK, NY|212-371-4200|N|N|N|N GRNB|M|Agile Securities, Inc|||N|N|N|N GRND|P|Grand Capital Corp.|||N|N|N|N GRNL|N|Grenel & Co., LLC|NEW YORK, NY|(212)644-1084|N|N|N|N GROW|M|Pacific Growth Equities, LLC|SAN FRANCISCO CA|415-274-6811|N|N|N|N GROW|M|Pacific Growth Equities, LLC|NASDAQ/OTCBB TRADING|800-828-4779|N|N|N|N GRSI|N|Glen Rauch Securities, Inc.|NEW YORK, NY|212-363-9760|N|N|N|N GRST|M|Garden State Securities, Inc.|LISTED|732-280-6886|N|Y|N|N GRST|M|Garden State Securities, Inc.|NASDAQ|732-280-6886|N|Y|N|N GRST|M|Garden State Securities, Inc.|WALL, NEW JERSEY|732-280-6886|N|Y|N|N GRST|M|Garden State Securities, Inc.||877-477-7862|N|Y|N|N GRST|M|Garden State Securities, Inc.||877-477-8762|N|Y|N|N GRWD|P|GAR WOOD SECURITIES, LLC|||N|Y|N|N GSAA|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N GSBI|P|Global Brokerage Services, Inc.|||N|Y|N|N GSCO|M|GOLDMAN SACHS & CO. LLC|NEW YORK, NY|212-902-8585|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|JAPANESE SHARES|212-902-0899|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|ASIAN SHARES|212-902-8677|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|CANADIAN SHARES|212-902-3801|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|EUROPEAN SHARES|212-902-1115|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|LATIN AMER SHARES|212-902-8505|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|UK SHARES|212-902-1232|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|ARBITRAGE|212-902-8525|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|CONVERTIBLES|212-902-8535|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|PREFERRED TRADING|212-902-8390|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|OTCBB|212-357-4402|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|WEST DESK|212-422-2400|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|WEST DESK|800-526-3164|Y|Y|Y|Y GSCO|M|GOLDMAN SACHS & CO. LLC|NEW YORK, NY|212-902-1000|Y|Y|Y|Y GSCS|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSDA|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSEC|P|Griffin Securities, Inc.|||N|Y|N|N GSFF|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N GSGS|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N GSIC|P|GLOBAL STRATEGIC INVESTMENTS|||N|Y|N|N GSIL|P|Global Strategic Investments, Llc|||N|Y|N|N GSLT|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSMM|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSQQ|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSRR|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N GSSC|P|Georgeson Securities Corporation|||N|Y|N|N GSTS|N|B.C. Ziegler and Company|||N|Y|N|N GSUU|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSVV|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSWW|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSXX|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GSYY|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y GTRD|P|Convergex Execution Solutions LLC|||Y|Y|Y|Y GTRN|N|Gorian Investment Group, Inc.|NASDAQ TRADING|909-888-7551|N|Y|N|N GTSL|N|Golden Triangle Securities LLC|||N|N|N|N GTSX|P|GTS SECURITIES LLC|||Y|Y|Y|Y GTSY|P|GTS SECURITIES LLC|||Y|Y|Y|Y GTSZ|P|GTS SECURITIES LLC|||Y|Y|Y|Y GTTX|P|ABN AMRO CLEARING CHICAGO LLC|||Y|Y|Y|Y GTUS|P|GATE US LLC|||N|N|N|N GTWO|P|FPCG, LLC|||N|Y|N|N GUGG|P|GUGGENHEIM INVESTOR SERVICES, LLC|||N|Y|N|N GUGI|P|Claymore Securities, Inc.|||N|Y|N|N GUGS|P|Guggenheim Securities, LLC|||Y|Y|N|N GUZM|P|Guzman & Company|MIAMI FL|305-374-5673|Y|Y|N|N GUZM|P|Guzman & Company|NASDAQ/OTCBB TRADING|800-642-7638|Y|Y|N|N GVLD|P|THE GRISWOLD COMPANY, INCORPORATED|||N|N|N|N GVRN|N|G.V.R. Company/Special Account|||N|N|N|N GWDS|P|Gar Wood Securities, LLC|||N|Y|N|N GWEP|P|GREYWOLF EXECUTION PARTNERS, INC.|||N|Y|N|N GWJP|P|GWFS EQUITIES, INC.|||N|Y|N|N GWLP|P|Grant Williams L.P.|||N|Y|N|N GXSM|P|GX2 SPREAD MARKETS, LLC|||N|Y|N|N GZML|P|Guzman & Company|||Y|Y|N|N HABB|P|Haberman Bros.|||N|N|N|N HACA|P|Harvest Capital LLC|||N|N|N|N HALA|P|HALIFAX AMERICA LLC|||N|Y|N|N HALP|P|Halpern Capital, Inc.|||N|N|N|N HAME|P|HAMILTON EXECUTIONS L.L.C.|||N|N|N|N HAMR|M|W.R. Hambrecht + Co., LLC|SALES TRADING|877-828-4700|Y|Y|N|N HAMR|M|W.R. Hambrecht + Co., LLC|SALES TRADING|415-551-3131|Y|Y|N|N HAMR|M|W.R. Hambrecht + Co., LLC|SAN FRANSISCO, CA|415-551-3101|Y|Y|N|N HAMR|M|W.R. Hambrecht + Co., LLC|NASDAQ TRADING|877-828-4600|Y|Y|N|N HAMR|M|W.R. Hambrecht + Co., LLC|NASDAQ TRADING|415-551-3101|Y|Y|N|N HANS|P|Hanmi Asset Securities, Inc.|||N|N|N|N HAPX|P|HAP Trading, LLC|||Y|N|N|N HARS|P|Harvestons Securities, Inc.|||N|Y|N|N HASF|P|Haywood Securities Inc./CDS|VANCOUVER, B.C.|604-643-1100|N|N|N|N HASK|N|Hamershlag, Dodeles, & Co., LLC|NEW YORK NY|212-782-0220|N|N|N|N HAUR|P|J. B. Hanauer & Co.|PARSIPPANY, NJ|201-533-9000|N|N|N|N HAVK|P|HAVKIT CORPORATION|||N|Y|N|N HAYV|P|Haywood Securities (USA) Inc.|||N|Y|N|N HAZL|N|HAZLETT, BURT & WATSON, INC.|||N|Y|N|N HBAN|P|HUNTINGTON CAPITAL CORP.|||N|N|N|N HBCK|N|H. BECK, INC.|||N|Y|N|N HBCL|P|HOLD BROTHERS CAPITAL LLC|||N|Y|N|N HBCO|P|Global Investor Services, L.C.|||N|Y|N|N HBIF|P|DRW Securities, LLC|||Y|N|Y|Y HBIS|P|HONEY BADGER INVESTMENT SECURITIES, LLC|||N|Y|N|N HBIW|P|DRW Securities, LLC|||Y|N|Y|Y HBKI|N|HBK Finance L.P.|||N|N|N|N HBRT|O|Electronic Access Direct, Inc.|||N|N|N|N HCAP|M|Hermitage Capital Corporation|NASHVILLE TN|615-385-2385|N|N|N|N HCAP|M|Hermitage Capital Corporation|NASHVILLE TN|800-624-6534|N|N|N|N HCAP|M|Hermitage Capital Corporation|NEW YORK,N.Y.|212-832-3466|N|N|N|N HCAP|M|Hermitage Capital Corporation||800-755-2106|N|N|N|N HCAT|P|Hunter Capital Markets, LLC|||N|N|N|N HCBD|P|HALCYON CABOT PARTNERS, LTD.|||N|N|N|N HCBR|P|HCFP Brenner Securities, LLC|NEW YORK, NY|212-707-0405|N|N|N|N HCBR|P|HCFP Brenner Securities, LLC||800-326-2736|N|N|N|N HCFN|M|HFC Capital Corp.|||N|N|N|N HCGC|P|FALCON SQUARE CAPITAL, LLC|||N|Y|N|N HCTA|O|Hardcastle Trading USA LLC|SECAUCUS, NJ|201-305-8888|Y|Y|N|N HDLY|M|J.J.B. Hilliard, W.L. Lyons, Inc.|LOUISVILLE, KY|502-588-8420|N|Y|N|N HDLY|M|J.J.B. Hilliard, W.L. Lyons, Inc.|LOUISVILLE, KY|800-627-3557|N|Y|N|N HDSI|P|RODMAN & RENSHAW, LLC||201-216-0100|N|N|N|N HDSI|P|RODMAN & RENSHAW, LLC|TRADING DESK|201-216-9100|N|N|N|N HDSM|P|RODMAN & RENSHAW, LLC|||N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|JERSEY CITY, NJ|201-216-9100|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|JERSEY CITY, NJ|800-624-0050|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|JERSEY CITY, NJ|212-227-7733|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|INSTITUTIONAL SALES|800-419-9187|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC||201-216-0375|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|COLORADO|888-576-1828|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|BOCA RATON, FL|800-898-2777|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|INTERNATIONAL|888-306-1998|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC||561-361-0951|N|N|N|N HDSN|M|RODMAN & RENSHAW, LLC|CANADIAN ARB|201-216-1475|N|N|N|N HDSW|P|RODMAN & RENSHAW, LLC|||N|N|N|N HDSX|P|RODMAN & RENSHAW, LLC|||N|N|N|N HEFL|P|Heflin & Co., L.L.C.|LOS ANGELES, CA|310-229-9705|N|N|N|N HEFR|O|HEFREN-TILLOTSON, INC.|PITTSBURGH PA|412-471-5430|N|Y|N|N HEIK|P|HEIKKINEN ENERGY SECURITIES, LLC|||Y|Y|N|N HENG|P|Stonehenge Securities, Inc.|||N|N|N|N HENN|N|Carl M. Hennig, Inc.|||N|Y|N|N HERF|N|Thomas J. Herzfeld & Co., Incorporated|MIAMI, FL|305-271-1900|N|N|N|N HERO|M|Bernard Herold & Co., Inc.|NEW YORK, NY|212-371-3950|N|Y|N|N HFCO|P|Hilliard Farber & Co., Inc.|||N|Y|N|N HFIS|N|Hfi Securities, Inc.|||N|N|N|N HFSC|P|Hilliard Farber Securities Corp.|||N|N|N|N HGCO|P|HEDGECO SECURITIES, LLC|||N|Y|N|N HIAI|N|HEARTLAND INVESTMENT ASSOCIATES, INC.|||N|Y|N|N HIGG|P|HIGGINS CAPITAL MANAGEMENT, INC.|||N|Y|N|N HIGH|P|Highlander Capital Group, Inc.|||N|Y|N|N HILF|M|Hill Thompson Magid & Co., Inc.||201-369-2902|N|N|N|N HILF|M|Hill Thompson Magid & Co., Inc.||800-879-9842|N|N|N|N HILL|M|Hill Thompson Magid and Co., Inc.|JERSEY CITY, NJ|201-434-8100|N|N|N|N HILL|M|Hill Thompson Magid and Co., Inc.|JERSEY CITY, NJ|212-233-2200|N|N|N|N HILL|M|Hill Thompson Magid and Co., Inc.|NASDAQ TRADING|800-631-3083|N|N|N|N HILL|M|Hill Thompson Magid and Co., Inc.|ADR TRADING|800-879-9842|N|N|N|N HILL|M|Hill Thompson Magid and Co., Inc.|CANADIAN EQUITIES|866-235-7016|N|N|N|N HILL|M|Hill Thompson Magid and Co., Inc.|BANK STOCKS|866-291-6316|N|N|N|N HILL|M|Hill Thompson Magid and Co., Inc.|PREFERRED/CONVERTS|201-433-9544|N|N|N|N HITE|P|Whitestone Securities Inc.|||N|N|N|N HITS|P|Height Securities, LLC|Trade Desk|202-629-0015|Y|Y|N|N HIVE|P|Hivetrader, LLC|||N|N|N|N HLBI|N|Belmont Securities, Inc.|DALLAS, TX|214-559-3800|N|N|N|N HLHC|P|J.J.B. Hilliard, W.L. Lyons, Inc.|||N|Y|N|N HLIQ|N|Hull Transaction Services, L.L.C.|||N|N|N|N HLIX|P|LUCIA SECURITIES, LLC|||N|Y|N|N HLLC|N|Hollencrest Capital Management|||N|Y|N|N HLMS|P|HLM Securities, Inc.|||N|N|N|N HMPB|O|H. M. Payson & Co.|NASDAQ TRADING|207-772-3761|N|N|N|N HMPT|N|Hampton Securities (USA), Inc.|||N|N|N|N HMRK|P|Hallmark Investments, Inc.|||N|N|N|N HNTR|N|Hunter Associates, Inc.|||N|Y|N|N HOCO|N|Holt & Collins|||N|N|N|N HOLD|O|Hold Brothers On-Line Investment Services L.L.C.||201-499-8929|N|N|N|N HOME|P|Vestpoint Securities, Inc.|||N|N|N|N HORW|P|INSIGHT SECURITIES, INC.|||Y|Y|N|N HOVD|P|HOVDE GROUP, LLC|||Y|Y|N|N HOWL|N|A. M. Howells & Company, Inc.|NASDAQ TRADING|510-339-0151|N|N|N|N HPOL|N|HERNDON PLANT OAKLEY, LTD.|NASDAQ TRADING|512-888-7611|N|Y|N|N HPPO|P|POTAMUS TRADING, LLC|||Y|Y|Y|Y HPPX|P|POTAMUS TRADING, LLC|||Y|Y|Y|Y HPWD|P|PIPER JAFFRAY & CO.|||Y|Y|N|N HRBF|O|American Enterprise Investment Services Inc.|DETROIT MI|313-964-0616|N|Y|N|N HRBF|O|American Enterprise Investment Services Inc.|NASDAQ TRADING|800-426-9966|N|Y|N|N HRBF|O|American Enterprise Investment Services Inc.|PREFERRED|800-684-1900|N|Y|N|N HRBF|O|American Enterprise Investment Services Inc.|INSTITUIONAL|800-535-6533|N|Y|N|N HRBF|O|American Enterprise Investment Services Inc.|V-CONVERTIBLES|313-964-2091|N|Y|N|N HRBF|O|American Enterprise Investment Services Inc.|FIXED INCOME|313-964-2091|N|Y|N|N HRBF|O|American Enterprise Investment Services Inc.|LISTED TRADING|800-684-1900|N|Y|N|N HRCO|P|H. RIVKIN & CO., INC.|||N|Y|N|N HRGR|N|HARGER AND COMPANY, INC.|||N|Y|N|N HRIV|P|H. Rivkin & Co., Inc.|||N|Y|N|N HRTF|M|HRT Financial LLC|||Y|N|Y|Y HRTS|P|Argosy Capital Securities, Inc.|||N|N|N|N HSAC|P|KBFG SECURITIES AMERICA INC.|Main Line|212-265-2333|N|Y|N|N HSAI|P|Independent Financial Group, LLC|||N|Y|N|N HSBC|M|HSBC Securities, Inc.|TRADING|212-525-0140|Y|Y|Y|N HSBK|P|HSBC Securities (USA) Incorporated|||Y|Y|Y|N HSCO|N|Hawthorne Securities Corporation|BOSTON, MA|617-742-4585|N|N|N|N HSCO|N|Hawthorne Securities Corporation|BOSTON, MA|800-225-6148|N|N|N|N HSRP|N|Hattier, Sanford & Reynoir, A Limited Partnership, L.L.P.||504-582-1144|N|N|N|N HTDT|P|HARTFIELD, TITUS & DONNELLY, LLC|||N|Y|N|N HTDX|P|HARTFIELD, TITUS & DONNELLY, LLC|||N|Y|N|N HTFS|P|HUNT FINANCIAL SECURITIES, LLC|||N|Y|N|N HTIS|P|HAITONG INTERNATIONAL SECURITIES (USA) INC.|||N|Y|N|N HTJP|P|Hightower Securities, LLC|||N|Y|N|N HTPS|P|HIGHTOWER SECURITIES, LLC|||N|Y|N|N HUCO|N|THE HUNTINGTON INVESTMENT COMPANY|||N|Y|N|N HUGE|P|SPOT QUOTE LLC|||N|Y|N|N HUNT|M|Huntleigh Securities Corporation|ST. LOUIS MO|314-721-2721|N|Y|N|N HUNT|M|Huntleigh Securities Corporation||800-766-4725|N|Y|N|N HVST|P|Harvest Financial Corporation|||N|Y|N|N HWIL|P|Howard Weil Incorporated|||N|N|N|N HWJC|P|HWJ CAPITAL PARNERS II, LLC|||N|Y|N|N HWLF|N|Howard, Weil, Labouisse, Friedrichs Inc.|||N|N|N|N HWLS|P|M. S. Howells & Co.|PHOENIX, AZ|602-912-3800|Y|Y|N|N HYBD|P|HybridTrading, LLC|||N|N|N|N IAEA|P|Israel A. Englander & Co., LLC|||N|Y|N|N IAEC|P|Israel A. Englander & Co., LLC||212-841-4100|N|Y|N|N IAEW|P|ISRAEL A. ENGLANDER & CO., INC.|||N|Y|N|N IAEX|P|Israel A. Englander & Co., LLC|||N|Y|N|N IAME|P|INVESTMENT CENTERS OF AMERICA, INC.|||N|Y|N|N IATS|P|INTERACTIVE BROKERS LLC|||Y|Y|Y|Y IBCO|P|Interactive Brokers Corp.|||N|Y|N|N IBER|P|IBERIA CAPITAL PARTNERS L.L.C.|||N|Y|N|N IBFS|P|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|Equity Operations|212-300-8531|Y|Y|Y|Y IBKR|O|Interactive Brokers Llc|GREENWICH, CT|203-618-5700|Y|Y|Y|Y IBKR|O|Interactive Brokers Llc|NASDAQ TRADING|312-542-6825|Y|Y|Y|Y IBND|P|INSTITUTIONAL BOND NETWORK, LLC|||N|Y|N|N IBSA|P|Interbolsa Securities, LLC|||N|N|N|N IBSH|P|INTEGRITY BROKERAGE SERVICES, INC.|||N|Y|N|N IBSJ|P|Integrity Brokerage Services, Inc.|||N|Y|N|N IBSL|P|IBS Securities, LLC|||N|N|N|N IBSP|P|Timber Hill Specialists Corp.|||N|N|N|N ICAO|P|INVESTMENT CENTERS OF AMERICA, INC.|||N|Y|N|N ICAP|P|ICAP Corporates LLC|||Y|Y|N|N ICBC|P|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|Trading Desk|844-828-3426|Y|Y|Y|Y ICBX|P|INSTINET, LLC|||Y|Y|Y|Y ICEN|M|The Investment Center, Inc.|BRIDGEWATER NJ|908-707-4607|Y|Y|N|N ICEX|P|ICE EXECUTION SERVICES, LLC|||N|N|N|N ICMH|N|Institutional Capital Management, Inc.|||N|N|N|N ICMN|P|ICM SECURITIES, LLC|||N|N|N|N ICPI|N|Intercapital Securities LLC|||N|N|N|N ICPS|P|ICP Securities LLC|||N|N|N|N ICRD|P|Citadel Securities LLC|||Y|Y|Y|Y ICTI|O|International Correspondent Trading, Inc.|TRADING|201-222-7300|Y|Y|N|N IDBC|M|Alexandra & James Co.|||N|Y|N|N IDID|P|Institutional Direct Inc.|MAIN NUMBER|212-272-6229|N|N|N|N IELP|P|Citadel Securities LLC|||Y|Y|Y|Y IEQY|P|CITADEL SECURITIES LLC|||Y|Y|Y|Y IESI|P|ITAU INTERNATIONAL SECURITIES INC.|||N|Y|N|N IEXG|E|IEX SERVICES LLC|||Y|Y|Y|Y IFSC|M|Intercoastal Financial Services Corp.|TRADING|561-427-1001|N|N|N|N IFSC|M|Intercoastal Financial Services Corp.|JUPITER, FL|800-369-1573|N|N|N|N IFSF|P|INTL FCSTONE FINANCIAL INC.|||Y|Y|N|N IFSG|P|IFS SECURITIES, INC.|||N|Y|N|N IIDC|P|American Securities Group, Inc.|LIGHTHOUSE POINT, FL|954-788-5559|N|N|N|N IISC|P|Investin Securities Corp.|||N|N|N|N ILND|P|NASDAQ Execution Services, LLC|TRADING|212-231-5033|Y|Y|Y|Y ILND|P|NASDAQ Execution Services, LLC||866-771-1269|Y|Y|Y|Y ILUS|P|Illustro Trading, LLC|||N|Y|N|N IMCC|P|IMC FINANCIAL MARKETS|||Y|Y|Y|Y IMCS|P|IMC Financial Markets|||Y|Y|Y|Y IMCX|P|ABN AMRO CLEARING CHICAGO LLC|||Y|Y|Y|Y IMPC|M|Imperial Capital, LLC||310-246-3700|Y|Y|N|N IMPL|P|Imperial Investments Ltd.|||Y|Y|Y|N IMSL|P|INTERMERCHANT SECURITIES LLC|||N|N|N|N IMSS|N|IMS Securities, Inc.|||N|Y|N|N INCA|P|INSTINET, LLC|NEW YORK, NY (OTC)|212-310-9510|Y|Y|Y|Y INCA|P|INSTINET, LLC|LISTED DESK|212-310-9547|Y|Y|Y|Y INCA|P|INSTINET, LLC|ORDER DESK|N/A|Y|Y|Y|Y INCA|P|INSTINET, LLC|(NON SUBSCRIBER)|212-310-9564|Y|Y|Y|Y INCP|P|Incapital, LLC|||N|Y|N|N INDE|P|Independent Brokers LLC|||Y|Y|N|N INDI|P|INDIANA SECURITIES OF INDIANAPOLIS, LLC|||N|Y|N|N INET|E|NASDAQ EXECUTION SERVICES, LLC|PHONE ORDERS|212-231-5100|Y|Y|Y|Y INET|E|NASDAQ EXECUTION SERVICES, LLC|MAIN|212-231-5100|Y|Y|Y|Y INET|E|NASDAQ EXECUTION SERVICES, LLC|BACKUP SITE|201-319-0660|Y|Y|Y|Y INET|E|NASDAQ EXECUTION SERVICES, LLC|SUBSCRIBER INFO|212-231-5180|Y|Y|Y|Y INET|E|NASDAQ EXECUTION SERVICES, LLC|TECHNICAL SUPPORT|212-231-5180|Y|Y|Y|Y INET|E|NASDAQ EXECUTION SERVICES, LLC|NEW JERSEY|201-319-0660|Y|Y|Y|Y INFI|P|Integral Financial LLC|||N|Y|N|N INGF|M|ING Financial Markets LLC|||Y|Y|N|N INGG|M|ING FINANCIAL MARKETS LLC|||Y|Y|N|N INGS|M|INGALLS & SNYDER, LLC|NEW YORK, NY|212-269-7755|N|Y|N|N INGS|M|INGALLS & SNYDER, LLC|NEW YORK, NY|800-805-0515|N|Y|N|N INII|P|INTEGRATED TRADING AND INVESTMENTS, INC.|||N|Y|N|N INJS|P|Instinet, LLC|||Y|Y|Y|Y INJX|P|INSTINET, LLC|||Y|Y|Y|Y INNO|P|Innova Securities, Inc.|||N|Y|N|N INNT|P|Intrade, LLC|||N|N|N|N INPI|N|INVESTMENT PLANNERS, INC.|||N|Y|N|N INSC|N|Intersecurities, Inc.|||N|Y|N|N INST|P|ARCA CAPITAL INVESTMENTS, INC.|||N|Y|N|N INTA|M|INTERNATIONAL ASSETS ADVISORY, LLC|WINTER PARK, FL|800-218-1268|N|Y|N|N INTL|P|INTL FCSTONE FINANCIAL INC.|ORLANDO FL|407-741-5399|Y|Y|N|N INTL|P|INTL FCSTONE FINANCIAL INC.||800-541-1977|Y|Y|N|N INTL|P|INTL FCSTONE FINANCIAL INC.|OTCBB DESK|800-327-5703|Y|Y|N|N INTL|P|INTL FCSTONE FINANCIAL INC.|OTCBB DESK|407-741-5394|Y|Y|N|N INTL|P|INTL FCSTONE FINANCIAL INC.|NEW YORK, NY|212-485-3545|Y|Y|N|N INTW|O|Instinet, LLC|||Y|Y|Y|Y INTX|P|INTERNATIONAL ASSETS ADVISORY, LLC|||N|Y|N|N INVC|P|Investec Securities (Us) Llc|||N|Y|N|N INVE|P|Investacorp, Inc.|||N|Y|N|N INVM|O|Invemed Associates LLC|NEW YORK NY|212-421-2504|Y|Y|N|N IOSC|P|Interocean Securities LLC|||N|N|N|N IPGR|N|Investment Placement Group|LA JOLLA, CA|619-459-2344|Y|Y|N|N IRGI|P|Investors Resources Group, Inc.|||N|N|N|N ISBN|O|ISBIN INVESTMENTS, INC.|MINNEAPOLIS MN|612-338-6113|N|Y|N|N ISBN|O|ISBIN INVESTMENTS, INC.|NASDAQ TRADING|800-446-5666|N|Y|N|N ISCN|P|Institutional Securities Corporation|||N|Y|N|N ISEG|E|International Securities Exchange|||N|N|N|N ISGC|N|Solid ISG Capital Markets, LLC|||N|N|N|N ISIG|P|Evercore Group L.L.C.|||Y|Y|Y|N ISLL|P|INLET SECURITIES, LLC|||N|Y|N|N ISLN|N|IslandNet, LLC|||N|N|N|N ISSC|P|Investors Securities Services, LLC|||N|N|N|N ITAU|P|Itau USA Securities Inc.|||N|Y|N|N ITCC|N|Sal Financial Services, Inc.|ATLANTA, GA|404-953-6118|N|Y|N|N ITDC|P|ITradedirect.com Corp.|||N|N|N|N ITFS|P|Blue Creek Securities, Inc.|||N|Y|N|N ITGC|N|ITG Canada, A Subsidiary of ITG Inc / CDS|||N|N|N|N ITGF|P|ITG INC.|||Y|Y|Y|Y ITGI|O|ITG Inc.|NEW YORK NY|800-322-4084|Y|Y|Y|Y ITGP|P|ITG INC.|||Y|Y|Y|Y IVEX|P|INVEX, INC.|||N|Y|N|N IVNT|P|INVESTMENT NETWORK, INC.|||N|Y|N|N IVOL|P|Union Capital Company|||N|Y|N|N IVYS|P|Ivy Securities, Inc.|||N|Y|N|N IWSL|P|Integral Wealth Securities Limited|||N|N|N|N IXIS|P|Ixis Securities North America Inc.|||N|N|N|N JACK|P|Jackson Securities LLC|||N|N|N|N JADN|N|J. ALDEN ASSOCIATES, INC.|JENKINTOWN, PA|215-572-8700|N|Y|N|N JANC|M|Janco Partners, Inc.|ENGLEWOOD, CO|800-529-8157|N|N|N|N JANC|M|Janco Partners, Inc.||303-770-9047|N|N|N|N JANE|P|Jane Street Capital, LLC|TRADING DESK|212-651-6070|Y|Y|Y|Y JANY|M|Janney Montgomery Scott Inc.|PHILADELPHIA PA|215-563-8671|Y|Y|N|N JANY|M|Janney Montgomery Scott Inc.|NASDAQ TRADING|215-563-8672|Y|Y|N|N JANY|M|Janney Montgomery Scott Inc.|NASDAQ TRADING (PA)|888-567-6821|Y|Y|N|N JANY|M|Janney Montgomery Scott Inc.|PREFFERED DESK|215-665-6170|Y|Y|N|N JANY|M|Janney Montgomery Scott Inc.|NEW YORK NY|212-510-0668|Y|Y|N|N JBAI|P|Jones, Byrd & Attkisson, Inc.|||N|N|N|N JBSS|P|JBS Securities Corp.|||N|N|N|N JCIU|P|Jennings Capital (USA) INC.|||N|N|N|N JDCO|P|Cummins Financial Corporation|||N|N|N|N JDRB|O|J.H. Darbie & Co., Inc.|||Y|Y|N|N JEFF|M|JEFFERIES LLC|Cash Trading|212-323-7570|Y|Y|Y|Y JEFF|M|JEFFERIES LLC|Electronic Trading|212-336-7424|Y|Y|Y|Y JEFF|M|JEFFERIES LLC|Options|212-284-2110|Y|Y|Y|Y JEFM|P|THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.|||N|Y|N|N JEVO|P|ATIS, INC.|||N|Y|N|N JFDS|P|JFD SECURITIES, INC.|||N|Y|N|N JGRC|P|Joseph Grace|||N|N|N|N JGUN|M|Joseph Gunnar & Co. LLC|NEW YORK, NY|212-440-9679|Y|Y|N|N JHAX|P|JUMP TRADING, LLC|||Y|N|Y|Y JHDR|P|J.H. Darbie & Co., Inc.|||Y|Y|N|N JIMK|P|Sunstate Equity Trading|TAMPA, FL|813-961-4649|N|N|N|N JIMY|P|Latam Investments, LLC|||N|N|N|N JINS|P|John Carris Investments LLC|||N|N|N|N JJKE|P|HILLIARD FARBER & CO., INC.|||N|Y|N|N JKSI|P|JK SECURITIES, INC.|||N|Y|N|N JLEO|M|Primary Capital, LLC|NY, NY|212-300-0060|N|Y|N|N JMFL|P|THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.|||N|Y|N|N JMIP|N|J. Michael-Patrick, L.L.C.|||N|N|N|N JMPT|P|JUMP TRADING, LLC|||Y|N|Y|Y JNKK|P|JNK Securities Corp.|TRADING|212-885-6350|Y|Y|N|N JOHN|P|Scottsdale Capital Advisors Corp.|||N|Y|N|N JOLE|N|Johnston, Lemon & Co. Incorporated|WASHINGTON, DC|202-842-5566|N|N|N|N JOLE|N|Johnston, Lemon & Co. Incorporated|NASDAQ TRADING|800-424-8871|N|N|N|N JOLE|N|Johnston, Lemon & Co. Incorporated|CONV./PREFERRED|800-352-4895|N|N|N|N JOLE|N|Johnston, Lemon & Co. Incorporated||202-842-5698|N|N|N|N JONE|M|JonesTrading|WESTLAKE VILLAGE, CA|818-991-4488|Y|Y|N|N JONE|M|JonesTrading|WESTLAKE VILLAGE, CA|800-423-5933|Y|Y|N|N JOTA|P|JUMP TRADING|||Y|N|Y|Y JPBX|P|J.P. MORGAN SECURITIES LLC|||Y|Y|Y|Y JPII|P|Jaypee International, Inc.|||Y|Y|N|N JPMA|P|J.P. Morgan Institutional Investments Inc.|||N|Y|N|N JPME|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y JPMG|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y JPMP|M|J.P. Morgan Securities LLC|||Y|Y|Y|Y JPMS|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y JPMT|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y JPMX|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y JPPB|P|JEFFERIES LLC|||Y|Y|Y|Y JPRC|O|J.P.R. Capital Corp.|ROSLYN NY|516-621-8787|N|N|N|N JPRC|O|J.P.R. Capital Corp.|BOCA, RATON|561-470-5363|N|N|N|N JPTR|P|Jackson Partners & Associates, Inc.|||N|N|N|N JRCO|M|Johnson Rice & Company L.L.C.|NEW ORLEANS LA|504-525-3767|Y|Y|N|N JRCO|M|Johnson Rice & Company L.L.C.|TRADING|800-842-6229|Y|Y|N|N JSCA|M|JANE STREET CAPITAL, LLC|||Y|Y|Y|Y JSCL|P|JOSEPH STONE CAPITAL L.L.C.|||N|Y|N|N JSCO|P|J. Streicher & Co. L.L.C.|Trading Desk|212-461-2127|N|Y|N|N JSCT|P|JANE STREET CAPITAL, LLC|||Y|Y|Y|Y JSEB|P|JANE STREET EXECUTION SERVICES, LLC|||Y|Y|N|N JSES|O|JANE STREET EXECUTION SERVICES, LLC|Desk|212-548-6700|Y|Y|N|N JSJX|P|JANE STREET CAPITAL LLC|||Y|Y|N|N JSLC|P|Jesup & Lamont Securities Corp|TRADING DPT.|212-307-2690|N|N|N|N JSLI|P|Jesup & Lamont Securities Corp|||N|N|N|N JSLP|M|Joseph Stevens & Company, Inc.|NEW YORK NY|212-361-3030|N|N|N|N JSLP|M|Joseph Stevens & Company, Inc.|NASDAQ TRADING|800-609-9110|N|N|N|N JSLP|M|Joseph Stevens & Company, Inc.|LONG ISLAND, NY|800-917-4203|N|N|N|N JSMD|P|ASTORIA CAPITAL MARKETS, INC.|||N|Y|N|N JSML|P|JANE STREET CAPITAL, LLC|||Y|Y|Y|Y JSPT|P|Jane Street Capital, LLC|||Y|Y|Y|Y JSSF|M|JMP Securities LLC|SAN FRANCISCO, CA|415-263-1676|Y|Y|N|N JSUP|P|Jesup & Lamont Securities Corp|||N|N|N|N JVBF|P|Jack V. Butterfield Investment Company|TRADING DEPT.|517-787-2430|N|Y|N|N JVBG|P|J.V.B. FINANCIAL GROUP, LLC|||Y|Y|N|N JWHJ|P|Humbard, James W.|||N|Y|N|N JWRI|P|Traders Advantage|ATLANTA, GA|770-913-3999|N|N|N|N KACS|P|Jump Trading|||Y|N|Y|Y KADI|P|Kadick, Incorporated|||N|N|N|N KALA|M|KA Associates, Inc.|LOS ANGELES CA|310-201-7851|N|Y|N|N KALE|P|Ankale Capital LLC|||N|N|N|N KALO|P|Kalos Capital, Inc.|||N|Y|N|N KALS|P|KALOS CAPITAL, INC.|||N|Y|N|N KART|P|Revere Securities Corp.|BROOKLYN, NY|718-923-3091|N|Y|N|N KART|P|Revere Securities Corp.|BOCA RATON, FL|561-994-6229|N|Y|N|N KAUP|N|Kaupthing Securities, Inc.|||N|N|N|N KBCO|N|Kahn Brothers & Co. Inc.|NEW YORK, NY|212-269-7450|N|Y|N|N KBDS|N|KBD Securities, LLC|WHITE PLAINS, NY|914-285-9451|N|Y|N|N KBFP|O|KBC Financial Products USA, Inc.|NEW YORK, NY|212-845-2840|N|Y|N|N KBKF|M|Kabrik Trading LLC|||N|N|N|N KBKP|P|Kabrik Trading LLC|||N|N|N|N KBRK|P|Kabrik Trading LLC|New York|212-825-4100|N|N|N|N KBRO|M|Kaufman Bros., L.P.|NASDAQ TRADING|800-807-8723|N|N|N|N KBRO|M|Kaufman Bros., L.P.|NEW YORK, NY|212-292-8140|N|N|N|N KBWI|M|Keefe, Bruyette & Woods, Inc.|NEW YORK, NY|212-887-8950|Y|Y|N|N KBWI|M|Keefe, Bruyette & Woods, Inc.|NEW YORK, NY|800-342-5529|Y|Y|N|N KCBC|P|WEALTHFRONT BROKERAGE CORPORATION|||N|Y|N|N KCCI|P|KCCI, Ltd.|||N|N|N|N KCCP|P|KCCI, LTD.|||N|N|N|N KCGB|P|VIRTU Americas LLC|||Y|Y|Y|Y KCGC|P|VIRTU Americas LLC|||Y|Y|Y|Y KCGM|P|VIRTU Americas LLC|||Y|Y|Y|Y KCIM|P|Investment Management Corporation|||N|N|N|N KCIX|P|Kiley Partners, Inc.|||N|Y|N|N KCMA|P|Kellogg Capital Markets, LLC|||N|N|N|N KCMO|N|Security Investment Company of Kansas City|||N|N|N|N KCRD|P|PHX FINANCIAL, INC.|||N|Y|N|N KCWD|P|K.C. WARD FINANCIAL|||N|Y|N|N KCWF|P|K.C. WARD FINANCIAL|||N|Y|N|N KEAN|P|Rafferty Capital Markets, LLC|||Y|Y|N|N KEDM|N|KEDEM CAPITAL CORPORATION|||N|Y|N|N KEGG|P|Kellogg Capital Markets, LLC|||N|N|N|N KEHE|P|Franklin Ross, Inc.|||N|N|N|N KELM|P|Kelmoore Investment Company, Inc.|||N|N|N|N KEND|P|KENDRICK PIERCE SECURITIES, INC.|||N|Y|N|N KENS|M|Kensington Capital Corp.|BROOKLYN NY|718-436-1679|N|Y|N|N KENS|M|Kensington Capital Corp.|INSTITUTIONAL DESK|800-457-4583|N|Y|N|N KENS|M|Kensington Capital Corp.|BULLETIN BOARD|718-436-2111|N|Y|N|N KENY|M|Kenny Securities Corp.|ST. LOUIS MO|314-726-4777|N|N|N|N KENY|M|Kenny Securities Corp.|NASDAQ/OTCBB TRADING|800-730-3639|N|N|N|N KENY|M|Kenny Securities Corp.|OTC DIRECT|314-754-1971|N|N|N|N KERC|N|Kercheville & Company, Inc.|SAN ANTONIO, TX|210-561-3300|N|Y|N|N KERC|N|Kercheville & Company, Inc.||800-544-6528|N|Y|N|N KEYB|M|KEYBANC CAPITAL MARKETS INC.|CLEVELAND, OH|216-443-2350|Y|Y|N|N KEYB|M|KEYBANC CAPITAL MARKETS INC.|CLEVELAND, OH|800-321-2190|Y|Y|N|N KEYB|M|KEYBANC CAPITAL MARKETS INC.|DAYTON, OHIO|800-262-2244|Y|Y|N|N KEYB|M|KEYBANC CAPITAL MARKETS INC.||937-223-1626|Y|Y|N|N KEYS|P|Arete Wealth Management, LLC|||N|Y|N|N KEYW|P|KEY WEST INVESTMENTS, LLC|||N|Y|N|N KFMS|P|KFM SECURITIES, INC.|||N|Y|N|N KIML|P|KIMELMAN & BAIRD, LLC|||N|Y|N|N KING|M|C. L. King & Associates, Inc.|ALBANY NY|212-572-3631|Y|Y|N|N KING|M|C. L. King & Associates, Inc.|NASDAQ/OTC TRADING|866-894-1344|Y|Y|N|N KING|M|C. L. King & Associates, Inc.||518-431-3527|Y|Y|N|N KING|M|C. L. King & Associates, Inc.||518-431-3513|Y|Y|N|N KIPL|M|KIPLING JONES & CO., LTD|||N|Y|N|N KISI|P|KOVACK INTERNATIONAL SECURITIES INC|||N|Y|N|N KISL|P|Key Investment Services LLC|||N|Y|N|N KIWS|M|KWS Associates, Inc.|||N|N|N|N KJER|P|Kenneth, Jerome & Co.,Inc.|||N|Y|N|N KKSS|P|Hedge Fund Capital Partners, LLC|||N|N|N|N KLDC|N|KUN-LUN DEVELOPMENT CORPORATION|||N|Y|N|N KLRG|P|KLR GROUP, LLC|||N|Y|N|N KMDS|O|Midas Securities, LLC|||N|N|N|N KNBT|P|KNBT Securities, Inc.|||N|N|N|N KOND|P|Kinsell, Newcomb & De Dios, Inc.|||N|Y|N|N KOSE|M|Koonce Securities, Inc.|BETHESDA MD|301-897-9790|N|Y|N|N KOSE|M|Koonce Securities, Inc.|NASDAQ TRADING|800-368-2802|N|Y|N|N KOVP|P|KOVACK SECURITIES INC|||Y|Y|N|N KOVS|N|Kovack Securities Inc.|||Y|Y|N|N KPAR|M|Kellogg Partners Institutional Services LLC|||N|N|N|N KRAM|N|Kramer Securities Corporation|||N|N|N|N KRCO|P|KR SECURITIES, LLC|||N|Y|N|N KRSH|P|Kershner Securities, LLC|||N|Y|N|N KRTH|P|J.W. KORTH & COMPANY|||N|Y|N|N KSGB|P|Kellogg Capital Markets, LLC|||N|N|N|N KSGX|P|Kellogg Capital Markets, LLC|||N|N|N|N KSSC|P|Kern, Suslow Securities, Inc.|||N|N|N|N KSTC|P|KEYSTONE CAPITAL CORPORATION|||N|Y|N|N KSTE|P|KEYSTONE CAPITAL CORPORATION|||N|Y|N|N KSTS|P|KEYSTONE CAPITAL CORPORATION|||N|Y|N|N KTNG|M|Keating Securities, LLC|TRADING|757-345-2853|N|Y|N|N KUYK|N|KUYKENDALL & SCHNEIDER, INC.|||N|Y|N|N KVXS|M|KV Execution Services LLC|NEW YORK, NY|212-266-0100|N|N|N|N KWIL|P|KEY WEST INVESTMENTS, LLC|||N|Y|N|N KWSC|P|KW Securities Corporation|||N|Y|N|N KYTS|P|KYTE SECURITIES LLC|||N|Y|N|N LABD|P|LaBranche Financial Services, Inc.|||N|N|N|N LABF|N|LaBranche & Co. LLC|||N|N|N|N LABQ|P|Quantlab Securities LP|||Y|Y|Y|Y LABR|P|Labrunerie Financial Services, Inc.|||N|Y|N|N LADY|P|Trustfirst|||N|Y|N|N LAFB|P|R. F. Lafferty & Co., Inc.|New York NY|212-293-9090|Y|Y|N|N LAFC|P|R. F. Lafferty & Co., Inc.|New York|212-293-9064|Y|Y|N|N LAFF|O|R. F. Lafferty & Co., Inc.|NEW YORK, NY|212-293-9090|Y|Y|N|N LAFI|P|LAFISE SECURITIES CORPORATION|||N|Y|N|N LAKE|P|ADCAP SECURITIES LLC|||N|Y|N|N LAMA|N|Lara, Shull & May, Ltd|||N|N|N|N LAMP|M|Lampost Capital, L.C.|BOCA RATON, FL|561-883-0454|N|Y|N|N LAMP|M|Lampost Capital, L.C.|BOCA RATON,FL|561-883-1410|N|Y|N|N LANE|P|MARC J. LANE & COMPANY|||N|Y|N|N LARC|P|Larimer Capital Corporation|||N|Y|N|N LARK|M|Emmett A Larkin Company, Inc.|SAN FRANCISCO, CA|415-986-2332|N|N|N|N LARK|M|Emmett A Larkin Company, Inc.|SAN FRANCISCO, CA|800-227-4545|N|N|N|N LARK|M|Emmett A Larkin Company, Inc.|ENGLEWOOD CO|303-771-1121|N|N|N|N LASA|P|LaSalle Capital, L.L.C|||N|N|N|N LASE|N|LEGACY ASSET SECURITIES, INC.|||N|Y|N|N LASI|O|LIEBLONG & ASSOCIATES, INC.|||N|Y|N|N LASS|M|LaSalle St. Securities, Inc.|CHICAGO|800-722-0165|N|Y|N|N LASS|M|LaSalle St. Securities, Inc.||312-705-7020|N|Y|N|N LASS|M|LaSalle St. Securities, Inc.|MARKET MAKING|312-705-7018|N|Y|N|N LASS|M|LaSalle St. Securities, Inc.|TOLL FREE|888-302-6691|N|Y|N|N LATG|P|GFI SECURITIES LLC|New York, NY|212-968-2030|Y|Y|N|N LATN|M|LANTERN INVESTMENTS, INC.|HUNTINGTON, NY|(516)425-0700|N|Y|N|N LATN|M|LANTERN INVESTMENTS, INC.|NEW YORK, NY|(212) 233-2610|N|Y|N|N LATS|P|Barclays Capital Inc./Le|||Y|Y|Y|Y LAZF|P|LAZARD FRERES & CO. LLC|||Y|Y|N|N LBBW|P|GUGGENHEIM SECURITIES, LLC|||Y|Y|N|N LBKI|P|Libucki & Co., LLC|||N|Y|N|N LBOW|P|Longbow Securities, LLC|||N|Y|N|N LBRA|N|Libra Investments, Inc.|||N|N|N|N LCCO|P|LEADER CAPITAL CORP.|||N|Y|N|N LCMC|P|LOOP CAPITAL MARKETS LLC|||N|Y|N|N LCMT|P|Ledgemont Capital Markets LLC|||N|N|N|N LCSS|P|LCS Securities, LLC|||N|Y|N|N LDLW|P|Laidlaw & Company (UK) Ltd.|||N|Y|N|N LDOT|N|LANDOLT SECURITIES, INC.|NASDAQ TRADING|920-236-7000|N|Y|N|N LEAD|P|The Leaders Group, Inc.|||N|Y|N|N LEAF|P|Silver Leaf Partners, LLC|||N|Y|N|N LEBB|P|Leeb Brokerage Services, Inc.|||N|N|N|N LEBO|O|Leigh Baldwin & Co., LLC|CAZENOVIA, NY|315-655-2964|N|Y|N|N LEDE|P|Leed Financial Markets Inc./CDS|||N|N|N|N LEEB|M|Leeb Brokerage Services, Inc.|NASDAQ TRADING|212-634-0036|N|N|N|N LEEB|M|Leeb Brokerage Services, Inc.|TEMP NASDAQ TRADING|212-653-1720|N|N|N|N LEER|P|LEERINK PARTNERS LLC|TRADING|212-277-6100|Y|Y|N|N LEHB|P|Barclays Capital Inc./Le|||Y|Y|Y|Y LEHM|P|Barclays Capital Inc./Le|||Y|Y|Y|Y LEHP|P|Barclays Capital Inc./Le|||Y|Y|Y|Y LEMP|P|Lempert Brothers International USA, Inc.|||N|N|N|N LESW|O|Leerink Partners LLC|||Y|Y|N|N LETS|P|LetsGo Trade, Inc.|TRADING DESK|908-222-8284|N|Y|N|N LEVN|N|Levco Securities, Inc.|NEW YORK, NY|212-332-8400|N|N|N|N LEVY|P|Levy, Harkins & Co., Inc.|||N|Y|N|N LEXI|N|LEXINGTON INVESTMENT COMPANY, INC.|NASDAQ TRADING|606-233-7073|N|Y|N|N LEYA|P|LEMLEY, YARLING & CO.|||N|Y|N|N LFAT|P|LIQUIDITY FINANCE LP|||N|Y|N|N LFCI|P|Laguna Financial Corporation|||N|N|N|N LFCM|M|Lighthouse Financial Group, Llc|Domestic and International Trading|212-277-7676|N|N|N|N LFIN|O|Lighthouse Financial Group, LLC|Trading|212-277-8145|N|N|N|N LFRO|P|LF Rothschild, LLC|||N|Y|N|N LGLL|P|WHITEWOOD GROUP, INC|||N|Y|N|N LGND|P|Legend Merchant Group, Inc.||212-809-5568|N|N|N|N LGNT|O|COR CLEARING LLC|OMAHA NEB|800-776-5778|Y|Y|N|N LGSA|P|NH INVESTMENT & SECURITIES AMERICA, INC.|||N|Y|N|N LGTD|M|Legacy Trading, Inc.|MAIN|405-216-0554|N|N|N|N LGTD|M|Legacy Trading, Inc.|TRADING|405-216-9443|N|N|N|N LHMA|P|Barclays Capital Inc./Le|||Y|Y|Y|Y LHMS|P|Barclays Capital Inc./Le|||Y|Y|Y|Y LHSB|P|Barclays Capital Inc./Le|||Y|Y|Y|Y LIBR|P|Libra Securities, LLC|||N|N|N|N LIME|O|Lime Brokerage LLC|TRADING DESK|212-219-6001|Y|Y|N|Y LINC|P|LIBERUM|||N|Y|N|N LIQD|P|Liquid Capital Securities, LLC|||N|Y|N|N LIQP|P|LIQUID PRIME SERVICES, INC.|||N|Y|N|N LISA|N|First Choice Securities Corp.|||N|N|N|N LITE|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWB|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWC|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWD|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWE|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWF|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWG|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWK|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWM|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWN|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWO|P|LIME BROKERAGE LLC|||N|Y|N|N LIWP|P|Lime Brokerage LLC|||Y|Y|N|Y LIWS|P|LIME BROKERAGE LLC|||Y|Y|N|Y LIWU|P|LIME BROKERAGE LLC|||Y|Y|N|Y LJRY|N|Lynch, Jones & Ryan, LLC.|||N|N|N|N LMGP|P|LIME BROKERAGE LLC|||Y|Y|N|Y LMKO|N|L.M. KOHN & COMPANY|||N|Y|N|N LMNX|P|LUMINEX TRADING & ANALYTICS LLC|||N|Y|N|N LMPQ|P|Lampost Capital, L.C.|||N|Y|N|N LMTC|P|LMT Capital Markets LLC|||N|N|N|N LNKS|P|Guggenheim Securities, LLC|||Y|Y|N|N LNRT|P|L & R TRADING L.L.C.|||N|N|N|N LOBR|M|Loeb Partners Corporation/Retail|NEW YORK NY|212-483-7054|N|Y|N|N LOMB|P|Lombard Securities Incorporated|||N|Y|N|N LOOP|P|Loop Capital Markets LLC|||N|Y|N|N LOUI|P|Louis Capital Markets, LLC|NEW YORK, NY|212-509-4400|N|Y|N|N LOWI|M|Blunt Ellis & Loewi Incorporated|||N|N|N|N LOWW|P|LOWELL & COMPANY, INC.|||N|Y|N|N LPCM|P|Lampert Capital Markets Inc.|||N|Y|N|N LPFS|P|LIBERTY PARTNERS FINANCIAL SERVICES, LLC|||N|Y|N|N LPSP|P|LPS Partners INC.|Institutional Sales and Trading|212-441 3871|N|Y|N|N LQFI|P|CITIGROUP GLOBAL MARKETS INC.|||Y|Y|Y|Y LQNA|P|LIQUIDNET, INC.|||Y|Y|N|N LQNB|P|LIQUIDNET, INC.|||Y|Y|N|N LQNF|P|LIQUIDNET, INC|||Y|Y|N|N LQNT|O|Liquidnet, Inc.|NEW YORK, NY|646-674-2000|Y|Y|N|N LQNT|O|Liquidnet, Inc.|TRADING|646-674-2200|Y|Y|N|N LQNX|P|LIQUIDNET, INC.|||Y|Y|N|N LSCI|O|Lek Securities Corporation|NEW YORK, NY|212-509-2300|Y|Y|Y|Y LSCM|P|LAKE STREET CAPITAL MARKETS, LLC|||Y|Y|N|N LSCO|P|Leerink Partners LLC|||Y|Y|N|N LSEC|P|Livingston Securities, LLC|||N|Y|N|N LSPD|M|Labranche Structured Products Direct|||N|N|N|N LSPI|N|LAFAYETTE INVESTMENTS, INC.|||N|Y|N|N LSPS|P|Lightspeed Trading LLC|||Y|Y|Y|N LSSI|P|ALLIED MILLENNIAL PARTNERS, LLC|||N|Y|N|N LTCO|M|Ladenburg, Thalmann & Co., Inc.|TRADING|212-409-2011|Y|Y|N|N LTCO|M|Ladenburg, Thalmann & Co., Inc.||646-432-6330|Y|Y|N|N LTIN|P|BBVA Securities Inc.|||N|Y|N|N LTLI|P|L.P. LITTLEWOOD AND ASSOCIATES, INC.|||N|N|N|N LVAR|P|LARRAIN VAIL SECURITIES US LLC|||N|Y|N|N LVMR|P|LIVERMORE TRADING GROUP, INC.|||N|Y|N|N LXBJ|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y LXMG|P|LXM GROUP|Trading Desk|212-401-9380|N|Y|N|N LYON|M|Credit Agricole Securities (USA) Inc.|NEW YORK NY|212-408-5700|N|Y|N|N LYON|M|Credit Agricole Securities (USA) Inc.|LISTED TRADING DPMT|212-408-5800|N|Y|N|N LYON|M|Credit Agricole Securities (USA) Inc.|INT'L TRADING DPMT|212-408-5600|N|Y|N|N LYON|M|Credit Agricole Securities (USA) Inc.|NASDAQ TRADING|212-408-5899|N|Y|N|N MACC|P|Mid Atlantic Capital Corporation|||Y|Y|N|N MACK|N|R.A. Mackie & Co., L.P.|IRVINGTON NY|914-591-5800|N|N|N|N MACK|N|R.A. Mackie & Co., L.P.|NASDAQ/OTCBB TRADING|800-328-1550|N|N|N|N MACM|P|MCAP LLC|||N|Y|N|N MACN|M|McNamara Trading Company|||N|N|N|N MACP|O|Griffon May, Inc.|LAKE OSWEGO, OR|503-635-8844|N|N|N|N MACQ|M|Macquarie Capital (USA) Inc.|||Y|Y|N|N MACS|N|Mclaughlin, Piven, Vogel Securities, Inc.|NEW YORK NY|212-248-3721|N|N|N|N MACS|N|Mclaughlin, Piven, Vogel Securities, Inc.|NEW YORK NY|800-221-4947|N|N|N|N MADF|M|Bernard L. Madoff Investment Securities LLC|CUST TRADE INQURIES|800-288-4883|N|N|N|N MADF|M|Bernard L. Madoff Investment Securities LLC||212-230-2435|N|N|N|N MADF|M|Bernard L. Madoff Investment Securities LLC|NASDAQ TRADING|212-230-2450|N|N|N|N MADF|M|Bernard L. Madoff Investment Securities LLC|LISTED TRADING|212-230-2400|N|N|N|N MADF|M|Bernard L. Madoff Investment Securities LLC||800-221-2242|N|N|N|N MADV|P|Millennium Advisors, LLC|||N|Y|N|N MAGI|N|Maguire Investments, Inc.|NASDAQ TRADING|805-922-6901|N|N|N|N MAGM|P|TOR BROKERAGE LLC|||N|Y|N|N MAIA|P|MAIA SECURITIES, INC.|||N|Y|N|N MAIB|P|Maia Securities, Inc.|||N|Y|N|N MAJE|P|Majestic Securities LLC|||N|N|N|N MAMA|N|SECUREVEST FINANCIAL GROUP|||N|Y|N|N MAME|P|MIDAMERICA FINANCIAL SERVICES, INC.|||N|N|N|N MANC|N|PETER MANCUSO & CO L.P.|||N|Y|N|N MARK|M|Mark Stewart Securities, Inc.|IRVINE, CA|949-752-6800|N|Y|N|N MARK|M|Mark Stewart Securities, Inc.|ALTERNATE NUMBER|949-955-2400|N|Y|N|N MASE|P|Managed Account Services, LLC|||N|Y|N|N MASU|P|Mirae Asset Securities (USA) Inc.|||N|Y|N|N MATP|P|Amvest Securities, Incorporated|||N|N|N|N MAVB|P|Great Point Capital LLC|||N|Y|N|N MAVS|P|Madison Avenue Securities|||N|Y|N|N MAXI|P|Max International Broker/Dealer Corp.|||N|N|N|N MAXM|M|Maxim Group LLC|NEW YORK, NY|212-895-3680|Y|Y|N|N MAXM|M|Maxim Group LLC||800-261-0498|Y|Y|N|N MAXM|M|Maxim Group LLC|OTCBB|212-895-3586|Y|Y|N|N MAXM|M|Maxim Group LLC|FOREIGN TRADING|732-784-1910|Y|Y|N|N MAXM|M|Maxim Group LLC|INSTITUTIONAL TRADING|800-628-4005|Y|Y|N|N MAXM|M|Maxim Group LLC|BALTIMORE|443-552-0302|Y|Y|N|N MAXM|M|Maxim Group LLC|TRADING|212-895-3560|Y|Y|N|N MAXM|M|Maxim Group LLC|RED BANK|732-784-1904|Y|Y|N|N MAXN|P|BGC Financial Inc.|||Y|Y|N|N MAXX|P|MAXXTRADE, INC|||N|N|N|N MAYF|O|May Financial Corporation|MICHIGAN|810-522-8000|N|N|N|N MBAS|P|BOUSTEAD SECURITIES, LLC|Main Line|310-536-0500|N|Y|N|N MBAY|P|BOUSTEAD SECURITIES, LLC|||N|Y|N|N MBSE|P|MBS SOURCE ETRADING, INC.|||N|Y|N|N MBSL|P|MBS CAPITAL MARKETS, LLC|||N|Y|N|N MBTS|P|ALLY INVEST SECURITIES LLC|||Y|Y|N|N MCAP|P|MCAP LLC|||N|Y|N|N MCBD|M|McConnell, Budd & Downes, Inc.|NASDAQ TRADING|973-538-0949|N|N|N|N MCBT|M|Moors & Cabot, Inc.|NASDAQ TRADING|800-426-0501|Y|Y|N|N MCBT|M|Moors & Cabot, Inc.|BOSTON MA|617-426-0500|Y|Y|N|N MCBT|M|Moors & Cabot, Inc.|NASDAQ-BANK STOCKS|617-451-2407|Y|Y|N|N MCBT|M|Moors & Cabot, Inc.|SAN FRANSCICO, CA|N/A|Y|Y|N|N MCBT|M|Moors & Cabot, Inc.|NASDAQ TRADING|800-723-9866|Y|Y|N|N MCBT|M|Moors & Cabot, Inc.||415-288-2243|Y|Y|N|N MCBT|M|Moors & Cabot, Inc.|INSTITUTIONAL|800-655-3583|Y|Y|N|N MCCL|N|MCCLURG CAPITAL CORPORATION|||N|Y|N|N MCFA|P|Moors & Cabot Financial Advisors, LLC|BOSTON, MA|800.426.0501|N|N|N|N MCFM|P|Morton Clarke Fu & Metcalf Inc.|||N|N|N|N MCIN|P|Moors & Cabot, Inc.|||Y|Y|N|N MCKN|M|McKinnon & Company, Inc.|NORFOLK VA|757-623-4636|N|N|N|N MCKN|M|McKinnon & Company, Inc.|NASDAQ TRADING|800-853-4636|N|N|N|N MCLF|P|MCL Financial Group, Inc.|||N|N|N|N MCME|P|MCMILLION SECURITIES, INC.|||N|Y|N|N MCMF|P|Raymond James Ltd. Cds|Vancouver, Canada|604-654-1151|N|N|N|N MCSL|P|MCCAULEY SECURITIES, LTD.|||N|Y|N|N MCTR|N|Themunicenter.Com|||N|Y|N|N MCTY|N|MCCOURTNEY-BRECKENRIDGE & COMPANY|NASDAQ TRADING|314-231-5730|N|Y|N|N MDAS|M|Midas Securities, LLC|BUENA PARK, CA|714-521-0660|N|N|N|N MDBC|M|MDB Capital Group, LLC|TRADING|800-750-9302|N|Y|N|N MDEB|O|WORLD FIRST FINANCIAL SERVICES, INC.|NEW YORK, NY|800-221-3305|N|Y|N|N MDGP|P|MD GLOBAL PARTNERS, LLC|||N|Y|N|N MDGS|O|Middlegate Securities Ltd.||212-391-7308|N|Y|N|N MDLX|P|McDonald's Investment Inc.|||Y|Y|N|N MEAL|P|M. E. ALLISON & CO., INC.|||N|Y|N|N MEAT|P|NMS FINANCIAL SERVICES, LLC|||N|Y|N|N MECA|P|MERRIMAN CAPITAL, INC.|||N|N|N|N MEFA|O|Melhado, Flynn & Associates, Inc.|NEW YORK|212-764-3638|N|N|N|N MELN|N|Mellin Securities, Inc.|CHICAGO, IL|312-456-7304|Y|Y|N|N MERC|P|Mercadien Securities|||N|Y|N|N MERI|M|Merriman Curhan Ford & Co.|SAN FRANCISCO|800-909-7897|N|N|N|N MERI|M|Merriman Curhan Ford & Co.|NEW YORK|646-292-1401|N|N|N|N MERI|M|Merriman Curhan Ford & Co.|OTCBB/PINK SHEETS|646-292-1409|N|N|N|N MERL|P|Wells Fargo Prime Services, LLC|Trading|415-848-4051|N|Y|N|N MERL|P|Wells Fargo Prime Services, LLC|Trading|415-848-4066|N|Y|N|N MERP|P|MERIDIAN EQUITY PARTNERS INC.|Trading Desk|212-742-8028|Y|Y|N|N MERR|P|Merrimac Corporate Securities, Inc.|||N|N|N|N MERS|P|Merrion Securities, LLC|||N|Y|N|N MERX|P|MERRIMAC CORPORATE SECURITIES, INC.|||N|N|N|N MESF|P|MESIROW FINANCIAL, INC.|||Y|Y|N|N MEXD|P|Dynamex Trading, LLC|TRADING|415-283-3528|Y|Y|N|N MEXD|P|Dynamex Trading, LLC|TRADE RECONCILIATION|415-283-3479|Y|Y|N|N MFCA|P|Monarch Financial Corporation of America|||N|N|N|N MFFS|N|McFadden, Farrell & Smith, LP|||N|N|N|N MFSI|P|Midamerica Financial Services, Inc.|||N|N|N|N MGIS|P|Industrial Alliance Securities INC.|||N|N|N|N MHAF|P|MHA FINANCIAL CORP|||N|Y|N|N MIAM|P|FMS, Inc.|||N|Y|N|N MIBS|P|BMO HARRIS FINANCIAL ADVISORS, INC.|||N|Y|N|N MICA|M|Spartan Securities Group, Ltd.|ST PETERSBURG, FL|727-823-2058|Y|Y|N|N MICG|N|MICG Investment Management, LLC|||N|N|N|N MICH|P|MISCHLER FINANCIAL GROUP, INC|||N|Y|N|N MIDA|P|MID-ATLANTIC SECURITIES, INC.|||N|Y|N|N MIDS|N|Midsouth Capital, Inc.|COLUMBIA, SC|803-790-4440|N|N|N|N MILC|P|Millenco|||N|N|N|N MILE|P|I-Bankers Securities, Inc.|||N|Y|N|N MILS|P|Milestone Financial Services, Inc.|||N|N|N|N MINP|P|MINISTRY PARTNERS SECURITIES, LLC|||N|Y|N|N MINT|P|BGC FINANCIAL INC.|||Y|Y|N|N MINV|P|MACK INVESTMENT SECURITIES, INC.|||N|Y|N|N MIPG|P|MIP GLOBAL, INC|||N|N|N|N MIRA|P|MIRAE ASSET SECURITIES (USA) INC.|||N|Y|N|N MISL|N|MISCHLER FINANCIAL GROUP, INC.|||N|Y|N|N MITR|P|GMP SECURITIES, LLC|TRADING|212-404-8344|Y|Y|N|N MJCO|M|MORGAN JOSEPH TRIARTISAN LLC.|PITTSFORD, NEW YORK|585-899-6022|N|Y|N|N MJJG|N|Michael A. Steinberg & Company, Inc.|NASDAQ TRADING|212-730-9797|N|N|N|N MJSK|M|Miller Johnson Steichen Kinnard Inc.|M-MINNEAPOLIS, MN|612-455-5795|N|N|N|N MJSK|M|Miller Johnson Steichen Kinnard Inc.|NASDAQ/OTCBB TRADING|800-825-5466|N|N|N|N MJSK|M|Miller Johnson Steichen Kinnard Inc.|M-INSTITUTIONAL|612-455-2900|N|N|N|N MJSK|M|Miller Johnson Steichen Kinnard Inc.|M-INSTITUIONAL|800-777-5134|N|N|N|N MJSK|M|Miller Johnson Steichen Kinnard Inc.|R-TRADING|800-525-7497|N|N|N|N MJWH|O|M. J. Whitman, Inc.|NEW YORK, NY-TRADING|212-888-0290|Y|Y|N|N MKMP|P|MKM Partners LLC|||Y|Y|N|N MKRT|P|MARKET SECURITIES, LLC|||N|Y|N|N MKTD|P|White Pacific Securities, Inc.|NASDAQ TRADING|407-352-6780|N|N|N|N MKTS|P|OTC LINK LLC|||N|Y|N|N MKTX|O|MarketAxess Corporation|||N|Y|N|N MLBC|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|NASDAQ TRADING|800-937-0501|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|NASDAQ SALES TRD|800-937-0516|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|DEALER DESK|212-449-6872|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|INTERNATIONAL SALES|800-933-6468|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|INTL BROKER/DEALER|212-449-7586|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|LISTED SALES|800-937-0539|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|INTL BROKERDEALR SVC|212-449-7851|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|INTL BROKERDEALR SVC|800-221-7420|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|UNITED KINGDOM|212-449-5956|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|EUROPE|212-449-5956|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|ASIA PACIFIC|212-449-4105|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|LATIN AMERICA|212-449-4101|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|CANADA|212-449-4101|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|EMERGING MARKETS|212-449-6491|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|INDUSTRIAL TRADING|212-449-4167|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|INDUSTRIAL ORDERS|212-449-4142|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|PORTLAND,OR|503-221-4744|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|CONVERTIBLES|212-449-4040|Y|Y|Y|Y MLCO|M|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|ARBITRAGE|212-449-3456|Y|Y|Y|Y MLEN|N|Millenco - Special Account|||N|N|N|N MLEX|P|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|NEW YORK, NY|N/A|Y|Y|Y|Y MLIN|P|Wells Fargo Prime Services, LLC|||N|Y|N|N MLIX|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLLN|P|Millenco|||N|N|N|N MLMA|O|Merrill Lynch Pierce Fenner & Smith Incorporated|||Y|Y|Y|Y MLNM|P|Millenco|||N|N|N|N MLRM|P|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|||Y|Y|Y|Y MLSE|P|Merrill Lynch, Pierce, Fenner & Smith|||Y|Y|Y|Y MLSI|M|Schon-EX LLC|Jericho, NY|516-942-2400|N|N|N|N MLST|N|M.L. Stern & Co. Inc.|BEVERLY HILLS, CA|323-658-4444|N|N|N|N MLST|N|M.L. Stern & Co. Inc.||323-658-4400|N|N|N|N MLTC|M|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLTD|P|Millenco|||N|N|N|N MLTJ|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLTK|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLTL|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLTS|O|Miletus Trading, LLC|||N|N|N|N MLTV|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLUA|P|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|||Y|Y|Y|Y MLUD|P|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|||Y|Y|Y|Y MLVM|P|McNicoll, Lewis & Vlak LLC|||Y|Y|N|N MLVN|N|Melvin Securities, L.L.C.|CHICAGO, IL|312-341-5170|N|Y|N|N MLVN|N|Melvin Securities, L.L.C.||800-578-6358|N|Y|N|N MLVN|N|Melvin Securities, L.L.C.|INSTITUTIONAL DESK|312-341-1911|N|Y|N|N MLVN|N|Melvin Securities, L.L.C.||800-341-8584|N|Y|N|N MLVX|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLWM|P|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|||Y|Y|Y|Y MLZA|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y MLZC|P|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|||Y|Y|Y|Y MMAN|M|McMahan Securities Co. L.P.|GREENWICH CT|203-618-3300|N|N|N|N MMAN|M|McMahan Securities Co. L.P.|GREENWICH CT|800-626-2426|N|N|N|N MNCO|N|MARTIN NELSON & CO., INC.|NASDAQ TRADING|206-682-6261|N|Y|N|N MNDK|P|MONADNOCK CAPITAL MANAGEMENT, LP|||Y|N|N|N MNDX|P|TJM Investments, LLC|||N|Y|N|N MNRC|N|Monarch Capital Group, LLC|||N|Y|N|N MNTY|O|Montgomery & Co., LLC|||N|Y|N|N MNXS|P|Muniaxis Lebenthal LLC|||N|N|N|N MOCM|P|MORETON CAPITAL MARKETS, LLC|||N|Y|N|N MOGA|P|Mogavero, Lee & Co., Inc.|||N|N|N|N MOJO|P|Montag & Joselson|||N|N|N|N MOLO|N|MOLONEY SECURITIES CO., INC.|||N|Y|N|N MOMY|P|Ashton Young, Inc.|||N|Y|N|N MONR|P|MONROE FINANCIAL PARTNERS, INC.|NASDAQ/OTCBB TRADING|800-766-5560|N|Y|N|N MONR|P|MONROE FINANCIAL PARTNERS, INC.|IF LINE TROUBLE|312-327-2536|N|Y|N|N MONR|P|MONROE FINANCIAL PARTNERS, INC.|IF LINE TROUBLE|312-498-4015|N|Y|N|N MONR|P|MONROE FINANCIAL PARTNERS, INC.|IF LINE TROUBLE|312-399-4049|N|Y|N|N MORA|P|MORA WM SECURITIES|||N|Y|N|N MOTF|P|MOTIF INVESTING, INC.|||N|Y|N|N MPLW|N|MAPLEWOOD INVESTMENT ADVISORS, INC.|||N|Y|N|N MPSC|P|MARCO POLO SECURITIES INC.|||N|Y|N|N MPSG|O|E D & F Man Capital Markets Inc.|||N|Y|N|N MPTS|P|MANA SECURITIES LLC|||N|Y|N|N MQHS|P|MARQUIS HOLDINGS, INC.|||N|N|N|N MQIN|P|McGinn, Smith & Co., Inc.|NASDAQ TRADING|518-449-5131|N|N|N|N MRAD|P|Macro Risk Advisors Llc|||N|Y|N|N MRBA|P|IBN FINANCIAL SERVICES, INC.|||N|Y|N|N MRCP|M|Mercer Capital Ltd.||903-597-2887|N|N|N|N MREC|P|MACKIE RESEARCH CAPITAL CORPORATION/CDS|||N|N|N|N MRGN|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MRNA|P|MARIANA CAPITAL USA, LLC|||N|Y|N|N MRSC|N|MARSCO INVESTMENT CORPORATION|||N|Y|N|N MSBB|P|Meeting Street Brokerage, LLC|||N|N|N|N MSBR|P|Meeting Street Brokerage, LLC|||N|N|N|N MSCA|M|Marcus Schloss & Co., Inc.|NEW YORK NY|212-483-1575|N|N|N|N MSCB|N|Maine Securities Corporation|||N|Y|N|N MSCH|P|Magna Securities Corp.|NASDAQ TRADING|212-547-3700|N|N|N|N MSCO|M|MORGAN STANLEY & CO. LLC|NEW YORK NY|212-761-4000|Y|Y|Y|Y MSEB|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSED|P|Morgan Stanley & Co., Incorporated|||Y|Y|Y|Y MSEM|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSET|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSFT|P|MICROSOFT CORPORATION|||N|N|N|N MSHI|P|M. S. HOWELLS & CO.|Trading Desk|480-502-3800|Y|Y|N|N MSII|P|MetLife Securities Inc.|||N|Y|N|N MSIM|P|Michigan Securities, Inc.|||N|Y|N|N MSIT|P|Montrose Securities International|||N|Y|N|N MSLP|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSML|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSMM|P|Melvin Securities, LLC|||N|Y|N|N MSMP|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSNY|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSPD|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSPL|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSPW|P|MORGAN STANLEY|||Y|Y|N|N MSRO|M|Mesirow Financial, Inc.||1 800-248-7220|Y|Y|N|N MSRO|M|Mesirow Financial, Inc.|CHICAGO,IL|1 800 757-9776|Y|Y|N|N MSRO|M|Mesirow Financial, Inc.|PREFERRED DESK|1 800 757-9776|Y|Y|N|N MSRO|M|Mesirow Financial, Inc.|LISTED|1 800 757-9776|Y|Y|N|N MSRP|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSRV|N|Milestone Financial Services, Inc.|||N|N|N|N MSTX|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y MSUS|P|MACQUARIE CAPITAL (USA) INC.|||Y|Y|N|N MTBK|P|Multi-Bank Securities, Inc.|||N|Y|N|N MTCH|P|MATCH-POINT SECURITIES, LLC|||N|Y|N|N MTDB|P|M&T Securities, Inc.|||N|Y|N|N MTGO|P|MTG, LLC|||N|Y|N|N MTLE|P|BROOKLIGHT PLACE SECURITIES, INC.|||N|Y|N|N MTON|P|MILLINGTON SECURITIES, INC.|||N|Y|N|N MTRN|P|Multitrade Securities LLC|||N|N|N|N MTRS|P|CENTER STREET SECURITIES, INC.|||N|Y|N|N MUFG|P|MUFG SECURITIES AMERICAS INC.|OTCBB MM Desk|212-405-7113|Y|Y|N|N MULA|P|MUNDIAL FINANCIAL GROUP, LLC|||N|Y|N|N MULL|P|MARK J. MULLER EQUITIES, INC.|||N|Y|N|N MVFN|P|MVP Financial, LLC|||N|Y|N|N MVSG|N|MV Securities Group, Inc.|||N|Y|N|N MWCC|O|Monness Crespi Hardt & Co., Inc.|NEW YORK, NY|212-838-7575|Y|Y|N|N MWCO|M|Madison Williams and Company|||N|N|N|N MWIL|P|MORGAN WILSHIRE SECURITIES, INC.|||N|Y|N|N MWMS|P|MIURA CAPITAL, LLC|||N|Y|N|N MWSE|E|Chicago Stock Exchange|DEMPSEY & COMPANY|312-663-2255|N|N|N|N MWSI|N|Morgan Wilshire Securities, Inc.|TRADING DESK|516-622-3111|N|Y|N|N MXFG|N|Maximum Financial Group, Inc.|SOUTHFIELD, MI|810-358-0808|N|N|N|N MXMS|P|MAXIM GROUP LLC|||Y|Y|N|N MYBG|P|StormHarbour Securities, LLC|||N|Y|N|N MYDM|P|OTCEX, LLC|||N|Y|N|N MYRS|M|Meyers Associates, L.P.|NEW YORK, NY|646-442-0620|Y|Y|N|N MYRS|M|Meyers Associates, L.P.|TRADING|646-442-0614|Y|Y|N|N MZHO|P|Mizuho Securities USA LLC|||Y|Y|N|N MZMA|P|Mazama Capital Management Inc.|||N|N|N|N NACI|P|North American Clearing, Inc.||407-774-6281|N|N|N|N NACL|P|National Alliance Capital, LLC|||N|Y|N|N NADL|N|Warren D. Nadel & Company|GREENVALE NY|516-625-3400|N|N|N|N NAFA|P|NAFA Capital Markets, LLC|||N|Y|N|N NAID|O|National Securities Corporation|||Y|Y|N|N NALG|P|ALGO ENGINEERING EXECUTION SERVICES LLC|||N|Y|N|N NAMA|P|Nunami Services, LLC.|||N|N|N|N NAMB|P|Nunami Services, Llc.|||N|N|N|N NAMD|P|Nunami Services, LLC.|||N|N|N|N NAMI|P|NUNAMI SERVICES, LLC.|||N|N|N|N NAMW|P|Nunami Services, LLC.|||N|N|N|N NAMZ|P|Nunami Services, LLC.|||N|N|N|N NAPK|P|National Securities Corporation|||Y|Y|N|N NARI|P|Ledgemont Capital Markets LLC|||N|N|N|N NASC|P|NATIONAL ALLIANCE SECURITIES CORPORATION|||N|Y|N|N NASD|M|District 8 - Chicago|MARKET OPERATIONS-CT|800-219-4861|N|N|N|N NASD|M|District 8 - Chicago|(TRADING OPS)|N/A|N|N|N|N NASD|M|District 8 - Chicago|MARKET INTEGRITY....|203-375-9609|N|N|N|N NASD|M|District 8 - Chicago|UPC,STK LST,DIVIDEND|N/A|N|N|N|N NASD|M|District 8 - Chicago|CAE/ITS|203-385-6399|N|N|N|N NASD|M|District 8 - Chicago|ACT|203-378-0166|N|N|N|N NASD|M|District 8 - Chicago|MARKET WATCH|N/A|N|N|N|N NASD|M|District 8 - Chicago|TRADING HALTS|800-537-3929|N|N|N|N NASD|M|District 8 - Chicago|TRD RPT RULES|800-211-4953|N|N|N|N NASD|M|District 8 - Chicago|MARKET REGULATION|N/A|N|N|N|N NASD|M|District 8 - Chicago|FIRM QUOTE AND|800-925-8156|N|N|N|N NASD|M|District 8 - Chicago|PASSIVE MM/REG M|N/A|N|N|N|N NASD|M|District 8 - Chicago|OTC BULLETIN BOARD|N/A|N|N|N|N NASD|M|District 8 - Chicago|FINANCIALS|301-208-2802|N|N|N|N NASD|M|District 8 - Chicago|FAX|301-208-2806|N|N|N|N NASD|M|District 8 - Chicago|OPERATIONS|203-378-0284|N|N|N|N NASD|M|District 8 - Chicago|SYMBOL ASSIGNMENT|203-375-9609|N|N|N|N NASD|M|District 8 - Chicago|EQUIPMENT REPAIR|800-243-4284|N|N|N|N NASD|M|District 8 - Chicago|#SUBSCRIBER SERVICES|.|N|N|N|N NASD|M|District 8 - Chicago|ORDERING NASDAQ|800-777-5606|N|N|N|N NASD|M|District 8 - Chicago|WORKSTATIONS,|N/A|N|N|N|N NASD|M|District 8 - Chicago|SERVICES, USER IDS|N/A|N|N|N|N NASD|M|District 8 - Chicago||N/A|N|N|N|N NASD|M|District 8 - Chicago|HISTORICAL PRICES|202-728-8477|N|N|N|N NASD|M|District 8 - Chicago||N/A|N|N|N|N NASD|M|District 8 - Chicago|MARKET LISTINGS|202-498-2500|N|N|N|N NASD|M|District 8 - Chicago||N/A|N|N|N|N NASP|M|NASDAQ/PICCARD|||N|N|N|N NATL|M|National Securities Corporation|NEW YORK|212-417-3620|Y|Y|N|N NATL|M|National Securities Corporation|NEW YORK|888-618-8181|Y|Y|N|N NATL|M|National Securities Corporation|T-SEATTLE WA|800-426-1613|Y|Y|N|N NATL|M|National Securities Corporation|T-SEATTLE WA|206-343-6221|Y|Y|N|N NBCS|P|NBC Securities, INC.|NASDAQ TRADING|205-583-3623|N|Y|N|N NBFC|P|NBCN Inc./ CDS|||N|N|N|N NBFI|P|National Bank of Canada Financial Inc.|||Y|Y|N|N NBII|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y NBKT|P|NATIONAL BANK OF CANADA FINANCIAL INC.|||Y|Y|N|N NBLB|P|NEUBERGER BERMAN BD LLC|||Y|Y|N|N NBLE|P|Nobletrading.com, Inc.|||N|N|N|N NBSL|P|BMO Nesbitt Burns Securities LTD.|||Y|Y|N|N NBTX|N|Nationsbank Texas, NA|||N|N|N|N NCAP|O|Nova Capital Markets, LLC|||N|N|N|N NCFG|P|New Castle Financial Group, Inc.|||N|N|N|N NCFS|P|New Castle Financial Group Inc.|||N|N|N|N NCIS|P|US FINANCIAL SERVICES|||N|N|N|N NCPI|P|INTL FCSTONE FINANCIAL INC.|||Y|Y|N|N NCRS|P|NORTHCOAST RESEARCH PARTNERS, LLC|||N|Y|N|N NDCM|P|NANES, DELORME CAPITAL MANAGEMENT LLC|||N|N|N|N NDXT|O|NDX Trading, Inc.|MINNEAPOLIS, MN|612-331-8225|N|N|N|N NDXT|O|NDX Trading, Inc.|FORT WORTH, TX|817-595-7330|N|N|N|N NEED|M|Needham & Company, LLC|NEW YORK, NY|212-371-8411|Y|Y|N|N NEED|M|Needham & Company, LLC|NEW YORK, NY|800-843-4446|Y|Y|N|N NEFO|P|SG Americas Securities, LLC|||Y|Y|Y|Y NEHL|N|Greenberg Financial Group|||N|Y|N|N NELS|N|NELSON SECURITIES,INC.|SPOKANE, WA|509-625-1980|N|Y|N|N NELS|N|NELSON SECURITIES,INC.|SPOKANE, WA|509-838-1313|N|Y|N|N NELS|N|NELSON SECURITIES,INC.|SPOKANE, WA|800-343-7799|N|Y|N|N NEON|P|NeoNet Securities, Inc.|||N|N|N|N NESC|M|Northeast Securities, Inc.|WESTBURY NY|516-222-5312|Y|Y|N|N NESC|M|Northeast Securities, Inc.|WALL ST. NY, NY|212-968-0100|Y|Y|N|N NESS|P|MSI FINANCIAL SERVICES, INC|||N|Y|N|N NEUB|M|NEUBERGER BERMAN BD LLC|NEW YORK, NY|212-528-9561|Y|Y|N|N NEUB|M|NEUBERGER BERMAN BD LLC|NASDAQ/OTCBB TRADING|800-543-8481|Y|Y|N|N NEWO|M|Newoak Capital Markets LLC|STAMFORD, CT|203-975-1330|N|Y|N|N NEWO|M|Newoak Capital Markets LLC|CONVERTIBLES|203-975-1330|N|Y|N|N NEWO|M|Newoak Capital Markets LLC|NEW YORK|646-432-7300|N|Y|N|N NFGI|P|Northeastern Financial Group Inc.|||N|Y|N|N NFGR|N|Nations Financial Group, Inc.|||N|Y|N|N NFSC|M|National Financial Services LLC|PRINCIPAL|800-679-5748|Y|Y|Y|Y NFSC|M|National Financial Services LLC||800-262-0680|Y|Y|Y|Y NFSC|M|National Financial Services LLC|AGENCY|800-762-1190|Y|Y|Y|Y NFSC|M|National Financial Services LLC|PRIN/AGEN BOSTON|800-731-1689|Y|Y|Y|Y NFSC|M|National Financial Services LLC|BULLETIN BOARDS|800-262-0680|Y|Y|Y|Y NFTY|P|INFINITY FINANCIAL SERVICES|||N|Y|N|N NGEN|M|Next Generation Equity Research LLC|||N|N|N|N NHAM|N|North Hampton Partners, L.P.|||N|N|N|N NIAD|P|Ni Advisors|||N|Y|N|N NICK|P|VIRTU Americas LLC|||Y|Y|Y|Y NIPH|P|Niphix Investments Inc.|||N|N|N|N NIPX|M|Niphix Investments Inc|||N|N|N|N NISC|O|National Investor Services Corp.|NEW YORK, NY|212-509-0055|N|N|N|N NITC|P|VIRTU Americas LLC|||Y|Y|Y|Y NITE|P|VIRTU Americas LLC|NASDAQ TRADING|800-544-7508|Y|Y|Y|Y NITE|P|VIRTU Americas LLC|BULLETIN BOARD|800-232-3684|Y|Y|Y|Y NITE|P|VIRTU Americas LLC|DELISTING/BANKRUPTCY|212-336-8725|Y|Y|Y|Y NITE|P|VIRTU Americas LLC|INTERNATIONAL|800-762-0271|Y|Y|Y|Y NITE|P|VIRTU Americas LLC|BROKER/DEALER DESK|800-274-9382|Y|Y|Y|Y NITE|P|VIRTU Americas LLC|INSTITUTIONAL DESK|800-222-4895|Y|Y|Y|Y NITE|P|VIRTU Americas LLC|FOREIGN BULLETIN BD|212-336-8841|Y|Y|Y|Y NITE|P|VIRTU Americas LLC|HELP DESK|888-931-HELP|Y|Y|Y|Y NITP|P|VIRTU Americas LLC|||Y|Y|Y|Y NMRA|M|Nomura Securities International, Inc.|US TRADING|212-667-2229|Y|Y|N|N NMRA|M|Nomura Securities International, Inc.|NEW YORK, NY|800-247-2061|Y|Y|N|N NMRA|M|Nomura Securities International, Inc.|CONVERTIBLES|212-667-2000|Y|Y|N|N NMRA|M|Nomura Securities International, Inc.|ELECTRONIC TRADING|212-667-1248|Y|Y|N|N NMRA|M|Nomura Securities International, Inc.|ADR - INTERNATIONAL|212-667-1300|Y|Y|N|N NMRA|M|Nomura Securities International, Inc.|PROGRAM|212-667-1200|Y|Y|N|N NMRA|M|Nomura Securities International, Inc.|EQUITY DERIVATIVES|212-667-2210|Y|Y|N|N NNET|P|NeoNet Securities, Inc.|||N|N|N|N NOBI|P|One Financial Securities, LTD.|||N|N|N|N NOBL|M|NOBLE CAPITAL MARKETS, INC.|BOCA RATON, FL|561-994-1191|Y|Y|N|N NOBL|M|NOBLE CAPITAL MARKETS, INC.|TRADING ROOM|561-994-1858|Y|Y|N|N NOCI|C|Attain-ECN|OPERATIONS|201-573-1700|N|N|N|N NOIT|P|NATIVEONE INSTITUTIONAL TRADING, LLC|||N|Y|N|N NOPO|P|Convergex Execution Solutions LLC|||Y|Y|Y|Y NORC|N|NORTHERN CAPITAL SECURITIES CORPORATION|||N|Y|N|N NORD|N|Nordberg Capital Inc.|NASDAQ TRADING|212-753-9111|N|Y|N|N NORM|P|JUMP TRADING, LLC|||Y|N|Y|Y NORP|P|Nordic Partners Inc.|||N|Y|N|N NORT|M|Northland Securities, Inc.|||Y|Y|N|N NORW|P|Wells Fargo Securities, LLC.|||Y|Y|Y|Y NOSO|P|NORTH SOUTH CAPITAL, LLC|||N|Y|N|N NOYS|M|David A. Noyes & Company|INDIANAPOLIS IN|317-633-1723|N|Y|N|N NOYS|M|David A. Noyes & Company|CHICAGO IL|312-606-8221|N|Y|N|N NOYS|M|David A. Noyes & Company|CHICAGO IL|800-669-3732|N|Y|N|N NOYS|M|David A. Noyes & Company|CHICAGO OTCBB/NASDAQ|866-332-4377|N|Y|N|N NOYS|M|David A. Noyes & Company|CHICAGO OTCBB/NASDAQ|312-606-4692|N|Y|N|N NPAI|P|Nationwide Planning Associates Inc.|||N|Y|N|N NPNT|P|Convergex Execution Solutions LLC|||Y|Y|Y|Y NPTP|P|Cowen Prime Services LLC|||Y|Y|N|N NQBX|E|NASDAQ Execution Services LLC|Trade Desk|212-231-5100|Y|Y|Y|Y NQCO|N|Computer Operations and Technical Support - Rockville|||N|N|N|N NQDO|M|District 4 - Kansas City|NASDAQ DISTRICT|303-446-3130|N|N|N|N NQMR|P|NASDAQ EXECUTION SERVICES, LLC|||Y|Y|Y|Y NQMS|M|Nasdaq, Marketwatch|ROCKVILLE, MD|800-925-8156|N|N|N|N NQMS|M|Nasdaq, Marketwatch|STOCKWATCH|800-537-3929|N|N|N|N NQOP|P|NASDAQ Execution Services, LLC|||Y|Y|Y|Y NQPX|E|NASDAQ OMX PHLX LLC|||N|N|N|N NQRB|P|Brut, LLC|||Y|Y|Y|Y NQRE|M|NASDR Market Regulation|MARKET WATCH|800-211-4953|N|N|N|N NRAM|P|CANACCORD WEALTH MANAGEMENT|||N|Y|N|N NSCC|Q|National Securities Clearing Corporation|NEW YORK, NY|212-855-1000|N|N|N|N NSDQ|E|Nasdaq Execution Services, LLC.|Trade Desk|212-231-5100|Y|Y|Y|Y NSGS|P|NS GLOBAL SECURITIES LLC|||N|N|N|N NSIF|P|Norstar Securities International Inc/ CDS.|TORONTO, ONTARIO|416-361-3031|N|N|N|N NSRD|P|NESTLERODE & LOY, INC.|||N|Y|N|N NTBC|M|Neidiger, Tucker, Bruner, Inc.|DENVER, CO.|303-825-3754|N|Y|N|N NTBC|M|Neidiger, Tucker, Bruner, Inc.|DENVER, CO.|800-237-1520|N|Y|N|N NTBF|P|BMO Nesbitt Burns Inc./CDS|TORONTO, ONTARIO|416-359-6636|N|N|N|N NTFN|P|Network 1 Financial Securities Inc.|||Y|Y|N|N NTHN|P|Northern Securities, Inc.|||N|Y|N|N NTMG|P|FIELDPOINT PRIVATE SECURITIES, LLC|FAIRFIELD, CT|888-800-4417|N|Y|N|N NTMG|P|FIELDPOINT PRIVATE SECURITIES, LLC||203-255-3838|N|Y|N|N NTNT|O|Nextrend Securities, Inc.|RICHARDSON, TX|972-470-9265|N|Y|N|N NTRC|O|Northern Trust Securities, Inc.|||Y|Y|N|N NTSI|P|Nesbitt Thomson Securities|NASDAQ TRADING|212-702-1230|N|N|N|N NVAS|N|New Vernon Securities, LLC|||N|N|N|N NVST|O|Investin Securities Corp.|DALLAS, TX|214-939-0110|N|N|N|N NWCM|P|NW Capital Markets Inc.|||N|Y|N|N NWST|M|Nevwest Securities Corporation|TRADING DESK #1|877-424-8908|N|N|N|N NWST|M|Nevwest Securities Corporation|TRADING DESK #2|702-257-4646|N|N|N|N NXBK|P|Nexbank Securities Inc|||N|Y|N|N NXRB|P|NASDAQ EXECUTION SERVICES, LLC|||Y|Y|Y|Y NYFT|P|CONVERGEX EXECUTION SOLUTIONS|||Y|Y|Y|Y NYFX|P|Bny Convergex Execution Solutions Llc|||Y|Y|Y|Y NYGS|P|New York Global Securities, Inc.|TRADING|212-791-2920|N|N|N|N NYPP|P|NYPPE, LLC|||N|Y|N|N NYSE|E|New York Stock Exchange|||N|N|N|N OAKF|P|North Sea Securities L.P.|||N|Y|N|N OAKR|P|THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.|||N|Y|N|N OAKW|P|KNBT Securities, Inc.|||N|N|N|N OBDS|P|OBD SECURITIES LLC|||Y|N|N|N OBEX|P|Obex Securities LLC|||N|Y|N|N OBTG|N|Oakbrook Investment Brokers, Inc.|||N|N|N|N OBWS|P|Oberweis Securities, Inc.|||N|Y|N|N OCAP|P|THE ORION CAPITAL GROUP, INC.|||N|N|N|N OCEA|M|OCEAN FINANCIAL SERVICES, LLC|||N|Y|N|N OCRS|P|OCEANCROSS CAPITAL, LLC|||N|N|N|N OCSI|P|OC Securities, Inc.|||N|N|N|N ODEO|P|ODEON CAPITAL GROUP LLC|||Y|Y|N|N ODNC|P|Odeon Capital Group LLC|||Y|Y|N|N OECN|P|OTC LINK LLC|||N|Y|N|N OESM|P|OES Brokerage Services, L.L.C|||N|N|N|N OFCC|N|Oberlin Financial Corporation|||N|N|N|N OFGF|N|OFG Financial Services, Inc.|||N|Y|N|N OFGL|P|Obsidian Financial Group, LLC|||N|N|N|N OGRU|M|Oscar Gruss & Son, Incorporated|NEW YORK NY|212-943-6400|Y|Y|N|N OGRU|M|Oscar Gruss & Son, Incorporated|NASDAQ TRADING|212-943-6400|Y|Y|N|N OGRU|M|Oscar Gruss & Son, Incorporated|ARBITRAGE|212-943-7616|Y|Y|N|N OGRU|M|Oscar Gruss & Son, Incorporated|WARRANTS,CONVERTABLE|212-943-7610|Y|Y|N|N OGRU|M|Oscar Gruss & Son, Incorporated|FIXED-INCOMES|N/A|Y|Y|N|N OGRU|M|Oscar Gruss & Son, Incorporated|BULLETIN BOARDS|212-514-2403|Y|Y|N|N OGRU|M|Oscar Gruss & Son, Incorporated||800-332-2282|Y|Y|N|N OGTL|P|OUTSET GLOBAL TRADING LIMITED|||N|Y|N|N OHIO|N|FIFTH THIRD SECURITIES, INC.|CINCINATI OH|N/A|N|Y|N|N OHIO|N|FIFTH THIRD SECURITIES, INC.|NASDAQ/OTCBB TRADING|513-744-6430|N|Y|N|N OHIO|N|FIFTH THIRD SECURITIES, INC.|NASDAQ/OTCBB TRADING|800-848-0927|N|Y|N|N OHIO|N|FIFTH THIRD SECURITIES, INC.|CORPORATE BONDS|513-744-7186|N|Y|N|N OHOS|P|TWO SIGMA SECURITIES, LLC|||Y|Y|Y|Y OIEN|P|Oien Securities, Inc.|||N|N|N|N OLDM|P|OLD MISSION CAPITAL, LLC|||Y|N|Y|Y OLMM|N|OLMSTED & MULHALL, INC.|||N|Y|N|N OLMN|P|OLD MISSION MARKETS LLC|||N|Y|N|N OLNE|P|OLDEN LANE SECURITIES, LLC|||N|Y|N|N OLST|P|Olstein & Associates, L.P.|PURCHASE, NY|914-269-6100|N|Y|N|N OMGP|P|Omni Brokerage, Inc.|||N|N|N|N OMPA|P|Olympia Asset Management, Ltd.|||N|Y|N|N OMSL|P|OPTIONSHOUSE|||N|Y|N|N ONEL|O|O'NEIL SECURITIES, INCORPORATED|LOS ANGELES, CA|310-574-5613|Y|Y|N|N OPCO|M|Oppenheimer & Co. Inc.|NEW YORK, NY|212-422-7813|Y|Y|N|Y OPCO|M|Oppenheimer & Co. Inc.|CONVERTIBLE BONDS|212-668-5764|Y|Y|N|Y OPCO|M|Oppenheimer & Co. Inc.||800-682-5381|Y|Y|N|Y OPCO|M|Oppenheimer & Co. Inc.|NASDAQ/OTCBB TRADING|212-422-7813|Y|Y|N|Y OPCO|M|Oppenheimer & Co. Inc.|LISTED DESK|212-668-8033|Y|Y|N|Y OPCO|M|Oppenheimer & Co. Inc.|INSTITUTIONAL DEPT|212-943-9055|Y|Y|N|Y OPTG|P|OPTIVER US, LLC|||Y|N|N|N OPTU|P|Optiver US, LLC|||Y|N|N|N ORCA|P|OTC LINK LLC|||N|Y|N|N OREO|P|Orion Trading, LLC|||N|N|N|N ORQA|P|OTC LINK LLC|||N|Y|N|N ORTL|N|Oriental Financial Services Corp.|||N|Y|N|N OSCO|N|O'Keefe Shaw & Co., Inc.|||N|N|N|N OSHN|N|The Agean Group, Inc.|||N|N|N|N OTAA|M|OTA LLC|PURCHASE NY|914-694-5851|Y|Y|N|N OTAA|M|OTA LLC|NASDAQ TRADING|914-694-5851|Y|Y|N|N OTAM|P|OTA LLC|||Y|Y|N|N OTAS|P|OTA LLC|||Y|Y|N|N OTCA|P|OTC LINK LLC|||N|Y|N|N OTCB|P|OTC LINK LLC|||N|Y|N|N OTCE|P|OTCEX|||N|Y|N|N OTCL|P|OTC LINK LLC|||N|Y|N|N OTCM|P|OTC LINK LLC|||N|Y|N|N OTCP|P|OTC LINK LLC|||N|Y|N|N OTCR|P|OTC LINK LLC|||N|Y|N|N OTCT|P|OTCEX LLC|||N|Y|N|N OTCX|P|OTC LINK LLC|||N|Y|N|N OTGN|P|Octagon Capital Corporation/CDS|||N|N|N|N OTRT|P|OTR GLOBAL TRADING LLC|||N|Y|N|N OTUS|P|OLIVETREE FINANCIAL, LLC|Main Line|203-703-0000|N|Y|N|N OXPS|P|Optionsxpress, Inc.|||N|Y|N|N PAAD|P|Advantage Investment Strategies, Inc.|||N|N|N|N PAAI|P|Portfolio Advisors Alliance, Inc.|||N|Y|N|N PACT|P|BTG Pactual US Capital Corp.|||N|Y|N|N PACW|P|Pacific West Securities, Inc.|||N|N|N|N PACX|E|Pacific Stock Exchange|||N|N|N|N PAFA|N|Pan-American Financial Advisers|||N|N|N|N PALC|M|Pali Capital, LLC|NEW YORK, NY|212-259-2080|N|N|N|N PALG|P|Pali Capital, Inc.|||N|N|N|N PALI|P|Pali Capital, Inc.|||N|N|N|N PAMI|P|Professional Asset Managment, Inc.|||N|N|N|N PAMS|M|Pacific American Securities, LLC|S-SAN DIEGO|858-320-2800|N|N|N|N PAMT|O|Paramount Biocapital, Inc.|||N|N|N|N PAPA|P|Papamarkou & Company, Inc.|||N|Y|N|N PARI|M|BNP Paribas Securities Corp.|NEW YORK NY|212-841-3600|Y|Y|Y|Y PARI|M|BNP Paribas Securities Corp.|LATIN|212-841-3950|Y|Y|Y|Y PARK|N|S.C. Parker & Co., Inc.|NASDAQ TRADING|716-852-6858|N|N|N|N PASL|M|Pershing Advisor Solutions LLC||866.464.6367|Y|Y|N|N PATG|P|Patagonia Securities|||N|N|N|N PATH|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||Y|Y|Y|Y PATR|P|TULLETT PREBON FINANCIAL SERVICES LLC|||Y|Y|N|N PATT|P|Patrick Financial Corporation|||N|Y|N|N PAUL|M|Paulson Investment Company, Inc.|PORTLAND OR|800-772-2048|N|Y|N|N PAUL|M|Paulson Investment Company, Inc.|PORTLAND OR|503-243-6038|N|Y|N|N PAUL|M|Paulson Investment Company, Inc.|PORTLAND OR|503-243-6011|N|Y|N|N PBFI|M|Palm Beach Securities, Inc.|||N|N|N|N PBLC|M|Public Securities, Inc.|SPOKANE WA|509-892-5590|N|N|N|N PBLC|M|Public Securities, Inc.|OTC BULLETIN BOARD|800-888-2325|N|N|N|N PBLC|M|Public Securities, Inc.|OTC BULLETIN BOARD|800-934-3642|N|N|N|N PBON|P|TULLETT PREBON FINANCIAL SERVICES LLC|||Y|Y|N|N PBSI|O|PORTFOLIO BROKERAGE SERVICES, INC.|DENVER CO|303-294-0070|N|Y|N|N PCAP|O|SG Americas Securities, LLC|MAIN NUMBER|415-733-3000|Y|Y|Y|Y PCAP|O|SG Americas Securities, LLC|AGENCY DESK|415-764-2350|Y|Y|Y|Y PCAT|O|Perelman-Carley & Associates Inc.|OMAHA, NB|402-342-6000|N|N|N|N PCCN|O|Pactual Capital Corporation|TRADING DESK|212-702-4115|N|N|N|N PCFF|P|Pacific International Securities Inc./CDS||604-664-2998|N|N|N|N PCGI|P|PRIVATE CONSULTING GROUP, INC.|||N|N|N|N PCII|O|Penn Center Investments, Inc.|DIRECT TRADING|610-832-5999|N|Y|N|N PCII|O|Penn Center Investments, Inc.||610-832-8121|N|Y|N|N PCMC|P|Pacific Commonwealth Corp|||N|Y|N|N PCMK|P|CAVU SECURITIES LLC|||N|Y|N|N PCPT|P|PHILLIP CAPITAL INC.|||N|Y|N|N PCRP|P|PARIS SECURITIES CORPORATION|||N|N|N|N PCSA|P|Palisade Capital Securities, L.L.C.|||N|N|N|N PCSD|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y PDQM|P|CODA MARKETS, INC.|||Y|Y|Y|N PDQX|P|CODA MARKETS, INC.|||Y|Y|Y|N PEAK|P|Peak6 Markets LLC|||N|Y|N|N PEER|P|American Trust Investment Services, Inc.|||N|Y|N|N PEGI|M|Prudential Equity Group, LLC|NEW YORK, NY|212-778-6806|N|N|N|N PENA|M|Pennaluna & Company|COEUR D'ALENO ID|208-667-7472|N|N|N|N PENA|M|Pennaluna & Company|NASDAQ TRADING|888-263-7366|N|N|N|N PENA|M|Pennaluna & Company||800-654-9929|N|N|N|N PENC|N|Penrod and Company|||N|Y|N|N PENG|P|The Pennsylvania Group, Incorporated|NASDAQ TRADING|610-354-0950|N|N|N|N PENS|P|Peninsular Securities Company|GRAND RAPIDS, MI|616-459-4336|N|N|N|N PENS|P|Peninsular Securities Company|WITHIN MICHIGAN|800-234-4561|N|N|N|N PERB|P|Pershing LLC|||Y|Y|Y|Y PERC|P|Percival Financial Partners, Ltd.|||N|Y|N|N PERD|P|Perdiue Securities, LLC|||N|N|N|N PERF|P|Kellogg Capital Markets, LLC|NYC TRADING DESK|212-610-2686|N|N|N|N PERM|O|Mercantile Brokerage Services, Inc.|BALTIMORE, MD|(301)539-7171|N|N|N|N PERM|O|Mercantile Brokerage Services, Inc.|MAIN|212-433-5459|N|N|N|N PERM|O|Mercantile Brokerage Services, Inc.|SECONDARY|212-433-5457|N|N|N|N PERS|M|Pershing LLC|NASDAQ|800-356-1319|Y|Y|Y|Y PERS|M|Pershing LLC||201-413-4920|Y|Y|Y|Y PERS|M|Pershing LLC|MUNICIPALS|800-225-8284|Y|Y|Y|Y PERS|M|Pershing LLC||201-413-4870|Y|Y|Y|Y PERS|M|Pershing LLC|GOVERNMENTS|800-225-8284|Y|Y|Y|Y PERS|M|Pershing LLC||201-413-4870|Y|Y|Y|Y PERS|M|Pershing LLC|CORPORATE BONDS|800-225-8284|Y|Y|Y|Y PERS|M|Pershing LLC||201-413-4140|Y|Y|Y|Y PERS|M|Pershing LLC|MORTGAGE BACKEDS|800-225-8284|Y|Y|Y|Y PERS|M|Pershing LLC||201-413-4870|Y|Y|Y|Y PERS|M|Pershing LLC|PREFERRED STOCKS|800-424-3150|Y|Y|Y|Y PERS|M|Pershing LLC||201-413-4140|Y|Y|Y|Y PERX|P|Pershing LLC|||Y|Y|Y|Y PESI|P|Private Equity Securities, Inc.|||N|N|N|N PFAG|P|Penson Financial Services, Inc.|||N|N|N|N PFCL|P|Apex Clearing Corporation|||Y|Y|Y|Y PFCM|P|Apex Clearing Corporation|||Y|Y|Y|Y PFCO|M|Parker Financial Corp.|||N|N|N|N PFIC|N|PFIC Securities Corporation|||N|N|N|N PFIS|O|Professional Investment Services, Inc.|||N|N|N|N PFML|P|United Equity Securities, LLC|||N|N|N|N PFPI|P|TULLETT PREBON FINANCIAL SERVICES LLC|||Y|Y|N|N PFSI|O|Penson Financial Services, Inc.|D DALLAS, TX|800-487-4531|N|N|N|N PFSI|O|Penson Financial Services, Inc.||214-765-1115|N|N|N|N PFSI|O|Penson Financial Services, Inc.|S-SAMCO|800-672-2178|N|N|N|N PFSI|O|Penson Financial Services, Inc.|S-SAMCO|214-765-1463|N|N|N|N PFSM|N|Princor Financial Services Corporation|||N|Y|N|N PFTK|P|Penson Financial Services, Inc.|||N|N|N|N PFTM|P|PENSON FINANCIAL SERVICES|||N|N|N|N PGRS|P|PGR Securities, LLC|MOUNTAIN VIEW, CA|650-960-8118|N|N|N|N PGSI|P|Prime Global Securities, Inc.|||N|N|N|N PHAL|P|HUNTWICKE SECURITIES, LLC|||N|Y|N|N PHCO|N|Phillips & Company Securities Inc.|NASDAQ TRADING|(503)224-0858|N|Y|N|N PHDC|M|PHD Capital|NEW YORK|800-743-9399|N|N|N|N PHDC|M|PHD Capital|TRADING DESK|800-217-2264|N|N|N|N PHLX|E|Philadelphia Stock Exchange|RICHARDT-ALYN & CO.|215-563-7177 (RICA)|N|N|N|N PHLX|E|Philadelphia Stock Exchange|FLYNN OPTIONS|215-564-4866 (FLYN)|N|N|N|N PHLY|P|NASDAQ Execution Services, LLC|||Y|Y|Y|Y PHSG|M|Peacock, Hislop, Staley & Given, Inc.|PHOENIX|N/A|N|N|N|N PHSG|M|Peacock, Hislop, Staley & Given, Inc.|NASDAQ & OTCBB TRDNG|602-952-6822|N|N|N|N PHSG|M|Peacock, Hislop, Staley & Given, Inc.||800-487-7474|N|N|N|N PHSG|M|Peacock, Hislop, Staley & Given, Inc.|GENERAL NUMBER|800-999-1818|N|N|N|N PICC|P|Planned Investment Co., Inc.|||N|Y|N|N PICF|N|Pictet Canada Company|||N|N|N|N PICI|P|Polar Investment Counsel, Inc.|||N|Y|N|N PICK|P|TUDOR, PICKERING & CO. SECURITIES, INC.|||Y|Y|N|N PICT|O|Pictet Overseas Inc.||514-350-6226|Y|Y|N|N PIDG|P|Falcon Research, Inc.|||N|N|N|N PIMC|M|PROVIDENT INSTITUTIONAL MANAGEMENT|||N|N|N|N PINF|P|Pinnacle Financial Group, LLC|||N|N|N|N PINK|N|OTC MARKETS GROUP, INC.|||N|N|N|N PINO|P|Advantage GFC LLC|||N|Y|N|N PINT|P|PRECISION SECURITIES, LLC|||Y|Y|N|N PIPR|M|Piper Jaffray & Co.|MINNEAPOLIS, MN|612-303-6200|Y|Y|N|N PIPR|M|Piper Jaffray & Co.|MINNEAPOLIS, MN|800-328-7488|Y|Y|N|N PIPR|M|Piper Jaffray & Co.|CONVERTIBLE BONDS|877-420-2321|Y|Y|N|N PIPR|M|Piper Jaffray & Co.|PREFERRED DESK|612-303-6600|Y|Y|N|N PIUS|P|PI FINANCIAL (US) CORP.|||N|Y|N|N PJEF|P|JEFFERIES LLC|||Y|Y|Y|Y PLAT|P|CLARKSONS PLATOU SECURITIES, INC.|||N|Y|N|N PLMA|M|Paloma Securities L.L.C.|COS COB CT|203-861-8452|N|N|N|N PLTF|P|PLACE TRADE FINANCIAL, INC.|||N|Y|N|N PMCI|M|Macallaster Pitfield MacKay Inc.|NEW YORK, NY|212-422-9366|N|N|N|N PMCS|M|Prime Capital Services, Inc.|||N|N|N|N PMFS|P|Portsmouth Financial Services|SAN FRANCISCO|925-988-8660|N|Y|N|N PMMX|P|PRIMEX|||N|Y|N|N PMRY|P|Primary Capital, LLC|||N|Y|N|N PNCC|P|PNC Investments|||N|Y|N|N PNSA|P|Penserra Securities, LLC|||Y|Y|N|N PNSR|P|Penserra Securities, LLC|||Y|Y|N|N POCA|P|USF Securities, L.P.|HOUSTON, TX|713-840-8700|N|N|N|N PODE|M|Podesta & Co.|||N|Y|N|N POIN|P|PRECISION SECURITIES, LLC (POIN)|||Y|Y|N|N POLI|O|Hapoalim Securities USA, Inc.|TRADING|212-898-6350|Y|Y|N|N POND|M|Pond Equities Inc|BROOKLYN, NY|718-437-3657|N|N|N|N POND|M|Pond Equities Inc|NASDAQ TRADING|718-871-2800|N|N|N|N PORT|M|Tradeportal Securities, Inc.|NASDAQ TRADING|888-882-0766|N|N|N|N PORT|M|Tradeportal Securities, Inc.||954-725-0766|N|N|N|N POST|P|Lampost Capital, L.C.|Boca Raton Office|561-883-0454|N|Y|N|N POWL|P|E.E. Powell & Company, Inc.|TRADING|800-282-1940|N|Y|N|N PPGW|P|PPG WEST LLC|||N|N|N|N PPSI|P|Pension Planners Securities, Inc.|||N|N|N|N PPSL|P|Amherst Pierpont Securities LLC|||N|Y|N|N PQTZ|P|Pico Quantitative Trading LLC|||N|N|N|N PRAG|P|Pragma Securities LLC|||N|Y|N|N PRAS|P|Professional Asset Management, Inc.|||N|N|N|N PRBC|P|JHS CAPITAL ADVISORS, LLC.|||N|N|N|N PRCO|P|J.V.B. FINANCIAL GROUP, LLC|||Y|Y|N|N PRDG|P|Citadel Derivatives Group LLC|||Y|Y|Y|Y PREB|P|Tullett Liberty Securities Inc.|||Y|Y|N|N PREC|P|PRECISION SECURITIES, LLC|SAN DIEGO, CA|858-673-6653|Y|Y|N|N PRES|P|Presidio Capital Advisors LLC|||N|N|N|N PRGI|N|PORTFOLIO RESOURCES GROUP, INC.|NASDAQ TRADING|305-372-0299|N|Y|N|N PRGL|P|Prudential Equity Group, LLC|||N|N|N|N PRIE|P|UMB Financial Services, Inc.|||N|Y|N|N PRIN|N|Princeton Securities Corporation|||N|Y|N|N PRMD|O|The Riderwood Group Incorporated|||N|N|N|N PRMX|N|Primex Prime Electronic Execution, Inc.|||N|Y|N|N PROS|P|PRO SECURITIES, L.L.C.|||N|Y|N|N PROX|O|TDProfessional Execution, Inc.|||N|N|N|N PRSB|O|PRESIDENTIAL BROKERAGE, INC.|DENVER, CO|303-694-9813|N|Y|N|N PRST|P|Merrill Lynch Professional Clearing Corp.|||Y|Y|Y|Y PRUC|P|Pruco Securities Corporation|||N|Y|N|N PRVN|P|Leeb Brokerage Services, Inc.|||N|N|N|N PSAM|O|P. Schoenfeld Asset Management LLC|NEW YORK, NY|212-649-9550|N|N|N|N PSCO|P|Peak Securities Corp.|||N|N|N|N PSEX|E|Pacific Stock Exchange|||N|N|N|N PSGI|M|Preferred Securities Group, Inc.|||N|N|N|N PSGX|P|PSG Executions, Inc.|NEW YORK, NY|212-668-8700|N|Y|N|N PSIM|P|PRINCIPAL SECURITIES, INC.|||N|Y|N|N PSRI|P|Globalink Securities, Inc.|||N|Y|N|N PSSL|O|Amaranth Securities L.L.C.|GREENWICH, CT|203-625-8300|N|N|N|N PSTG|N|Prestige Financial Center, Inc.|NASDAQ TRADING|718-229-4500|N|N|N|N PSUT|P|INNOVATION PARTNERS LLC|||N|Y|N|N PTAL|P|POINTE ATLANTIC|||N|N|N|N PTAR|P|PENSTAR TRADING, LLC|TRADING DEPARTMENT|941-966-5700|N|N|N|N PTIS|M|PTI Securities & Futures L.P.|CHICAGO, IL|312-663-3053|N|Y|N|N PTIX|P|PTI Securities & Futures L. P.|||N|Y|N|N PTLV|P|NATIONAL BANK OF CANADA FINANCIAL INC.|||Y|Y|N|N PTNM|M|PUTNAM INVESTMENTS|||N|N|N|N PTRI|O|Petrie Parkman & Co., Inc.|NASDAQ TRADING|303-292-3877|N|N|N|N PTRZ|P|Petruzzi Securities, LLC|||N|N|N|N PUGS|O|Puglisi Howells & Co.|MAIN DESK|212-418-1212|N|N|N|N PUGS|O|Puglisi Howells & Co.|OTC TRADING|212-418-1283|N|N|N|N PUGS|O|Puglisi Howells & Co.|DEALER SALES|212-418-1282|N|N|N|N PULX|P|INSTINET, LLC|||Y|Y|Y|Y PUMA|P|Puma Capital, Llc|||Y|Y|N|N PUMP|N|C. E. Gaye & Sons Securities Ltd.|SYOSSET, NY|800-969-4650|N|N|N|N PUMX|P|Puma Capital, LLC|||Y|Y|N|N PUNK|M|Punk, Ziegel & Company, L.P.|NEW YORK NY|212-308-2168|N|N|N|N PUPL|N|Puplava Securities, Inc.|SAN DIEGO, CA|619-486-3939|N|Y|N|N PURP|P|Liberty Capital Investment Corporation|||N|Y|N|N PVSI|P|Partnervest Securities Inc.|||N|N|N|N PWJC|O|UBS Financial Services, Inc.|NEW YORK, NY|212-713-3766|Y|Y|N|N PWJC|O|UBS Financial Services, Inc.|NEW YORK, NY|800-221-5532|Y|Y|N|N PWJC|O|UBS Financial Services, Inc.|PREFERRED|201-271-7181|Y|Y|N|N PWJC|O|UBS Financial Services, Inc.|FOREIGN DEPT-AGENCY|212-713-3757|Y|Y|N|N PWJC|O|UBS Financial Services, Inc.|-PRINCIPAL|212-713-3756|Y|Y|N|N PWJC|O|UBS Financial Services, Inc.|CONVERTIBLES|212-713-3786|Y|Y|N|N PWJX|P|UBS Financial Services Inc.|||Y|Y|N|N PXAT|P|TD Professional Execution, Inc.|||N|N|N|N PXCK|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|Y|Y PXGG|P|Jump Trading|||Y|N|Y|Y PYMD|O|Pyramid Financial Corp.|CUPERTINO, CA|408-252-8000|N|N|N|N QAFC|P|QA3 Financial Corp.|||N|N|N|N QBSI|P|CFT SECURITIES, LLC|||Y|Y|N|N QCAS|N|QUINCY CASS ASSOCIATES, INCORPORATED|LOS ANGELES, CA|213-473-4411|N|Y|N|N QCMG|P|Wildwood Capital Securities, Inc.|||N|Y|N|N QEDA|P|QUANTUM EDGE DERIVATIVES TRADING, LLC|||N|N|N|N QKRY|P|Banc of America Investment Services, Inc.|||N|N|N|N QLAB|P|Quantlab Securities LP||713-333-3700|Y|Y|Y|Y QMSR|P|QUATTRO M SECURITIES INC.|Trading Desk|212-402-1443|N|Y|N|N QNTX|P|Quantex Clearing, LLC|||Y|Y|N|N QQRR|P|QUANTRIVER FINANCIAL, LLC|||N|Y|N|N QRQR|P|QuantRiver Financial, LLC|||N|Y|N|N QUAN|P|QUANTUM SECURITIES, INC.|||N|N|N|N QUEC|N|QUEST CAPITAL STRATEGIES, INC.|||N|Y|N|N QUET|P|QUEST CAPITAL STRATEGIES, INC.|||N|Y|N|N QUIK|P|INTELATRADE.COM|||N|N|N|N QUIL|P|W. QUILLEN SECURITIES|||N|N|N|N QUIN|M|Park Financial Group, Inc.|TRADING|407-672-0946|N|N|N|N QUOI|P|Quoin Capital LLC|||N|Y|N|N RAAA|P|RICHARD JAMES & ASSOCIATES, INC.|||N|Y|N|N RABO|P|Rabo Securities USA, Inc.|||Y|Y|N|N RACK|P|OTC LINK LLC|||N|Y|N|N RACO|M|SHEARMAN, RALSTON INC.|||N|Y|N|N RACX|P|RAVEN SECURITIES CORP.|||N|N|N|N RAFI|P|CRYSTAL BAY SECURITIES INC.|||N|Y|N|N RAIN|P|Rainier Securities, LLC|||N|Y|N|N RAIT|P|RAIT Securities, LLC|||N|N|N|N RAJA|M|Raymond James & Associates, Inc.|ST. PETERSBURG, FL|800-237-5621|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|ST. PETERSBURG, FL|727-567-8122|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|PREFERRED|800-753-5017|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.||727-573-8496|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|CONVERTIBLE|727-573-8909|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|FOREIGN|727-575-5655|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|DETROIT, MI|313-225-5711|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|DETROIT, MI|800-521-1196|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|CLEVELAND, OH|216-241-0986|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|CLEVELAND, OH|800-321-2038|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|LISTED|727-573-8751|Y|Y|N|N RAJA|M|Raymond James & Associates, Inc.|LISTED|800-248-8863 EXT 75576|Y|Y|N|N RAJC|P|RAYMOND JAMES (USA) LTD.|||N|Y|N|N RANS|N|Ruan Securities Corporation|DELRAY BEACH FL|407-274-9006|N|N|N|N RANS|N|Ruan Securities Corporation|NASDAQ TRADING|800-487-7160|N|N|N|N RAVE|P|RAVEN SECURITIES CORP.|||N|N|N|N RAYF|P|RAYMOND C. FORBES & CO., INC.|Trading Desk|212-742-8140|N|N|N|N RAYG|P|Delta Equity Services Corporation|||N|Y|N|N RBAC|P|Robert B. Ausdal & Co. Inc.|||N|Y|N|N RBCD|M|RBC Capital Markets Corporation|TRADING D/R SITE|718-391-7286|Y|Y|Y|Y RBCD|M|RBC Capital Markets Corporation|TRADING D/R SITE|718-391-7819|Y|Y|Y|Y RBCD|M|RBC Capital Markets Corporation|NEW YORK, NY|212-858-7379|Y|Y|Y|Y RBCD|M|RBC Capital Markets Corporation||800-421-0232|Y|Y|Y|Y RBCD|M|RBC Capital Markets Corporation||212-858-7329|Y|Y|Y|Y RBCD|M|RBC Capital Markets Corporation||212-858-7383|Y|Y|Y|Y RBCF|N|Rbc Dominion Securities, Inc.|||N|N|N|N RBCM|M|RBC CAPITAL MARKETS, LLC|MINNEAPOLIS, MN|800-285-4964|Y|Y|Y|Y RBCM|M|RBC CAPITAL MARKETS, LLC|MINNEAPOLIS, MN|800-959-5951|Y|Y|Y|Y RBCM|M|RBC CAPITAL MARKETS, LLC|MINNEAPOLIS, MN|612-371-2900|Y|Y|Y|Y RBCM|M|RBC CAPITAL MARKETS, LLC|NEW YORK, NY|212-428-6337|Y|Y|Y|Y RBCM|M|RBC CAPITAL MARKETS, LLC|CHICAGO, IL|800-862-8029|Y|Y|Y|Y RBCM|M|RBC CAPITAL MARKETS, LLC|PREFERRED|612-371-7828|Y|Y|Y|Y RBCM|M|RBC CAPITAL MARKETS, LLC|CONVERTIBLES|612-373-1775|Y|Y|Y|Y RBCW|N|Rutherford, Brown & Catherwood, LLC|PHILADELPHIA, PA|215-981-0882|N|N|N|N RBCX|P|RBC CAPITAL MARKETS, LLC|||Y|Y|Y|Y RBSG|P|RBS Securities Inc.|||Y|Y|N|N RCGI|P|REGENT CAPITAL GROUP, INC.|||N|N|N|N RCKW|P|ROCKWELL SECURITIES LLC|||N|N|N|N RCLF|P|OLYMPIA ASSET MANAGEMENT,LTD.|||N|Y|N|N RCMA|P|RBC CAPITAL MARKETS ARBITRAGE, S.A.|||Y|Y|N|N RCML|P|HILLIARD FARBER & CO., INC|||N|Y|N|N RCRS|N|ROOSEVELT & CROSS, INCORPORATED|NEW YORK NY|212-514-8591|N|Y|N|N RCRS|N|ROOSEVELT & CROSS, INCORPORATED|NEW YORK NY|800-344-3302|N|Y|N|N RCSK|O|Ruane, Cunniff & Goldbarb LLC|NEW YORK, NY|212-832-5280|Y|Y|N|N RCUS|P|RELIGARE CAPITAL MARKETS INC.|||N|N|N|N RDBN|P|Redburn Partners (USA) LP|||N|Y|N|N RDCG|N|RD Capital Group, Inc.|HOTO REY, PR|787-282-0303|N|Y|N|N RDNK|M|Woodstock Financial Group, Inc.|ATLANTA, GA|770-516-6512|N|Y|N|N RDRN|M|Rodman & Renshaw, LLC|||N|N|N|N RDSS|N|RDSC, LLC|||N|N|N|N RDST|P|REDSTONE CONSULTING, LLC|||N|Y|N|N RDWD|N|Redwood Securities Group, Inc.|SAN FRANCISCO, CA|415-954-8390|N|N|N|N REAV|N|W. H. REAVES & CO., INC.|NASDAQ TRADING|212-422-1433|N|Y|N|N RECA|M|Research Capital USA Inc.|TORONTO, CANADA|416-860-7600|N|Y|N|N RECO|M|Recom Securities, Inc.|MINNEAPOLIS MN|612-339-5566|N|N|N|N REDG|P|RedSky Financial, LLC|||Y|Y|Y|N REGL|P|REGULUS ADVISORS, LLC|||N|Y|N|N REGR|N|REGISTER FINANCIAL ASSOCIATES, INC.|ATLANTA, GA|404-364-2180|N|Y|N|N RELI|P|FIRST LEGACY SECURITIES, LLC|||N|N|N|N RENC|O|Rencap Securities, Inc.|||N|Y|N|N RENS|N|RENSSELAER SECURITIES CORP.|ALBANY, NY|518-274-3149|N|Y|N|N REPG|N|First Republic Group, LLC|NEW YORK, NY|212-681-4100|N|N|N|N REUV|P|REUVEN ENTERPRISES SECURITIES DIVISION, LLC|||N|N|N|N REVR|P|REVERE SECURITIES CORP.|||N|Y|N|N REYN|N|THOMAS P. REYNOLDS SECURITIES LTD.|||N|Y|N|N RFGI|O|RUSHMORE SECURITIES CORPORATION||972-392-9297|N|N|N|N RFLL|N|Castlewood Securities, L.L.C.|||N|N|N|N RGLD|P|Regal Securities, Inc|||Y|Y|N|N RGLS|P|REGAL SECURITIES, INC.|||Y|Y|N|N RGRC|N|RGR Financial Corp.|||N|N|N|N RGWD|N|Ridgewood Associates Inc. NJ|||N|Y|N|N RHCI|P|Morgan Peabody, Inc.|||N|N|N|N RHCO|M|Suntrust Robinson Humphrey, Inc.|ATLANTA, GA|404-266-6271|Y|Y|N|N RHCO|M|Suntrust Robinson Humphrey, Inc.|ATLANTA, GA|800-241-0445|Y|Y|N|N RHCO|M|Suntrust Robinson Humphrey, Inc.|CONVERTIBLE BONDS|800-282-2668|Y|Y|N|N RHCO|M|Suntrust Robinson Humphrey, Inc.|CONVERTIBLE BONDS|404-926-5274|Y|Y|N|N RHCO|M|Suntrust Robinson Humphrey, Inc.|NEW YORK NY|212-291-3555|Y|Y|N|N RHCO|M|Suntrust Robinson Humphrey, Inc.|NEW YORK NY|800-221-3478|Y|Y|N|N RHDS|N|RHODES SECURITIES, INC.|||N|Y|N|N RHIC|M|R H Investment Corporation, Inc.|ENCINO, CA|818-386-6425|N|Y|N|N RHIC|M|R H Investment Corporation, Inc.||800-890-1629|N|Y|N|N RHIC|M|R H Investment Corporation, Inc.||818-386-6415|N|Y|N|N RHIN|P|Rhino Trading Partners, LLC|||N|Y|N|N RHOX|P|XR Securities LLC|||Y|N|Y|Y RIED|N|Riedl First Securities Company of Kansas|||N|Y|N|N RILY|M|B. Riley And Co. Inc.|LOS ANGELES, CA|310-966-1440|Y|Y|N|N RILY|M|B. Riley And Co. Inc.|TRADING|888-295-0155|Y|Y|N|N RINO|P|Rhino Trading Partners, LLC|||N|Y|N|N RITT|P|Haverford Trust Securities, Inc.|RADNOR, PA|610-971-9300|N|Y|N|N RJJZ|N|Riordan, Johnston & Javadizadeh, Inc.|NASDAQ TRADING|213-753-7300|N|Y|N|N RJLB|P|RJL CAPITAL GROUP, LLC|||N|Y|N|N RJLC|P|RJL CAPITAL GROUP, LLC|Main Line|718-303-6000|N|Y|N|N RJLU|M|Raymond James LTD (USA), Inc|VANCOUVER, CANADA|604-654-1151|N|Y|N|N RJTS|O|TD Ameritrade, Inc.|TRADING DEPT.|402-951-2619|N|Y|N|N RLCC|P|GWM Group, Inc.|||N|Y|N|N RLIN|P|Wells Fargo Prime Services, LLC|||N|Y|N|N RLRC|P|R. L. RENCK & CO., INC|||N|N|N|N RLUK|N|Robinson & Lukens, Inc.|NASDAQ TRADING|703-848-9898|N|N|N|N RMAC|P|RENAISSANCE MACRO SECURITIES, LLC|||Y|Y|N|N RMCI|O|Rushmore Capital Inc.|MONTVALE NJ|201-476-0900|N|N|N|N RMIN|P|RMIN Securities, Inc.|||N|N|N|N RMKR|P|Rainmaker Securities, LLC|||N|Y|N|N RMPI|N|Richards, Merrill & Peterson, Inc.|NASDAQ TRADING|509-624-1345|N|Y|N|N RMST|N|R.M. STARK & CO., INC.|DEL RAY BEACH, FL|561-243-3815|N|Y|N|N RNAC|P|RNA CAPITAL, INC.|||N|N|N|N RNET|P|RAPTORNET, LLC|||N|N|N|N RNSI|P|RIVERNORTH SECURITIES, LLC|||N|N|N|N RNTT|N|Renaissance Trading Technologies, LLC|||N|N|N|N ROAR|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N ROBH|P|Robbins & Henderson, LLC|||N|N|N|N ROBI|N|ROBINSON & ROBINSON, INC.|||N|Y|N|N ROBO|N|Rodgers Brothers, Inc.|PITTSBURGH PA|412-281-1940|N|Y|N|N ROBT|M|Robotti & Company, LLC|NEW YORK, NY|212-986-0800|Y|Y|N|N ROCM|O|RIM Securities LLC|NEW YORK, NY|212-588-3400|N|Y|N|N RODM|M|Rodman & Renshaw, LLC|NEW YORK, NY|212-356-0512|N|N|N|N RODM|M|Rodman & Renshaw, LLC||866-763-6266|N|N|N|N ROMO|N|Romano Brothers and Company|NASDAQ TRADING|847-866-7700|N|Y|N|N RONI|P|RONIN CAPITAL, LLC|||N|N|N|N ROSE|N|Walker Rose, Inc.|||N|N|N|N ROSN|P|Rosenblatt Securities Inc.|Trading Desk|212-607-3150|Y|Y|N|N ROSS|O|Franklin Ross, Inc.|||N|N|N|N ROTH|M|Roth Capital Partners, LLC|NEWPORT, CA|800-200-2788|Y|Y|N|N ROTH|M|Roth Capital Partners, LLC|NASDAQ TRADING|800-200-2788|Y|Y|N|N ROYL|N|ROYAL ALLIANCE ASSOCIATES, INC.|NEW YORK NY|212-551-5225|N|Y|N|N RPEX|P|Repex & Co., Inc.|||N|Y|N|N RPTR|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N RREZ|P|SAMUEL A RAMIREZ & CO., INC.|||N|Y|N|N RRIC|N|Retirement Resources Investment Corporation|||N|N|N|N RRTC|P|Radnor Research & Trading Company, LLC|TRADING|215-496-5245|N|Y|N|N RRUD|P|REID & RUDIGER LLC|||N|Y|N|N RSAI|P|Ross, Sinclaire & Associates, LLC|NASDAQ TRADING|510-658-5845|N|Y|N|N RSCO|P|Ramius Securities, L.L.C.|MARKET MAKING|212-845-7925/7926|N|N|N|N RSCO|P|Ramius Securities, L.L.C.|EMERGENCY SITE TRDNG|732-748-0289|N|N|N|N RSCO|P|Ramius Securities, L.L.C.|EMERGENCY COMPLIANCE|516-255-2058|N|N|N|N RSIN|P|ROSS, SINCLAIRE & ASSOCIATES, LLC|||N|Y|N|N RSKY|P|ITG DERIVATIVES LLC.|||Y|Y|Y|N RSSE|P|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|||N|Y|N|N RTAL|P|DE ROUTE|||N|N|N|N RTCP|P|RAIT Securities, LLC|||N|N|N|N RTHS|N|Rothschild Investment Corporation|NASDAQ TRADING|312-781-1820|Y|Y|N|N RTJC|N|R.T. Jones Capital Equities, Inc.|||N|N|N|N RTRS|N|Reliant Trading|NASDAQ TRADING|414-241-1810|N|N|N|N RUBI|P|Rubicon Global Investments, LLC|||N|N|N|N RVSS|P|Robert Van Securities, Inc.|||N|N|N|N RWPC|P|R. W. Pressprich & Co., Inc.|NY 520 Madison|212-832-6257|Y|Y|N|N RWPS|P|R.W. Pressprich & Co., Inc.|||Y|Y|N|N RYAL|P|ROYAL SECURITIES COMPANY|||N|N|N|N RYAN|M|Ryan, Beck & Co., LLC|FLORHAM PARK, NJ|800-325-7926|N|N|N|N RYAN|M|Ryan, Beck & Co., LLC|NASDAQ TRADING|973-549-4200|N|N|N|N RYAN|M|Ryan, Beck & Co., LLC|NASDAQ AGENCY|973-549-4214|N|N|N|N RYAN|M|Ryan, Beck & Co., LLC|RYANP|800-374-7926|N|N|N|N RYAN|M|Ryan, Beck & Co., LLC|RYANP|973-549-4323|N|N|N|N RYCO|N|Ryan & Company, LP|||N|N|N|N RYDE|P|RYDEX DISTRIBUTORS, INC.|||N|N|N|N RYDS|M|RBC Dominion Securities Corporation|TRADING DESK|800-421-0232|Y|Y|Y|Y RYDS|M|RBC Dominion Securities Corporation||212-858-7070|Y|Y|Y|Y SAGC|P|SAGETRADER, LLC|Trading Desk|646-350-1674|Y|Y|N|Y SAGE|N|SAGE, RUTTY & CO., INC.|ROCHESTER NY|585-232-7423|N|Y|N|N SAGE|N|SAGE, RUTTY & CO., INC.|ROCHESTER NY|585-232-3760|N|Y|N|N SAGL|P|SAGETRADER, LLC|||Y|Y|N|Y SAGP|P|SAGETRADER, LLC|||Y|Y|N|Y SAGW|P|SAGETRADER, LLC|||Y|Y|N|Y SAIN|O|SECURITIES AMERICA, INC.|OMAHA, NE|402-399-9111|N|Y|N|N SALI|M|INTL FCSTONE FINANCIAL INC.|||Y|Y|N|N SALW|P|SW FINANCIAL|||N|Y|N|N SAMI|N|SPECTRUM ASSET MANAGEMENT, INC.|NASDAQ TRADING|203-322-0189|N|Y|N|N SAMU|P|Samurai Trading LLC|||N|Y|N|N SANA|P|Finbar Securities Corp.|||N|N|N|N SAND|P|SANDLAPPER SECURITIES, LLC|||N|Y|N|N SANJ|O|San Jacinto Securities, Inc.|DALLAS TX|214-750-7693|N|Y|N|N SANJ|O|San Jacinto Securities, Inc.||800-750-7693|N|Y|N|N SANT|M|Santander Investment Securities Inc.|NEW YORK NY|212-350-3659|Y|Y|Y|N SANT|M|Santander Investment Securities Inc.|NASDAQ TRADING|212-756-9160|Y|Y|Y|N SAPA|N|SAPERSTON ASSET MANAGEMENT, INC.|||N|Y|N|N SASC|P|SANCTUARY SECURITIES, LLC|||N|N|N|N SASG|P|STOCK USA EXECUTION SERVICES, INC|||Y|Y|Y|N SASI|M|The Seidler Companies Incorporated|IRVINE,CA|800-260-4724|N|N|N|N SASI|M|The Seidler Companies Incorporated|NASDAQ/OTCBB TRADING|800-421-0164|N|N|N|N SATI|M|SERVICE ASSET MANAGEMENT COMPANY|NY, NY TRADING|646-366-7900|N|N|N|N SAVY|N|SAVOY CAPITAL MANAGEMENT, INC.|||N|N|N|N SAXO|P|Saxony Securities, Inc.|||N|Y|N|N SBAM|P|INVESTMENT PROFESSIONALS, INC.|||N|Y|N|N SBER|P|Sanford C. Bernstein & Co., LLC|NEW YORK, NY|212-350-8400|Y|Y|Y|Y SBKB|P|SBK-Brooks Investment Corp.|CLEVELAND, OH|216-861-6950|N|N|N|N SBLP|P|SIG BROKERAGE, LP|||N|Y|N|N SBLT|O|SUNBELT SECURITIES, INC.|HOUSTON, TX|713-965-9510|N|Y|N|N SBRL|N|John A. Siberell & Co.|SOUTHBEND, IN|219-232-4855|N|N|N|N SBRO|P|Stern Brothers & Co.|||N|Y|N|N SBRT|O|Muriel Siebert & Co., Inc.|TRADING|212-644-2405|Y|Y|N|N SBRT|O|Muriel Siebert & Co., Inc.|NEW YORK NY|212-644-2400|Y|Y|N|N SBSC|P|Siebert Cisneros Shank & Co., L.L.C|||N|Y|N|N SBSH|M|Citigroup Global Markets Inc.|OPERATION NASDAQ/CQS|212-723-7259|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|NASDAQ TRADING|800-223-7743|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|DISTRESSED EQUITY|212-723-7744|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|DISTRESSED EQUITY|800-326-7155|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|AGENCY|212-816-3607|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|AGENCY|212-816-3632|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|NEW YORK|212-723-7169|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|ARBITRAGE|212-698-5000|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|WATTS|800-553-5674|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|FOREIGN|212-723-7185|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|DERIVATIVES|212-723-5407|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|AGENCY TRADING|800-922-0143|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|AGENCY TRADING|212-816-3605|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|19C3 TRADING|212-723-7235|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|CONVERTIBLE TRADING|212-723-7252|Y|Y|Y|Y SBSH|M|Citigroup Global Markets Inc.|PREFERRED|212-723-7455|Y|Y|Y|Y SCAI|P|Scottsdale Capital Advisors Corp.|||N|Y|N|N SCAL|M|Jackson, Kohle & Co.|||N|N|N|N SCAP|P|Saratoga Capital Markets|||N|N|N|N SCAR|P|Scarsdale Equities LLC|||Y|Y|N|N SCBO|P|Sanford C. Bernstein & Co., LLC|||Y|Y|Y|Y SCBS|P|STANDARD CHARTERED SECURITIES NORTH AMERICA LLC|||N|Y|N|N SCBT|P|SANFORD C. BERNSTEIN & CO., LLC|||Y|Y|Y|Y SCHB|M|UBS Capital Markets|||N|N|N|N SCIL|P|Strategic Capital Investments, LLC|||N|Y|N|N SCLD|N|Schild Asset Management Inc.|||N|N|N|N SCMC|O|Scotia Capital Markets (USA) Inc.|NEW YORK COMPLIANCE|212-225-6775|Y|Y|N|N SCMC|O|Scotia Capital Markets (USA) Inc.|NASDAQ TRADING DESK|416-863-7620|Y|Y|N|N SCMF|N|Scotia Capital Inc.|CANADA|(416)863-7411|N|N|N|N SCMI|P|STONECREST CAPITAL MARKETS, INC.|||N|Y|N|N SCRK|P|Salt Creek Securities LLC|||N|N|N|N SCRM|P|Screaming Eagle Trading, Inc.|||N|N|N|N SCSC|P|SARATOGA CAPITAL MARKETS|||N|N|N|N SCSS|P|STONECASTLE SECURITIES, LLC|||N|Y|N|N SCST|N|Seacoast Investor Services, Inc.|||N|N|N|N SCTD|P|SCOTTRADE, INC.|||Y|Y|N|N SCTR|P|SCOUT TRADING LLC|||N|N|N|N SDIC|N|SAUER, DAZEY INVESTMENT COMPANY|||N|Y|N|N SDLR|M|Sandler, O'Neill & Partners, L.P.|NEW YORK NY|212-466-8020|Y|Y|N|N SEAB|M|Seaboard Securities, Inc.|NASDAQ/OTCBB|973-514-1699|N|N|N|N SEAB|M|Seaboard Securities, Inc.|FLORHAM PK, NJ|973-514-1500|N|N|N|N SEAB|M|Seaboard Securities, Inc.|AGENCY DESK|973-514-1678|N|N|N|N SEAB|M|Seaboard Securities, Inc.|JUNO BEACH FL.|561-630-6170|N|N|N|N SEAG|P|GOVDESK, LLC|||N|Y|N|N SEAL|M|Seaboard Securities, Inc.|||N|N|N|N SEAP|O|Seaport Securities Corp.|NEW YORK, NY|212-482-8689|Y|Y|N|N SEBR|P|SENTINEL BROKERS COMPANY, INC.|||N|Y|N|N SECT|O|Securities Trading, Inc.|CINCINNATI, OH|513-579-1000|N|N|N|N SECX|Q|SEC|||N|N|N|N SEDL|P|SEIDEL & SHAW LLC|||N|Y|N|N SEDS|P|SPENCER EDWARDS, INC.|||Y|Y|N|N SEEL|N|R. SEELAUS & CO.,INC.|NASDAQ TRADING|908-273-3011|N|Y|N|N SEFB|P|SOUTHEAST INVESTMENTS, N.C., INC.|||N|Y|N|N SEGB|M|GLOBAL-AMERICAN INVESTMENTS, INC.|Main Line|909-396-8899|N|N|N|N SEIC|P|SEI Investments Distribution Co.|||N|Y|N|N SEID|P|Seidel & Shaw LLC|||N|Y|N|N SEII|P|Spencer Edwards, Inc.|||Y|Y|N|N SEIP|P|John N. Seip & Co., Inc.|||N|N|N|N SEMT|P|Seminole Trading|||N|Y|N|N SEND|P|Sendero Securities, Llc|||N|Y|N|N SENT|P|SENTINUS SECURITIES LLC|||N|Y|N|N SEQU|P|Sequoia Investments, Inc.|||N|Y|N|N SERL|N|SEARLE & CO.|||N|Y|N|N SESL|N|SESLIA SECURITIES|||N|Y|N|N SETX|P|ABN AMRO CLEARING CHICAGO LLC|||Y|Y|Y|Y SEVP|P|SEVEN POINTS CAPITAL, LLC|||N|Y|N|N SFCN|P|STIFEL NICOLAUS CANADA INC.|||N|N|N|N SFGB|P|Susquehanna Financial Group, LLP|Bond Desk|610-617-2802|Y|Y|Y|N SFGB|P|Susquehanna Financial Group, LLP|Bond Desk|800-825-9550|Y|Y|Y|N SFPB|P|AEON CAPITAL INC|||N|Y|N|N SFPS|N|SF Investments, Inc.|||N|Y|N|N SFSE|O|San Francisco Securities, Inc.|TRADING DESK|323-930-9190|N|N|N|N SFSI|P|Superior Financial Services,Inc.|||N|Y|N|N SFSS|M|S F SENTRY SECURITIES, INC.|SAN FRANCISCO, CA|415-399-4430|N|Y|N|N SGAM|N|Seasongood & Mayer|NASDAQ TRADING|513-621-2000|N|N|N|N SGAS|P|SG Americas Securities, LLC|NEW YORK, NY|212-278-5018|Y|Y|Y|Y SGCL|P|S. Goldman Capital Llc|||N|Y|N|N SGCM|P|S. GOLDMAN CAPITAL LLC|||N|Y|N|N SGFC|P|SIGMA FINANCIAL CORPORATION|||Y|Y|N|N SGLC|P|S.G. Long & Company|||N|Y|N|N SGMA|P|Goldman Sachs Execution & Clearing, L.P. (SGMA)|||N|N|N|N SGMS|M|S.G. Martin Securities LLC|TRADING|516-681-1085|N|N|N|N SGMS|M|S.G. Martin Securities LLC|JERICHO, NY|516-681-0909|N|N|N|N SGMT|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y SGNL|N|Signal Securities Inc.|||N|Y|N|N SGSI|P|Sandgrain Securities, Inc.|||N|N|N|N SHAW|O|D.E. Shaw Securities, L.L.C.|INSTITUTIONAL|800-792-7429|Y|Y|N|N SHAW|O|D.E. Shaw Securities, L.L.C.|THIRD MARKET TRADING|800-326-0000|Y|Y|N|N SHCG|M|Signal Hill Capital Group, LLC|||N|Y|N|N SHDH|M|SHD HOLDINGS LLC|||N|N|N|N SHEM|M|The Shemano Group, Inc.|SAN FRANCISCO|415-274-3234|N|N|N|N SHEM|M|The Shemano Group, Inc.|LOS ANGELES|310-954-8399|N|N|N|N SHEM|M|The Shemano Group, Inc.|EMERGENCY ONLY #|800-227-2226|N|N|N|N SHMR|M|ABN Amro Clearing LLC|CHICAGO IL|312-347-4716|Y|Y|Y|Y SHMR|M|ABN Amro Clearing LLC|NASDAQ TRADING|800-971-2122|Y|Y|Y|Y SHON|M|Schonfeld Securities, LLC|JERICHO, NY|516-942-2400|N|N|N|N SHRP|N|Sharpe Capital, Inc.|||N|N|N|N SHSE|P|Shinko Securities (U.S.A.) Inc.|||N|N|N|N SHTB|P|Shoreline Trading Group LLC|||N|N|N|N SHTG|P|Shoreline Trading Group LLC|LOS ANGELES, CA|213-614-1950|N|N|N|N SHTP|P|Shoreline Trading Group LLC|||N|N|N|N SHUK|P|Pipeline Liquidity Pro LLC|||N|N|N|N SHUS|P|Shinko Securities (U.S.A.) Inc.|||N|N|N|N SHWG|P|Schonfeld Securities, LLC|JERICO, NY|516-822-1372|N|N|N|N SIBO|O|Prime Executions, Inc.|NASDAQ TRADING|212-785-0200|Y|Y|N|N SIDC|P|Sidoti & Company, LLC|NEW YORK, NY|212-453-7058|Y|Y|N|N SIDL|P|Morton Seidel & Company, Inc.|||N|Y|N|N SIGI|P|DELTA TRUST INVESTMENTS, INC.|||N|Y|N|N SIGL|N|Susquehanna Investment Group|||N|N|N|N SIII|P|HANOVER SECURITIES|||N|Y|N|N SILK|O|Goldman Sachs Execution & Clearing, L.P.|NASDAQ/OTCBB AGENCY|312-362-2440|N|N|N|N SILK|O|Goldman Sachs Execution & Clearing, L.P.|OTC TRADE SUPPORT|312-362-2440|N|N|N|N SIMP|P|SIMPLEX TRADING, LLC|||Y|N|N|Y SINV|N|Stellar Investments, Inc.|||N|N|N|N SIZE|P|The NASDAQ Market Center|NASDAQ|800-777-5606|N|N|N|N SJLS|P|TRADE INFORMATICS LLC|||Y|Y|N|N SKTR|P|Stock Traders|||N|Y|N|N SKYC|M|Sky Capital LLC|INTERNATIONAL|212-709-1909|N|N|N|N SKYC|M|Sky Capital LLC|OTCBB|212-709-1909|N|N|N|N SKYE|P|Skyebanc, Inc.|||N|N|N|N SLAM|P|Lambright Financial Solutions, LLC|||N|N|N|N SLBT|P|Goldman Sachs Execution and Clearing|||N|N|N|N SLCN|P|Goldman Sachs Execution and Clearing, L.P. / CNC|||Y|Y|Y|Y SLHC|P|SL Hare Capital, Inc.|||N|N|N|N SLKI|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N SLOW|O|Kern, Suslow Securities, Inc.|NEW YORK NY|212-943-8888|N|N|N|N SLOW|O|Kern, Suslow Securities, Inc.|NASDAQ TRADING|212-747-0443|N|N|N|N SLRD|P|S.L. Reed & Company|||N|Y|N|N SMAX|P|Keenan Securities|||N|N|N|N SMCO|P|SMITH, MOORE & CO.|||Y|Y|N|N SMEX|P|Smart Execution Securities, LLC|||N|Y|N|N SMFN|N|Samco Financial Services, Inc.|PHOENIX, AZ|602-230-9372|N|N|N|N SMFN|N|Samco Financial Services, Inc.|NASDAQ TRADING|800-775-9372|N|N|N|N SMFT|P|SMF Trading, Inc.|||N|Y|N|N SMFW|P|SMF TRADING, INC.|||N|Y|N|N SMHI|M|Sanders Morris Harris Inc.|HOUSTON, TX|713-250-4242|Y|Y|N|N SMHI|M|Sanders Morris Harris Inc.|NASDAQ/OTCBB TRADING|800-346-9925|Y|Y|N|N SMHI|M|Sanders Morris Harris Inc.|GARDEN CITY, NY|516-739-2116|Y|Y|N|N SMHI|M|Sanders Morris Harris Inc.|ALTERNATE LINE|516-739-2117|Y|Y|N|N SMHI|M|Sanders Morris Harris Inc.|NYC|212-995-8179|Y|Y|N|N SMHI|M|Sanders Morris Harris Inc.|LOS ANGELES|1800-421-0658|Y|Y|N|N SMNS|P|Parkland Securities, LLC|||Y|Y|N|N SMPR|P|Summit Brokerage Services, Inc.|||N|Y|N|N SMRD|P|SUMRIDGE PARTNERS, LLC|||N|Y|N|N SMRI|M|SECURITIES MANAGEMENT & RESEARCH, INC.|||N|Y|N|N SMZA|P|Semaza Securities, Llc|||N|N|N|N SNCC|P|SNC CAPITAL MANAGEMENT CORP.|||N|Y|N|N SNSC|P|PIPER JAFFRAY & CO.|||Y|Y|N|N SOAR|O|Sterling Financial Investment Group, Inc.|BOCA RATON/AGENCY|561-886-2390|N|N|N|N SOAR|O|Sterling Financial Investment Group, Inc.|PRINCIPAL|561-886-2390|N|N|N|N SOCO|M|Capital One Southcoast, Inc|NEW ORLEANS, LA|1-800-333-2005|Y|Y|N|N SOCO|M|Capital One Southcoast, Inc|NEW ORLEANS, LA|504-593-6144|Y|Y|N|N SOFI|P|SOFI SECURITIES LLC|||N|Y|N|N SOGO|P|Wang Investment Associates, Inc.|||Y|Y|N|N SOHO|M|Two Sigma Securities, LLC|new york, ny|646-292-6643|Y|Y|Y|Y SOLA|O|Solaris Securities, Inc.|||N|N|N|N SOLE|M|Soleil Securities Corporation|NEW YORK, NY|212-380-4890|N|N|N|N SOLE|M|Soleil Securities Corporation|NEW YORK, NY|212-632-5377|N|N|N|N SOLM|P|SOLIUM FINANCIAL SERVICES LLC|||N|Y|N|N SOLO|P|ACS EXECUTION SERVICES, LLC|Red Bank, NJ|(872) 205-0187|Y|Y|N|N SORS|P|Sorsby Financial Corp.|CHICAGO, IL|312-751-0469|N|Y|N|N SPBR|P|SPRINKLEBROKERAGE, INC.|||N|Y|N|N SPCL|N|Specialist Clearance|||N|N|N|N SPDR|P|SPEEDROUTE LLC|trade desk|347 809-3590|Y|Y|N|N SPDV|P|Xtent Financial Group, Inc.|AKRON, OH|216-253-2020|N|N|N|N SPEN|M|Spencer Clarke LLC|NASDAQ TRADING|212-446-6106|N|Y|N|N SPGL|N|Spyglass Trading, L.P.|DALLAZ, TX|214-890-8895|N|N|N|N SPGS|P|Sea Port Group Securities, LLC|TRADING DESK|212-616-7726|Y|Y|N|N SPHN|M|Stephens Inc.|LITTLE ROCK AR|501-377-2076|Y|Y|N|N SPHN|M|Stephens Inc.|LITTLE ROCK AR|800-643-9690|Y|Y|N|N SPIF|P|Titan Trading Services, LLC|||N|N|N|N SPIN|M|Spencer Edwards, Inc.|TRADING|303-741-2612|Y|Y|N|N SPIN|M|Spencer Edwards, Inc.|ALTERNATE TRADING #|303-740-8448|Y|Y|N|N SPKE|O|Titan Trading Services, LLC||312-928-8000|N|N|N|N SPLC|P|SPIRE SECURITIES, LLC|||N|Y|N|N SPLD|P|SPIRE SECURITIES, LLC|||N|Y|N|N SPLN|O|Celadon Financial Group LLC|TRADING DESK|561-558-1024|Y|Y|N|N SPLX|P|SIMPLEX TRADING, LLC|||Y|N|N|Y SPNT|P|SEVEN POINTS CAPITAL, LLC|||N|Y|N|N SPOT|P|SPOT TRADING L.L.C.|||Y|N|N|N SPRC|P|SPARTAN CAPITAL SECURITIES, LLC|||N|Y|N|N SPTC|P|SEVEN POINTS CAPITAL, LLC|||N|Y|N|N SPTD|P|MINT GLOBAL MARKETS, INC.||877-773-3357|Y|Y|Y|N SPTS|P|SEVEN POINTS CAPITAL, LLC|||N|Y|N|N SPTW|P|Strasbourger Pearson Tulcin Wolff Incorporated|||N|N|N|N SPWI|N|SPENCER-WINSTON SECURITIES CORPORATION|NEW YORK|212-840-2444|N|Y|N|N SPYG|P|SPYGLASS SECURITIES, LLC|||N|N|N|N SQTF|P|SQT TRADING, LLC|||N|N|N|N SRAM|M|Samco Capital Markets, Inc.|TRADING DESK|214-765-1463|N|Y|N|N SREX|P|SPIDERROCK EXS, LLC|||N|Y|N|N SRPR|N|SRM Securities, Incorporated|NASDAQ TRADING|310-551-1624|N|N|N|N SSBS|O|STATE STREET GLOBAL MARKETS, LLC|BOSTON, MA|617-664-1800|Y|Y|Y|N SSBT|P|STATE STREET GLOBAL MARKETS, LLC|||Y|Y|Y|N SSCC|N|Fiduciary Financial Services Corp.|NEW YORK, NY|212-313-2500|N|Y|N|N SSCO|N|Safra Securities Corporation|NEW YORK, NY|212-704-5500|N|Y|N|N SSEI|P|SEI Investments Distribution Co.|||N|Y|N|N SSET|N|SUNSET FINANCIAL SERVICES, INC.|||N|Y|N|N SSGC|O|Signature Securities|NEW YORK, NY|646-822-1451|N|Y|N|N SSGI|M|Seton Securities Group, Inc.|NASDAQ TRADING|732-739-3800|N|N|N|N SSGI|M|Seton Securities Group, Inc.|OTCBB AND PINKS|732-739-3800|N|N|N|N SSGM|P|STATE STREET GLOBAL MARKETS, LLC|||Y|Y|Y|N SSIC|O|Scottrade, Inc.|AGENCY|314-543-6258|Y|Y|N|N SSIC|O|Scottrade, Inc.|NASDAQ TRADING|888-735-1980|Y|Y|N|N SSIN|P|SunTrust Investment Services, Inc.||404-724-3577|N|Y|N|N SSLL|P|STATE STREET GLOBAL MARKETS, LLC|||Y|Y|Y|N SSNG|N|SISUNG SECURITIES CORPORATION|NASDAQ TRADING|504-544-7700|N|Y|N|N SSNI|N|SECURITIES SERVICE NETWORK, INC.|KNOXVILLE, TN|(615)690-5400|N|Y|N|N SSNY|P|Samsung Securities (America), Inc.|||N|Y|N|N SSPT|P|Spring Street Partners LP|||N|N|N|N SSUS|N|SUSQUEHANNA SECURITIES|||Y|N|Y|N STAD|N|Equitable Advisors, Inc.|||N|N|N|N STAF|M|TD Professional Execution, Inc.|CHICAGO, IL|312-294-4484|N|N|N|N STBD|P|Starboard Capital Markets, LLC|||N|N|N|N STDB|M|State Discount Brokers, Inc.|||N|Y|N|N STEP|P|FERRETTI GROUP, INC.|Trade Desk|212-509-0870|N|Y|N|N STFC|P|Stuart Frankel & Co., Incorporated||212-943-8787|Y|Y|N|N STFG|M|Stanford Group Company|TRADING DESK New York|212-372-6310|N|N|N|N STFG|M|Stanford Group Company|Toll-Free|888-372-6359|N|N|N|N STFL|M|Stifel, Nicolaus & Company, Incorporated|BONDS|314-342-2107|Y|Y|N|N STFL|M|Stifel, Nicolaus & Company, Incorporated|BONDS|800-359-6889|Y|Y|N|N STFL|M|Stifel, Nicolaus & Company, Incorporated|ST.LOUIS, MO.|800-776-6821|Y|Y|N|N STFL|M|Stifel, Nicolaus & Company, Incorporated|DENVER, CO|888-407-4477|Y|Y|N|N STFL|M|Stifel, Nicolaus & Company, Incorporated|Baltimore|888-682-0300|Y|Y|N|N STFL|M|Stifel, Nicolaus & Company, Incorporated|New Jersey|973-549-4200|Y|Y|N|N STFL|M|Stifel, Nicolaus & Company, Incorporated|Baltimore|410-246-2775|Y|Y|N|N STGC|N|STERLING, GRACE MUNICIPAL SECURITIES CORPORATION|||N|Y|N|N STGI|M|STG Secure Trading Group, Inc.|Main Number|561-988- 6320|N|N|N|N STGI|M|STG Secure Trading Group, Inc.|Trading|561-314-8037|N|N|N|N STGR|O|STG Secure Trading Group, Inc.|MIAMI, FL|561-988-6320|N|N|N|N STGS|P|STONEGATE CAPITAL MARKETS, INC.|NASDAQ TRADING|214-871-8900|N|Y|N|N STHA|P|StormHarbour Securities, LLC|||N|Y|N|N STHR|P|STORMHARBOUR SECURITIES, LLC|||N|Y|N|N STKP|P|STOCKPILE INVESTMENTS, INC.|||N|Y|N|N STLZ|P|Bedrok Securities LLC|||N|Y|N|N STNE|O|Stone Securities Corporation|TRADING|617-248-0353|N|N|N|N STNH|P|Stonehaven, LLC|||N|Y|N|N STNY|N|Standard New York Securities, Inc.|NEW YORK, NY|212-752-1726|N|Y|N|N STNY|N|Standard New York Securities, Inc.||800-782-8723|N|Y|N|N STOK|O|The Stock Market (O/E)|LOS ANGELES CA|310-577-7460|N|N|N|N STOS|P|Stockcross Financial Services, Inc.|||Y|Y|N|N STOX|P|Stockcross Financial Services, Inc.|BOSTON MA|617-367-5700|Y|Y|N|N STOX|P|Stockcross Financial Services, Inc.|BOSTON, MA|617-367-6397|Y|Y|N|N STRD|P|Schonfeld Securities, LLC|||N|N|N|N STRL|P|STERLING SOFTWARE SERVICES, INC.|||N|Y|N|N STRM|P|LiquidNet, Inc.|||Y|Y|N|N STRS|P|STRATEGAS RESEARCH PARTNERS|||N|Y|N|N STSE|P|SOUTHERN TRUST SECURITIES, INC.|||N|Y|N|N STSI|M|AUGMENT SECURITIES INC.|NASDAQ TRADING|212-418-8577|N|Y|N|N STSI|M|AUGMENT SECURITIES INC.|ALTERNATE PHONE|1-800-622-7078|N|Y|N|N STTT|P|STATETRUST INVESTMENTS INC.|||N|Y|N|N STUR|P|Sturdivant & Co. Inc|||N|Y|N|N STVT|N|STANDARD INVESTMENT CHARTERED INCORPORATED|CHINO HILLS, CA|909-590-2199|N|Y|N|N STXG|M|Stockcross Financial Services, Inc.|Jersey City, NJ OTC/BB/Pinks Equities|800-993-2009|Y|Y|N|N STXG|M|Stockcross Financial Services, Inc.|Jersey City, NJ Preferred/Convertible|800-993-2055|Y|Y|N|N STXG|M|Stockcross Financial Services, Inc.|Jersey City, NJ Bank Stocks/Inactive Sec|800-993-2075|Y|Y|N|N STXG|M|Stockcross Financial Services, Inc.|Jersey City, NJ Distressed/Bankruptcy|800-993-2083|Y|Y|N|N STYO|P|Stone & Youngberg LLC|NASDAQ/OTCBB|415.445.2617|N|N|N|N STYO|P|Stone & Youngberg LLC|NASDAQ/OTCBB Backup|415.445.2638|N|N|N|N STYO|P|Stone & Youngberg LLC|Corporate Bonds|415.445.2300|N|N|N|N STYO|P|Stone & Youngberg LLC|Preferred|212-497-7134|N|N|N|N STYO|P|Stone & Youngberg LLC|San Francisco Office|415-445-2300|N|N|N|N SUBR|P|Sunrise Brokers LLC|||N|Y|N|N SUFI|M|Susquehanna Financial Group, LLP||800-825-9550|Y|Y|Y|N SUFI|M|Susquehanna Financial Group, LLP|NASDAQ Trading|610-617-2999|Y|Y|Y|N SUFI|M|Susquehanna Financial Group, LLP|CONVERTIBLES DESK|610-617-2802|Y|Y|Y|N SUFI|M|Susquehanna Financial Group, LLP|OTCBB|888-840-0036|Y|Y|Y|N SUMC|M|Landmark Investment Group, Inc|||N|N|N|N SUMI|P|SMBC NIKKO SECURITIES AMERICA, INC.|||N|Y|N|N SUMM|P|Custom Equity Research, Inc.|||N|Y|N|N SUMS|P|Summit Securities Group LLC|||N|N|N|N SUMT|N|SUMMIT BROKERAGE SERVICES, INC.|||N|Y|N|N SUMX|P|SUMO CAPITAL, LLC|||N|N|N|N SUNB|P|FIS BROKERAGE & SECURITIES SERVICES LLC|TRADING DESK|630-482-5105|Y|Y|Y|Y SUND|P|Sound Securities, LLC|TRADING|516-393-2690|N|N|N|N SUNF|P|SUN TRADING, LLC|||Y|Y|Y|N SUNI|P|SUN TRADING, LLC|||Y|Y|Y|N SUNS|P|UMB DISTRIBUTION SERVICES, LLC|||N|Y|N|N SUNT|P|Sun Trading, LLC|||Y|Y|Y|N SUNX|P|ABN Amro Clearing LLC|||Y|Y|Y|Y SUPR|M|Nasdaq System Symbol/SUPR/800084||N/A|N|N|N|N SUPS|O|Supertrade Securities, Inc.|||N|N|N|N SUSQ|M|SAL EQUITY TRADING, GP|BALA CYNWYD, PA|800-825-9550|Y|Y|Y|Y SUSQ|M|SAL EQUITY TRADING, GP|NASDAQ TRADING|800-825-9550|Y|Y|Y|Y SUSQ|M|SAL EQUITY TRADING, GP|CONVERTIBLES DESK|800-825-9550|Y|Y|Y|Y SUSQ|M|SAL EQUITY TRADING, GP|OTCBB|888-840-0036|Y|Y|Y|Y SUST|P|SUNSTREET SECURITIES, LLC|||N|Y|N|N SUTR|N|Sutro & Co. Incorporated|||N|N|N|N SUTT|N|SUTTER SECURITIES INCORPORATED|||N|Y|N|N SVBS|O|SVB Securities, A Non-Bank Affiliate of Silicon Valley Bank|SANTA CLARA, CA|408-654-7755|N|Y|N|N SVPB|P|SECUREVEST FINANCIAL GROUP|||N|Y|N|N SWCO|N|Schroder & Co. Inc.|||N|N|N|N SWEN|M|Sweney Cartwright & Company|COLUMBUS OH|800-334-7481|Y|Y|N|N SWEN|M|Sweney Cartwright & Company|TROUBLE LINE|614-205-6356|Y|Y|N|N SWFS|P|SWEDBANK FIRST SECURITIES, LLC|Main Line|212-906-0800|N|Y|N|N SWIM|P|TD Ameritrade, Inc.|||N|Y|N|N SWIS|N|Swiss American Securities Inc.|NEW YORK, N.Y.|212-612-8705|N|N|N|N SWRB|P|Swiss American Securities Inc.|||N|N|N|N SWST|P|Hilltop Securities Inc.|DALLAS, TX|800-527-7655|Y|Y|N|N SWST|P|Hilltop Securities Inc.|AGCY DESK|214-859-1080|Y|Y|N|N SWST|P|Hilltop Securities Inc.|LISTED TRADING|214-859-1080|Y|Y|N|N SWSW|N|S.W. Bach & Company|||N|N|N|N SYCA|P|Syndicated Capital, Inc.|||N|Y|N|N SZZI|P|Stofan, Agazzi & Company, Inc.|||N|N|N|N TAAI|P|THOMAS ANTHONY & ASSOCIATES , INC.|||N|N|N|N TAGC|P|TELSEY ADVISORY GROUP LLC|||Y|Y|N|N TAGD|O|TELSEY ADVISORY GROUP LLC|||Y|Y|N|N TAGS|N|Taglich Brothers, D'Amadeo, Wagner & Co., Inc.|||N|Y|N|N TAIG|P|Geoffrey Richards Securities Corp.|||N|Y|N|N TAMT|P|TITLEIST ASSET MANAGEMENT, LTD.|||N|Y|N|N TARP|N|Tarpon Scurry Investments, Inc.|||N|N|N|N TASS|M|Texlark Securities, LLC|||N|N|N|N TBCS|P|TBC Securities, LLC|||N|Y|N|N TBIA|P|Tradier Brokerage, Inc.|||N|Y|N|N TBIS|P|Tradier Brokerage, Inc.|||N|Y|N|N TBRO|P|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|||N|Y|N|N TBSC|P|3 BRIDGES SECURITIES|||N|N|N|N TCAN|N|Gemisys Securities Corporation|||N|Y|N|N TCCU|P|Tristone Capital Co.|||N|N|N|N TCEG|O|The Concord Equity Group, LLC|LAURENCE HARBOR, NJ|N/A|N|N|N|N TCEG|O|The Concord Equity Group, LLC|NASDAQ/OTCBB TRADING|732-203-0187|N|N|N|N TCEX|P|The Concord Equity Group, LLC|||N|N|N|N TCGS|P|TCG SECURITIES, L.L.C.|||N|Y|N|N TCPX|P|Toussaint Capital Partners, LLC|||N|Y|N|N TCSC|P|Trade Center Securities Corp.|||N|Y|N|N TCTC|P|Civilian Capital, Inc.|||N|N|N|N TDAM|P|FD de Leeuw & Associates, Trade Desk America|||N|N|N|N TDAR|O|TD Ameritrade, Inc.|||N|Y|N|N TDCM|M|TD Waterhouse Capital Markets, Inc.|OTC TRADING|201-369-8830|N|N|N|N TDCM|M|TD Waterhouse Capital Markets, Inc.|BULLETIN BOARD|201-369-8889|N|N|N|N TDCM|M|TD Waterhouse Capital Markets, Inc.|BULLETIN BOARD|800-500-3905|N|N|N|N TDCM|M|TD Waterhouse Capital Markets, Inc.|DEALER/INST SALES|201-369-1000|N|N|N|N TDCM|M|TD Waterhouse Capital Markets, Inc.|DEALER/INST SALES|800-369-5775|N|N|N|N TDCO|M|Thompson Davis & Co., Inc.|TRADING|804-643-1295|N|Y|N|N TDED|P|TD SECURITIES (USA) LLC|||Y|Y|N|N TDFS|P|TRADERFIELD SECURITIES INC.|||N|Y|N|N TDPA|P|TD Securities (USA) LLC|||Y|Y|N|N TDPX|P|TD Professional Execution, Inc.|||N|N|N|N TDSI|M|TD Securities (USA) LLC|NASDAQ TRADING|800-775-4755|Y|Y|N|N TDSI|M|TD Securities (USA) LLC||212-827-7392|Y|Y|N|N TEST|N|NASDAQ - SYSTEM SYMBOL|||N|N|N|N TFAI|P|TRANSAMERICA FINANCIAL ADVISORS, INC.|||N|Y|N|N TFAS|P|TRADITION ASIEL SECURITIES INC.|||Y|Y|N|N TFSC|N|Twenty-First Securities Corporation|NASDAQ TRADING|212-308-4626|Y|Y|N|N TFSD|P|TRADITION SECURITIES AND DERIVATIVES INC|||Y|Y|N|N TFSL|N|TECKMEYER FINANCIAL SERVICES, L.L.C.|||N|Y|N|N TGEQ|P|TRIPOINT GLOBAL EQUITIES, LLC|||N|Y|N|N TGUL|N|Tucker Anthony Cleary Gull|MILWAUKEE, WI|414-291-4514|N|Y|N|N TGUL|N|Tucker Anthony Cleary Gull||800-292-4549|N|Y|N|N TGUL|N|Tucker Anthony Cleary Gull|BOSTON, MA|800-548-3759|N|Y|N|N TGUL|N|Tucker Anthony Cleary Gull|BOSTON, MA|617-725-2253|N|Y|N|N TGUL|N|Tucker Anthony Cleary Gull|DENVER, COLORADO|888-888-2525|N|Y|N|N THEM|N|Themis Trading LLC||973-665-9600|Y|Y|N|N THIM|N|Thieme Securities, Inc.|||N|N|N|N THRC|P|Thor Capital LLC|||N|N|N|N THRD|P|THIRD SEVEN CAPITAL LLC|||N|Y|N|N TIAC|P|TRIAD SECURITIES CORP|NEW YORK NY|212-349-8060|Y|Y|N|N TIAD|O|Triad Securities Corp|NEW YORK NY|212-349-8060|Y|Y|N|N TIAN|P|TRIAD SECURITIES CORP|||Y|Y|N|N TIBS|P|Telemus Investment Brokers, LLC|||N|N|N|N TICK|N|Summit Trading, Inc.|||N|N|N|N TIED|O|E*Trade Securities LLC|NEW YORK, NY|212-826-6868|Y|Y|N|N TIGC|P|Nelsonreid, Inc.|||N|N|N|N TIGR|P|TIGRESS FINANCIAL PARTNERS, LLC|||N|Y|N|N TIMC|N|TIMECAPITAL SECURITIES CORPORATION|||N|Y|N|N TIME|O|Investscape Inc.|FARMINGTON HILLS, MI|248-306-6688|N|N|N|N TITL|P|TITLEIST ASSET MANAGEMENT, LTD.|||N|Y|N|N TITN|P|Titan Trading Services, LLC|||N|N|N|N TJMI|P|TJM Investments, LLC|CHICAGO, IL|312-432-5110|N|Y|N|N TJMT|P|TJM INVESTMENTS, LLC|||N|Y|N|N TKCO|O|Trautman Wasserman & Company, Inc.|NEW YORK NY|212-575-6653|N|N|N|N TKCO|O|Trautman Wasserman & Company, Inc.|NASDAQ TRADING|212-575-6652|N|N|N|N TKEG|P|The Keystone Equities Group, L.P.|||N|N|N|N TKNG|P|ALLY INVEST SECURITIES LLC|||Y|Y|N|N TLIB|M|Tullett Liberty Securities Inc.|NEW YORK, NY|212-402-5000|Y|Y|N|N TLIB|M|Tullett Liberty Securities Inc.|TRADING|646-885-1257|Y|Y|N|N TLIB|M|Tullett Liberty Securities Inc.|OTCBB|646-885-1258|Y|Y|N|N TMBI|N|THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.|ACT SERVICE DESK|317-581-4000|N|Y|N|N TMBR|M|Timber Hill LLC|TRADING|203) 618-5845|Y|Y|N|N TMBR|M|Timber Hill LLC|COMPLIANCE|203-618-5863|Y|Y|N|N TMBR|M|Timber Hill LLC|PROGRAMMERS|203-618-5814|Y|Y|N|N TMBR|M|Timber Hill LLC|PROGRAMMERS|203-618-5889|Y|Y|N|N TMBS|P|TRADITION ASIEL SECURITIES INC.|||Y|Y|N|N TMCC|P|Themunicenter.Com|||N|Y|N|N TMCD|P|Thomas McDonald Partners, LLC|||N|Y|N|N TMDM|P|Trading Machines LLC|||N|N|N|N TMES|P|Times Securities, Inc.|||N|N|N|N TMON|P|OPTIONSHOUSE|||N|Y|N|N TMPO|N|Tempo Securities Corporation|||N|N|N|N TNFS|P|True North Financial Services, Inc.|||N|N|N|N TNIS|P|Terra Nova Financial, LLC|||N|N|N|N TNTS|O|Terra Nova Trading, L.L.C.|||N|N|N|N TOBI|P|Tobias Bros. Inc.|||N|N|N|N TOCA|P|TORINO CAPITAL LLC|||N|Y|N|N TOCQ|N|Lepercq, De Neuflize/Tocqueville Securities, L.P.|NASDAQ TRADING|212-698-0856|N|Y|N|N TONC|P|CUTTONE & CO., LLC|||Y|Y|N|N TOOL|N|NASDAQ Trading Applications Team Test|||N|N|N|N TORB|P|TOR BROKERAGE LLC|||N|Y|N|N TORE|P|Tore Services, LLC|||N|N|N|N TORO|N|VALDES & MORENO, INC.|NASDAQ TRADING|816-455-7200|N|Y|N|N TORR|P|TORA TRADING SERVICES, LLC|||N|Y|N|N TORS|O|Trend Trader, LLC|SCOTTSDALE, AZ|602-948-1146|N|N|N|N TORY|M|Torrey Pines Securities, Inc.|SOLANA BEACH CA|858-259-9921|N|Y|N|N TORY|M|Torrey Pines Securities, Inc.|NASDAQ/OTCBB TRADING|800-688-8670|N|Y|N|N TORY|M|Torrey Pines Securities, Inc.||858-259-9939|N|Y|N|N TORY|M|Torrey Pines Securities, Inc.|INSTITUTIONAL TRDG|800-456-8679|N|Y|N|N TORY|M|Torrey Pines Securities, Inc.|PHONE PROBLEM LINE|858-259-9939|N|Y|N|N TORY|M|Torrey Pines Securities, Inc.|PHONE PROBLRM LINE|858-259-9921|N|Y|N|N TOSI|P|Thinkorswim, Inc.|||N|N|N|N TOUR|P|TOURMALINE PARTNERS, LLC|||N|Y|N|N TPCP|P|Pritchard Capital Partners, LLC|COVINGTON, LA|504-809-7000|N|N|N|N TPMR|N|Tradepmr Inc.|||N|Y|N|N TPOT|P|TULLETT PREBON FINANCIAL SERVICES LLC|||Y|Y|N|N TPRI|P|TPR Investments, L.P.|||N|N|N|N TPSC|P|CHICAGO SECURITIES CORP.|||N|N|N|N TRAD|O|Tradestation Securities, Inc.|||Y|Y|Y|N TRAO|C|TRACK ECN|||N|N|N|N TRAS|P|Tradition Asiel Securities Inc.|||Y|Y|N|N TRAT|P|Track (ECN)|||N|N|N|N TRAU|C|TRACK ECN|||N|N|N|N TRBT|P|Tradebot Systems, Inc.|||Y|N|Y|Y TRCM|P|TRC MARKETS LLC|||Y|Y|Y|Y TRDT|O|Trident Securities, Inc.|NASDAQ TRADING|800-340-6355|N|N|N|N TRDT|O|Trident Securities, Inc.|ATLANTA, GA|404-495-2050|N|N|N|N TRDW|O|Grossman & Co., LLC|DIX HILLS NY|631-242-0603|N|N|N|N TRDW|O|Grossman & Co., LLC|NASDAQ TRADING|407-648-4898|N|N|N|N TREA|O|TREASURE FINANCIAL CORP.|RICHARDSON, TX|(214)479-9675|N|Y|N|N TREK|O|Tradetrek Securities, LLC|||N|N|N|N TREX|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N TRFI|P|Tradewinds Financial Group Incorporated|||N|N|N|N TRGS|P|The Robins Group LLC|||N|N|N|N TRIB|P|TRIBAL CAPITAL MARKETS, LLC|||Y|Y|N|N TRIM|M|VIRTU Americas LLC|PURCHASE, NY|914-251-5800|Y|Y|Y|Y TRIM|M|VIRTU Americas LLC|TRADING|800-677-8746|Y|Y|Y|Y TRIM|M|VIRTU Americas LLC|SERVICE DESK|800-436-8746|Y|Y|Y|Y TRIM|M|VIRTU Americas LLC|BLOCK DESK|800-669-1811|Y|Y|Y|Y TRIM|M|VIRTU Americas LLC|CHICAGO, IL|312-553-8350|Y|Y|Y|Y TRIM|M|VIRTU Americas LLC|TRADING/SERVICE|800-430-3434|Y|Y|Y|Y TRIN|N|Triangle Securities, LLC|||N|Y|N|N TRIP|P|Trident Partners Ltd.|||N|Y|N|N TRKA|N|Troika Dialog USA, Inc.|||N|Y|N|N TRLN|M|Tradelink Securities, LLC|CHICAGO, IL|312-264-2183|Y|Y|N|N TRMS|P|TERMINUS SECURITIES, LLC|||N|N|N|N TRNK|O|Tradelink Securities, LLC|||Y|Y|N|N TRNS|N|LOMBARD ODIER TRANSATLANTIC LIMITED|NASDAQ TRADING|212-431-6041|N|Y|N|N TRNX|P|TRINIX SECURITIES LLC|||N|N|N|N TRPP|N|Tripp & Co., Inc.|NEW YORK NY|212-608-6081|N|N|N|N TRRT|O|Traderight Securities|||N|N|N|N TRSC|P|TRANSCEND CAPITAL|||N|N|N|N TRSD|O|Transcend Capital, LP|AUSTIN, TX|512-485-3140|N|N|N|N TRSK|P|TRANSCEND CAPITAL, LP|||N|N|N|N TRSL|P|Traderight Securities|||N|N|N|N TRTR|O|Tradelink Securities, LLC|||Y|Y|N|N TRUB|N|Trubee, Collins & Co., Inc.|NASDAQ TRADING|716-849-1401|N|Y|N|N TRUE|N|Aletheia Securities, Inc.|||N|N|N|N TRUM|P|Triune Capital Advisors LLC|||N|N|N|N TRUX|P|Triune Capital Advisors LLC|||N|N|N|N TRWN|M|T.R. Winston & Company, LLC|BEDMINSTER NJ|908-234-9600|Y|Y|N|N TRYC|P|TRYCO SECURITIES, INC.|||N|Y|N|N TRYN|P|First Tryon Securities, LLC|||N|Y|N|N TSBX|P|TRIPLESHOT|||N|Y|N|N TSCD|P|THE STURGES COMPANY|||N|Y|N|N TSEC|P|Thomas Group Capital|||N|N|N|N TSII|P|Tradestar Investments, Inc.|||N|N|N|N TSMI|P|Tradespot Markets Inc.|||N|Y|N|N TSRV|N|Trading Services Group, Inc.|||N|Y|N|N TTAL|P|TIBRA TRADING AMERICA LLC|||N|N|N|N TTLE|P|Park Financial Group, Inc.|||N|N|N|N TTON|P|Teton Investment Partners LLC|||N|N|N|N TTRD|N|Tech-Trade Capital LLC|||N|N|N|N TTSI|P|T3 SECURITIES, INC.|||N|Y|N|N TTTT|P|T3 TRADING GROUP, LLC|||N|N|N|N TTUC|P|CUTTONE & CO., INC.|Trading Desk|646-943-5420|Y|Y|N|N TULL|P|Tullett Prebon Financial Services LLC|NEW YORK|914-696-5639|Y|Y|N|N TUNA|N|Bluefin Research Partners, Inc.|||N|Y|N|N TWDA|P|TRADEWEB DIRECT LLC|||N|Y|N|N TWDI|P|TRADEWEB DIRECT LLC|||N|Y|N|N TWDS|M|TRADEWEB DIRECT LLC|||N|Y|N|N TWEE|N|Tweedy, Browne Company LLC|NEW YORK, NY|212-916-0606|N|N|N|N TWGR|P|Tradewire Securities LLC|||N|N|N|N TWPL|O|Stifel, Nicolaus & Company, Incorporated|SAN FRANCISCO|415-364-2800|Y|Y|N|N TWSE|P|Tradewire Securities LLC|||N|N|N|N TWSF|P|TWS FINANCIAL, LLC.|||N|N|N|N TWXS|P|TRADEWORX SECURITIES LLC|||N|Y|N|N TYLO|N|DOUGALL & ASSOCIATES INC.|NASDAQ TRADING|312-346-1066|N|N|N|N TZTA|P|303 ALTERNATIVES, LLC|||N|Y|N|N UBSA|P|UBS SECURITIES LLC|||Y|Y|Y|Y UBSB|P|UBS Securities LLC|||Y|Y|Y|Y UBSC|P|UBS Securities LLC|||Y|Y|Y|Y UBSG|M|UBS Securities LLC|||Y|Y|Y|Y UBSI|N|UNITED BROKERAGE SERVICES, INC|BARKERSBURG, WV|304-426-8770|N|Y|N|N UBSK|P|UBS Securities LLC|||Y|Y|Y|Y UBSS|M|UBS Securities LLC|TRADING DEPARTMENT|203-719-7400|Y|Y|Y|Y UBSS|M|UBS Securities LLC|OTCBB/PINKSHEETS|203-719-8710|Y|Y|Y|Y UBST|P|UBS Securities, LLC|||Y|Y|Y|Y UBSW|M|UBS Securities, LLC|TRADING DEPT|203-719-7400|Y|Y|Y|Y UBSW|M|UBS Securities, LLC|INTL TRADING|203-719-6950|Y|Y|Y|Y UBSW|M|UBS Securities, LLC|AGENCY TRADING|203-719-7600|Y|Y|Y|Y UBSX|O|UBS Securities LLC|||Y|Y|Y|Y UBUY|P|Peak Securities Corp.|||N|N|N|N UCAP|P|UCAP SECURITIES LLC|||N|Y|N|N UCHN|O|Urchin Capital Partners, LLC|||N|N|N|N UCMI|P|UNITED CAPITAL MARKETS, INC.|||N|Y|N|N UCML|P|UNITED CAPITAL MARKETS, INC.|||N|Y|N|N UCPL|N|Utendahl Capital Partners, L.P.|||N|N|N|N UFPA|P|UNITED FIRST PARTNERS LLC|||N|Y|N|N UFPO|P|UNITED FIRST PARTNERS LLC|||N|Y|N|N UGAM|P|UNION GAMING ADVISORS, LLC|||N|Y|N|N UHLM|N|Uhlmann Price Securities, LLC|||N|Y|N|N UMBF|P|UMB FINANCIAL SERVICES, INC.|||N|Y|N|N UMTB|P|UMTB SECURITIES INC|||N|N|N|N UNEX|P|DIRECT ACCESS PARTNERS LLC|||N|N|N|N UNIV|N|UNIVEST SECURITIES, LLC|NEW YORK, NY|212-219-3815|N|Y|N|N UOFM|P|University of Miami - Finance Department|||N|N|N|N UPLN|N|United Planners' Financial Services of America A Limited Partner|SCOTTSDALE, AZ|602-991-0225|N|Y|N|N USAA|P|USAA INVESTMENTS|SAN ANTONIO, TX|800-531-8294|N|Y|N|N USCA|P|USCA Securities LLC|||N|Y|N|N USFA|N|U.S. Securities & Futures Corp.|||N|N|N|N USFB|P|U.S. Financial Investments, Inc.|||N|N|N|N USFI|P|U.S. Financial Investments, Inc.|||N|N|N|N USSP|N|Ust Securities Corp. (The Retail)|JERSEY CITY, NJ|201-418-8331|N|N|N|N USTA|P|USTOCKTRADE SECURITIES, INC.|||N|Y|N|N USTC|O|US Trading LLC|GARDEN CITY, NY|516-357-9829|N|N|N|N USTK|P|USTOCKTRADE SECURITIES, INC.|||N|Y|N|N USTT|O|USTOCKTRADE SECURITIES|||N|Y|N|N UWIN|P|WINTERFLOOD SECURITIES INCORPORATED|||N|N|N|N VABD|P|VIRTU Americas LLC|||Y|Y|Y|Y VAIL|M|Vail Securities Investment, Inc.|MAIN TRADING|970-479-6001|N|N|N|N VAIL|M|Vail Securities Investment, Inc.|TRADING|970-476-5531|N|N|N|N VAIL|M|Vail Securities Investment, Inc.||888-476-5531|N|N|N|N VAIL|M|Vail Securities Investment, Inc.|ADDT'L TRADING|970-471-4224|N|N|N|N VALM|N|VALMARK SECURITIES, INC.|||N|Y|N|N VALR|P|VIRTU AMERICAS LLC|||Y|Y|Y|Y VALX|P|VIRTU AMERICAS LLC|||Y|Y|Y|Y VARI|O|Variant Research Corporation|BOCA RATON, FL|561-672-4949|N|Y|N|N VASL|N|VASILIOU & COMPANY, INC.|NASDAQ TRADING|212-486-4400|N|Y|N|N VATS|P|VEGA-CHI US LIMITED|||N|N|N|N VBLT|P|Vanderbilt Securities, LLC|||N|Y|N|N VBSL|P|Vision Brokerage Services, LLC.|||N|Y|N|N VBSX|P|Vision Brokerage Services, LLC|||N|Y|N|N VCAS|P|VCA Securities, LP|||N|Y|N|N VCLM|N|VAN CLEMENS & CO. INCORPORATED|||N|Y|N|N VCPI|P|VC Arjent Ltd.|||N|N|N|N VCSI|P|Vaughan and Company Securities, Inc.|||N|Y|N|N VECT|N|Vector Securities International, Inc.|||N|N|N|N VELC|P|VELOCITY CAPITAL, LLC|||N|Y|N|N VERF|P|THE VERTICAL GROUP|||Y|Y|N|N VERT|M|The Vertical Trading Group, LLC|Trading|212-918-1202|Y|Y|N|N VFCM|P|Virtu Financial Capital Markets LLC|||Y|Y|Y|Y VFGC|P|VFG Securities, Inc.|||N|Y|N|N VFGS|P|VFG Securities, Inc.|||N|Y|N|N VFIN|M|Vfinance Investments, Inc|OTCBB/PINK SHEETS|800-487-0577|Y|Y|N|N VFIN|M|Vfinance Investments, Inc|OTCBB/PINK SHEETS|561-981-1314|Y|Y|N|N VFIN|M|Vfinance Investments, Inc|PHILADELPHIA|856-234-2900|Y|Y|N|N VGLB|P|VECTORGLOBAL WMG|||N|Y|N|N VGRD|P|Vanguard Marketing Corporation|TRADE SUPPORT|610-669-7200|N|Y|N|N VGRD|P|Vanguard Marketing Corporation|TRADE DESK|610-669-7202|N|Y|N|N VGRP|P|THE VERTICAL TRADING GROUP, LLC|||Y|Y|N|N VHPA|P|VANTHEDGEPOINT SECURITIES, LLC|||N|N|N|N VHPS|P|Vanthedgepoint Securities, LLC|||N|N|N|N VIEW|P|VIEWTRADE SECURITIES LLC|||Y|Y|N|N VIRT|P|VIRTU FINANCIAL BD LLC|||Y|N|Y|Y VISN|P|Vision Securities Inc.|||N|N|N|N VKMI|P|Van Kampen Funds Inc.|||N|Y|N|N VMDI|N|DESJARDINS SECURITIES INTERNATIONAL INC|||N|Y|N|N VMEX|P|VECTORGLOBAL WMG|||N|Y|N|N VNDM|M|Vandham Securities Corp.|WOODCLIFF LAKE, NJ|(201) 782.3310|Y|Y|N|N VNDM|M|Vandham Securities Corp.|WOODCLIFF LAKE, NJ|888.356.2179|Y|Y|N|N VNDS|P|VANDHAM SECURITIES CORP|||Y|Y|N|N VNET|P|Vianet Direct, Inc.|||N|N|N|N VOLP|N|Volpe Brown Whelan & Company, LLC|||N|N|N|N VPEW|P|VPE WERTPAPIERHANDELSBANK AG|||N|Y|N|N VRTA|P|Veritas Securities Corp.|||N|Y|N|N VRTS|P|VERITAS SECURITIES CORP.|||N|Y|N|N VRTU|M|Virtu Financial BD LLC|||Y|N|Y|Y VRTX|P|CONVERGEX EXECUTION SOLUTIONS LLC|||Y|Y|Y|Y VSIN|P|Vision Financial Markets Llc|||N|Y|N|N VTBI|P|VTB CAPITAL INC.|||N|Y|N|N VTDT|P|View Trade Securities, Inc.|||Y|Y|N|N VTSB|P|Viewtrade Securities, Inc.|||Y|Y|N|N VWPT|P|Viewpoint Securities, LLC|||N|N|N|N WABR|O|Wall Street Access|NEW YORK NY|1-800-326-5195|Y|Y|Y|N WACH|N|Wachovia Brokerage Service|||N|N|N|N WACL|O|Wachtel & Co., Inc.|WASHINGTON DC|202-898-1018|Y|Y|N|N WAIN|M|H.C. Wainwright & Co., Inc.|NASDAQ/OTCBB TRADING|212-856-6206|Y|Y|N|N WAIN|M|H.C. Wainwright & Co., Inc.|EQUITY TRADING|800-967-2383|Y|Y|N|N WALC|P|Washington Analysis Corporation|||N|N|N|N WALL|P|BOWERS SECURITIES INC.|||N|Y|N|N WALT|N|Capital Growth Resources Inc|||N|N|N|N WANG|P|SOGOTRADE, INC.|||Y|Y|N|N WAPS|P|WOLF A. POPPER, INC.|||N|Y|N|N WATH|M|TD Ameritrade, Inc.||212-806-3500|N|Y|N|N WATH|M|TD Ameritrade, Inc.|ORDER ROOM|212-428-8618|N|Y|N|N WATH|M|TD Ameritrade, Inc.|TRADE/TECH ISSUES|800-598-5090|N|Y|N|N WATH|M|TD Ameritrade, Inc.|24/7 TECH SUPPORT|201-521-2970|N|Y|N|N WATR|N|Waters, Parkerson & Co., Inc.|||N|N|N|N WAYN|O|Wayne Hummer Investments L.L.C.|CHICAGO, ILL|312-431-1700|N|Y|N|N WBBC|M|WBB Securities, LLC|TRDNG DSK SAN DIEGO|858-592-9987|Y|Y|N|N WBCA|P|WESTPAC CAPITAL MARKETS LLC|||N|Y|N|N WBET|P|Wallachbeth Capital LLC|||Y|Y|N|N WBFN|P|WOODBURY FINANCIAL SERVICES, INC|||N|Y|N|N WBLR|P|WILLIAM BLAIR|CHICAGO IL|312-236-4502|Y|Y|N|N WBLR|P|WILLIAM BLAIR|CHICAGO IL|312-236-1600|Y|Y|N|N WBLR|P|WILLIAM BLAIR|NASDAQ TRADING|800-621-2214|Y|Y|N|N WBMK|N|GAINEY FINANCIAL SERVICES, INC.|PHOENIX AZ|602-954-7365|N|N|N|N WBMK|N|GAINEY FINANCIAL SERVICES, INC.|NASDAQ TRADING|602-266-2878|N|N|N|N WBNF|P|WILLIAM BLAIR|||Y|Y|N|N WBPX|P|SUMMIT SECURITIES GROUP, LLC|||Y|N|N|Y WBRO|M|Wiley Bros.-Aintree Capital, LLC|NASHVILLE, TN|615-254-1181|N|Y|N|N WBRO|M|Wiley Bros.-Aintree Capital, LLC|NASHVILLE, TN|800-827-9276|N|Y|N|N WCAP|P|Winebrenner Capital Partners, LLC|||N|N|N|N WCHV|P|WELLS FARGO SECURITIES, LLC|||Y|Y|Y|Y WCMS|P|Westport Capital Markets, LLC|||N|Y|N|N WCSC|P|Wilmington Capital Securities, LLC|||N|Y|N|N WCSO|P|World Choice Securities, Inc.|||N|Y|N|N WDAC|P|Wilson-Davis & Co., Inc.|||Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|SALT LAKE CITY, UT|801-532-6761|Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|SALT LAKE CITY, UT|800-453-5735|Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|SALT LAKE, AGENCY|801-532-6761|Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|DENVER, CO|800-628-7271|Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|DENVER, CO|303-793-0120|Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|OREGON|971-222-3541|Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|NEW YORK|800-290-6875|Y|Y|N|N WDCO|M|Wilson-Davis & Co., Inc.|NEW YORK|212-361-3701|Y|Y|N|N WDGE|P|Wedge Securities, LLC.|||N|N|N|N WDLF|P|W.D. Latimer Company Ltd./CDS|||N|N|N|N WDLN|M|Woodlawn Advisors LLC|||N|N|N|N WDNX|P|WEEDEN & CO.L.P.|||N|Y|N|N WDSB|P|JEFFERIES LLC|||Y|Y|Y|Y WECI|M|Winslow, Evans & Crocker, Inc.|BOSTON MA|617-227-4300|N|Y|N|N WECI|M|Winslow, Evans & Crocker, Inc.|NASDAQ TRADING|617-723-2205|N|Y|N|N WEDB|M|WEDBUSH SECURITIES INC.|LOS ANGELES, CA|213-688-4450|Y|Y|Y|Y WEDB|M|WEDBUSH SECURITIES INC.|NASDAQ/OTCBB TRADING|800-421-0251|Y|Y|Y|Y WEDB|M|WEDBUSH SECURITIES INC.|FIXED INCOME(CORP)|213-688-4480|Y|Y|Y|Y WEDB|M|WEDBUSH SECURITIES INC.|FIXED INCOME(GOVTS)|213-688-4500|Y|Y|Y|Y WEDB|M|WEDBUSH SECURITIES INC.|NEW YORK NY|212-742-0920|Y|Y|Y|Y WEDB|M|WEDBUSH SECURITIES INC.|NEW YORK NY|800-221-2540|Y|Y|Y|Y WEDB|M|WEDBUSH SECURITIES INC.|NASDAQ PORTLAND|503-675-3107|Y|Y|Y|Y WEDP|P|Wedbush Securities Inc.|LOS ANGELES, CA|213-688-4400|Y|Y|Y|Y WEED|M|Weeden & Co.L.P.|N-GREENWICH|N/A|N|Y|N|N WEED|M|Weeden & Co.L.P.|NASDAQ/OTCBB TRADING|203-861-7650|N|Y|N|N WEED|M|Weeden & Co.L.P.||800-289-9333|N|Y|N|N WEED|M|Weeden & Co.L.P.|FOREIGN|203-861-7740|N|Y|N|N WEED|M|Weeden & Co.L.P.|LISTED|203-861-7670|N|Y|N|N WEED|M|Weeden & Co.L.P.||800-843-9333|N|Y|N|N WEED|M|Weeden & Co.L.P.|BOSTON|800-777-9333|N|Y|N|N WEED|M|Weeden & Co.L.P.|CHICAGO|800-234-9333|N|Y|N|N WEED|M|Weeden & Co.L.P.|SAN FRANCISCO|800-333-9333|N|Y|N|N WEED|M|Weeden & Co.L.P.|DALLAS|800-444-9333|N|Y|N|N WEFI|N|WESTERN FINANCIAL CORPORATION|NASDAQ TRADING|619-234-3235|N|Y|N|N WEGE|P|WORLD EQUITY GROUP, INC.|||N|Y|N|N WEGI|N|WORLD EQUITY GROUP, INC.|||N|Y|N|N WEGP|P|Western Equity Group, Inc.|||N|Y|N|N WEKS|P|Wechsler & Co., Inc.|MOUNT KISCO,NY|914-242-6000|N|N|N|N WEKS|P|Wechsler & Co., Inc.|MOUNT KISCO,NY|800-221-7244|N|N|N|N WELC|N|H. G. Wellington & Co., Inc.|||N|N|N|N WELD|P|BRAVER STERN SECURITIES LLC|||N|N|N|N WESC|P|Wellington Shields & Co., LLC|||N|Y|N|N WEXA|P|WOLVERINE EXECUTION SERVICES, LLC|||Y|Y|Y|Y WEXM|P|WOLVERINE EXECUTION SERVICES, LLC|||Y|Y|Y|Y WEXQ|P|Wolverine Execution Services, LLC|||Y|Y|Y|Y WEXX|P|WOLVERINE EXECUTION SERVICES, LLC|CHICAGO, IL|312-884-4000|Y|Y|Y|Y WEYE|P|Walleye Trading LLC|||Y|N|N|N WFBC|P|WEALTHFRONT BROKERAGE CORPORATION|||N|Y|N|N WFGI|P|WFG Investments, Inc.|||N|Y|N|N WFIS|P|WELLS FARGO SECURITIES, LLC.|||Y|Y|Y|Y WFPB|P|Wells Fargo Securities, LLC.|||Y|Y|Y|Y WFPS|P|WFP Securities|||N|N|N|N WFSS|P|WOODMEN FINANCIAL SERVICES, INC.|||N|Y|N|N WGIF|P|CIBC World Markets Inc.|Trade Floor|212-856-3697|N|N|N|N WGTB|P|WG Trading Company Limited Partnership|||N|N|N|N WGTC|O|WG Trading Company Limited Partnership|GREENWICH, CT|203-863-8410|N|N|N|N WGTG|P|WG Trading Company Limited Partnership|||N|N|N|N WHAM|P|Windham Securities, Inc.|||N|N|N|N WHBB|P|BGC FINANCIAL INC.|||Y|Y|N|N WHCG|P|Whitaker Securities LLC|||N|Y|N|N WHIT|P|WIC Corp.|||N|Y|N|N WHOT|P|JUST2TRADE, INC.|||Y|Y|N|N WIMA|P|Weiss Investment Management Services, LLC|||N|Y|N|N WIMS|P|Weiss Investment Management Services, LLC|||N|Y|N|N WIND|P|WINDSOR STREET CAPITAL, LP|||Y|Y|N|N WINE|N|D. E. Wine Investments Inc.|HOUSTON TX|281-586-9640|N|N|N|N WINE|N|D. E. Wine Investments Inc.|NASDAQ TRADING|1-800-327-5477|N|N|N|N WINO|P|Jump Trading|||Y|N|Y|Y WINR|P|Jump Trading|||Y|N|Y|Y WINS|M|New Windsor Associates, L.P.|NEW YORK,NY|212-755-1056|N|N|N|N WINS|M|New Windsor Associates, L.P.||212-755-1053|N|N|N|N WINZ|P|JUMP TRADING|||Y|N|Y|Y WIPE|P|S.B.S. Financial Group, Inc.|||N|N|N|N WISC|P|CORECAP INVESTMENTS, INC.|||N|Y|N|N WISE|P|WISEBANYAN SECURITIES LLC|||N|Y|N|N WISI|P|WESTERN INTERNATIONAL SECURITIES, INC.|PASADENA, CA|626-710-3128|N|Y|N|N WISI|P|WESTERN INTERNATIONAL SECURITIES, INC.||626-710-3132|N|Y|N|N WISP|P|WESTERN INTERNATIONAL SECURITIES, INC.|||N|Y|N|N WITE|N|Witenberg Investment Companies, Inc.|BEVERLY HILLS, CA|310-724-5550|N|N|N|N WITT|M|Wit Capital Corporation|||N|N|N|N WJBI|P|W.J. Bonfanti, Inc.|||N|N|N|N WJBS|P|W.J. BLUM & SONS, LLC|||N|N|N|N WJCO|P|Walton Johnson & Company|NASDAQ TRADING|214-522-6770|N|N|N|N WJDO|P|Walter J. Dowd, Inc.|||N|N|N|N WLDX|P|WORLD-XECUTION STRATEGIES|Trading Desk|212-531-8526|N|Y|N|N WLMS|N|The Williams Capital Group, L.P.|NEW YORK, NY|212-830-4550|Y|Y|N|N WLTH|P|WEALTHFRONT BROKERAGE CORPORATION|||N|Y|N|N WMBU|M|WFG Investments, Inc.|NASDAQ TRADING|972-661-8700|N|Y|N|N WMCL|P|White Mountain Capital, LLC|||N|Y|N|N WMFS|P|WESTMINSTER FINANCIAL SECURITIES, INC.|||N|Y|N|N WMII|P|Westminster Securities Corporation|||N|N|N|N WMIN|M|Westminster Securities Corporation|NEW YORK NY|212-878-6555|N|N|N|N WMIN|M|Westminster Securities Corporation|NASDAQ|800-445-6749|N|N|N|N WMIN|M|Westminster Securities Corporation|MIAMI FL|305-949-1700|N|N|N|N WMIN|M|Westminster Securities Corporation|NORTH MIAMI|866-478-6550|N|N|N|N WMIN|M|Westminster Securities Corporation|NEW YORK,LONG ISLAND|866-249-0639|N|N|N|N WMLL|P|Watermill Institutional Trading LLC|||Y|Y|N|N WMPB|P|Hahn Securities, Inc.|||N|N|N|N WMRA|P|Chimera Securities|||Y|N|N|Y WMSI|M|Walsh Manning Securities, LLC|||N|N|N|N WNDR|P|Wunderlich Securities, Inc.|||Y|Y|N|N WOHU|P|BGC FINANCIAL, L.P.|||Y|Y|N|N WOLF|P|Wolfe Trahan Securities|||N|Y|N|N WOLV|N|WOLVERINE CAPITAL MARKETS LLC|||N|Y|N|N WONG|P|A B Wong Capital LLC|||N|N|N|N WOOD|N|WOOD (ARTHUR W.) COMPANY, INC.|BOSTON MA|617-542-4224|N|Y|N|N WOOD|N|WOOD (ARTHUR W.) COMPANY, INC.|NASDAQ/OTCBB TRADING|800-553-3001|N|Y|N|N WORD|P|Worden Capital Management LLC|||N|Y|N|N WPAC|P|White Pacific Securities, Inc.|||N|N|N|N WPCC|P|Westpark Capital, Inc.|||N|Y|N|N WPSG|P|WEEDEN PRIME SERVICES, LLC.|||N|Y|N|N WPSM|P|WEEDEN PRIME SERVICES, LLC.|||N|Y|N|N WPSP|P|WEEDEN PRIME SERVICES, LLC|||N|Y|N|N WPST|O|W. P. Stewart Securities LLC|NEW YORK, NY|441-295-8585|N|N|N|N WPSX|P|WEEDEN PRIME SERVICES, LLC.|Main Line|646-227-5555|N|Y|N|N WRDN|P|WORDENTRADE, INC.|||N|Y|N|N WRET|O|Wells Fargo Clearing Services, LLC|TRADING|804-868-2200|Y|Y|N|N WRGR|P|FSB PREMIER WEALTH MANAGEMENT, INC.|||N|Y|N|N WRIS|M|WESTPORT RESOURCES INVESTMENT SERVICES, INC.|NASDAQ TRADING|203-222-4888|N|Y|N|N WRIS|M|WESTPORT RESOURCES INVESTMENT SERVICES, INC.||800-592-9747|N|Y|N|N WRLD|M|Hunter World Markets, Inc.|EQUITY TRADING|310-734-0040|N|N|N|N WRLD|M|Hunter World Markets, Inc.|EQUITY TRADING|310-734-0040|N|N|N|N WROC|N|Westrock Advisors Inc.|||N|N|N|N WSAG|P|WALL STREET ACCESS|Trading Desk|212-232-5602|Y|Y|Y|N WSCC|P|WASHINGTON SECURITIES CORPORATION|NEW YORK NY|212-709-9400|N|Y|N|N WSCX|N|Workman Securities Corporation|||N|N|N|N WSEA|M|WOLVERINE SECURITIES, LLC|||Y|Y|N|N WSEI|P|Wallstreet*E Financial Services, Inc.|||N|N|N|N WSET|N|Wall Street Electronica|||N|N|N|N WSGD|P|WEDBUSH SECURITIES INC.|||Y|Y|Y|Y WSJR|P|DUNIYA TRADING, INC.|||N|N|N|N WSRK|N|WESTROCK CAPITAL MANAGEMENT, INC.|||N|Y|N|N WSRP|P|WESTROCK CAPITAL MANAGEMENT, INC.|||N|Y|N|N WSSL|P|Wellstone Securities, LLC|||N|N|N|N WSSS|O|Wm Smith & Co.|DENVER, CO|303-831-9696|N|Y|N|N WSTI|P|WESTERN INTERNATIONAL SECURITIES, INC.|||N|Y|N|N WSTM|P|Westminster Research Associates, LLC|||N|Y|N|N WSWW|M|Westminster Securities Corporation|Trading|212-878-6565|N|N|N|N WTCO|O|Williams Trading LLC||(203) 353-7600|Y|Y|N|N WTFD|P|WATERFORD CAPITAL, INC.|||N|Y|N|N WTFS|P|JUST2TRADE, INC.|||Y|Y|N|N WTHM|N|Wealth Monitors, Inc.|||N|N|N|N WTKR|P|Whitaker Securities LLC||516.365.3660|N|Y|N|N WTLP|P|WOLVERINE TRADING, LLC|||Y|N|Y|Y WTSP|N|Wasserman & Associates|||N|N|N|N WUND|M|Wunderlich Securities, Inc.|ST. LOUIS, MO|314-719-3450|Y|Y|N|N WUND|M|Wunderlich Securities, Inc.||877-567-0950|Y|Y|N|N WUNR|P|Wunderlich Securities, Inc.|||Y|Y|N|N WUNT|P|Wunderlich Securities, Inc.|||Y|Y|N|N WVBD|O|Merrill Lynch, Pierce, Fenner and Smith Incorporated|||Y|Y|Y|Y WWLD|P|Whiteweld Trading, LLC|||N|N|N|N WWPC|M|Westpark Capital Inc.|||N|Y|N|N WYNS|P|Winslow, Evans & Crocker, Inc.|||N|Y|N|N WYOM|O|Wyoming Financial Securities, Inc.|||N|N|N|N WYSE|P|Wyser-Pratte & Co., Inc.|NEW YORK, NY|212-495-5353|Y|Y|N|N WZSC|P|Watermark Securities, Inc.|||N|Y|N|N XBLA|P|XAMBALA CAPITAL, LLC|||Y|N|N|N XBOS|P|Boston Stock Exchange|||N|N|N|N XCAP|P|XAMBALA CAPITAL, LLC|||Y|N|N|N XCNC|P|C&C TRADING L.L.C.|||N|N|N|N XERO|P|CONDUENT SECURITIES, LLC|||N|Y|N|N XGWD|P|LATOUR TRADING LLC|||Y|N|Y|Y XGWX|P|LATOUR TRADING LLC|||Y|N|Y|Y XIST|P|INSTINET, LLC|||Y|Y|Y|Y XPQR|P|Jump Trading|||Y|N|Y|Y XPUS|P|XP SECURITIES, LLC|||N|Y|N|N XSTM|P|NATIONAL FINANCIAL SERVICES LLC|||Y|Y|Y|Y XTFG|P|Xtent Financial Group, Inc.|||N|N|N|N YAMN|O|Trade Manage Capital, Inc.||800-221-5676|Y|Y|N|N YAMN|O|Trade Manage Capital, Inc.|FAIRLAWN, NJ|201-791-4449|Y|Y|N|N YKNA|P|COMHAR CAPITAL MARKETS, LLC|||N|Y|N|N YLAW|P|INNOVATION PARTNERS LLC|||N|Y|N|N YLPL|O|Linsco/Private Ledger Financial Services, Incorporated|NASDAQ TRADING|N/A|N|Y|N|N YORK|M|Orion Securities (USA) Inc.|CHICAGO, IL|312-236-0880|Y|Y|N|N YORK|M|Orion Securities (USA) Inc.|OTCBB|800-759-9094|Y|Y|N|N YOSE|P|York Securities, Inc.|||N|Y|N|N YQST|P|Yieldquest Securities, LLC|||N|N|N|N YSBI|P|YORK STOCKBROKERS, INC.|||N|Y|N|N ZACK|P|LBMZ SECURITIES, INC.|||N|Y|N|N ZAND|P|MCLAUGHLIN RYDER INVESTMENTS, INC.|||N|Y|N|N ZDIB|P|Zions Direct, Inc.|||N|Y|N|N ZDNF|P|Zions Direct, Inc.|||N|Y|N|N ZEBD|P|ZEBED SECURITIES, LLC|||Y|Y|N|N ZECO|P|Zecco Trading, Inc|||N|N|N|N ZEDD|P|VAN KAMPEN FUNDS INC|||N|Y|N|N ZEUS|N|Zeus Securities, Inc.|||N|Y|N|N ZIMS|P|ZIMBALIST SMITH INVESTMENTS, LLC|||N|Y|N|N ZION|P|Zions Direct, Inc.|||N|Y|N|N ZIVI|P|ZIV Investment Company|||N|Y|N|N ZOUL|P|N. B. Zoullas Securities, Inc.|NEW YORK, NY|212-350-5315|N|Y|N|N File Creation Time: 1227201712:10|||||||
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rexsecuritieslaw · 2 years ago
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rexsecuritieslaw · 3 years ago
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